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HomeMy WebLinkAboutItem 4.05 Attach 1rap Comprehensive Annual Financial Report For Fiscal Year Ended June 30, 1995 n n Prepared by FINANCE DEPARTMENT CITY OF DUBLIN ' DUBLIN, CALIFORNIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEARS ENDED JUNE 30,1995 AND JUNE 30,1994 n Prepared by FINANCE DEPARTMENT 7 II I II 1 CITY OF DUBLIN Comprehensive Annual Financial Report For the Years Ended June 30, 1995 and 1994 Table of Contents INTRODUCTORY SECTION Page Tableof Contents ................................................................................................... ............................... i Elected Officials and Administration Personnel ................................................. ............................... ry OrganizationalChart ............................................................................................... ..............................v GFOA Certificate of Achievement for Excellence inFinancial Reporting ......................................................................................... ............................... vi CSMFO Certificate of Award for Outstanding FinancialReporting P g ................................................................ ............................... ............................ vii Letterof Transmittal ............................................................................................ ............................... ix FINANCIAL SECTION Independent Auditor's Report ............................................................................... ..............................1 General Purpose Financial Statements Combined Balance Sheets - All Fund Types and AccountGroups ...................................................................................................... ..............................4 Combined Statements of Revenues, Expenditures and Changes in Fund Balances - All Governmental FundTypes ............................................................................................................. ..............................7 ' Combined Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual - All Governmental Fund Types .............................................................................. ..............................8 ' Combined Statements of Revenues, Expenses and Changes in Retained Earnings - All Proprietary Fund Types ........................... ............................... 10 ' Combined Statements of Cash Flows - All Proprietary Fund Types ................ ............................... 11 Notes to General Purpose Financial Statements ................................................ ............................... 12 CITY OF DUBLIN Comprehensive Annual Financial Report For the Years Ended June 30, 1995 and 1994 Table of Contents Page Combining Fund Statements and Schedules General Fund Comparative Balance Sheets .............................................................................. ............................... 34 Statements of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual ................................................................ ............................... 35 Schedule of Budget Versus Actual Departmental Expenditures ....................... ............................... 36 Special Revenue Funds CombiningBalance Sheets ................................................................................. ............................... 38 Combining Statements of Revenues, Expenditures and Changes in Fund Balances .......................................................................... ............................... 40 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual ........................................ ............................... 42 Capital Projects Funds CombiningBalance Sheets ................................................................................. ............................... 52 Combining Statements of Revenues, Expenditures and Changes in Fund Balances .......................................................................... ............................... 53 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual ........................................ ............................... 54 Agency Funds Combining Statement of Changes in Assets and Liabilities .............................. ............................... 58 ii I I CITY OF DUBLIN Comprehensive Annual Financial Report For the Years ended June 30, 1995 and 1994 ISTATISTICAL SECTION P8a Governmental Expenditures by Function - All Governmental Fund Types - Last Ten Fiscal Years ......................................... ............................... 60 General Governmental Revenues by Source - All Governmental Fund Types - Last Ten Fiscal Years ......................................... ............................... 61 Assessed and Estimated Actual Value of Taxable Property - Last Ten Fiscal Years ......................................................... ............................... 62 Property Tax Rates - All Overlapping Governments - LastTen Fiscal Years ........................................................................................ ............................... 63 Computation of Legal Debt Margin ................................................................... ............................... 64 Computation of Direct and Overlapping Debt ................................................... ............................... 65 Demographic Statistics - Last Ten Fiscal Years ................................................ ............................... 66 Property Value, Construction, and Bank Deposits - LastTen Fiscal Years ........................................................................................ ............................... 67 Schedule of 1985 Certificates of Participation Coverage - Fiscal Years 1985 - 1988 .................................................................. ............................... 68 Schedule of 1988 Certificates of Participation Coverage - Fiscal Years 1989- 1993 .................................................................. ............................... 69 Schedule of 1993 Certificates of Participation Coverage - Fiscal Years 1994 - 1995 .................................................................. ............................... 70 California Public Employees Retirement System Funding Analysis - Fiscal Years 1986 - 1993 ..................................................... ............................... 71 Property Tax Levies and Collections - LastTen Fiscal Years ........................................................................................ ............................... 72 PrincipalProperty Taxpayers ............................................................................. ............................... 73 Top25 Sales Tax Producers ............................................................................... ............................... 74 MiscellaneousStatistical Data ........................................................................... ............................... 75 iii Vice Mayor Dave Burton Councilmember Lisbeth Howard CITY OF DUBLIN ELECTED OFFICIALS June 30, 1995 Mayor Guy Houston ADMINISTRATION PERSONNEL City Manager Assistant City Manager City Attorney City Clerk Chief of Police Public Works Director Planning Director Building Official Parks and Community Services Director IV Councilmember Valerie Barnes Councilmember Paul C. Moffatt Richard C. Ambrose Paul Rankin Elizabeth Silver Kay Keck Jim Rose Lee Thompson Laurence L. Tong Kenneth C. Petersen Diane Lowart 1 d City of Dublin Organizational Chart Parks & Community Services Commission Senior Center Advisory Committee Heritage Center Advisory Committee Police Services I I Building & Safety Parks & Community Services Library Service Cultural Activities Heritage Center Dublin Cemetery Residents of Dublin City Council City Manager City Clerk Elections Economic Development Administrative Services Finance Animal Control Central Services - Personnel -Data Processing - Insurance - Disaster Preparedness -Waste Management -Cable TV - Public Information Planning Commission Public Works Building Mgmt. Traffic Signals Street Lighting Street Maint. Street Sweeping Street Tree Maint. St. Landscape Maint. Park Maintenance Engineering City Attorney I I Planning Fire Services Certificate of Achievement for Excellence in Financial Reporting Presented to City of Dublin, California For its Comprehensive Annual Financial Report for the Fiscal Year Ended June 30, 1994 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. President yz�(7 L!�;t Executive Director Vi California Society Of c7�funicipal 3inance Off-tcers Certificate of Award Outstanding Jinancial Teporting 1993-94 Presented to City of Tublin `this certificate is issued in recognition of meeting professional standards and criteria in reporting which reflect a high level of quality in the annual financial statements and in the underlying accounting system from which the reports were prepared. Ai ebruary 27,199S c�u, Tofu &�� e- dicated to Excellence in J%nicipal financial ckanagement ' 19 82 ' November 27, 1995 CITY OF DUBLIN P.O. Box 2340, Dublin, California 94568 • City Offices, 100 Civic Plaza, Dublin, California 94568 Honorable Mayor and Members of the City Council Presented with this transmittal is the City of Dublin Comprehensive Annual Financial Report, for the year ended June 30, 1995. The responsibility for the accuracy and fairness of this report rests with the City. INTRODUCTION The format of this report exceeds the minimum requirements and information typically included in an annual financial audit. The report is intended to conform to the guidelines of the Government Finance Officers Association. The data is presented in a manner which is designed to fairly set forth the financial position of the City. Financial activity within the various funds is measured to display the results of City operations. The report contains the necessary disclosures to promote an in -depth understanding of the City's financial affairs. ' REPORT FORMAT The Comprehensive Annual Financial Report contains information which has been divided into the following ' three main sections: Introductory Section : This consists of. the table of contents; letter of transmittal; directory of ' elected officials and staff; GFOA and CSMFO awards; and a city organization chart. This section is intended to assist the reader and provide a narrative overview of the entire report. ' Financial Section : This consists of the independent auditor's opinion; general purpose financial statements and notes; and combining and account group statements by fund type. In its entirety this section comprises the annual financial audit prepared by the City's Certified Public ' Accountants. Statistical Section : This section includes both financial and non - financial data about the City and its operations. The information provides historical comparisons of key factors. ' The information in this Comprehensive Annual Financial Report is prepared in accordance with Generally Accepted Accounting Principles (GAAP) as promulgated by the Governmental Accounting Standards Board t (GASB) and includes the report prepared by City's independent certified public accountants, Maze & Associates, Walnut Creek, California. ' REPORTING ENTITY AND ITS SERVICES This report reflects reporting as a single entity for all operations directly associated and controlled by the City. ' In addition to reporting directly for the City operations, Dublin Information Inc., a separate legal entity has been included in the primary reporting entity. This is a non profit corporation originally formed by the City to reduce the cost of producing and distributing public information throughout the community. The functions were expanded in 1985 to include financing for the construction of a new Civic Center. The project was completed 'and occupied in 1989. Pursuant to the financing arrangements with Dublin Information, Inc. the Civic Center project is leased from the corporation, with the City making annual payments from its General Fund. These ' Administration (510) 833 -6650 • City Council (510) 833 -6605 • Finance (510) 833 -6640 • Building Inspection (510) 833 -6620 Code Enforcement (510) 833 -6620 • Engineering (510) 83x3 -6630 • Parks & Community Services (510) 833 -6645 Police (510) 833 -6670 • Public Works (51i0) 833 -6630 - Planning (510) 833 -6610 annual payments are used by Dublin Information, Inc. to make principal and interest payments to the holders of the Certificates of Participation. The City of Dublin is a General Law city, incorporated in 1982. The City operates under the Council - Manager form of government. The five member City Council is the political and legislative body. The Mayor is directly elected and serves a two year term. The four City Councilmembers serve staggered four year terms. The City Council is empowered to take actions in accordance with the General Laws of the State of California. The City Council responsibilities include: formulation of City policies, including a fiscal program; determination of the level of City services to be provided; and appointment of the City Manager, City Attorney and Auditor. r Citizens of the City of Dublin also assist the City Council in forming government policy. The City Council ' appoints members of commissions and committees such as: Planning Commission, Parks & Community Services Commission, Senior Center Advisory Committee, and Heritage Center Advisory Committee. The basic structure for City operations is commonly referred to as a "contract city." Many of the typical municipal services are provided through a contract with public or private entities. For example, Police Services are provided by the Alameda County Sheriff. Street and Park and Building Maintenance Services are provided by MCE Corporation and other private contractors. For Fiscal Year 1994 -95 the City had a total of 36 Full Time positions which provide services as City employees. An additional 46 positions were employees of the City's Contractors and were assigned to work solely within the City of Dublin operations. Fire Suppression and Prevention Services are provided by the Dougherty Regional Fire Authority. This is a Joint Powers Authority, which is a legally distinct entity, formed by the cities of Dublin and San Ramon. Each City makes payments for its pro -rata share of the annual costs associated with the independent Authority. SAY OF THE LOCAL ECONOMY The City of Dublin is located at the intersection of Intestates 580 and 680 approximately 35 miles east of San Francisco. The City has a wide range of housing types available to meet the demands of various employers throughout the region. The City has a large retail base which serves local residents as well as those in surrounding communities. I n r J J u The largest employers include: public agencies such as; County of Alameda Correctional Facility, Dublin Unified School District and United States Department of Justice Correctional Facility; corporate offices such as ' Great Western Bank regional office; and retailers such as; Montgomery Wards, Toys R Us, Target Stores, Home Express, and Mervyns. Although the City has been impacted by the economic recession in recent years, in Fiscal Year 1994/95 some of the City's General Fund Revenues performed better than anticipated. For example, General Fund Sales Tax in 1994 -95 increased by 8.4% over the prior year ($6,470,287 in FY 94/95 vs. $ 5,969342 in FY 93/94). A significant amount of the City's retail sales are attributable to the auto industry which had improved sales in the past year. In addition, the City had new retail outlets open during the year including a new Home Express store developed in conjunction with a complete facade renovation of one of the City's shopping centers. The future economic outlook for the City is geared towards enhancing the City's existing economic base, while providing opportunity for further expansion. There is the ability to accommodate significant new development projects in the City's Eastern Dublin Specific Plan Area. In Fiscal Year 1994/95 the City completed the rezoning of the first major parcel in the Specific Plan Area, which will provide additional retail opportunities. Although opportunities exist for additional retail based revenues, it has also been noted that competitive pressures from projects developed in surrounding jurisdictions will impact the ability for continued growth in retail sales. MAJOR INITIATIVES The City Council adopted the recommendations formed by a Business Task Force which issued its report in July of 1994. The Task Force had representatives of the Chamber of Commerce, business owners and residents. In response to a recommendation in the report an Economic Development Manager was added to the City x C ' Manager's Staff in Fiscal Year 1994/95 to assist with development of the business community in cooperation with local and regional efforts to support economic growth. The focus of this initiative is to take proactive steps which will allow the local economy to remain strong. ' In May of 1993, the City completed and adopted a major General Plan Amendment covering approximately 10.8 square miles of largely undeveloped land. Approximately one half of the Planning Area was covered by a Specific Plan, which was processed concurrently. The adopted plans provide for a fully integrated community ' including residential sites, commercial and employment generating properties, schools, public buildings, parks and open space. The outcome of lawsuits challenging the plans were known in the final quarter of Fiscal Year 1993/94. The legal ruling was favorable to the City and allowed for proceeding with the implementation of the ' Plan in Fiscal Year 1994/95. In Fiscal Year 1994/95 the City Manager was directly involved with the oversight of mayor planning initiatives, which will provide increased opportunities for the City of Dublin well into the 21st Century. A major project ' was the successful annexation of approximately 1,530 acres adjacent to the eastern City Limit. This property was in the Eastern Dublin Specific Plan Area and it is currently largely undeveloped. The effective date for the annexation will be October 1, 1995, when the City will actually begin providing municipal services to the area. ' The first development project to be processed under the Eastern Dublin Specific Plan was a 75 acre commercial project proposed by Homart Development Company. The firm was selected as the developer of the commercial center by the Alameda County Surplus Property Authority, which owns the property. The project will be phased ' and could accommodate up to 800,000 square feet of commercial development. In Fiscal Year 1994/95 the City Council entered into a Development Agreement for the project and approved a rezoning of the property. ' During Fiscal Year 1994/95 the Planning Department in conjunction with representatives of the Business Community also processed significant revisions to the City of Dublin sign ordinance. The changes will assist existing businesses as well as new businesses in providing greater visibility for the establishments. ' The Parks and Community Services Department undertook the renovation of the structures located at the Heritage Center which was acquired in Fiscal Year 1993/94. The project includes the "Old Murray School ", ' "Old St. Raymond's Church ", and the Dublin Cemetery. The renovation of the structures will increase their usefulness and availability to the public. The Department also hired a Heritage Center Director to assist with coordinating programs at the refurbished Center. ' In Fiscal Year 1994 - 1995 the Public Works Department completed a Traffic Impact Fee Study for the Eastern Dublin Specific Plan Area. The study took into consideration improvements required to planned arterials as well as existing City streets and adjacent highways. The Department also coordinated improvements to Dougherty ' Road, which included a traffic signal at the intersection of Sierra Lane. Acquisition was also begun on the Dublin Boulevard Widening project, a $3.1 million project which will improve the traffic flow in the central commercial business area. ' The Public Works Department also saw increased development activity as two residential projects submitted final improvement and grading plans for City review. The Hansen Ranch (Warmington Homes) project which will have 180 Single Family units and the Donlon Canyon Project (Kauffman and Broad) 246 Multi - Family units. ' The projects will be phased with grading occurring in the Summer of 1995 and building construction may begin by the Spring of 1996. ' ACCOUNTING SYSTEM AND BUDGETARY CONTROL Note 2 contained in the General Purpose Financial Statements provides a detailed explanation of the significant ' accounting policies. In general, for all City and Agency funds the revenues and expenses are based on a modified accrual basis of accounting. This means that with certain exceptions revenues are recorded when measurable and available rather than when they are received. Expenditures are recorded when the liability is ' incurred rather than when it is paid. In the case of proprietary funds such as Dublin Information Inc., revenues and expenditures are accounted for using the accrual basis of accounting. I Xi In developing and evaluating the City's accounting system, consideration is given to the adequacy of controls. Internal accounting controls are designed to provide reasonable assurance regarding: safeguarding of assets ' against loss, accuracy and reliability of accounting data, and adherence to prescribed policies. The concept of reasonable assurance recognizes that the cost of a control should not exceed benefits likely to be derived; and that the evaluation of costs and benefits require estimates and judgments by management. , Annually the City Manager develops and presents a budget for approval by the City Council. The Budget includes appropriations for both operating programs and capital improvement projects. The Budget is approved ' on a departmental basis based upon the identified funding sources. The adopted accounting procedures authorize the City Manager to transfer budget amounts between line items within the same Department. Any transfers between separate Departments requires City Council authorization. Monthly reports of detailed revenue and expenditures are distributed to Management Staff for review and ' assistance in controlling activities and programs. The City Council also receive summary reports on a monthly basis identifying revenues, expenditures, and investment activity. t FINANCIAL HIGHLIGHTS OF FISCAL YEAR 1994 -1995 The financial reports identify that among all of the Governmental Fund Types the General Fund represents ' approximately 82.8% of both the Revenue and Expenditures. Clearly, the activity within the General Fund dominates the City's fiscal condition and will be focused on in the analysis presented in this Transmittal Letter. ' The following comparison shows changes in major General Fund Revenue Types as compared to the previous Fiscal Year: GENERAL FUND REVENUES , xii AMOUNT % OF TOTAL DOLLAR % CHANGE REVENUE TYPE COLLECTED CURRENT CHANGE FROM FROM PRIOR 1994/1995 YEAR PRIOR YEAR YEAR PROPERTY TAXES $ 3,944,284 26.58% $ 91,182 2.37 % TAXES OTHER THAN PROPERTY $ 7,122,094 47.99% $ 518,012 7.84 % LICENSES / PERMITS $ 337,551 2.27% ($ 3,444) ( 1.01) % INTERGOVERNMENTAL $ 1,044,002 7.03% $ 98,289 10.39 % CHARGES FOR SERVICES $ 1,053,715 7.10% $ 472,977 81.44 % USE OF MONEY & PROPERTY $ 1,140,714 7.69% $ 205,099 21.92 % FINES & FORFEITURES $ 35,668 0.24% $ 1,352 3.94 % OTHER $ 163,463 1.10% $ 110,8761 (40.42) % TOTAL $ 14,841,491 100.00% $ 1,272,591 9.38 % xii ' The following sections describe changes in Fiscal Year 1994 /95 within each of the major revenue categories. Property Tax related Revenues showed a very small increase as the County Assessor experienced a significant number of applications appealing the assessed value, due to the downturn in the Real Estate market. The ' adjustments to the values affect the total Property Tax Revenue which will be levied. Also the general slowdown in any new construction limited the opportunity for growth in this category. ' Sales Tax revenue increases were the largest contributor to the increase in General Fund Taxes Other Than Property Revenues. In general the economic trends statewide improved in terms of Auto and Transportation related retail sales. The City of Dublin benefited from these conditions. ' The small decrease in Licenses and Permits category is primarily related to Building and Safety Permits. As previously noted the development sector did not show significant activity in terms of projects actually under ' construction. Although development related issues were a major focus of activities during the Fiscal Year, many of these initiatives were related to longer term projects not currently under construction. The increase in Charges For Services primarily represents the undertaking of large Planning related studies. This included a requested General Plan Amendment Study for an area west of the City as well as processing related to the proposed Santa Rita Commercial Center and the Annexation of 1530 acres in the East Dublin Specific Plan Area. The Engineering Department also had increased activity with plan checking related to the two residential ' projects, which submitted Final Parcel Maps for.review and approval. The Use of Assets category increase was related to improved interest earnings as a result of an increased amount ' of General Funds available for investment. The rental of City Buildings and Fields, is also accounted for in this category, and these activities represented approximately $72,483 or 6.4% of the revenue shown in this category. The amount attributable to interest revenue increased by approximately 21.77% ($1,068,231 in Fiscal Year 1994/95 versus $ 877,290 in Fiscal Year 1993/94). As previously noted the improvement in earnings ' represented increased fund balance available for investment as well as improved interest rates. The Fine and Forfeiture category showed a small increase primarily attributable to delinquent parking penalties ' collected. Effective July 1, 1993 the City was required by State law to undertake all processing of parking citations and was allowed to retain all revenues. The contract citation processing firm has the ability to post delinquent penalties against the vehicle registration. The increase in this revenue was related to the time lag ' experienced in the initial collection of delinquent fees as part of the vehicle registration. The "Other Revenue" category also showed a decrease over the previous year. Since this category is utilized for ' miscellaneous one -time events it is typical to observe fluctuations between different Fiscal Years. Approximately 88% of the revenue shown in this category came from the following two sources: (1) $93,484 was related to an equity dividend for liability insurance coverage; and (2) $50,109 was related to the sale of ' excess street right of way adjacent to a new commercial project. The following chart displays the historical trends for General Fund Revenues over the past 5 years: Historical General Fund Revenues ' $15,000,000 $14,500,000 ' $14,000,000 $13,500,000 $13,000,000 ' $12,500,000 $12,000,000 14,094,379 $14,841,491 $13,568,900 0 $3,061,920 1990/91 1991/92 1992/93 1993/94 1994/95 xiii The following table compares General Fund Expenditures to those for the previous year. TYPE GENERAL GOVERNMENT PUBLIC SAFETY HIGHWAYS & STREETS HEALTH & WELFARE COMMUNITY DEVELOPMENT CULTURE & LEISURE CAPITAL OUTLAY "oil 140 GENERAL FUND EXPENDITURES TOTAL % OF TOTAL DOLLAR EXPENDED CURRENT CHANGE FROM 1994/95 YEAR PRIOR YEAR 0 % CHANGE ' FROM PRIOR YEAR $ 3,042,588 23.70% $ 120,235 4.11% ' $ 6,043,221 47.07% $ 322,494 5.64% ' $ 539,937 4.20% $ 52,486 10.77% Immaterial Compared $ 17,412 0.14% $ 17,336 To Total Expenses ' $ 1,250,082 9.74% $ 263,790 26.75% ' $ 1,765,990 13.75% $ 56,772 3.32% , $ 179,721 1,40% ($163,004 (47.56)% $12,838,951 100.00% $ 670,111 5.51% ' As noted above, General Fund expenditures increased when compared to the prior year. This increase followed ' Fiscal Year 1993/94 when a conscious effort was made by City officials to reduce General Fund expenditures as a result of State reductions in local revenues. The revenue outlook for Fiscal Year 1994 /95 allowed the City Council to consider resuming services previously eliminated, as well as adding Staff to address priority initiatives. The following chart provides a historical perspective for General Fund spending over the past five years. $13,500,000 $13,000,000 $12,500,000 $12,000,000 $11,500,000 Historical General Fund Expenditures $13,389,576 $12,964,327 $12,838,951 $12,681,607 $12,168,840 1990/91 1991192 1992193 1993/94 1994/95 The chart shown above has not been adjusted to account for inflation and only actual expenditures are shown. The City Council responded to the decline in State revenues with immediate reductions in service to avoid any deficit spending. The City continues to embark upon a plan of budgeted expenditures, which cautiously proceeds with additions to general fund supported expenditures. This is considered an appropriate policy until such time as the revenues generated by new development are projected to absorb additional costs. The specific areas experiencing the greatest growth in General Fund Expenditures during 1994/95 were related to the support required to accommodate additional growth, such as the increase in Community Development related expenditures. This was also impacted by the City Council decision to add a position responsible for Economic Development. The increase in spending of General Fund monies for Streets and Highways was xiv ' related to the improvement in General Fund revenue sources. In Fiscal Year 1994/95 the Budget did not rely to the same extent on Special Revenue Funds for Street related expenditures as was required in Fiscal Year 1993/94. ' DEBT ADMINISTRATION ' The City has no outstanding General Obligation debt. The City does administer funds for debt issued pursuant to the 1915 Improvement Act on one Capital Improvement Project. The total amount of assessment debt outstanding at June 30, 1995 is $2,276,000 and is related to the Dublin Boulevard Extension Assessment District. This amount is repayable from property assessments levied on properties benefiting from the improvements. Revenues collected were sufficient to finance all required debt service expenditures for the year ending June 30, 1995. There were no material delinquent assessment revenues at year end. ' RISK MANAGEMENT ' The City of Dublin is a member of ABAG PLAN Corporation. This is a public agency pool providing liability insurance coverage to approximately 29 Bay Area cities. The coverage limit is $ 5 million per occurrence. The City of Dublin has selected a $ 50,000 deductible. The pool also provides property insurance coverage with a $5,000 deductible except for vehicle losses, which carry a $10,000 deductible and purchases required employee ' bonds. In prior years the City had reserved a portion of the General Fund Balance as a Liability Insurance Reserve. In Fiscal Year 1994/95, in accordance with GASB 10, the City established a liability of $137,210 for uninsured claims. This includes a provision for losses which may be "incurred but not reported" (IBNR). CASH MANAGEMENT ' Cash which is temporarily idle during the year was invested by the City Treasurer in accordance with adopted investment policies. The amount of interest earned on all Governmental Fund Types was $ 1,210,885. The 1994 /95 annual yield was 5.75 %, for Governmental Fund Types, based upon average monthly balances. The City had higher balances invested and achieved a slightly better interest rate in 1994/95, compared to the prior ' Fiscal Year. The City Council has established a policy to invest excess general funds in accordance with various priorities. The highest priority is the prepayment of the 1993 Civic Center Certificates of Participation (COP's) in February 1999. The amount required at that time will be $13,052,781. The portfolio was invested in increments to meet this target date and still maintain adequate short term cash flow reserves. At June 30, 1995 the portfolio of investments held for Governmental Fund Types included $13,095,000 (face value at maturity) in Federal Treasury Notes and United States Agency Notes representing an average weighted maturity of 2.59 years. The City has positioned its cash needs to allow it to hold all securities to maturity. ' Fund Balance in the General Fund has been reserved in an amount equivalent to the Book Value of investments exceeding one year in maturity. Excluded from this reserve are any deposits which mature in more than one year and are fully insured by the Federal Deposit Insurance Corporation (FDIC). On a monthly basis the City ' Council is provided with a report on investment activity. The investment strategy emphasizes the safety of the portfolio and liquidity to match anticipated cash flow needs. The City does not participate in any securities lending and the portfolio does not include any repurchase agreements. ' INDEPENDENT AUDIT ' Each year the City of Dublin obtains an independent annual audit of the City's financial records. The information presented includes a review of the results of operations and changes in financial position. The report is presented to the City Council at a public meeting. This report includes the Auditor's opinion for the combined ' financial statements of the City of Dublin. xv AWARDS The Government Finance Officer's Association (GFOA) and the California Society of Municipal Finance Officer's (CSMFO) have both recognized the City of Dublin for its Comprehensive Annual Financial Report covering the period ending June 30, 1994. Copies of the Certificate of Achievement for Excellence in Financial Reporting are included in this report. This represented the fifth consecutive year that the City report was recognized by the GFOA. In order to be recognized, the City was required to produce an easily readable and efficiently organized report. The report must also meet the requirements for generally accepted accounting principles and legal requirements. The Certificate of Achievement is valid for a period of one year. We believe that our current report continues to meet the Certificate of Achievement program requirements. It is our intent to submit this report to GFOA and CSMFO to determine its eligibility for another certificate. ACKNOWLEDGMENTS The Finance Department of the City of Dublin is very small given the scope of the City financial operations as presented. The preparation of a report of this nature in a timely manner is the result of input and assistance from all Administrative Services / Finance Staff members and they should be commended. It is only through working together with individuals who pride themselves on creating a professional report that makes this project a success. Staff also appreciates the time and effort expended by the independent auditors of Maze and Associates in the preparation of the financial statements. The City Council must also be recognized for their continued support of excellence in financial reporting to the public. Respectfully submitted, Richard C. Ambrose City Manager Paul S. Rankin Assistant City Manager / Administrative Services Director xvi Ll n 0 0 I I Eli 1 fl -1 fl 0 0 u MAZE & ASSOCIATES INDEPENDENT AUDITOR'S REPORT To the City Council City of Dublin, California ACCOUNTANCY CORPORATION 1670 Riviera Avenue -Suite 100 Walnut Creek, California 94596 (510) 930 -0902 • FAX 930 -0135 We have audited the general purpose financial statements of the City of Dublin as of and for the years ended June 30, 1995 and 1994, as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits in accordance with generally accepted auditing standards and the standards for financial audits contained in Government Auditing Standards (1994 Revision), issued by the Comptroller General of the United States. Those standards require that we plan and perform the audits to obtain reasonable assurance as to whether the financial statements are free of material misstatement. An audit includes examining on a test basis evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe our audits provide a reasonable basis for our opinion. In our opinion, such general purpose financial statements present fairly in all material respects the financial position of the City of Dublin at June 30, 1995 and 1994 and the results of its operations and cash flows of its proprietary fund types for the years then ended, in conformity with generally accepted accounting principles. Our audits were made for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The combining fund statements and schedules listed in the table of contents are presented for the purpose of additional analysis and are not a required part of the general purpose financial statements. These combining fund statements and schedules have been subjected to the auditing procedures applied in the audits of the general purpose financial statements, and in our opinion are fairly stated in all material respects when considered in relation to the general purpose financial statements taken as a whole. The statistical section listed in the table of contents was not examined by us and we do not express an opinion on this information. September 1, 1995 v ,t- . a A Professional Corporation CITY OF DUBLIN GENERAL PURPOSE FINANCIAL STATEMENTS These statements provide an overview of the combined financial position and the operating results of all fund types and account groups. Individual funds and account groups utilized by the City are grouped in these statements as follows: GOVERNMENTAL FUND TYPES These funds include general, special revenue and capital projects funds, through which governmental functions are typically funded, with the emphasis on sources and uses of resources. PROPRIETARY FUND TYPES These funds include enterprise and internal service funds, which are used to account for activities similar to private industry, with emphasis on net income determination and cost recovery. FIDUCIARY FUND TYPE These agency funds are used to account for assets held by the City as an agent. ACCOUNT GROUPS The account groups are used to establish accounting control over the City's general fixed assets and general long- term obligations. These assets and liabilities are not spendable resources and do not require current appropriation. They are accounted for separately from governmental fund types. 3 CITY OF DUBLIN COMBINED BALANCE SHEETS - ALL FUND TYPES AND ACCOUNT GROUPS JUNE 30, 1995 WITH COMPARATIVE AMOUNTS FOR NNE 30, 1994 ASSETS Cash and investments (Note 3) Restricted cash and investments (Note 3) Receivables: Accounts Accrued interest Due from other governments Due from other funds (Note 4) Prepaids Condemnation deposits Deferred compensation mutual funds (Note 2I) Fixed assets (net of accumulated depreciation) (Note 5) Amount to be provided for general long -term obligations Total Assets LIABILITIES Accounts payable Accrued wages Accumulated unpaid general leave Deposits payable Liability insurance claims payable (Note 9) Deferred revenues Due to other funds (Note 4) Due to other governments Due to bondholders Deferred compensation payable (Note 2 I) Interest payable BART advance payable (Note 6) Certificates of participation (Note 6) Total Liabilities FUND EQUITY Investment in general fixed assets Contributed capital Retained earnings (deficit) Reserved for debt service Reserved for equipment replacement Unreserved Fund balances (Note 7): Reserved for: Investments held to maturity Prepaids Condemnation deposits Unreserved: Designated for: Liability insurance claims Cemetery endowment Economic uncertainty Authorized expenditures Undesignated Total Fund Equities (Deficits) Total Liabilities and Fund Equity PROPRIETARY GOVERNMENTAL FUND TYPES FUND TYPES Special Capital Internal General Revenue Projects Service Enterprise $19,663,863 $1,516,790 $307,190 $1,744,948 599,719 114,436 263,765 345,940 46,355 91,387 273,905 627,755 4,715 5,728 197,709 25,691 271,363 20,004,107 $21,333,379 $2,102,840 $289,456 $584,281 $21,795,410 $1,203,957 $126,790 $29,195 $15,712 $154 55,157 142,980 1,247,737 154,326 168,653 137,210 19,465,801 173,713 263,765 536,147 91,608 235 4 369,506 16,376,907 1,867,578 662,937 553,221 15,712 16,746,567 14,299,648 4,715 197,709 25,691 237,723 5,109,890 1,791,303 330,846 (1,852,350) 60,000 1,369,133 3,732,305 1,247,737 (5,543) (289,456) 19,465,801 1,439,903 (263,765) 568,569 5,048,843 $21,333,379 $2,102,840 $289,456 $584,281 $21.795,410 See accompanying notes to financial statements 4 FIDUCIARY TOTALS FUND TYPE ACCOUNT GROUPS (Memorandum Only) General Fixed General Long - Agency Assets Term Obligations 1995 1994 $156,895 $21,644,738 $18,919,636 122,904 1,867,852 1,853,458 909 978,829 663,578 376,841 392,295 353,588 235 365,292 304,091 294,123 627,755 387,489 369,506 10,443 14,860 2,713,930 223,400 16,981,238 329,715 329,715 216,591 $496,513 20,771,983 21,110,037 $2,855,404 2,855,404 2,713,930 $610.423 $496,513 $2.855.404 $5 0.067,70 6 $46.537.258 $1,375,808 $612,525 55,157 63,762 142,980 124,105 322,979 327,185 137,210 312,981 437,478 376,841 627,755 387,489 235 335 $280,708 280,708 294,123 329,715 329,715 216,591 369,506 378,643 $2,855,404 2,855,404 2,713,930 1 6,376,907 16,981,238 610,423 2,855,404 23,311,842 22,476,767 $496,513 496,513 479,805 5,347,613 5,287,229 1,791,303 1,779,203 330,846 312,981 (1,852,350) (1,992,943) 14,299,648 13,808,042 4,715 11,981 223,400 496,513 26,755,864 24,060,491 $610.423 $496,513 $2.855,404 $50,067,706 $46.537,258 5 137,210 60,000 60,000 1,369,133 1,369,133 4,980,042 3,240,172 (294,999) (432,322) 496,513 26,755,864 24,060,491 $610.423 $496,513 $2.855,404 $50,067,706 $46.537,258 5 0 REVENUES Properly taxes Taxes other than property Licenses and permits Intergovernmental Charges for services Use of money and property Fines and forfeitures Other revenue Special assessments Total Revenues EXPENDITURES Current: General government Public safety Highways and streets Health and welfare Community development Culture and leisure Capital outlay Total Expenditures CITY OF DUBLIN COMBINED STATEMENTS OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES ALL GOVERNMENTAL FUND TYPES FOR THE FISCAL YEAR ENDED JUNE 30, 1995 WITH COMPARATIVE AMOUNTS FOR THE FISCAL YEAR ENDED JUNE 30, 1994 ' EXCESS (DEFICIENCY) OF REVENUES $3,944,284 OVER(UNDER) EXPENDITURES ' OTHER FINANCING SOURCES (USES) Contribution from Assessment District (Note 20) 7,242,917 Operating transfers in (Note 4) 337,551 Operating transfers (out) (Note 4) ' Total Other Financing Sources (Uses) 1,044,002 EXCESS OF REVENUES AND OTHER ' FINANCING SOURCES OVER (UNDER) 1,053,715 EXPENDITURES AND OTHER FINANCING USES ' Fund balances (deficit) at beginning of year Residual equity transfers (out) Fund balances (deficit) at end of year L TOTALS GOVERNMENTAL FUND TYPES (Memorandum Only) Special Capital General Revenue Projects 1995 1994 $3,944,284 $3,944,284 $3,853,102 7,122,094 $120,823 7,242,917 6,721,705 337,551 404,627 337,551 340,995 1,044,002 1,331,375 2,375,377 1,798,037 1,053,715 744,628 1,798,343 1,323,196 1,140,714 70,171 1,210,885 1,008,044 35,668 24,557 60,225 68,280 163,463 290,538 $134,271 588,272 354,505 12,838,951 363,469 363,469 296,286 14,841,491 2,945,561 134,271 17,921,323 15,764,150 3,042,588 3,042,588 2,922,353 6,043,221 281,998 6,325,219 6,001,166 539,937 404,627 944,564 830,936 17,412 679,405 696,817 542,698 1,250,082 104,714 1,354,796 1,107,770 1,765,990 1,765,990 1,709,218 179,721 903,941 287,240 1,370,902 1,118,384 12,838,951 2,374,685 287,240 15,500,876 14,232,525 2,002,540 570,876 (152,969) 2,420,447 1,531,625 45,684 45,684 46,410 276,447 322,857 109,821 (294,855) (46,410) (341,265) (121,829) (248,445) (726) 276,447 27,276 (12,008) 1,754,095 570,150 123,478 2,447,723 1,519,617 17,711,706 869,753 (387,243) 18,194,216 16,687,499 (12,900) $19,465.801 $1.439,903 ($263.765) $20.641,939 $18,194.216 See accompanying notes to financial statements EXPENDITURES Current: General government Public safety Highways and streets Health and welfare Community development Culture and leisure Capital outlay Total Expenditures EXCESS OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Contribution from Assessment District (Note 20) Operating transfers in (Note 4) Operating transfers (out) (Note 4) Total Other Financing Sources (Uses) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER (UNDER) EXPENDITURES AND OTHER FINANCING USES Fund balances (deficit) beginning of year Fund balances (deficit) end of year 3,070,536 3,042,588 27,948 6,261,694 ' 218,473 CITY OF DUBLIN 539,937 10,223 27,100 17,412 COMBINED STATEMENT OF REVENUES, EXPENDITURES 1,263,882 1,250,082 13,800 1,841,791 AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL 75,801 205,943 179,721 ALL GOVERNMENTAL FUND TYPES , 13,221,106 FOR THE FISCAL YEAR ENDED JUNE 30, 1995 382,155 GENERAL FUND SPECIAL REVENUE FUNDS Variance Variance Favorable Budget Actual (Unfavorable) Budget Actual Favorable (Unfavorable) ' REVENUES Property taxes $3,849,500 $3,944,284 $94,784 Taxes other than property 6,530,300 7,122,094 591,794 $116,000 $120,823 $4,823 ' Licenses and permits 361,350 337,551 (23,799) Intergovernmental 970,325 1,044,002 73,677 3,091,282 1,331,375 (1,759,907) Charges for services Use of money and property 758,180 1,053,715 295,535 697,356 986,100 1,140,714 154,614 50,800 744,628 70,171 47,272 19,371 ' Fines and forfeitures 37,500 35,668 (1,832) 31,900 24,557 (7,343) Other revenue 122,128 163,463 41,335 21,725 290,538 268,813 Special assessment 288,265 363,469 75,204 ' Total Revenues 13,615,383 14,841,491 1,226,108 4,297,328 2,945,561 (1,351,767) EXPENDITURES Current: General government Public safety Highways and streets Health and welfare Community development Culture and leisure Capital outlay Total Expenditures EXCESS OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Contribution from Assessment District (Note 20) Operating transfers in (Note 4) Operating transfers (out) (Note 4) Total Other Financing Sources (Uses) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER (UNDER) EXPENDITURES AND OTHER FINANCING USES Fund balances (deficit) beginning of year Fund balances (deficit) end of year 3,070,536 3,042,588 27,948 6,261,694 6,043,221 218,473 550,160 539,937 10,223 27,100 17,412 9,688 1,263,882 1,250,082 13,800 1,841,791 1,765,990 75,801 205,943 179,721 26,222 13,221,106 12,838,951 382,155 302,045 281,998 20,047 423,932 404,627 19,305 685,704 679,405 6,299 117,570 104,714 12,856 3,201,865 903,941 2,297,924 4,731,116 2,374,685 2,356,431 ' 394,277 2,002,540 1,608,263 (433,788) 570,876 1,004,664 ' 46,410 46,410 (294,855) (294,855) (248,445) (248,445) $394,277 1,754,095 $1,359,818 ($433,788) 17,711,706 $19,465.801 See accompanying notes to financial statements 45,684 45,684 (46,410) (46,410) ' (726) (726) 570,150 $1,003,938 869,753 , $1,439,903 a � CAPITAL PROJECTS FUNDS Variance Favorable Budget Actual (Unfavorable) $711,509 $134,271 ($577,238) 711,509 134,271 (577,238) 475,431 287,240 188,191 475,431 287,240 188,191 236,078 (152,969) (389,047} 276,447 276,447 276,447 276,447 $236,078 123,478 ($112,600) (387,243) ($263,765) 0 CITY OF DUBLIN COMBINED STATEMENTS OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS (DEFICIT) ALL PROPRIETARY FUND TYPES FOR THE FISCAL YEAR ENDED JUNE 30, 1995 WITH COMPARATIVE AMOUNTS FOR THE FISCAL YEAR ENDED JUNE 30, 1994 REVENUES Facilities rents (Note 6) Equipment usage Miscellaneous Total Revenues EXPENSES Depreciation Services and supplies Total Expenses Operating Income (Loss) NONOPERATING INCOME (EXPENSES) TOTALS (Memorandum Only) 1995 1994 Dublin Equipment Information Replacement Inc. Internal Enterprise Service Fund Fund TOTALS (Memorandum Only) 1995 1994 Interest income $1,461,344 $1,461,344 $1,458,500 $128,051 Interest expense and bond discount amortization 128,051 128,214 2,130 (964,276) 2,130 7,616 130,181 1,461,344 1,591,525 1,594,330 17,865 134,285 152,150 74,991 472,461 547,452 552,075 55,878 18,821 74,699 60,540 130,869 491,282 622,151 612,615 (688) 970,062 969,374 981,715 Interest income 18,553 104,499 123,052 121,596 Interest expense and bond discount amortization (940,276) (940,276) (964,276) Nonoperating Income (Loss) 18,553 (835,777) (817,224) (842,680) Income Before Operating Transfers 17,865 134,285 152,150 139,035 OPERATING TRANSFERS IN (Note 4) 18,408 18,408 12,008 Net Income 17,865 152,693 170,558 151,043 Retained earnings (deficit) at beginning of year 312,981 (213,740) 99,241 (51,802) Retained earnings (deficit) at end of year $330,846 ($61,047) $269,799 $99,241 See accompanying notes to financial statements 10 0 �7 0 CITY OF DUBLIN COMBINED STATEMENTS OF CASH FLOWS ALL PROPRIETARY FUND TYPES FOR THE FISCAL YEAR ENDED JUNE 30, 1995 WITH COMPARATIVE AMOUNTS FOR THE FISCAL YEAR ENDED JUNE 30, 1994 CASH FLOWS FROM OPERATING ACTIVITIES Operating Income (Loss) Adjustments to reconcile operating income to cash flows from operating activities: Depreciation Net effect of changes in: Prepaid expenses Accounts payable Cash Flows from Operating Activities CASH FLOWS FROM INVESTING ACTMTIES Increase in restricted investments Interest received Cash Flows from Investing Activities CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Contributed capital Fixed asset purchases Certificates of Participation principal payment Interest paid Cash Flows from Capital and Related Financing Activities CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Operating transfers in Cash Flows from Noncapital Financing Activities Net Cash Flows Cash and investments at beginning of year Cash and investments at end of year (132,306) (1,553,744) (1,686,050) (1,598,873) 18,408 Dublin 12,008 18,408 Equipment Information TOTALS Replacement Inc. (Memorandum Only) Internal Enterprise $307,190 $307,190 Service Fund Fund 1995 1994 ($688) $970,062 $969,374 $981,715 74,991 472,461 547,452 552,075 (2,849) (2,849) (2,765) 14,913 (14,274) 639 (14,203) 86.367 1,428,249 1,514,616 1,516,822 (12,700) (12,700) (5,346) 18,553 105,099 123,652 121,512 18,553 92,399 110,952 116,166 60,384 60,384 1,230 (192,690) (192,690) (67,287) (645,000) (645,000) (910,000) (908,744) (908,744) (622,816) (132,306) (1,553,744) (1,686,050) (1,598,873) 18,408 18,408 12,008 18,408 18,408 12,008 (27,386) (14,688) (42,074) 46,123 334,576 14,688 349,264 303,141 $307,190 $307,190 $349,264 See accompanying notes to financial statements 11 CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 1- GENERAL The City of Dublin is a residential community with a significant regional commercial base, located in the Tri- Valley area of Alameda County at the crossroads of Interstate Freeways 580 and 680. The City was incorporated as a municipal corporation February 1, 1982; population at January 1, 1995 was 26,581, including prisoners housed at the Alameda County Sheriff's Department Santa Rita Jail and the Federal Correctional Institute. The City operates under the Council - Manager form of government, with five elected Council members served by a full -time City Manager and staff. At June 30, 1995 the City's staff comprised 36 full time employees who were responsible for City- provided services. In addition, the City employs approximately 30 -75 seasonal recreation personnel. The City provides many traditional municipal services through contracts with both public and private entities. Approximately 46 contract employees provide a variety of municipal services from City facilities NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES 911 The following is a summary of significant accounting policies of the City, which conform with generally accepted accounting principles applicable to governments. Reporting Entity The general purpose financial statements of the City of Dublin include the financial activities of the City as well as Dublin Information, Inc. (DII). DII is a separate legal entity which assists in providing financing to the City, owns and rents facilities to the City and is utilized to distribute public information. DII is governed by the same governing board as the City plus the City Manager and Assistant City Manager and is dependent on the City for its cash flows. The financial activities of DII have been aggregated and merged (termed "blended ") with those of the City in the Dublin Information, Inc. Enterprise Fund. Since DII's sole business is facilities rental, it accounts for rents as operating revenues. Fund Accounting The accounts of the City are organized on the basis of funds and account groups, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self - balancing accounts that comprise its assets, liabilities, fund equity, revenues, and expenditures, or expenses, as appropriate. Government resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. The various funds are grouped in the general purpose financial statements as follows: GOVERNMENTAL FUND TYPES General Fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds are used to account for the proceeds of specific revenue sources (other than major capital projects) that are legally restricted to expenditures for specific purposes. 12 I I 0 0 u r I�� ' CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) ' Capital Projects Funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by proprietary funds). ' PROPRIETARY FUND TYPES ' Internal Service Fund is used to account for the financing of goods provided by one department or agency to other departments or agencies of the City on a cost - reimbursement basis. ' Enterprise Fund is used to account for operations which are financed and operated in a manner similar to private business enterprises where the intent of the governing body is that the costs and expenses, including depreciation, of providing goods or services to the general public on a continuing basis be financed or ' recovered primarily through user charges; or where the governing body has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. ' FIDUCIARY FUND TYPE ' Agency Funds are used to account for assets held by the City as an agent for individuals, private organizations, other governments and/or other funds, in accordance with the conditions of the agreements. Agency funds are purely custodial and thus do not involve measurement of results of operations. ' C. Measurement Focus ' All governmental funds are accounted for on a spending or financial flow measurement focus which means that only current assets and current liabilities are generally included on their balance sheets. Their reported fund balance is their net current assets, which is considered only to be a measure of available spendable resources. Governmental fund operating statements present a summary of sources and uses of available spendable ' resources during a period by presenting increases and decreases in net current assets. Because of their spending measurement focus, governmental funds exclude fixed assets and noncurrent ' liabilities. Instead, these assets and liabilities are reported in the General Fixed Assets Account Group and the General Long -Term Obligations Account Group. These account groups measure only financial position; they are not funds and they do not measure results of operations. They maintain accounting control over the City's ' governmental fund fixed assets and City debt which will be repaid by governmental funds. In those cases when a governmental fund records a long -term receivable or other non - current asset, an ' offsetting credit is made to deferred revenue or undesignated fund balance is reduced to reflect the fact that this amount is not yet available. ' Proprietary funds are accounted for on a cost of services or capital maintenance measurement focus, which means that all assets and all liabilities associated with their activity are included on their balance sheets. Their reported fund equity is segregated into contributed capital and retained earnings components. Proprietary fund ' type operating statements present increases (revenues) and decreases (expenses) in total assets. 1 13 CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE Z - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) UP] E. Fixed Assets, Depreciation, and Long -Term Liabilities The General Fixed Assets Account Group provides accounting control over the cost of fixed assets used by the City's governmental funds. The General Fixed Assets Group of Accounts is not a fund and its balances are not financial resources available for expenditure. Rather, they provide an historical accounting record of resources expended on general fixed assets. Public domain (infrastructure) general fixed assets, which include roads, bridges, curbs and gutters, streets and sidewalks, drainage systems and lighting systems, have not been capitalized because these assets are immovable and of value only to the public. No depreciation has been provided on general fixed assets. Proprietary fund fixed assets are recorded at cost and depreciated over their estimated useful lives. The purpose of depreciation is to spread the cost of proprietary fund fixed assets equitably among all customers over the life of these assets, so that each customer's bill includes a pro rata share of the cost of these assets. The amount charged to depreciation expense each year represents that year's pro rata share of the cost of proprietary fund fixed assets. All fixed assets are valued at historical cost or estimated historical cost if actual historical cost is not available. Donated fixed assets are valued at their estimated fair market value on the date donated. Depreciation of all proprietary fund fixed assets is charged as an expense against operations each year and the total amount of depreciation taken over the years, called accumulated depreciation, is reported on the proprietary funds' balance sheet as a reduction in the book value of the fixed assets. Depreciation of fixed assets in service is provided using the straight line method which means the cost of the asset is divided by its expected useful life in years and the result is charged to expense each year until the asset is fully depreciated. The City has assigned the useful lives listed below to proprietary fund fixed assets. Buildings 37.5 years Machinery & Equipment 3 -7 years The General Long Term Debt Account Group provides accounting control over the unmatured principal of the City's general long term debt. This debt will be repaid out of governmental funds but is not accounted for in these funds because this part of the debt does not require an appropriation or expenditure in this accounting period. The two account groups are not funds. They are concerned only with the measurement of financial position. They are not involved with measurement of results of operations. Contributed Capital in Proprietary Fund Types Contributed capital in proprietary funds represents general fund construct fixed assets. Contributed capital in the Equipment Replacement Internal Service Fund increased by $60,384 during the year ended June 30, 1995. 14 I 0 J u H n ' CITY OF DUBLIN Notes to General Purpose Financial Statements r NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) IF. Basis of Accounting Basis of accounting refers to when revenues and expenditures or expenses are recognized in the accounts and reported in the general purpose financial statements. Basis of accounting relates to the timing of the measurements made, regardless of the measurement focus applied. rAll governmental and agency fund types are accounted for using the modified accrual basis of accounting. Their revenues are recognized when they become measurable and available as net current assets. rThose revenues susceptible to accrual are property taxes, sales taxes, interest revenues and charges for services. Fines, licenses, transient occupancy taxes and permit revenues are not susceptible to accrual because they generally are not measurable until received in cash. Expenditures are generally recognized under the modified accrual basis of accounting when the related fund r liability is incurred, except for principal and interest on general long term obligations which is recognized when due. Because of their current financial resources focus, expenditure recognition for governmental fund types excludes amounts represented by noncurrent liabilities. Since they do not affect net current assets, such ' long -term amounts are not recognized as governmental fund expenditures or fund liabilities. All proprietary fund types are accounted for using the accrual basis of accounting. Their revenues are rrecognized when they are earned, and their expenses are recognized when they are incurred. G. Budgets and Budgetary Accounting The City follows these procedures in establishing the budgetary data reflected in the general purpose financial statements: ' 1. Prior to June 30 the City Manager submits to the City Council a proposed operating budget for the fiscal year commencing the following July 1. The operating budget includes proposed expenditures and the ' means of financing them. 2. The public is given an opportunity to comment on budget at a noticed City Council meeting. 3. Prior to July 1, the budget is legally enacted through passage of a resolution. 4. The City Manager is authorized to transfer budgeted amounts between line items within any department; r however, any revisions which alter total departmental expenditures of the City must be approved by City Council. Expenditures may not exceed budgeted appropriations at the departmental level without City Council approval. r5. Formal budgetary integration is employed as a management control device during the year for the general fund, special revenue funds and capital projects funds. ' 6. Budgets for the general, special revenue and capital projects funds are adopted on a basis consistent with generally accepted accounting principles. r 1 15 CITY OF DUBLIN Notes to General Purpose Financial Statements r NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) All unexpended appropriations lapse at the end of the fiscal year. 1 Budgeted amounts presented in the financial statements are as originally adopted, or as amended by the City Council. Individual amendments were not material in relation to original appropriations. H. Cash Flows I Proprietary fund type cash and investments are used in the preparation of the statement of cash flows as investments are not allocated to specific funds. Each of these funds' allocation of pooled cash and investments is considered cash and cash equivalents. Restricted cash and investments held in proprietary funds are composed of investments with maturity terms greater than three months and are therefore not considered cash and cash equivalents. L i Deferred Compensation Plan City employees may defer a portion of their compensation under a City sponsored deferred compensation plan created in accordance with Internal Revenue Code Section 457. Under this Plan, participants are not taxed on the deferred portion of their compensation until it is distributed to them; distributions may be made only at termination of employment, retirement, death or in an emergency as defined by the Plan. The City has no liability for any losses incurred by the Plan and does not participate in any gains, but it does have the duty of due care that would be required of an ordinary prudent investor. The City has a contract with the ICMA Retirement Corporation (ICMA) to manage and invest the assets of the Plan. ICMA pools the assets of the Plan with those of other participants and does not make separate investments for the City. The assets in the Plan are the sole property of the City until they are distributed to participants and participants rights to these assets are equal to those of general creditors of the City. However, the City believes the likelihood of any claim by general creditors is remote. The Plan requires investments to be stated at fair market value and it requires all gains and losses on Plan investments to accrue directly to Participants' accounts. Increases and decreases in the Plan's assets during the fiscal year ended June 30, 1995 were as follows: Balance at beginning of fiscal year Pk ticipants contributions Net investment gains Administrative fees Balance at end of fiscal year Property Tax ICMA $216,591 73,051 40,474 (401) $329,715 Alameda County assesses properties and bills, collects, and distributes property taxes to the City. The County remits the entire amount paid and handles all delinquencies. The City receives proportionate shares of prior year collections including retaining interest and penalties. Secured and unsecured property taxes are levied on March 1 of the preceding fiscal year. 16 ' CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Secured property tax is due in two installments, on November 1 and March 1, and becomes a lien on those dates. It becomes delinquent on December 10 and April 10, respectively. Unsecured property tax is due on ' July 1, and becomes delinquent on August 31. The term "unsecured" refers to taxes on personal property other than real estate, land and buildings. These taxes are secured by liens on the property being taxed. Property tax revenues are recognized by the City in the fiscal year they are assessed, provided they become available within 60 days of year end. I 0 7 n r J K Accumulated Unpaid General Leave The City accounts for 100% of the liability for accumulated unpaid general leave in the General Fund since the City's policy is to liquidate any unpaid general leave from currently available expendable resources rather than future resources. The City offers its employees general leave benefits which are composed of time off for illnesses and vacations. Employees receive benefits in the form of time off or in cash if employment with the City ceases. L. Post Employment Health Care Benefits The City provides certain health care benefits for three retirees as required under a contract signed with PERS. All former employees who retire under PERS are eligible for these benefits. The cost of retiree health care benefits is recognized as an expenditure as premiums are paid. For the year ended June 30, 1995 those costs totaled $10,910. M. Total Columns on Combined Financial Statements Although each of the City's funds is a separate accounting entity, the Combined Financial Statements also include total columns, which are captioned Memorandum Only to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or changes in cash flow in conformity with generally accepted accounting principles. Neither is such data comparable to a consolidation, since no interfund eliminations have been made in the aggregation of this data. N. Classification Changes The classification of certain amounts has been changed to improve the June 30, 1995 financial presentation. For comparative purposes, prior year amounts have been reclassified to conform with the June 30, 1995 presentation. O. New Fund Effective July 1, 1994 the City closed the San Ramon Road Specific Improvement Plan Agency Fund and recorded a contribution from Assessment District of $45,684 into the San Ramon Road Specific Improvement Plan Special Revenue Fund. A Closed Fund The City closed the Dublin Boulevard Extension #1 Capital Projects Fund effective June 30, 1995. 17 CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 3 - CASH AND INVESTMENTS The City pools cash from all sources and all funds except that held by fiscal agents under debt indentures so that it can be safely invested at maximum yields, consistent with safety and liquidity, while individual funds can make expenditures at any time. A. Categorization of Credit Risk of Securities Instruments The City invests in individual investments and in investment pools. Individual investments are evidenced by specific identifiable pieces of paper called securities instruments, or by an electronic entry registering the owner in the records of the institution issuing the security, called the book entry system. In order to maximize security, the City employs the Trust Department of a bank as the custodian of its investments with the U.S. Government or its agencies, regardless of their form. The City categorizes its individual securities instruments in ascending order to reflect the relative risk of loss of these instruments. This risk is called Credit Risk, the lower the number, the lower the risk. The three levels of risk prescribed by generally accepted accounting principles are described below: Category I - Securities instruments in this category are in the City's name and are in the possession of the Trust Department of the bank employed by the City solely for this purpose. The City is the registered owner of securities held in book entry form by the bank's Trust Department. Category 2 - Securities instruments and book entry form securities in this category are in the bank's name but are held by its Trust Department in a separate account in the City's name. Category 3 - None of the City's investments are in this category, which would include only City-owned securities instruments or book entry form securities which were not in the City's name or which were not held by the bank's Trust Department. Pooled Investments - Pooled investments are not categorized because of their pooled, rather than individual, nature. 18 fl L 5 J GI �II L CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 3 - CASH AND INVESTMENTS (Continued) The City's investments are recorded at cost at June 30, 1995 and 1994 comprise: 1995 Carrying Value Debt Service 1994 Available for Reserves held Market Carrying Operations by Fiscal Agents Total Value Amount Cash in banks and certificates of deposit $228,492 $228,492 $228,492 $410,282 Government securities mutual funds and money market funds 2,213,121 $6,873 2,219,994 2,135,002 1,822,930 Local Agency Investment Fund 6,095,000 6,095,000 6,095,000 4,707,000 Securities of the U.S. Government or its agencies: Category 1 13,108,125 13,108,125 12,929,548 12,117,046 Category 2 1,860,979 1,860,979 1,813,545 1,715,836 Total $21,644,738 $1,867,852 $23,512,590 $23,201,587 $20,773,094 B. Authorized Investments The City's investment policy and the California Government Code allow the City to invest in the following types of investments, subject to certain limitations as described in the City's investment policy: Securities of the U.S. Government, or its agencies Certificates of Deposit Bankers Acceptances Local Agency Investment Fund (State Pool) Deposits Repurchase Agreements Commercial Paper Mutual Funds C. Market Risk and Investment Maturities The City limits market risk by limiting the types and maturities of its investments and by not borrowing against its investments. Investment yield is ranked after safety and liquidity in making investment decisions. All investments are held to maturity and maturities are matched to the City's projected cash flow needs. Investments matured as follows at June 30: 1995 Available immediately $6,253,490 Maturities of less than one year 1,243,971 Maturities of one to three years 5,320,610 Maturities of three to five years 10,694,519 Total $23,512,590 19 1994 $4,735,278 500,000 4,254,282 11,283,534 $20,773,094 CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 3 - CASH AND INVESTMENTS (Continued) D. Return on Investments The City's return on investments comprises only interest income; there were no gains or losses on sales of securities since all were held to maturity. Interest income of $1,068,231 earned during fiscal 1995 represented a return of 5.75% on the City's month -end average investment balances. This income is allocated among funds on the basis of their average month -end cash and investment balances. E. Cash Deposits and Collateral Cash deposits are entirely insured or collateralized by the institution holding the deposit. California law requires banks and savings and loan institutions to pledge government securities with a market value of 110% of the deposit or first trust deed mortgage notes with a value of 150% of the deposit as collateral for all municipal deposits. This collateral is considered to be held in the City's name and places the City ahead of general creditors of the institution. The City has waived collateral requirements for the portion of deposits covered by federal deposit insurance. The carrying amount of the City's cash deposits was $228,492 at June 30, 1995. Bank balances before reconciling items were $718,318, of which $692,693 was insured, $25,625 was collateralized as discussed above. NOTE 4 - INTERFUND TRANSACTIONS A. Interfund Balances During the normal course of business, individual funds may receive or pay amounts for other funds, giving rise to interfund receivables or payables which are liquidated shortly after year end. These interfund balances comprised the following at June 30, 1995: Special Revenue Funds: Traffic Safety $578 Intermodal Surface Transportation Efficiency Act 457,734 Community Development Block Grant 36,799 Measure AA 41,036 Capital Projects Fund 91,608 Total Amount Owed General Fund $627,755 The amounts owed represent General Fund advances for expenditures chargeable to these funds, and will be repaid in the normal course of business in fiscal 1995. 20 n fl 1 0 � I ' CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 4 - INTERFUND TRANSACTIONS (Continued) B- Operating Transfers ' With Council approval, resources may be transferred from one City fund to another. The purpose of the majority of transfers, called operating transfers, is to reimburse a fund which has made an expenditure on behalf of another fund. Less often, a residual equity transfer may be made to open or close a fund. Operating ' transfers between individual funds during the fiscal year ended June 30, 1995 are presented below. Most of these transfers were reimbursements of administrative costs incurred on behalf of the fund making the transfer. ' Fund Making Transfer Fund Receiving Transfer Amount General Fund Dublin Information Inc. Enterprise Fund $18,408 General Fund Dublin Blvd. Extension #2 Capital Projects Fund 276,447 ' Special Revenue Funds: Community Development Block Grant General Fund 3,600 San Ramon Road Specific Improvement Plan General Fund 42,810 ' $341,265 NOTE 5 - FIXED ASSETS The City makes capital outlays for general fixed assets and for infrastructure. General fixed assets include ' land, buildings and equipment used in City operations. Depreciation is not provided on general fixed assets since the cost of these assets is accounted for as an expenditure, reducing fund balance in the year they are acquired. tInfrastructure includes roads, bridges, curbs, sidewalks, drainage systems, street and traffic lights and other improvements used by all citizens. Expenditures for infrastructure are not capitalized. 1 21 CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 5 - F XED ASSETS (Continued) Fixed assets balances and activity were as follows: Balance Balance July 1, 1994 Additions Retirements June 30, 1995 General Fixed Assets Land $120,000 $120,000 Equipment 359,805 $16,708 376,513 Total $479,805 $16,708 $496,513 Enterprise Fund Civic Center Land $6,842,037 $6,842,037 Civic Center Building 15,453,847 15,453,847 Machinery & equipment 422,510 422,510 Total 22,718,394 22,718,394 "Less accumulated depreciation 2,241,826 $472,461 2,714,287 Net $20,476,568 $20,004,107 Internal Service Fund Machinery & equipment $450,752 $192,690 $67,994 $575,448 Less accumulated depreciation 297,088 $74,991 $67,994 304,085 Net $153,664 $271,363 NOTE 6 - LONG TERM OBLIGATIONS The City generally incurs long -term debt to finance projects or purchase assets which will have useful lives equal to or greater than the related debt. The City's debt issues and transactions are summarized below and discussed in detail subsequently. A. BART Agreement/Dublin Boulevard Assessment District In 1990, the City and Bay Area Rapid Transit District (BART) entered into a Settlement Agreement regarding the City's extension of Dublin Boulevard to the extension of Hacienda Drive to service a station under construction by BART. BART advanced the City $2,285,000 to purchase land and construct the road extensions. These projects are now complete. 22 I� u 7] L E L ^I F-1 L CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 6 - LONG TERM OBLIGATIONS (Continued) BART's advances to the City, including accrued interest are comprised of a Short Term Advance of $1,533,873 due December 31, 1995 and a Long Tenn Advance of $1,321,531 which has no specific due date. Under the City's Agreement with BART, interest on these advances accrues at a rate based on BART's average rate of return on its investments. During the year ended June 30, 1995 unpaid interest incurred was added to the balance owed on the Short Term Advance in the amount of $75,997 and the Long Term Advance increased by $65,477. The City expects to repay principal and interest on BART's advances out of developer fees, charges and other non -tax revenues generated by future development in the area o the BART station. However, the Agreement provides for the forgiveness by BART of any principal or interest still outstanding on March 27, 2010. The City has subsequently entered into a separate agreement with the Alameda County Surplus Property Authority related to the repayment of the Short Term Advance due December 31, 1995. In the event that the City has not repaid BART for the Short Term Advance by the due date, the Alameda County Surplus Property Authority is obligated by the terms of the Agreement to repay BART the amount owing on the Short Term Advance as of December 31, 1995. Under the agreement with the Authority, interest on the monies paid by the Authority to BART shall accrue at a rate based on the Alameda County Treasurer's return on investment. The City expects to repay the Authority from developer fees, charges, and other non -tax revenues generated by future development benefiting from the improvements. The City has recorded BARTs advances as general long -term debt at June 30, 1995 because, despite the Agreement's forgiveness clause, the City is confident there will be sufficient City revenues generated from traffic impact fees levied on new development in the Eastern Dublin Specific Plan Area. B. 1993 Certificates of Participation The City leases the Dublin Civic Center building under a non - cancelable lease. The lease payment schedule continues through February 2020. The lease is automatically canceled once all outstanding payments have been made. Under this lease, the City makes semi - annual payments which are sufficient to pay the principal and interest on the 1993 Certificates of Participation. Ownership of the building reverts to the City at the end of the lease. The cost of the building and the balance of the debt evidenced by the 1993 Certificates of Participation have been included in the City's financial statements as this lease is in essence a financing arrangement, with ownership of the financed assets reverting to the City at its conclusion, and is payable from general government resources. The 1993 COPs bear interest at rates of 2.8% to 5.8 %, are due through February, 2010, require annual principal payments on February 1 and semi - annual interest payments on February 1 and August 1. The COPS may be prepaid without penalty commencing February 1, 1999. Principal payments of $645,000 and $910,000, respectively, were made during the fiscal years ended June 30, 1995 and 1994. Amortization of original issue discount equated to $40,670 in both fiscal years. Debt service on the COPS are repayable from Dublin Information, Inc. Enterprise Fund revenues 23 CITY OF DUBLIN ' Notes to General Purpose Financial Statements NOTE 6 - LONG TERM OBLIGATIONS (Continued) C. Maturity Schedule Annual debt service requirements for long term debt, including interest on 1993 COPS, are as follows: ' For the Year BART Capital Projects Fund: ' Capital Projects 263,765 Ending June 30 Agreement 1993 COPS Total ' 1996 $1,591,814 $1,591,814 , 1997 1,589,319 1,589,319 1998 1,594,389 1,594,389 1999 1,716,494 1,716,494 2000 1,713,944 1,713,944 Thereafter $2,855,404 17,149,968 20,005,372 ' $2,855,404 $25,355,928 $28,211,332 The COP debt service shown above is the gross Debt Service due for the years shown. This does not account , for annual interest earnings from Reserve Fund investments held by the Trustee. In accordance with the financing documents the annual interest may be used to reduce the annual debt service payments made by the City. ' D. Special Assessment District The Dublin Boulevard Extension Special Assessment District, formed within City limits, had outstanding debt , with a balance of $2,276,000 at June 30, 1995. Proceeds of the debt were used to finance improvements within District boundaries. The City has no legal, contingent or moral obligation for the repayment of this debt and acts solely as the collecting and paying agent for the District and activities of the District are reported in the Dublin Boulevard Extension Assessment District Agency Fund. E. Defeased Debt At June 30, 1995 the total balance of the defeased 1985 and 1988 COPS was $24,770,000. As required by the ' defeasances, securities had been placed in irrevocable trusts with escrow agents to provide for all future debt service payments on the 1985 and 1988 COPS, which are no longer considered liabilities of the City. NOTE 7 - FUND BALANCES ' A. Deficits I The following funds had deficit balances at June 30, 1995: Special Revenue Fund: , Traffic Safety $5,543 Capital Projects Fund: ' Capital Projects 263,765 Enterprise Fund: Dublin Information Inc. 61,047 ' 24 1 CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 7 - FUND BALANCES (Continued) ' The deficits for these funds will be eliminated through future revenues. ' B. Reserves and Designations Fund equity consists of reserved and unreserved amounts. Reserved fund equity represents that portion of a ' fund balance or retained earnings which has been appropriated for expenditure or is legally segregated for a specific future use. The remaining portion is unreserved. ' A portion of unreserved fund balance may be designated to indicate plans for financial resource use in a future period, such as for general contingencies or capital projects. Such plans are subject to change; they may never be legally authorized or result in expenditure. ' Fund balances are reserved as follows: ' Reserve for prepaids and condemnation deposits is the portion of fund balance set aside to indicate that these items do not represent available, spendable resources even though they are a component of assets. ' Reserved for investments held to maturity is the portion of fund balance set aside for long term investments which the City intends to hold until maturity. These investments are scheduled to mature from one to five years after year end. ' Fund balances designated by City Council are as follows: ' Designated for liability insurance claims is the portion of fund balance to be used for future liability insurance claims. Designated for cemetery endowment is the portion of fund balance to be retained. Interest on this amount is to ' be used for maintaining the Dublin Cemetery. In the fiscal year ended June 30, 1995 interest earnings on the endowment funds totaled $3,371. Related cemetery maintenance expenditures net of fees collected were ' $12,480. Designated for economic uncertainty is the portion of fund balance to be used in the event of economic uncertainty. ' Designated for authorized expenditures is the portion of fund balance to be used for expenditures approved by Council. ' NOTE 8 - JOINT POWERS AGENCIES ' The City participates in joint ventures with other municipal entities through Joint Powers Authorities (JPAs) established under the Joint Exercise of Powers Act of the State of California. As separate legal entities, these JPAs exercise full powers and authorities within the scope of the related Joint Powers Agreement, including the ' preparation of annual budgets, accountability for all funds, the power to make and execute contracts and the right to sue and be sued. Obligations and liabilities of the JPAs are paid by the JPAs and are not those of the City or other members. 1 25 CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 8 - JOINT POWERS AGENCIES (Continued) Each JPA is governed by a board consisting of representatives from each member. Each board controls the operations of its respective JPA, including selection of management and approval of operating budgets, independent of any influence by member agencies beyond their representation on the Board. The City is a member of the following JPAs: A. Livermore Amador Valley Transit Authority This Authority was formed in May 1985 by a joint exercise of powers agreement between the County of Alameda and the Cities of Livermore, Pleasanton and Dublin for the purpose of providing general public transportation and paratransit services under the business name "Wheels ". Audited financial information can be obtained from the Authority at 1362 Rutan Court #100, Livermore, CA 94500. B. Dougherty Regional Fire Authority The Cities of Dublin and San Ramon established the Dougherty Regional Fire Authority (DRFA) to provide fire suppression and prevention services. DRFA is controlled by a six member board consisting of three members from each City Council. The board appoints management and employees of DRFA and is responsible for DRFA's budget, operations and finances. Audited financial information for the Authority can be obtained from the City of San Ramon, 2222 Camino Ramon, San Ramon, CA 94583. NOTE 9 - RISK MANAGEMENT A. Risk Pool The City participates in the ABAG Plan Corporation which covers general liability claims in an amount up to $5,000,000. The City has a deductible or uninsured liability of up to $50,000 per claim. Once the City's deductible is met ABAG PLAN becomes responsible for payment of all claims up to the limit. During the fiscal year ended June 30, 1995 the City contributed $72,056 for current year coverage and received a refund of $93,484 of prior years excess contributions. At June 30, 1995 the City's equity in ABAG PLAN was $112,612. ABAG PLAN is governed by a board consisting of representatives from member municipalities. The board controls the operations of ABAG PLAN including selection of management and approval of operating budgets, independent of any influence by member municipalities beyond their representation on the Board. The City's contributions to ABAG PLAN is based on a formula which considers the ratio of the City's payroll to the total payrolls of all entities participating in the same layer of each program, in each program years loss history and population. Actual surpluses or losses are shared according to a formula developed from overall loss costs and spread to member entities on a percentage basis after a retrospective rating. 26 0 u fl 0 L �7 7 7 0 n i� CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 9 - RISK MANAGEMENT (Continued) Audited condensed financial information for ABAG PLAN, as audited by other auditors, for the year ended June 30, 1994, the most recent available, is presented below: B. Liability for Uninsured Claim Adoption of GASB 10 Beginning this fiscal year, the Governmental Accounting Standards Board (GASB) is requiring municipalities to record their liability for uninsured claims and to reflect the current portion of this liability as an expenditure in their financial statements. As discussed, above, the City has coverage for such claims, but it has retained the risk for the deductible, or uninsured portion of these claims in the ABAG PLAN. GASB Statement 10, "Financial Reporting for Risk Financing and Related Insurance Issues" now requires that this amount be separately identified and recorded as a liability. The City's liability for uninsured claims, limited to general liability claims as discussed above, is $ 137,210 at June 30, 1995, and includes a provision for IBNR losses. This amount was estimated based on claims experience. During the year ended June 30, 1995 they paid $15,637 for claims losses. The City has obtained a workers' compensation insurance policy from the State Worker's Compensation Fund which has no deductible. NOTE 10 - PENSION PLAN A. Plan Description The City contributes to the California Public Employees Retirement System (PERS), an agent multiple - employer public employee retirement system which acts as a common investment and administrative agent for participating members in California. All qualified permanent and probationary employees are eligible to participate in PERS. Benefits vest after five years of service and are payable monthly for life upon retirement. Employees who retire at age 60 with 5 years of credited service receive a benefit equal to 10% of their average monthly salary for their highest three consecutive years of employment. Benefits increase with age and credited service years up to a maximum of 2.418% for each credited service year. A credited service year is one year of full time employment. 27 ABAG PLAN Total assets $23,022,177 Reserves for losses and other liabilities 13,806,116 Total members equity 9,216,061 Total revenue 6,392,207 Total expenses 4,904,607 Distributions to members 2,251,211 Increase (decrease) in retained earnings (763,611) B. Liability for Uninsured Claim Adoption of GASB 10 Beginning this fiscal year, the Governmental Accounting Standards Board (GASB) is requiring municipalities to record their liability for uninsured claims and to reflect the current portion of this liability as an expenditure in their financial statements. As discussed, above, the City has coverage for such claims, but it has retained the risk for the deductible, or uninsured portion of these claims in the ABAG PLAN. GASB Statement 10, "Financial Reporting for Risk Financing and Related Insurance Issues" now requires that this amount be separately identified and recorded as a liability. The City's liability for uninsured claims, limited to general liability claims as discussed above, is $ 137,210 at June 30, 1995, and includes a provision for IBNR losses. This amount was estimated based on claims experience. During the year ended June 30, 1995 they paid $15,637 for claims losses. The City has obtained a workers' compensation insurance policy from the State Worker's Compensation Fund which has no deductible. NOTE 10 - PENSION PLAN A. Plan Description The City contributes to the California Public Employees Retirement System (PERS), an agent multiple - employer public employee retirement system which acts as a common investment and administrative agent for participating members in California. All qualified permanent and probationary employees are eligible to participate in PERS. Benefits vest after five years of service and are payable monthly for life upon retirement. Employees who retire at age 60 with 5 years of credited service receive a benefit equal to 10% of their average monthly salary for their highest three consecutive years of employment. Benefits increase with age and credited service years up to a maximum of 2.418% for each credited service year. A credited service year is one year of full time employment. 27 CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 10 - PENSION PLAN (Continued) PERS requires a contribution of 7% of the employees annual salary which the City pays on the behalf of the employees. In addition the City contributes an employer contribution which is adjusted annually based upon actuarial studies. For the year ended June 30, 1995 the employer rate for the City was 6.203 %. These benefit provisions and all other requirements are established by state statute and city ordinance. Contributions necessary to fund PERS on an actuarial basis are determined by PERS and its Board of Administration. B. Funding Status and Progress The amount shown below as the "pension benefit obligation" is a standardized disclosure measure of the present value of pension benefits, adjusted for the effects of projected salary increases and step -rate benefits estimated to be payable in the future as a result of employee service to date. The measure is intended to help users assess the funding status of PERS on a going- concern basis, assess progress made in accumulating sufficient assets to pay benefits when due and make comparisons among employers. The measure is the actuarial present value of credited projected benefits and is independent of the funding method used to determine contributions to the PERS. The pension benefit obligation was computed as part of an actuarial valuation performed by PERS as of June 30, 1993, which is the most recent data available. Significant actuarial assumptions used in the valuation include (a) a rate of return on the investment of present and future assets of 8.75% a year compounded annually, (b) projected salary increases of 4.5% a year compounded annually, attributable to inflation, and (c) projected salary increases of 2.5% attributable to seniority /merit. Total over - funded pension benefit obligation applicable to the City's employees at June 30, 1993, the most recent information available, is as follows: Pension benefit obligation: Retirees and beneficiaries currently receiving benefits and terminated employees not yet receiving benefits $58,020 Current employees: Accumulated employee contributions including allocated investment 645,731 Employer-financed vested 444,703 Employer-financed nonvested 105,196 Total pension benefit obligation 1,253,650 Net assets available for benefits, at cost (Market value was $1,680,780 at June 30, 1993) 1,413,587 Over - funded pension benefit obligation $159,937 C. Actuarially Determined Contribution Requirements and Contributions Made PERS uses the Entry Age Normal Actuarial Cost Method which is a projected benefit cost method. That is, it takes into account those benefits that are expected to be earned in the future as well as those already accrued. 28 n I I l 0 0 L r n I CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 10 - PENSION PLAN (Continued) According to this cost method, the normal cost for an employee is the level amount which would fund the projected benefit if it were paid annually from date of employment until retirement. PERS uses a modification of the Entry Age Cost Method in which the employer's total normal cost is expressed as a level percentage of payroll. PERS also uses the level percentage of payroll method to amortize any unfunded actuarial liabilities. The amortization period of the unfunded actuarial liability ends on June 30, 2011. The significant actuarial assumptions used to compute the actuarially determined contribution requirement are the same as those used to compute the pension benefit obligation, as previously described. Contributions to PERS are made in accordance with actuarially determined requirements computed through an actuarial valuation performed as of year end. PERS contributions, which were entirely paid by the City, consisted of the following for the fiscal years ended June 30, 1995 and 1994: Covered payroll Total payroll Normal cost, including employee contributions Amortized over - funded pension benefit obligation Total City contributions Employee contributions Total D. Trend Information Trend information gives an indication of the progress made in accumulating sufficient assets to pay benefits when due. System wide ten -year trend information may be found in the California Public Employees' Retirement System Annual Reports. 29 1995 1994 Percent of Percent of Covered Covered Amount Payroll Amount Payroll $ 1,590,481 $1,487,441 $ 1,834,842 $1,713,824 $211,661 13.3% $195,278 13.1% (1,439) (.1%) $211,661 13.3% $193,839 13.0% $100,327 6.3% $88,812 6.0% 111,334 7.0% 105,027 7.0% $211,661 13.3% $193,839 13.0% Trend information gives an indication of the progress made in accumulating sufficient assets to pay benefits when due. System wide ten -year trend information may be found in the California Public Employees' Retirement System Annual Reports. 29 CITY OF DUBLIN Notes to General Purpose Financial Statements NOTE 10 - PENSION PLAN (Continued) For the fiscal years ended June 30, 1993, 1992 and 1991, net assets available for benefits funded 113 %, 111% and 121% respectively, of the pension plan's total pension benefit obligation and the overfunded pension benefit obligation represented 10.0 %, 7.0% and 10.6% respectively, of covered payroll. In addition, for the three years ended June 30, 1995, 1994 and 1993, the City's contributions to the System, all made in accordance with actuarially determined requirements, were 13.3 %, 13.0% and 11.4% respectively of annual covered payroll. Other trend information required by Governmental Accounting Standard No. 5 is presented in the City's Comprehensive Annual Financial Statement statistical section. E. Social Security The Omnibus Budget Reconciliation Act of 1990 (OBRA) mandates that public sector employees who are not members of their employer's existing retirement system as of January 1, 1992 be covered by either Social Security or an alternative plan. The City's part-time, seasonal and temporary employees are covered under Social Security, which requires these employees and the City to each contribute 6.2% of the employees pay. Total contributions for these employees to Social Security, excluding medicare, during the year ended June 30, 1995 amounted to $29,250, of which the City paid one -half. NOTE 11- COMMITMENT AND CONTINGENT LIABILITIES The City of Dublin, the City of Pleasanton and the Alameda County Surplus Property Authority reached an agreement under which the City of Pleasanton constructed a further extension of Dublin Boulevard in the City of Dublin. The City of Dublin has agreed to reimburse the City of Pleasanton the amount of $2,085,022 plus accrued interest. The monies can only be repaid from proceeds of an assessment district, developer fees or extractions, or special taxes levied for this purpose on properties benefiting from the improvements. There is no specific due date. The Cities of Dublin, Pleasanton and Livermore and the County of Alameda reached an agreement under which Alameda County is constructing an animal shelter facility on County property, the estimated cost of which is expected to be $3,900,000. Under the agreement the entities will share in the debt service costs of the project based on their use of the animal shelter. Dublin's portion of the project, is presently 14.75% based on its 1994 usage, but may fluctuate based on actual usage. Construction is expected to be completed in late 1995 and Dublin's share of the first debt service payment, due December 1, 1995 is estimated at $57,835. The City participates in several federal and State grant programs. These programs have been audited by the City's independent accountants in accordance with the provisions of the federal Single Audit Act of 1984 and applicable State requirements. No cost disallowances were proposed as a result of these audits; however, these programs are still subject to further examination by the grantors and the amount, if any, of expenditures which may be disallowed by the granting agencies cannot be determined at this time. The City expects such amounts, if any, to be immaterial. The City is subject to litigation arising in the normal course of business. In the opinion of the City Attorney there is no pending litigation which is likely to have a material adverse effect on the financial position of the City. 30 I I 0 I I r E n 7 7 CITE' OF DUBLIN GENERAL FUND ' The General Fund is used to account for all financial resources except those required to be accounted for in another fund. 1 C n 0 I I I I 1 33 CITY OF DUBLIN GENERAL FUND COMPARATIVE BALANCE SHEETS NNE 30, 1995 AND 1994 34 1995 1994 ASSETS Cash and investments $19,663,863 $17,142,748 Receivables: Accounts 599,719 385,783 Accrued interest 345,940 305,989 Due from other governments 91,387 274,232 Due from other funds 627,755 387,489 Prepaids 4,715 11,981 Total Assets $21.333.379 $18,508,222 LIABILITIES Accounts payable $1,203,957 $280,743 Accrued wages 55,157 63,762 Accumulated unpaid general leave 142,980 124,105 Deposits payable 154,326 107,210 Liability insurance claims payable 137,210 Deferred revenues 173,713 220,361 Due to other governments 235 335 Total Liabilities 1,867,578 796,516 FUND BALANCES Reserved for. Investments held to maturity 14,299,648 13,808,042 Prepaids 4,715 11,981 Unreserved, designated for: Liability insurance claims 137,210 Cemetery endowment 60,000 60,000 Economic uncertainty 1,369,133 1,369,133 Authorized expenditures 3,732,305 2,325,340 Total Fund Balances 19,465,801 17,711,706 Total liabilities and Fund Balances $21,333.379 $18.508,222 34 0 CITY OF DUBLIN GENERAL FUND STATEMENTS OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE FISCAL YEAR ENDED JUNE 30, 1995 WITH COMPARATIVE AMOUNTS FOR THE FISCAL YEAR ENDED JUNE 30, 1994 1995 REVENUES Property taxes Taxes other than property Licenses and permits Intergovernmental Charges for services Use of money and property Fines and forfeitures Other revenue Total Revenues EXPENDITURES Current: General government Public safety Highways and streets Health and welfare Community development Culture and leisure Capital outlay Total Expenditures EXCESS OF REVENUES OVER EXPENDITURES OTHER FINANCING SOURCES (USES) Operating transfers in Operating transfers (out) Total Other Financing Sources (Uses) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER EXPENDITURES AND OTHER FINANCING USES Fund balances at beginning of year Fund balances at end of year Budget Actual 1994 Variance Favorable (Unfavorable) Actual $3,849,500 $3,944,284 $94,784 6,530,300 7,122,094 591,794 361,350 337,551 (23,799) 970,325 1,044,002 73,677 758,180 1,053,715 295,535 986,100 1,140,714 154,614 37,500 35,668 (1,832) 122,128 163,463 41,335 13,221,106 12,838,951 13,615,383 14,841,491 1,226,108 3,070,536 3,042,588 27,948 6,261,694 6,043,221 218,473 550,160 539,937 10,223 27,100 17,412 9,688 1,263,882 1,250,082 13,800 1,841,791 1,765,990 75,801 205,943 179,721 26,222 13,221,106 12,838,951 382,155 394,277 2,002,540 1,608,263 46,410 46,410 (294,855) (294,855) (248,445) (248,445) $394,277 1,754,095 $1,359,818 17,711,706 $19,465,801 35 $3,853,102 6,604,082 340,995 945,713 580,738 935,615 34,316 274,339 13,568,900 2,922,353 5,720,727 487,451 76 986,292 1,709,218 342,723 12,168,840 1,400,060 77,093 (41,884) 35,209 1,435,269 16,276,437 $17,711,706 CITY OF DUBLIN GENERALFUND SCHEDULE OF BUDGET VERSUS ACTUAL DEPARTMENTAL EXPENDITURES FOR THE FISCAL YEAR ENDED JUNE 30, 1995 General government: City Council City Manager City Attorney Administrative services Building management Insurance cost center Elections cost center Nondepartmental Facilities rents Total General Government Public safety: Police Crossing guards Fire Services JPA Animal control Disaster preparedness Total Public Safety Highways and streets: Public works administration Street maintenance Street tree maintenance Street landscape maintenance Total Highways and Streets Health and welfare: Waste management Total Health and Welfare Community development: Planning Building safety Engineering Economic development Total Community Development Culture and leisure: Library services Heritage Center Cemetary operations Cultural activities Park maintenance Community cable television Parks and community services Total Culture and Leisure Capital outlay: Community improvements General improvements Parks Street construction and improvements Total Capital Outlay Total Expenditures 1995 anance Favorable Budget Actual (Unfavorable) $120,014 $106,703 $13,311 260,109 255,862 4,247 188,007 188,007 (4,022) 469,941 445,264 24,677 326,490 317,163 9,327 134,000 124,851 9,149 12,475 6,079 6,396 5,756 137,210 (131,454) 1,553,744 1,461,449 92,295 3,070,536 3,042,588 27,948 3,280,472 3,119,865 160,607 48,340 36,334 12,006 2,797,315 2,801,337 (4,022) 103,750 70,886 32,864 31,817 14,799 17,018 6,261,694 6,043,221 218,473 297,240 297,240 33,959 31,903 2,056 50,040 41,873 8,167 168,921 168,921 550,160 539,937 10,223 27,100 17,412 9,688 27,100 17,412 9,688 648,226 648,241 (15) 266,000 261,522 4,478 276,524 276,569 (45) 73,132 63,750 9,382 1,263,882 1,250,082 13,800 177,536 177,536 10,346 26,563 6,738 19,825 16,855 16,855 10,000 10,000 584,046 584,046 26,222 23,893 22,779 1,114 1,002,898 948,036 54,862 1,841,791 1,765,990 75,801 100,183 89,837 10,346 65,320 49,444 15,876 7,940 7,940 32,500 32,500 205,943 179,721 26,222 $13,221,106 $12,838,951 $382,155 i I I 0 u I I 36 1 CITY OF DUBLIN SPECIAL REVENUE FUNDS ' Traffic Safety Fund - Established to account for the receipt of traffic fines and traffic safety expenditures. ' State Gas Tax Fund - Established to account for receipt of state gasoline taxes and expenditures. Special Criminal Activity Fund - Established to account for receipt of funds derived from asset forfeitures. ' Intermodal Surface Transportation Efficiency Act Fund - Established to account for receipt of Federal Aid Urban Highway grants. ' Community Development Block Grant Fund - Used to account for grants and expenditures related to the community development block grants. ' Park Dedication Fund - Established to account for park dedication fees received in lieu of property from developers pursuant to the Quimby Act. ' Sales Tax Measure B Fund - Established to account for an Alameda County voter approved increase in sales tax used for improvements on streets and roads. Measure AA Fund - Established to account for park projects funded with Measure AA grants. ' Maintenance Assessment Districts - Established to account for revenue and related expenditures of lighting and landscape activities. ' San Ramon Road Specific Improvement Plan - To account for maintenance of improvements to San Ramon Road and Amador Valley Boulevard. ' SB300 Grant Fund - Established to account for grant receipts from the State used for capital improvements on local streets. ' Vehicle Abatement Fund - Established to account for the use of funds received from vehicle registration of Dublin residents for the towing of abandoned vehicles in city limits. ' Storm Water Runoff Fund - Established to account for the use of funds received from fees collected to mitigate pollution within the City without specific sources and to comply with Federal requirements for National Pollution Discharge Elimination System (NPDES). ' Measure D Recycling Fund - Established to account for the use of funds received which are levied by the County pursuant to a charter amendment and are provided for recycling and related activities. ' Garbage Service Fund - Established to account for the use of funds received which are levied by the county for garbage pick -up and removal and recycling services. 1 37 ASSETS Cash and investments Accounts receivable Due from other governments Condemnation deposits Total Assets LIABILITIES Accounts payable Due to other funds Total Liabilities FUND BALANCES CITY OF DUBLIN $6,571 457,734 SPECIAL REVENUE FUNDS COMBINING BALANCE SHEETS 43,370 JUNE 30, 1995 WITH COMPARATIVE AMOUNTS FOR JUNE 30, 1994 Intermodal Community Sales Special Surface Development Tax Traffic State Criminal Transportation Block Park Measure Measure Safety Gas Tax Activity Efficiency Act Grant Dedication B AA $499,573 $1,851 $43,370 $34,735 $8,045 $52,815 $273,905 197,709 1499.573 $1.851 $471.614 $43,370 $34.735 $8 045 $52.815 $4,965 . $30,374 578 5,543 30,374 $560 $13,880 $6,571 457,734 36,799 560 471,614 43,370 $11,779 41,036 52,815 Reserved for condemnation deposits 197,709 Unreserved: Designated for authorized expenditures 469,199 1,291 (197,709) 34,735 8,045 Undesignated (5,543) Total Fund Balances (Deficits) (5,543) 469,199 1,291 34,735 8,045 Total Liabilities and Fund Balances $499.573 $1,851 $471.614 $43,370 $34735 $8,045 $52.815 38 ' MAINTENANCE DISTRICTS San Ramon Dougherty Road Specific Storm TOTALS Street Stagecoach Landscape Improvement SB 300 Vehicle Water Measure D Garbage Lighting Landscape & Lighting Plan Grant Abatement Runoff Recycling Service 1995 1994 ' $207,194 $39,979 $136,687 $41,200 $26,518 $26,532 $193,922 $300,554 $1,516,790 $1,077,298 3,029 500 904 2,292 11,526 114,436 164,243 273,905 29,859 ' 197,709 $210.223 $40.479 1137.591 $41.200 -$26518 $28.824 $193.922 $312.080 $2.102.840 $1.271.400 $19,332 $10,991 $10,838 $153 $14,407 $2,940 $126,790 $292,564 536,147 109,083 ' 19,332 10,991 10,838 153 14,407 2,940 662,937 401,647 197,709 ' 190,891 29,488 126,753 41,047 26,518 14,417 190,982 $312,080 1,247,737 914,832 (5,543) (45,079) 190,891 29,488 126,753 41,047 26,518 14,417 190,982 312,080 1,439,903 869,753 $210.223 $40.479 $137.59] $41.200 $26.518 $28.824 $193.922 $312.080 $2.102.840 $1.271.400 1 ' 39 CITY OF DUBLIN SPECIAL REVENUE FUNDS COMBINING STATEMENTS OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) FOR THE FISCAL YEAR ENDED JUNE 30, 1995 WITH COMPARATIVE AMOUNTS FOR THE FISCAL YEAR ENDED JUNE 30, 1994 REVENUES Sales and use taxes Intergovernmental Charges for services Use of money and property Fines and forfeitures Other revenue Special assessments Total Revenues EXPENDITURES General government City Council City Manager City Attorney Public safety Police Traffic signals and street lights Highways and streets Public works administration Street tree maintenance Street sweeping Street landscaping maintenance Street maintenance Health & Welfare -Waste management Community development - engineering Capital outlay Dublin Boulevard Extension #I Data processing upgrade Traffic Signal Safety Upgrade SidewalklHandicap Ramps Kaleidoscope Activity Center Tri- Valley Haven Project Dublin Blvd. Widening Street Lighting Acquisition Annual street overlay project Dublin Sports Grounds renovation Dublin Swim Center North Avenue bike path Heritage Center Dublin Boulevard extension 42 Shannon NPDES pilot project Benchmarks & Monuments Stagecoach Land upgrade Dougherty Road/Sierra Signal Total Expenditures EXCESS (DEFICIENCY) OF REVENUES OVER(UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Contribution from Assessment District Operating transfers in Operating transfers (out) Total Other Financing Sources (Uses) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER (UNDER) EXPENDITURES AND OTHER FINANCING USES Fund balances (deficits) at beginning of year Fund balances (deficits) at end of year $477,204 $550 23,363 24,557 25,107 500,567 $474,647 $72,476 $666 $2,080 $120,823 I I n I Measure AA ' $109,437 666 474,647 72,476 2,080 120,823 109,437' 3,697 1 47,611 32,498 211,903 6,000 17,266 15,232 13,393 ' 10,000 267,937 62,618 2,280 45,483 3,380 109,437' 20,260 Intermodal Community Sales Special Surface Development Tax Traffic State Criminal Transportation Block Park Measure Safety Gas Tax Activity Efficiency Act Grant Dedication B $477,204 $550 23,363 24,557 25,107 500,567 $474,647 $72,476 $666 $2,080 $120,823 I I n I Measure AA ' $109,437 666 474,647 72,476 2,080 120,823 109,437' 3,697 1 47,611 32,498 211,903 6,000 17,266 15,232 13,393 ' 10,000 267,937 62,618 2,280 45,483 3,380 109,437' 20,260 93,117 206,710 5,081 47,611 379,010 20,963 474,647 68,876 5,660 67,699 109,437 (22,504 121,557 20,297 3,600 (3,580) 53,124 (3,600) (3,600 I (22,504) 121,557 (20,297) (3,580) 53,124 16,961 347,642 21,588 38,315 45,079 ' $5 543 $469,199 $1,291 $34,735 $8,045 40 ' MAINTENANCE DISTRICTS San Ramon 5,662 9,359 12,067 188,414 4,116 Dougherty Road Specific 268,372 Vehicle Storm 225 TOTALS Street Stagecoach Landscape Improvement SB 300 Abate- Water Measure D Garbage Lighting Landscape & Lighting Plan Grant ment Runoff Recycling Service 1995 1994 105,135 2,696 214,599 158,821 $120,823 $117,623 92,455 586,950 679,405 542,622 $26,276 $20,207 658 $151,128 95,497 1,331,375 852,324 177,096 $567,532 744,628 742,458 $9,709 $1,347 $7,138 2,922 1,118 1,168 9,249 10,861 70,171 51,059 13,393 24,557 33,964 3,944 6,121 280,473 290,538 26,263 212,990 55,179 54,831 40,469 26,276 363,469 296,286 226,643 56,526 61,969 43,391 26,276 21,325 178,264 166,498 858,866 2,945,561 2,119,977 (42,810) (46,410) (9,451) 2,874 (726} 23,277 28,791 10,571 (9,733) 41,047 15,663 9,552 74,043 271,916 570,150 293,590 162,100 18,917 136,486 10,855 4,865 116,939 40,164 869,753 576,163 $190,891 $29,488 $126,753 $41,047 $26,518 $14,417 $190,982 $312,080 $1,439,903 $869,753 41 5,662 9,359 12,067 188,414 4,116 272,639 268,372 3,057 225 225 3,507 2,736 653 4,698 5,351 6,807 70,519 70,519 69,986 44,530 66,121 110,651 105,135 2,696 214,599 158,821 92,455 586,950 679,405 542,622 2,012 547 658 95,497 104,714 121,478 29,425 17,266 1,102 16,334 13,393 10,000 267,937 4,369 4,369 26,276 88,894 291,785 2,280 20,546 113,248 651 158,300 20,291 10,594 38,678 20,260 2,063 4,500 304,908 29,859 197,852 45,955 71,702 5,218 26,276 5,662 168,712 92,455 586,950 2,374,685 1,849,664 28,791 10,571 (9,733) 38,173 15,663 9,552 74,043 271,916 570,876 270,313 45,684 45,684 32,728 (42,810) (46,410) (9,451) 2,874 (726} 23,277 28,791 10,571 (9,733) 41,047 15,663 9,552 74,043 271,916 570,150 293,590 162,100 18,917 136,486 10,855 4,865 116,939 40,164 869,753 576,163 $190,891 $29,488 $126,753 $41,047 $26,518 $14,417 $190,982 $312,080 $1,439,903 $869,753 41 REVENUES Sales and use taxes Intergovernmental Charges for services Use of money and property Fines and forfeitures Other revenue Special assessments Total Revenues EXPENDITURES General government City Council Public safety Police Traffic signals and street lights Highways and streets Public works administration Street tree maintenance Street sweeping Street landscaping maintenance Street maintenance Health and Welfare - Waste management Community development - Engineering Capital outlay Data Processing Upgrade Traffic Signal Safety Upgrade Sidewalk/Handicap Ramps Kaleidoscope Activity Center Tri- Valley Haven Project Dougherty Road Improvements Dublin Blvd Widening Street Lighting Acquisition Annual street overlay project Dublin Sports Grounds renovation Dublin Swim Center Heritage Center Benchmarks & Monuments Dougherty Road/Sierra Signal Total Expenditures EXCESS OF REVENUES OVER(UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Contribution from Assessment District Operating transfers in Operating transfers (out) Total Other Financing Sources (Uses) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER (UNDER) EXPENDITURES AND OTHER FINANCING USES Fund balances (deficits) at beginning of year Fund balances (deficits) at end of year CITY OF DUBLIN BUDGETED SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) BUDGET AND ACTUAL FOR THE FISCAL YEAR ENDED JUNE 30, 1995 TRAFFIC SAFETY STATE GAS TAX Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) $463,800 $477,204 $13,404 $550 $550 23,200 23,363 163 $31,900 24,557 (7,343) 31,900 25,107 487,000 500,567 13,567 (6,793) 47,840 47,611 229 42,950 32,498 10,452 211,903 211,903 6,000 6,000 21,200 15,232 5,968 3,090 3,090 21,240 20,260 980 93,117 93,117 47,840 47,611 229 399,500 379,010 20,490 (15,940) (22,504) (6,564) 87,500 121,557 34,057 ($15,940) (22,504) ($6,564) $87,500 121,557 $34,057 16,961 347,642 ($5.543) $469.199 42 ' INTERMODAL SURFACE TRANSPORT- COMMUNITY DEVELOPMENT SPECIAL CRIMINAL ACTIVITY ATION EFFICIENCY ACT BLOCK GRANT Variance Variance Variance Favorable Favorable Favorable ' Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) $2,265,291 $474,647 ($1,790,644) $64,137 $72,476 $8,339 ' $666 $666 $2,000 (2,000) ' 64,137 7Z476 8,339 (1,790,644) 474,647 (1,334) 2,265,291 2,000 666 1 6,180 3,697 2,483 t ' 17,269 17,266 3 13,393 13,393 10,000 10,000 10,000 10,000 23,910 23,910 ' 2,082,000 267,937 1,814,063 ' 50,000 45,483 4,517 206,710 206,710 23,449 20,963 2,486 2,312,620 474,647 1,837,973 83,393 68,876 14,517 (21,449) (20,297) 1,152 (47,329) 47,329 (19,256) 3,600 22,856 (3,600) (3,600) ' (3,600) (3,600) ' ($21,449) (20,297) $1,152 ($47,329} $47,329 ($19,256) $19.256 21,588 ' $1.291 (Continued) ' 43 CITY OF DUBLIN BUDGETED SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) BUDGET AND ACTUAL FOR THE FISCAL YEAR ENDED JUNE 30, 1995 REVENUES Sales and use taxes Intergovernmental Charges for services Use of money and property Fines and forfeitures Other revenue Special assessments Total Revenues EXPENDITURES General government City Council Public safety Police Traffic signals and street lights Highways and streets Public works administration Street tree maintenance Street sweeping Street landscaping maintenance Street maintenance Health and Welfare - Waste management Community development - Engineering Capital outlay Data Processing Upgrade Traffic Signal Safety Upgrade Sidewalk/Handicap Ramps Kaleidoscope Activity Center Tri- Valley Haven Project Dougherty Road Improvements Dublin Blvd. Widening Street Lighting Acquisition Annual street overlay project Dublin Sports Grounds renovation Dublin Swim Center Heritage Center Benchmarks & Monuments Dougherty Road/Sierra Signal Total Expenditures EXCESS OF REVENUES OVER(UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Contribution from Assessment District Operating transfers in Operating transfers (out) Total Other Financing Sources (Uses) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER (UNDER) EXPENDITURES AND OTHER FINANCING USES Fund balances (deficits) at beginning of year Fund balances (deficits) at end of year PARK DEDICATION Variance Favorable Budget Actual (Unfavorable) $2,200 $2,080 ($120) 7 SALES TAX MEASURE B ' Variance Favorable Budget Actual (Unfavorable)' $116,000 $120,823 54,823 2,200 2,080 (120) 116,000 120,823 4,823 ' 15,295 2,280 13,015 17,750 179750 3,380 3,380 36,425 5,660 30,765 (34,225) (3,580) 30,645 62,618 62,618 5,081 5,081 67,699 67,699 ' 48,301 53,124 4,823 ($34,225) (3,580) $30,645 $48.301 38,315 $34.735 53,124 54,823 I (45,079) $8.045 ' 44 1 MEASURE AA STREET LIGHTING STAGECOACH LANDSCAPE Variance Variance Variance Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) $116,608 S109,437 ($7,171) $7,700 $9,709 $2,009 $1,000 $1,347 $347 5,725 3,944 (1,781) 182,615 212,990 30,375 53,050 55,179 2,129 116,608 109,437 (7,171) 196,040 226,643 30,603 54,050 $6,526 2,476 194,415 188,414 6,001 3,391 3,057 334 1,267 225 1,042 2,210 653 1,557 50,880 44,530 6,350 2,620 2,012 608 705 547 158 400,000 4,369 395,631 118,434 109,437 8,997 118,434 109,437 8,997 600,426 197,852 402,574 55,062 45,955 9,107 (1,826) 1,826 (404,386) 28,791 433,177 (1,012) 10,571 11,583 ($1,826) $1.826 ($404,386) 28,791 $433,177 ($1,012) 162,100 $190.891 45 10,571 $11,583 18,917 $29,488 (Continued) CITY OF DUBLIN ' BUDGETED' SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND ' CHANGES IN FUND BALANCES (DEFICITS) BUDGET AND ACTUAL FOR THE FISCAL YEAR ENDED JUNE 30, 1995 ' DOUGHERTY LANDSCAPE SAN RAMON ROAD AND LIGHTING SPECIFIC IMPROVEMENT PLAN Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual nfavorable REVENUES Sales and use taxes Intergovernmental Charges for services Use of money and property Fines and forfeitures Other revenue Special assessments Total Revenues EXPENDITURES General government City Council Public safety Police Traffic signals and street lights Highways and streets Public works administration Street tree maintenance Street sweeping Street landscaping maintenance Street maintenance Health and Welfare - Waste management Community development - Engineering Capital outlay Data Processing Upgrade Traffic Signal Safety Upgrade Sidewalk/Handicap Ramps Kaleidoscope Activity Center Tri- Valley Haven Project Dougherty Road Improvements Dublin Blvd. Widening Street Lighting Acquisition Annual street overlay project Dublin Sports Grounds renovation Dublin Swim Center Heritage Center Benchmarks & Monuments Dougherty Road/Sierra Signal Total Expenditures EXCESS OF REVENUES OVER(UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Contribution from Assessment District Operating transfers in Operating transfers (out) Total Other Financing Sources (Uses) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER (UNDER) EXPENDITURES AND OTHER FINANCING USES Fund balances (deficits) at beginning of year Fund balances (deficits) at end of year $6,300 $7,138 $838 52,600 54,831 2,231 58,900 61,969 3,069 $2,922 $2,922' 40,469 40,469 43,391 43 391 75,570 71,702 3,868 (16,670) (9,733) 6,937 1,102 1,102 ' 5,712 5,218 $4,610 4,116 494 974 225 749 ' 7,680 4,698 2,982 (42,810) 66,121 66,121 2,874 ' 795 658 137 75,570 71,702 3,868 (16,670) (9,733) 6,937 1,102 1,102 ' 5,712 5,218 494' (5,712) 38,173 43,885 45,684 45,684' (42,810) (42,810) 2,874 2,874 ($16,670) (9,733) $6,937 ($5,712) 136,486 -$126753 41,047 $46,759' $41.047 ' 46 1 SB 300 GRANT VEHICLE ABATEMENT STORM WATER RUNOFF Variance Variance Variance Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) $13,046 $26,276 $13,230 $18,400 $20,207 $1,807 $172,956 $177,096 $4,140 1,200 1,118 (82) 1,168 1,168 14,000 (14,000) 13,046 26,276 13,230 19,600 21,325 1,725 186,956 178,264 (8,692) 6,050 5,662 388 526 526 73,360 70,519 2,841 5,620 2,696 2,924 107,450 95,497 11,953 26,276 26,276 26,276 26,276 6,050 5,662 388 186,956 168,712 18,244 (13,230) 13,230 13,550 15,663 2,113 9,552 9,552 ($13,230) $13,230 $13,550 15,663 $2.113 9,552 $9.552 10,855 4,865 $26.518 $14.417 (Continued) 47 CITY OF DUBLIN BUDGETED - SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) BUDGET AND ACTUAL FOR THE FISCAL YEAR ENDED JUNE 30 1995 , ' GARBAGE SERVICE Variance Favorable Budget Actual nfavorable REVENUES Sales and use taxes Intergovernmental Charges for services Use of money and property Fines and forfeitures Other revenue Special assessments Total Revenues EXPENDITURES General government City Council Public safety Police Traffic signals and street lights Highways and streets Public works administration Street tree maintenance Street sweeping Street landscaping maintenance Street maintenance Health and Welfare - Waste management Community development - Engineering Capital outlay Data Processing Upgrade Traffic Signal Safety Upgrade Sidewalk/Handicap Ramps Kaleidoscope Activity Center Tri- Valley haven Project Dougherty Road Improvements Dublin Blvd. Widening Street Lighting Acquisition Annual street overlay project Dublin Sports Grounds renovation Dublin Swim Center Heritage Center Benchmarks & Monuments Dougherty Road/Sierra Signal Total Expenditures EXCESS OF REVENUES OVER(UNDER) EXPENDITURES OTHER FINANCING SOURCES (USES) Contribution from Assessment District Operating transfers in Operating transfers (out) Total Other Financing Sources (Uses) EXCESS OF REVENUES AND OTHER FINANCING SOURCES OVER (UNDER) EXPENDITURES AND OTHER FINANCING USES Fund balances (deficits) at beginning of year Fund balances (deficits) at end of year 0 MEASURE D RECYCLING Variance Favorable Budget Actual (Unfavorable) $150,000 $151,128 $1,128 9,200 9,249 49 6,121 6,121 159,200 166,498 7,298 98,754 92,455 6,299 98,754 92,455 6,299 60,446 74,043 13,597 $524,400 $567,532 $43,132' $312.080 10,861 10,861 280,473 280,473 524,400 858,866 334,466' u 586,950 586,950 , C 586,950 586,950 ' (62,550) 271,916 334,466 $60.446 74,043 $13,597 ($62,550) 116,939 $190.982 271,916 $334,466 I 40,164 $312.080 ' 48 1 TOTALS 12,230 9,359 Variance 289,815 272,639 Favorable Budget Actual (Unfavorable) $116,000 $120,823 $4,823 3,091,282 1,331,375 (1,759,907) 697,356 744,628 47,272 50,800 70,171 19,371 31,900 24,557 (7,343) 21,725 290,538 268,813 288,265 363,469 75,204 4,297,328 2,945,561 (1,351,767) 12,230 9,359 2,871 289,815 272,639 17,176 6,158 3,507 2,651 9,890 5,351 4,539 73,360 70,519 2,841 117,001 110,651 6,350 217,523 214,599 2,924 685,704 679,405 6,299 117,570 104,714 12,856 17,269 17,266 3 22,302 16,334 5,968 13,393 13,393 10,000 10,000 10,000 10,000 27,000 27,000 2,082,000 267,937 1,814,063 400,000 4,369 395,631 88,894 88,894 15,295 2,280 13,015 17,750 17,750 171,814 158,300 13,514 21,240 20,260 980 304,908 304,908 4,731,116 2,374,685 2,356,431 (433,788) 570,876 1,004,664 45,684 45,684 (46,410) (46,410) (726) (726) ($433,788) 570,150 $1,003,938 869,753 $1,439,903 49 I n I r n CITY OF DUBLIN CAPITAL PROJECTS FUNDS Capital Projects Fund - To account for acquisitions and constructions of capital facilities other than those financed by proprietary funds. The Dublin Boulevard Extension #1 Capital Projects Fund was established to account for infrastructure improvements financed with resources received from other governmental agencies. 51 ASSETS Cash and investments Receivables: Accounts Accrued interest Condemnation deposits Total Assets LIABILITIES Accounts payable Deposits payable Deferred revenue Due to other funds Total Liabilities FUND BALANCES Reserved for condemnation deposits Undesignated Total Fund Balances (Deficit) Total Liabilities and Fund Balances CITY OF DUBLIN CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEETS JUNE 30, 1995 WITH COMPARATIVE AMOUNTS FOR JUNE 30, 1994 Dublin Capital Boulevard Projects Extension #I TOTALS 1995 1994 $128,435 $263,765 $263,765 113,552 644 25,691 25,691 $289,456 $289,456 $242,631 $29,195 $29,195 $23,822 168,653 168,653 216,850 263,765 263,765 110,796 91,608 91,608 278,406 553,221 553,221 629,874 25,691 25,691 (289,456) (289,456) (387,243) (263,765) (263,765) (387,243) $289,456 $289,456 $242,631 52 CITY OF DUBLIN CAPITAL PROJECTS FUNDS COMBINING STATEMENTS OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) FOR THE FISCAL YEAR ENDED JUNE 30, 1995 WITH COMPARATIVE AMOUNTS FOR THE FISCAL YEAR ENDED JUNE 30, 1994 REVENUES Use of money and property Other revenue Total Revenues EXPENDITURES Capital outlay: Dougherty Road improvements Dublin Boulevard improvements/San Ramon Road to Village Parkway Dublin Boulevard Extension #I Dublin Boulevard Extension #2 Public facility fee study Downtown traffic impact fee study East Dublin traffic fee impact study Total Expenditures EXCESS OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING USES Operating transfers in Total Other Financing Uses EXCESS OF REVENUES OVER (UNDER) EXPENDITURES AND OTHER USES Fund balances (deficits), beginning of year Residual equity transfers (out) Fund balances (deficits), end of year Dublin TOTALS Capital Boulevard Projects Extension # 1 1995 _ 1994 $21,370 $134,271 $134,271 53,903 134,271 134,271 75,273 43,007 43,007 7,370 199,547 199,547 23,969 163,885 6,368 7,119 7,119 7,433 7,433 30,134 30,134 12,429 287,240 287,240 214,021 (152,969) (152,969) (138,748) $276,447 276,447 (70,494) 276,447 276,447 (70,494) (152,969) 276,447 123,478 (209,242) (110,796) (276,447) (387,243) (165,101) (12,900) ($263,765) ($263,765) ($387,243) 53 REVENUES Other revenue Total Revenues EXPENDITURES Capital outlay: Dougherty Road improvements Dublin Boulevard improvements/San Ramon Road to Village Parkway Public Facility Fee study Downtown traffic impact fee study East Dublin traffic fee impact study Total Expenditures EXCESS OF REVENUES OVER (UNDER) EXPENDITURES OTHER FINANCING USES Operating transfers in Total other Financing Uses EXCESS OF REVENUES OVER (UNDER) EXPENDITURES AND OTHER USES Fund balances (deficits), beginning of year Fund balances (deficits), end of year CITY OF DUBLIN CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) BUDGET AND ACTUAL FOR THE FISCAL YEAR ENDED JUNE 30, 1995 CAPITAL PROJECTS DUBLIN BOULEVARD EXTENSION #I Variance Favorable Budget Actual (Unfavorable) Budget $431,509 $134,271 ($297,238) $280,000 431,509 134,271 (297,238) 280,000 43,007 43,007 377,500 199,547 177,953 10,500 7,119 3,381 14,290 7,433 6,857 30,134 30,134 475,431 287,240 188,191 Variance Favorable Actual (Unfavorable) ($280,000) (280,000) (43,922) (152,969) (109,047) 280,000 (280,000) 276,447 276,447 276,447 276,447 ($43,922) (152,969) ($109.047) $280.000 276,447 ($3.553) (1 10,796) (276,447) ($263.765) 54 TOTALS Variance Favorable Budget Actual (Unfavorable) $711,509 $134,271 ($577,238) 711,509 134,271 (577,238) 43,007 43,007 377,500 199,547 177,953 10,500 7,119 3,381 14,290 7,433 6,857 30,134 30,134 475,431 287,240 188,191 236,078 (152,969) (389,047) 276,447 276,447 276,447 276,447 $236,078 123,478 ($112,600) (387,243) ($263,765) 55 CITY OF DUBLIN AGENCY FUNDS Agency funds are used to account for assets held by the City in a fiduciary capacity for individuals, governmental entities and others. These funds carry out the specifications of trust indentures, ordinance or other regulations. Employee Deferred Compensation Plan - To account for assets of the City's Employee Deferred Compensation Plan. Dublin Boulevard Extension Assessment District Fund - To account for the special assessment established to fund the improvements to Dublin Boulevard. 57 Balance June 30, 1995 Employee Deferred Compensation Plan CITY OF DUBLIN AGENCY FUNDS Deferred compensation mutual funds STATEMENTS OF CHANGES IN ASSETS AND LIABILITIES $113,525 FOR THE FISCAL YEAR ENDED JUNE 30, 1995 Balance Deferred compensation payable June 30, 1994 Additions Reductions San Ramon Road Specific Improvement Plan $329,715 Cash and investments $48,978 $48,978 Total Assets $48,978 $48,978 Accounts payable $169 $169 Deposits payable 3,125 3,125 Deferred revenue 45,684 45,684 Total Liabilities $48,978 $48,978 Balance June 30, 1995 Employee Deferred Compensation Plan Deferred compensation mutual funds $216,591 $113,525 $401 $329,715 Deferred compensation payable $216,591 $113,525 $401 $329,715 Dublin Boulevard Extension Assessment District Cash and investments $172,913 $226,846 $242,864 $156,895 Restricted cash and investments 121,210 1,694 122,904 Accounts receivable 909 909 Total Assets $294,123 $229,449 $242,864 $280,708 Due to bondholders $294,123 $229.449 $242,864. $280,708 Total Agency Funds Cash and investments $221,891 $226,846 $291,842 $156,895 Restricted cash and investments 121,210 1,694 122,904 Accounts receivable 909 909 Deferred compensation mutual funds 216,591 113,525 401 329,715 Total Assets $559,692 $342,974 $292,243 $610,423 Accounts payable $169 $169 Deposits payable 3,125 3,125 Deferred revenue 45,684 45,684 Due to bondholders 294,123 $229,449 242,864 $280,708 Deferred compensation payable 216,591 113,525 401 329,715 Total Liabilities $559,692 $342,974 $292,243 $610,423 58 Source: City of Dublin Annual Financial Report Includes Fire Services and Culture and Leisure Services Responsibilities Assumed July 1, 1988. Includes Federal Aid Urban Expenditures Beginning in 1986 -1987. a 0 O F- Total Governmental Expenditures 18000000 CITY OF DUBLIN GOVERNMENTAL EXPENDITURES BY FUNCTION ALL GOVERNMENTAL FUND TYPES LAST TEN FISCAL YEARS General 12000000 Governmental Public Safety 10000000 and Facilities and Health and Highways Community Culture and Fiscal Year Rents Welfare and Streets Development Leisure Capital Outlay Total 1985 -1986 $542,616 $1,676,247 $635,445 $961,541 $309,092 $3,641,282 $7,766,223 1986 -1987 2,208,131 1,770,331 730,051 1,062,858 365,193 3,668,733 $9,805,297 1987 -1988 2,308,376 2,039,119 813,482 1,091,901 524,622 2,914,458 $9,691,958 1988 -1989 1,286,201 3,986,097 941,276 1,336,870 1,026,538 3,214,398 $11,791,380 1989 -1990 2,047,506 4,672,847 1,021,641 1,583,504 1,274,861 2,652,683 $13,253,042 1990 -1991 3,593,481 5,095,032 1,041,627 1,827,354 1,459,419 3,403,128 $16,420,041 1991 -1992 3,339,061 5,683,582 1,025,265 1,541,207 1,682,262 5,273,041 $18,544,418 1992 -1993 3,066,025 6,091,718 998,843 1,409,594 1,733,786 2,697,724 $15,997,690 1993 -1994 2,922,353 6,543,864 830,936 1,107,770 1,709,218 1,118,384 $14,232,525 19941995 3,042,588 7,022,036 944,564 1,354,796 1,765,990 1,370,902 $15,500,876 Source: City of Dublin Annual Financial Report Includes Fire Services and Culture and Leisure Services Responsibilities Assumed July 1, 1988. Includes Federal Aid Urban Expenditures Beginning in 1986 -1987. a 0 O F- Total Governmental Expenditures 18000000 16000000 14000000 12000000 10000000 8000000 6000000 4000000 2000000 0 M a a iA m iA m m a iA aco a a a iA Fiscal Years 1 CITY OF DUBLIN GENERAL GOVERNMENTAL REVENUES BY SOURCE ALL GOVERNMENTAL FUND TYPES LAST TEN FISCAL YEARS Source: City of Dublin Annual Financial Report 0 O b� H Total Governmental Revenues 6000000 Use of 4000000 Licenses and Inter- Charges for Money and Fines and Other Special Fiscal Year Taxes Permits Governmental Services Property Forfeits Revenue Assessments Total 1985 -1986 $5,062,103 $410,246 $1,436,379 $682,324 $1,111,034 $68,995 $381,784 $435,995 $9,588,860 1986 -1987 5,837,811 586,320 1,965,454 593,407 883,644 91,755 501,802 157,704 $10,617,897 1987 -1988 6,179,005 532,696 1,660,205 466,673 1,074,160 94,584 593,069 246,915 $10,647,307 1988 -1989' 9,305,662 292,189 2,567,703 738,314 1,183,847 104,641 68,617 262,197 $14,523,170 1989 -1990 9,769,276 315,010 1,667,801 1,090,386 1,405,882 91,221 908,784 287,205 $15,535,565 1990 -1991 10,312,208 248,116 2,564,553 1,196,484 1,388,351 82,367 383,423 281,428 $16,456,930 1991 -1992 9,805,734 246,459 2,489,765 1,085,251 1,125,154 58,501 1,051,625 275,890 $16,138,379 1992 -1993 9,986,544 281,921 2,810,875 1,171,564 951,267 50,780 124,493 292,224 $15,669,668 1993 -1994 10,574,807 340,995 1,798,037 1,323,196 1,008,044 68,280 354,505 296,286 $15,764,150 19941995 11,187,201 337,551 2,375,377 1,798,343 1,210,885 60,225 588,272 363,469 $17,921,323 Source: City of Dublin Annual Financial Report 0 O b� H Total Governmental Revenues 6000000 4000000 2000000 0000000 8000000 6000000 4000000 2000000 0 tG co t` co m W co �R O N O W O O G Q Cb 14 C6 Q W (0 Q co W OT Fiscal Years 61 W l7 W � CITY OF DUBLIN ASSESSED VALUE OF TAXABLE PROPERTY LAST TEN FISCAL YEARS Source: Alameda County Office of the auditor- Controller (All figures shown are net of exemptions.) Total Assessed Value of Taxable Property 1600000000 1400000000 1200000000 1000000000 G° 800000000 9 12 600000000 400000000 200000000 0 co Secured M rn 7 Unsecured C6 W Fiscal Year Property Utility Property Total 1985 -1986 $598,426,296 $14,662,390 $74,740,855 $687,829,541 1986 -1987 721,792,937 16,371,040 82,214,150 $820,378,127 1987 -1988 802,835,061 18,759,300 85,253,484 $906,847,845 1988 - 1989 962,867,790 1,812,200 84,339,466 $1,049,019,456 1989 -1990 1,086,479,184 1,812,200 94,717,004 $1,183,008,388 1990 -1991 1,195,196,327 4,536,700 90,697,434 $1,290,430,461 1991 -1992 1,285,655,755 4,536,700 92,379,123 $1,382,571,578 1992 -1993 1,344,318,745 4,536,700 92,379,123 $1,441,234,568 1993 -1994 1,400,427,455 4,536,700 97,399,163 $1,502,363,318 19941995 1,426,206,284 4,497,120 97,359,845 $1,528,063,249 Source: Alameda County Office of the auditor- Controller (All figures shown are net of exemptions.) Total Assessed Value of Taxable Property 1600000000 1400000000 1200000000 1000000000 G° 800000000 9 12 600000000 400000000 200000000 0 co co M rn 7 0) L6 Of f r C6 W r. ri Cif 0) 0) 0) co rn 0) CD d! CD W _W 6 co W 7 W N W f� CD 0) Fiscal Year 62 CITY OF DUBLIN PROPERTY TAX RATES ALL OVERLAPPING GOVERNMENTS LAST TEN FISCAL YEARS 63 Dublin San Basic County Ramon Alameda Wide Levy School Flood Zone Bay Area East Bay Services County Fiscal Year ($1/$100) Districts State Bonds Rapid Transit Parks Bond District Library Total 1985 -1986 $1. 000 $0. 1136 $0. 0429 $0.0508 $0.0000 $0.0000 $0.0055 $1.2128 1986 -1987 $1.000 $0.0820 $0.0185 $0.0421 $0.0000 $0.0000 $0.0051 $1.1477 1987 -1988 $1. 000 $0.0958 $0.0119 $0.0390 $0.0000 $0.0032 $0.0017 $1.1516 1988 -1989 $1.000 $0.0862 $0.0183 $0.0372 $0.0000 $0.0019 $0.0019 $1.1455 1989 -1990 $1.000 $0.0701 $0.0198 $0.0319 $0.0047 $0.0020 $0.0019 $1.1304 1990 -1991 $1.000 $0.1003 $0.0142 $0.0250 $0.0032 $0.0007 $0.0013 $1.1447 1991 -1992 $1. 000 $0. 0935 $0.0133 $0.0251 $0.0028 $0.0010 $0.0058 $1.1415 1992 -1993 $1.000 $0.0878 $0.0132 $0.0258 $0.0074 " $0.0061 $1.1403 1993 -1994 $1.000 $0.0717 $0.0182 $0.0240 $0.0069 " $0.0060 $1.1268 19941995 $1.000 $0.0799 $0.0166 $0.0235 $0.0066 $0.0057 $1.1323 Source: Alameda County Office of The Auditor - Controller Rates Shown for Tax Code Area 26-001 which includes approximately 88.5% of total parcels. 'No longer assessed, bonded debt fully repaid. 63 CITY OF DUBLIN COMPUTATION OF LEGAL DEBT MARGIN June 30,1995 Assessed valuation: Assessed value Add back exempt real property Total Assessed Value Legal debt margin: Debt limitation -15 percent of total assessed value Percent of debt limit authorized and issued Source: City of Dublin Finance Department Excludes Certificates of Participation and 1915 Act Bonds since they are not General Obligation Debt 64 $1,528,063,249 $52,490,161 $1,580,553,410 $237,083,012 0.00% CITY OF DUBLIN COMPUTATION OF DIRECT AND OVERLAPPING DEBT June 30, 1996 (1) Excludes tax and revenue anticipation notes; revenue, and tax allocation bonds; and non - bonded capital lease obligations. Source: California Municipal Statistics, Inc. adjusted for City of Dublin for 1993 COP's issue. 65 Net Debt Percentage Outstanding Applicable to Applicable to City of Dublin City of Dublin Jurisdiction Alameda County Authorities 2.167°% $7,193,877 Alameda County Superintendent of Schools 2.167°% $158,408 Oakland - Alameda County Coliseum Authority 1.084% $119,943 Bay Area Rapid Transit District 0.854°% $1,431,091 Alameda County Flood control District, Zone #7 12.416°% $28,557 Chabot -Las Positas Com'ty College Distr. Certificates of Participation 4.974°% $82,817 Dublin Joint Unified School District 99.518°% $19,775,099 Dublin Joint Unified School District Certificates of Participation 99.518°% $129,585 Murray School District 99.518°% $139,066 East Bay Regional Park District 1.206°% $1,399,985 City of Dublin Certificates of Participation 100.000°% $16,970,000 City of Dublin 1915 Act Bonds 100.000°% $2,285,000 Total Gross Direct and Overlapping Bonded Debt $49,713,428 (1) Less: Oakland - Alameda County Coliseum Authority $119,943 (100°% SELF - SUPPORTING) Total $49,593,485 (1) Excludes tax and revenue anticipation notes; revenue, and tax allocation bonds; and non - bonded capital lease obligations. Source: California Municipal Statistics, Inc. adjusted for City of Dublin for 1993 COP's issue. 65 CITY OF DUBLIN DEMOGRAPHIC STATISTICS LAST TEN FISCAL YEARS Source: State of California Department of Finance - Population Research Unit C 0 o. 0 d City Population 5000 Alameda City Rank in Size City County Population % of California Fiscal Year Population Population of County Cities 1985 -1986 15,450 1,181,000 1.31% 237 1986 -1987 17,650 1,201,400 1.47% 231 1987 -1988 20,850 1,214,200 1.72% 218 1988 -1989 21,950 1,234,900 1.78% 221 1989 -1990 23,550 1,252,600 1.88% 220 1990 -1991 23,500 1,293,000 1.82% 230 1991 -1992 25,162 1,313,300 1.92% 222 1992 -1993 25,853 1,337,126 1.93% 224 1993 -1994 26,270 1,347,930 1.95% 225 19941995 26,581 1,362,893 1.95% 228 Source: State of California Department of Finance - Population Research Unit C 0 o. 0 d City Population 5000 0000 5000 0000 5000 0 6 n CD W W in W W O N W W W M M '�d W 1C'/ CD CO �E'pD co WW r Fiscal Years .. i W W W 0) W r r r r r CITY OF DUBLIN PROPERTY VALUE, CONSTRUCTION AND BANK DEPOSITS LAST TEN FISCAL YEARS 100000000 90000000 80000000 70000000 c 80000000 0 0 E 50000000 a 40000000 10000000 0 - - • - - Commercial Construction Value —!— Residential Construction Value ......0 Co Fiscal Year 67 Total Number of Commercial Residential Fiscal Permits Construction Construction Year Issued Value Value Bank Deposits- 1985-1986 868 $17,720,298 $90,012,961 $294,462,000 1986 -1987 1193 11,784,737 44,889,395 $336,751,000 1987 -1988 1068 12,777,965 52,580,666 $378,557,000 1988 -1989 901 13,654,511 15,911,836 $399,923,000 1989 -1990 910 6,367,726 30,536,676 $439,781,000 1990 -1991 752 7,604,547 8,074,458 $450,215,000 1991 -1992 798 9,759,533 5,005,547 $517,540,000 1992 -1993 828 5,477,619 7,732,367 $533,885,000 1993 -1994 721 8,162,579 3,490,667 $555,554,000 19941995 739 6,718,045 2,368,943 Not Available Source: Findley Reports, Inc. and City of Dublin Building Department Status Reports 100000000 90000000 80000000 70000000 c 80000000 0 0 E 50000000 a 40000000 10000000 0 - - • - - Commercial Construction Value —!— Residential Construction Value ......0 Co Fiscal Year 67 Fiscal Year 67 CITY OF DUBLIN SCHEDULE OF 1985 CERTIFICATES OF PARTICIPATION COVERAGE FISCAL YEARS 1985 -1988 Net Revenue Debt Service Direct Available Requiremw2s Fiscal Gros Operating For Debt Year Revenue (1) Expenses (2) Service Principal Interest 1985 -1986 $667,811 $667,811 $667,811 1986 -1987 1,815,555 $443,194 1,372,361 $173,000 1,078,080 1987 -1988 13,180,797 27216 13,153,581 11,795,000 (3) 1,066,403 (1) Gros Revenue includes Rent, Interest Income and 1985 Certificates of Participation proceeds earmarked for Debt Service. The 1987 -1988 total includes $11,615,000 principal amount of 1988 Certificates of Participation Proceeds used to defease the 1985 Certificates of Participation. (2) Direct Operating Expenses Excludes Interest and Depreciation (3) Inhales 511,615,000 principal amount of 1985 Certificates of Participation Defeased in 1988 and no Longer the City's Debt Source: City of Dublin Annual Financial Report •: Total Coverage $667,811 100.0000/0 1,251,080 109.694% 12,861,403 102.272% CITY OF DUBLIN SCHEDULE OF 1988 CERTIFICATES OF PARTICIPATION COVERAGE FISCAL YEARS 1989 -1993 Net Revenue Debt Service Direct Available Requiremeat Fiscal (moss Operating for Debt Year Revenue (1) Expenses (2) Service Principal Interest (3) Total Coverage 1988 -1989 $1,547,681 $33,328 $1,514,353 $0 $1,178,501 $1,178,501 128.50% 1989 -1990 1,452,254 30,945 1,421,309 0 1,282,483 1,282,483 110.82% 1990 -1991 1,740,720 42,264 1,698,456 420,000 1,254,131 1,674,131 101.45% 1991 -1992 1,735,357 45,609 1,689,748 445,000 1,240,333 1,685,333 100.26% 1992 -1993 17,954,702 15,921,320 2,033,382 470,000 1,230,804 1,700,804 119.55% (1) Grow Revenue Includes Facilities Rent, Interest Income and 1988 Certificates of Participation Procoeds for Debt Service. 1992 -1993 total includes $16,123,345 of 1993 Certificates of Participation proceeds, used to defease the 1988 COP's. (2) Direct Operatmg Expenses Excludes Interest and Depreciation. Includes $15,895,000 principal amount of 1988 Certificates of Participation defeased in 1993 which is no longer the City's debt (3) Excludes amortization of bond discount Source: City of Dublin Annual Financial Report .• CITY OF DUBLIN SCHEDULE OF 1993 CERTIFICATES OF PARTICIPATION COVERAGE FISCAL YEAR ENDED JUNE 30,1995 (1) Gross Revenue Includes Facilities Rent and Interest Income. (2) Dired Operating Expenses Excludes Interest and Depreciation. (3) Exchrdes amortization of bond discount. Source: City of Dublin Annual Financial Report 70 Net Revenue Debt Service Direct Available Re9uirenuml Fiscal Gross Operating for Debt Year Revenue (1) Expeaves (2) Service Principal Interest (3) Total Coverage 1993 -1994 $1,564,715 $12,874 $1,551,841 5910,000 5622,816 $1,532,816 101.24% 1994 -1995 1,565,843 18,821 1,547,022 645,000 908,744 1,553,744 99.57% (1) Gross Revenue Includes Facilities Rent and Interest Income. (2) Dired Operating Expenses Excludes Interest and Depreciation. (3) Exchrdes amortization of bond discount. Source: City of Dublin Annual Financial Report 70 CITY OF DUBLIN CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM FUNDING ANALYSIS FISCAL YEARS 1986 -1993 The above information was not available for years prior to 1986 or for Fiscal Year 1994. Source: California Public Employees Retirement System (PERS) 71 Percent of Over &nded Pension Overfunded Benefit Obligation Net Assets Pension Pension Annual to Annual Fiscal Available Benefit Percent Benefit Covered Coveted Year For Benefits Obligation Funded Obligation Payroll Payroll 1986-1987 $224,510 $193,490 116.03% $31,020 $641,910 4.83% 1987 -1988 331,670 321,820 103.06% 9,850 818,530 1.200/9 1999 -1989 485,870 433,477 112.09% 52,393 1,034,010 5.07% 1989 -1990 673,728 582,374 115.69% 91,354 1,241,152 7.36% 1990 - 1991 871,272 718,724 121.22% 152,548 1,507,749 10.12% 1991 -1992 1,132,606 1,016,722 111.40% 115,884 1,529,925 7.57% 1992 -1993 1,413,587 1,253,650 112.76% 159,937 1,487,441 10.75% The above information was not available for years prior to 1986 or for Fiscal Year 1994. Source: California Public Employees Retirement System (PERS) 71 CITY OF DUBLIN PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS (1) Effective July 1, 1988, the City assumed responsibility for park maintenance and fire protection services from Dublin/San Ramon Services District, which operated these functions prior to 1988 -1989. At this time, the City also acquired property taxes previously levied by Dublin/San Ramon Services District. (2) In Fiscal Year 1992/93, state law was enacted which permanently reduced the City's share of the property tax levy and shifted it to the schools. Source: Alameda County Office of the Auditor - Controller 72 Percent of Total Property Tax Total Property Tax Collected to Fiscal Year Levied Tax Collected Tax Levied 1985 - 1986 $467,835 $444,612 95.04% 1986 -1987 553,730 523,149 94.48°x6 1987 -1988 618,512 590,860 95.53% 1988 - 1989(1) 2,915,555 2,797,473 95.95% 1989 -1990 3,286,145 3,149,417 95.84% 1990 -1991 3,570,018 3,399,795 95.23% 1991 -1992 3,860,349 3,611,824 93.56% 1992 - 1993(2) 3,597,733 3,432,895 95.42% 1993 -1994 3,735,472 3,632,944 97.26% 19941995 3,836,151 3,614,558 94.22% (1) Effective July 1, 1988, the City assumed responsibility for park maintenance and fire protection services from Dublin/San Ramon Services District, which operated these functions prior to 1988 -1989. At this time, the City also acquired property taxes previously levied by Dublin/San Ramon Services District. (2) In Fiscal Year 1992/93, state law was enacted which permanently reduced the City's share of the property tax levy and shifted it to the schools. Source: Alameda County Office of the Auditor - Controller 72 CITY OF DUBLIN PRINCIPAL PROPERTY TAXPAYERS June 30, 1995 Taxpayer Cottonwood Associates 248 Apartment/Condominium Units "Cottonwood" RREEF Performance Partnership -1 LP Business Park "Sierra/Trinity" Metric Institutional Company Investment Partners II 204 Apartment/Condo_minium Units "Amador Oaks" Phoenix Mutual Life Insurance Company 200 Apartment/Condominium Units "Amador Lakes - Lot 5" Rafanelli & Nahas 255 Apartment/Condominium Units "Amador Lakes - Lots 3 and 4" Dublin Associates Retail Shopping Center 'Target, et al" Rafanelli & Nahas & VM Rafanelli Vineyards 184 Apartment/Condominium Units "Parkwood" (Total Project 244 Units) Amador Lakes Associates 100 Apartment/Condominium Units "Amador Lakes" Dublin Spring Inc. 176 Apartment Units "Springs" St. Michael Investments Retail Center/Theater "Pier 1 /Good Guys/Super Crown/Tower" Source: County of Alameda Secured Assessed Value $19,271,604 $19,064,529 $17,496,060 $15,415,508 $14,864,907 $14,760,795 $13,102,719 $12,159,148 $12,058,223 $10,581,267 Total $148,774,760 73 Percent of Total Secured Assessed Value 1.2920% 1.2781% 1.1729% 1.0334% 0.9965% 0.9896% 0.8784% 0.8151% 0.8084% 0.7094% 9.9738% CITY OF DUBLIN TOP 25 SALES TAX PRODUCERS 1994-1995 Alameda County Auction Am Pm Mini Mart Circuit City Crown Chevrolet Dublin Chevron Dublin Toyota Pontiac El Monte Rents Good Guys Harvey & Madding Inc. (Dublin Honda) Home Express Las Plumas Lumber Mervyn's Montgomery Ward Office Club Orchard Supply Hardware Pak N Save Paper Corporation of America Pay Less Drug Stores Ross Stores Shamrock Ford T J Maxx Target Toys R Us Valley Nissan Dodge Vw Audi Viking Distributing Percent of City Total Paid By Top 25 Accounts = 57.92% Listed Alphabetically Source: State Board of Equalization and HdL Companies. 74 CITY OF DUBLIN MISCELLANEOUS STATISTICAL DATA JUNE 30, 1995 75 Date of Incorporation February 1982 EDUCATION: of Government Council/Manager I. Public: 'Form Employees 39 Elementary Schools 3 Population 25,853 Middle School 1 Area Miles of Streets 9.0 Sq. Miles 52.60 High School Continuation 1 1 Miles of Curbs 124.70 Signaled Intersections 20 Number of Street Lights 1,710 Average Daily Trips on I -680 115,000 Average Daily Trips on I -580 140,000 FIRE PROTECTION: Public School Enrollment: Dougherty Regional Fire Authority September 1982 3,643 (Service area includes City of Dublin and a September 1983 3,442 'portion of the City of San Ramon) September 1984 3,354 Number of Stations 2 September 1985 3,326 Number of Fire Personnel 50 - Safety September 1986 3,407 4 - Non -safety September 1987 3,499 ' September 1988 3,213 POLICE PROTECTION: September 1989 3,135 'Number of Stations Number of Sworn Police Officers 1 28 September 1990 September 1991 3,150 3,173 Number of Civilian Support Personnel 3.5 September 1992 3,379 September 1993 3,511 PARKS AND RECREATION: September 1994 3,550 Parks 9 September 1995 3,580 Acres in Parks 147 ' Number of Registered Voters 12,179 H. Private Schools Enrollment For 94195 (As of November 1994) School Year: COAEYIUNITY FACILITIES: Valley Christian: Elementary 538 Dublin Civic Center Junior High 100 Dublin Senior Center High School 183 ' Shannon Community Center St. Philip Luthern Elementary (Pre K -6th) 187 Dublin Swim Center St. Raymonds Catholic School (K -8th) 267 Dublin Sports Grounds Montessori Fountainhead (Pre K -3rd) .IiSQ ' Total Private School Enrollment 1425- Source: City of Dublin and Dublin Unified School District Records 75