HomeMy WebLinkAbout4.06 Annual Street Overlayor
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DATE:
TO:
FROM:
STAFF REPORT
CITY COUNCIL
October 16, 2012
Honorable Mayor and City Councilmembers
Joni Pattillo City Manager""'
CITY CLERK
File #600 -40
SUBJECT: Agreement with the Alameda County Transportation Commission (ACTC) to
transfer CMA Transportation Improvement Program (TIP) Funds for the Annual
Street Overlay Program
Prepared by Steven Yee, Public Works Manager
EXECUTIVE SUMMARY:
This is an agreement with the Alameda County Transportation Commission (ACTC) to transfer
CMA Transportation Improvement Program (TIP) Funds for the Annual Street Overlay Program.
FINANCIAL IMPACT:
Upon approval of the Agreement, $911,000 in CMA TIP funds will be made available to the City
of Dublin for reimbursement of eligible costs related to the Annual Street Overlay Program.
There are no matching fund requirements for this CMA TIP funding.
RECOMMENDATION:
Staff recommends that the City Council adopt the Resolution approving an Agreement with the
Alameda County Transportation Commission (ACTC) for Transportation Improvement Program
(TIP) Fund Transfer for City of Dublin's Annual Street Overlay Program.
Submitted By
Director of Public Works
DESCRIPTION:
Reviewed By
Assistant City Manager
The Alameda County Transportation Commission (ACTC) has programmed $911,000 of the
funds available in the CMA TIP for the reimbursement to the City of eligible costs related to two
Dublin projects. The first project is the resurfacing of Dublin Boulevard pavement between
Sierra Court and Dublin Court along with extending the sidewalk on the west side of Sierra
Court to close a sidewalk gap. The second project is the planned pavement and widening work
on Dougherty Road.
Page 1 of 2 ITEM NO. 4.6
The Dublin Boulevard resurfacing work was completed as part of the Fiscal Year 2010 -2011
Annual Street Overlay Capital Improvement Program (CIP) project in 2011. The sidewalk gap
closure was completed as part of the 2011 -2012 Annual Sidewalk Safety Repair Program in
June 2012. The total cost for the completed work is $289,487. The remaining funds of $621,513
will be included in the Dougherty Road Improvements CIP project that is currently being
designed.
Upon approval of the Agreement, funds in the amount of $289,487 will be available for
reimbursement as identified in the Annual Street Overlay CIP project for completing the work on
Dublin Boulevard as well as Annual Sidewalk Safety Repair Program CIP project. The
remaining $621,513 of the total $911,000 will be available for reimbursement once Dougherty
Road improvements are completed. The purpose of this Agreement is to specify the terms and
conditions for reimbursement from ACTC to the City of Dublin with funds made available from
the CMA TIP.
NOTICING REQUIREMENTS /PUBLIC OUTREACH:
None
ATTACHMENTS: 1. Resolution Approving an Agreement with the Alameda County
Transportation Commission (ACTC) for Transportation Improvement
Program (TIP) Fund Transfer for City of Dublin's Annual Street
Overlay Program
2. Exhibit A to the Resolution, Agreement
Page 2 of 2
RESOLUTION NO. - 12
A RESOLUTION OF THE CITY COUNCIL
OF THE CITY OF DUBLIN
APPROVING AN AGREEMENT WITH THE ALAMEDA COUNTY TRANSPORTATION
COMMISSION (ACTC) FOR CMA TRANSPORTATION IMPROVEMENT PROGRAM (TIP)
FUND TRANSFER FOR THE ANNUAL STREET OVERLAY PROGRAM
WHEREAS, a procedural step in receiving CMA TIP funding for the City of Dublin
Annual Street Overlay Capital Improvement Program, the City of Dublin is to enter into an
agreement with the Alameda County Transportation Commission (ACTC); and
WHEREAS, the agreement outlines the terms and conditions for reimbursement from
ACTC to the City of Dublin with funds made available from the CMA TIP; and
WHEREAS, the City is required to execute said Agreement in order to receive CMA TIP
funding for the City of Dublin's Annual Overlay Capital Improvement Program Project; and
WHEREAS, $911,000 in CMA TIP funding will be made available for the reimbursement
of eligible costs related to the City of Dublin's Annual Street Overlay Capital Improvement
Program upon execution of said Agreement;
NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Dublin
hereby; approves the Agreement, attached hereto as "Exhibit A."
BE IT FURTHER RESOLVED that the City Manager is authorized to execute the
Agreement.
PASSED, APPROVED AND ADOPTED this 16th day of October, 2012, by the following
vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
ATTEST:
City Clerk
Mayor
Alameda CTC Agreement No. A 11 -0090
ALAMEDA COUNTY TRANSPORTATION COMMISSION
CMA TRANSPORTATION IMPROVEMENT PROGRAM (CMA TIP)
FUND TRANSFER AGREEMENT
This AGREEMENT, dated April 1, 2012, for reference purposes only, is between the Alameda County
Transportation Commission ( "Alameda CTC ") and the City of Dublin ( "SPONSOR ").
SECTION 1. PURPOSE OF AGREEMENT
The purpose of this AGREEMENT is to specify the terms and conditions for reimbursement from the
Alameda CTC to SPONSOR with funds made available from the CMA Transportation Improvement
Program ( "CMA TIP "), the responsibility for which has been assumed by Alameda CTC, as the successor
agency to the Alameda County Congestion Management Agency ( "CMA ").
SECTION 2. DESCRIPTION OF PROJECT AND CMA BOARD APPROVAL DATE
On February 23, 2006 and February 26, 2009, the CMA Board programmed a total of $911,000 of the
funds available from the CMA TIP for reimbursement of eligible costs ( "CMA TIP ELIGIBLE COSTS ")
related to the Annual Street Overlay Program Project ( "PROJECT "). The CMA TIP ELIGIBLE COSTS
and PROJECT are described in more detail in Appendix A attached hereto and incorporated herein by this
reference.
SECTION 3. REIMBURSEMENT OF FUNDS
The SPONSOR must submit to Alameda CTC at least one request for reimbursement under this
AGREEMENT each fiscal year until reimbursement is complete, and may submit multiple such requests no
more frequently than once a month. The effective date of eligibility for CMA TIP ELIGIBLE COSTS is
shown in Appendix A. Costs incurred prior to the effective date of eligibility shown in Appendix A will
not be eligible for reimbursement. The CMA TIP Drawdown Schedule and matching fund requirements
are described in more detail in Appendix B attached hereto and incorporated herein by this reference.
Actual CMA TIP reimbursements from Alameda CTC to SPONSOR by quarter shall not exceed the
Cumulative CMA TIP Drawdown Limitations set forth in Table B 1 in Appendix B without written
approval by the Executive Director of the Alameda CTC or a designee of the Executive Director. Any
reimbursement request, or portion of a reimbursement request, which exceeds the applicable Cumulative
Drawdown Limitation without such prior written approval, shall be deferred until the following quarter.
The SPONSOR must complete a "Request for Reimbursement of Funds ", in substantially the form attached
as Appendix C, including supporting documentation for costs incurred and listed in Table Al in Appendix
A. If the Estimated Total Cost for a Cost Line Item listed in Table Al in Appendix A exceeds the CMA
TIP Not to Exceed Amount listed in Table Al in Appendix A for the same Cost Line Item, supporting
documentation shall be included for the total costs incurred for that Cost Line Item and shall indicate the
amount of CMA TIP funding requested as reimbursement for that Cost Line Item. The supporting
documentation shall segregate the costs for which reimbursements are being requested in a manner that
indicates which Cost Line Item, as described in Table Al in Appendix A, specific costs shall be charged
against. If SPONSOR intends to request reimbursement from the CMA TIP for costs incurred as a result of
a contract or agreement, SPONSOR shall submit a copy of each executed contract or agreement for which
reimbursement will be requested. Alameda CTC will not approve any reimbursement for costs associated
Page 1
Alameda CTC Agreement No. All -0090
CMA TIP Project No. 22 -003
with a contract or agreement prior to receiving a copy of the executed contract or agreement. A sample
form for requests for reimbursement of funds is included in Appendix C.
SECTION 4. DOCUMENTATION OF EXPENDITURES AND STATUS OF PROJECT
SPONSOR will submit written reports to the Alameda CTC on a quarterly basis, commencing not later than
the end of the first calendar quarter following the execution of this Agreement, which itemize 1) the
expenditure of funds on the PROJECT, 2) progress to date in the implementation of the PROJECT, and 3)
projections of both expenditures and expected progress for the following quarter. A sample form for
Quarterly Project Status Updates is included in Appendix D. No reimbursements may be made pursuant to
Section 3 until SPONSOR has submitted at least one such status update.
If SPONSOR intends to request reimbursement for staff costs, SPONSOR is required to maintain employee
time sheets documenting hourly labor costs incurred in the implementation of the PROJECT for which
reimbursement is requested, or to establish an alternative method of documenting staff costs charged to the
PROJECT for which reimbursement will be requested. Any alternative method of documenting staff costs
must be approved in writing by the Executive Director of the Alameda CTC or a designee of the Executive
Director.
SPONSOR will, for the duration of the PROJECT and for three (3) years following completion of the
PROJECT, make available to the Alameda CTC or to an independent auditor all records relating to
PROJECT performance and expenses incurred in implementing the PROJECT.
SECTION 5. LIMITATION OF COSTS AND COMPLIANCE WITH LAWS
Reimbursement from CMA TIP funds for each Cost Line Item described in Table Al in Appendix A shall
not exceed the CMA TIP Not to Exceed amounts shown in Table Al in Appendix A. SPONSOR may
submit a request in writing to Alameda CTC for approval to shift funds between Cost Line Items or to add
or replace Cost Line Items. Approval to shift funds between Cost Line Items or to add or replace Cost Line
Items must be made in writing by the Executive Director of the Alameda CTC or a designee of the
Executive Director. Any increase in the total amount of CMA TIP ELIGIBLE COSTS shall require an
amendment to this AGREEMENT. The Effective Date of Eligibility for CMA TIP ELIGIBLE COSTS is
April 1, 2011.
Costs for SPONSOR's staff dedicated to project management or project development work will be eligible
for reimbursement. Costs for SPONSOR's management and oversight staff, such as the General Manager,
Executive Director, Deputy Directors, SPONSOR's in -house counsel, and senior management staff, will be
considered to be part of the SPONSOR's overhead cost and will not be eligible for reimbursement. Costs
for SPONSOR's project managers in an oversight role, which are not reimbursable, are distinguished from
costs for SPONSOR's staff performing project specific tasks, e.g. planning, engineering, etc. Costs for
SPONSOR's staff engineers and planners performing project specific tasks are eligible for reimbursement.
Reimbursement for SPONSOR staff costs may include a mark -up of the hourly wage to allow the
SPONSOR to recoup direct labor costs dedicated to the PROJECT. The mark -up should not exceed 50%
of the hourly wage (i.e. marked -up rate equal to 1.5 times the hourly wage). If this rate does not allow the
SPONSOR to recoup direct costs dedicated to the PROJECT, the SPONSOR may submit documentation
for Alameda CTC's consideration and approval. Mark -up rates in excess of 50% of the hourly wage must
be approved in writing by the Executive Director of the Alameda CTC or a designee of the Executive
Director.
Page 2
Alameda CTC Agreerraent No. A11 -0090
CMA TIP Project No, 22 -003
SPONSOR agrees to award and administer the contracts for PROJECT in accordance with requirements of
the Local Agency Public Construction Act, to the extent applicable, and the California Labor Code,
including its prevailing wage provisions.
SECTION 6. SIGNAGE
SPONSOR will include language listing Alameda CTC as a co- sponsor or funding agency on all
construction signs describing the PROJECT and on all written materials that describe the PROJECT and
list sponsoring or funding agencies.
SECTION 7. INDEMNIFICATION
To the fullest extend allowed by law, SPONSOR shall indemnify, protect, defend and hold harmless
Alameda CTC and CMA, and their respective officers, employees, agents, representatives, and successors -
in- interest, against any and all claims, suits or actions resulting from the negligent or reckless performance
by SPONSOR of its duties under this AGREEMENT. To the fullest extend allowed by law, Alameda CTC
shall indemnify, protect, defend and hold harmless SPONSOR, its officers, employees, agents,
representatives, and successors -in- interest against any and all claims, suits or actions resulting from the
negligent or reckless performance by Alameda CTC of its duties under this AGREEMENT.
SECTION 8. NONDISCRIMINATION
During the performance of services under this AGREEMENT, SPONSOR and all consultants paid with
funds governed by this AGREEMENT ( "Consultants ") shall not discriminate against any persons or group
of persons on the grounds of race, religious creed, color, national origin, age, ancestry, physical disability,
medical condition, marital status, sex, sexual orientation, Vietnam Era Veteran's status, political affiliation
or any other non -merit factor. SPONSOR will comply with all applicable provisions of Executive Order
11246 as amended by Executive Order 11375 and as supplemented by Department of Labor regulations. It
is SPONSOR's policy and practice to assure equal opportunity and to further ensure that applicants are
employed, and that employees are treated during their employment without regard to their race, religion,
sex, color or national origin.
It is the policy of Alameda CTC to ensure nondiscrimination in the award and administration of Federal
and state assisted contracts and to create a level playing field on which disadvantaged business enterprises,
as defined in 49 C.F.R. Part 26, can compete fairly for contracts and subcontracts relating to Alameda
OTC's procurement and professional services activities. In connection with the performance of this
AGREEMENT, SPONSOR will cooperate with Alameda CTC in meeting these commitments and
objectives.
SPONSOR agrees to comply with all the requirements imposed by Title VI of the Civil Rights Act of 1964
(42 U.S.C. §2000 (d)) and the regulations of the Department of Transportation issued thereunder (49 C.F.R.
Part 21).
SECTION 9. ASSIGNMENT OR TRANSFER
This AGREEMENT may not be assigned, transferred, hypothecated or pledged by any party without the
express written consent of the other party, except as set forth in this AGREEMENT. This AGREEMENT
shall be binding upon any successors or assigns of the parties hereto.
Page 3
Alameda CTC Agreement No. A11 -0090
CMA TIP Project No. 22 -003
SECTION 10. AMENDMENTS
Amendments to this AGREEMENT, including modifications to the PROJECT, will only be effective if
they are made in writing and signed by both parties.
ALAMEDA COUNTY TRANSPORTATION CITY OF DUBLIN
COMMISSION
By:
Name
Title:
Date:
Arthur L. Dao
Executive Director
Recommended for Approval:
By:
Name: Stewart D. Ng
Deputy Director
Title: Programming and Projects
Date:
Reviewed as to Budget/Financial Controls:
By:
Name: Patricia Reavey
Title: Director of Finance
Date:
Approved.as-to -Form and Legality:
By: A.y
6x-
Wendel, Rosen, Black & Dean LLP
Legal Counsel to Alameda CTC
By:
Name:
Title:
Date:
Recommended:
By:
Name:
Title:
Date:
Approved as to Form and Legality:
M.
Legal Counsel to Sponsor
Page 4
Alameda CTC Agreement No. A11 -0090
CMA TIP Project No. 22 -003
APPENDIX A
PROJECT DESCRIPTION AND SCHEDULE
Project Sponsor: City of Dublin
Project Title: Annual Street Overlay Program
Project Description:
PROJECT consists of pavement rehabilitation, widening, and sidewalk and curb ramp components to be
delivered in two phases, as follows:
Contract 1 (Phase I): Rehabilitate Dublin Boulevard pavement between Sierra Court and Dublin Court,
and extend the sidewalk along the west side of Sierra Court approximately 100 feet to close the sidewalk
gap, and upgrade curb ramps for Tide 24 compliance.
Contract 2 (Phase II): Rehabilitate the west side of Dougherty Road and widen the east side of Dougherty
Road, together with upgrading the curb ramps to Title 24 compliance. This contract is proposed to be
completed together with the Measure B funded project to widen the east side of Dougherty Road between
the City Limit and Scarlett Drive.
CMA TIP ELIGIBLE COSTS:
CMA TIP ELIGIBLE COSTS shall consist of costs resulting directly from the eligible activities described
in the "Cost Line Items" shown in Table Al below. The CMA TIP Not to Exceed Amounts shown in
Table Al represent the maximum amount of CMA TIP funds available for reimbursement of costs resulting
from the corresponding eligible activity or set of activities for the Cost Line Item indicated. The Estimated
Total Cost (All Funds) shown in Table Al represents the estimated total costs for the corresponding
eligible activity or set of activities for all fund sources contributing to those costs. The CMA TIP
ELIGIBLE COSTS shall be segregated by Cost Line Item and Project Phase. If SPONSOR intends to
request reimbursement for agency staff time, such costs shall be segregated into Cost Line Items in the
appropriate phase which include only agency staff time. Miscellaneous and incidental costs may be
combined on a single Cost Line Item in a given phase. Costs anticipated from contracts or agreements in
excess of $5,000 for which reimbursement will be requested must be shown in Table A 1 on a separate Cost
Line Item for each contract or agreement. If, at the time this AGREEMENT is executed, the number of
contracts or agreements to be entered into for a particular phase is not known, Table Al will be revised in
accordance with the provisions set forth in Section 5 of this AGREEMENT.
Effective Date of Eligibility for CMA TIP ELIGIBLE COSTS:
CMA TIP ELIGIBLE COSTS incurred prior to April 1, 2011 will not be eligible for reimbursement.
Page A -1
Table Al:
CMA TIP ELIGIBLE COSTS — TOTALS BY COST LINE ITEM
Cost
Line
Item No.
Project
Phase
Description of eligible activity(ies)
for this Cost Line Item
Total CMA TIP
Not to Exceed
Amount for this
Cost Line Item
Estimated Total
Cost (All Funds)
for this Cost
Line Item
1
Con
Phase 1: Dublin Blvd. construction contract
$289,487
$289,487
2
Con
Phase 2: Dougherty Rd. construction contract
$621,513
$621,513
Totals
$911,000
$911,000
Effective Date of Eligibility for CMA TIP ELIGIBLE COSTS:
CMA TIP ELIGIBLE COSTS incurred prior to April 1, 2011 will not be eligible for reimbursement.
Page A -1
Alameda CTC Agreenient No. All-0090
CMA TIP Project No. 22 -003
PROJECT Milestone Schedule:
Milestone
Scheduled Date (Mo/Yr) or
Actual Date (Mo/D /Yr)
Phase 1:
Environmental Approval - CEQA
December 2010
Begin PS &E
December 2010
Final PS &E
January 2011
Right of Way Certification
NA
Advertise for Bids - Construction
February 2011
Award Construction Contract
April 2011
Accept Construction Contract
June 2011
Final Invoice (for CMA TIP final payment)
April 2012
Project Closeout Complete
June 2012
Phase 2:
Environmental Approval - CEQA
February 2013
Begin PS &E
February 2013
Final PS &E
December 2013
Right of Way Certification
NA
Advertise for Bids - Construction
February 2014
Award Construction Contract
April 2014
Accept Construction Contract
September 2015
Final Invoice (for CMA TIP final payment)
November 2015
Project Closeout Complete
December 2015
Page A -2
Alameda CTC Agreement No. A11 -0090
CMA TIP Project No. 22 -003
APPENDIX B
CMA TIP DRAWDOWN SCHEDULE AND MATCHING FUND REQUIREMENTS
Project Sponsor: City of Dublin
Project Title: Annual Street Overlay Program
CMA TIP Drawdown Schedule:
Actual CMA TIP reimbursements from Alameda CTC to SPONSOR by quarter shall not exceed the
Cumulative Drawdown Limitations set forth in the table below without written approval by the Executive
Director of the Alameda CTC or a designee of the Executive Director. Any portion of a reimbursement
request, which exceeds the applicable Cumulative Drawdown Limitation without such prior written
approval, shall be deferred until the following quarter.
Table 131: Cumulative CMA TIP Drawdown Limitations
Fiscal Year I
Qtr 2
Quarterly CMA TIP
Drawdown Amount
( $ x 1,000 )
Cumulative CMA TIP
Drawdown Limitation
( $ x 1,000 )
2011/12
4
$289,487
$289487
2015/16
2
$621,513
$621,513
Total
$911,000
Fiscal Year 11/12 = 7 /1 /11— 6/30/12
2 Qtr 1 =7/1-9/30; QTR 2 = 10 /1— 12/31; Qtr 3 = 111— 3/31; and Qtr 4 = 4/1 — 6/30
Matching Fund Requirements:
There are no matching fund requirements for the CMA TIP ELIGIBLE COSTS.
Page B -1
Alameda CTCAgreementNo. A11 -0090
CMA TIP Project No. 22 -003
APPENDIX C
REQUEST FOR REIMBURSEMENT OF FUNDS
SAMPLE FORM
(Submit Requests on SPONSOR letterhead)
Project SPONSOR:
Project Title:
CMA TIP Project No:
Total CMA TIP funds programmed to the PROJECT: $
Total of previous reimbursement requests: $
Balance available for this request: $
Amount of this Request *:
* Supporting documentation must be submitted for expenditures to be reimbursed. Copies of
executed contracts or agreements for which reimbursement is requested must be submitted prior
to Alameda CTC approval of reimbursement. Costs should be segregated by the Cost Line Items
shown in Table A 1 in Appendix A of the current fund transfer agreement. If there are matching
fund requirements stipulated in Appendix B of the current fund transfer agreement, supporting
documentation is required for both costs to be reimbursed by the CMA TIP and costs to be
funded by matching funds.
To the best of my knowledge, the above information is true and correct and I am authorized to
request this reimbursement of funds.
Name & Title:
Signature:
Attachments
Date:
Page C -1
Print on Sponsor's Letterhead
APPENDIX D
CMA TIP QUARTERLY PROJECT STATUS REPORT
SAMPLE FORM
Instructions in Italics
Project Sponsor:
Project Title: Provide title from agreement
CMA TIP Proj. No. Provide CMA TIP project number from agreement.
Project Description: Provide description from. agreement
PROJECT STATUS:
Provide a description of the progress to date in the implementation of the project.
ACTIVITIES THIS QUARTER:
Provide a description ofproject related activities which occurred during the quarter preceding this status
report, including activities resulting in CMA TIP Eligible Costs.
ACTIVITIES PLANNED FOR NEXT QUARTER:
Provide a description of project related activities planned for the quarter following this status report,
including activities expected to result in CMA TIP Eligible Costs.
TOTAL PROJECT COSTS / CMA TIP ELIGIBLE COSTS:
Provide a summary of total project costs incurred to date and list all funds sources used to cover those
costs including CMA TIP. The summary of costs and funding should include subtotals for each phase.
PROJECT MILESTONE SCHEDULE:
Update the following Milestone Schedule from the CMA TIP Funding Agreement.
Milestone
Date from Agreement or
most recent Amendment
(Mo/Yr)
Current Schedule Date
(Mo/Yr) or
Actual Date (Mo/Dy/Yr)
Environmental Approvals
CEQA
NEPA
Final PS &E
Right of Way Certification
Advertise Construction
Complete Construction
Report Prepared By: Provide name of preparer
1809032.1
Date: Date of Report
Page D -1