HomeMy WebLinkAboutReso 172-11 Ex Parte Contacts Amend RESOLUTION NO. 172 - 11
A RESOLUTION OF THE CITY COUNCIL
OF THE CITY OF DUBLIN
AMENDING AND RESTATING THE POLICY
REGARDING EX PARTE CONTACTS IN
QUASI-JUDICIAL PROCEEDINGS
WHEREAS, the City Council, the Planning Commission, the Zoning Administrator, the City
Manager or designee, and other City officers conduct a number of quasi-judicial hearings in the
course of performing their duties; and
WHEREAS, the due process clauses of the United States and California Constitutions impose
certain requirements on local agencies that conduct such hearings, including a requirement that
decision makers consider only that evidence that is presented at the hearing; and
WHEREAS, members of the City Council, the Planning Commission, the Zoning
Administrator, and the City Manager or the City Manager's designee could potentially receive
information pertinent to quasi-judicial hearings outside of the formal hearing, which information is
known generally as an "ex parte contact"; and
WHEREAS, the City Council by adopting Resolution No. 234-05 previously determined that it
would be prudent to have a policy concerning ex parte contacts in quasi-judicial proceedings that
applies to the City Council, the Planning Commission, the Zoning Administrator, the City Manager or
designee, and other City Officials that make decisions in quasi-judicial proceedings, and now desires
to amend and restate that policy thereby superseding Resolution No. 234-05.
NOW, THEREFORE, the City Council of the City of Dublin does RESOLVE as follows:
1. Purpose. The purpose of this policy is to ensure that decisions of the City of Dublin in quasi-
judicial administrative proceedings are conducted in an impartial manner and comply with the
requirements of Due Process under the Constitutions of the United States and the State of
California.
2. Policy. With the exception of the members of the City Council, City Officials shall not intentionally
make or receive Contacts related to quasi-judicial proceedings. Members of the City Council are not
prohibited from making or receiving Contacts related to quasi-judicial proceedings, except that
members of the City Council shall not intentionally make or receive Contracts relating to a quasi-
judicial proceeding after receiving notification from City staff that the City Council will be acting as the
decision maker for said proceeding.
3. Disclosure. City Officials shall disclose any such Contacts, whether prohibited or not, on the
record of the quasi-judicial proceeding, thereby affording interested persons the opportunity to hear
and respond to the Contact. In preparing agendas for quasi-judicial hearings, City staff shall include
an item for disclosure of ex parte Contacts prior to the opening of the public hearing.
4. Application. The Ex Parte Contacts Policy shall apply only toquasi-judicial proceedings and shall
not apply to quasi-legislative or mixed quasi-judicial/quasi-legislative proceedings.
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5. Effect of Violation. A violation of the Ex Parte Contacts Policy shall not constitute independent
grounds to invalidate any decision by City Officials.
6. Definitions. The following definitions shall apply to this policy:
"Contacts" means the receipt of any information outside aquasi-judicial proceeding that is
relevant in aquasi-judicial proceeding before City Officials. Contacts may include, but are not
limited to, conversations, written communications, electronic mails, telephone calls, and visits
to sites that are the subject of aquasi-judicial proceeding.
"City Officials" means the City Council, the Planning Commission, the Zoning Administrator,
the City Manager or the City Manager's designee, and any other city employee or officer that
acts as a decision maker in aquasi-judicial proceeding.
"Disclosure" means, at a minimum, disclosure of: the persons involved in the ex parte contact,
the content of the ex parte contact (e.g., what information was provided, what was discussed,
what was said), when the ex parte contact occurred and where the ex parte contact occurred.
"Quasi-judicial proceeding" means a City proceeding in which a City Official applies existing
legal standards to a particular set of facts that affects an individual or individuals.
"Quasi-legislative proceeding" means a City proceeding in which City Officials create a
rule of general applicability for future guidance. Quasi-legislative proceedings in the City
of Dublin include, but are not limited to, actions on general plan amendments, specific
plan amendments, and zoning decisions.
"Mixed quasi-judicial/quasi-legislative proceeding" means a City proceeding involving
both adjudicative and legislative elements. Mixed quasi-judicial/quasi-legislative
proceedings in the City of Dublin include, but are not limited to, site development permit
approval that is contingent upon a zoning ordinance amendment.
7. Effective Date. This Resolution shall take effect immediately and upon becoming effective
shall supersede Resolution No. 234-05.
8. Severability Clause. The provisions of this Resolution are severable and if any provision,
clause, sentence, word or part thereof is held illegal, invalid, unconstitutional, or inapplicable to
any person or circumstances, such illegality, invalidity, unconstitutionality, or inapplicability shall
not affect or impair any of the remaining provisions, clauses, sentences, sections, words or parts
thereof of the ordinance or their applicability to other persons or circumstances.
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PASSED, APPROVED, AND ADOPTED this 4th day of October 2011, by the following
vote:
AYES: Councilmembers Biddle, Hart, Hildenbrand, Swalwell, and Mayor Sbranti
NOES: None
ABSENT: None
ABSTAIN: None
Mayor
ATTEST:
City Clerk
Reso No. 172-11, Adopted 10-4-11, Item 7.1
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