HomeMy WebLinkAboutItem 4.1 GHAD SR Legal Svcs & Appoint BoardSTAFF REPORT
SCHAEFER RANCH
GEOLOGIC HAZARD
ABATEMENT DISTRICT
DATE: July 16, 2013
DISTRICT CLERK
File #600- 30/610 -30
TO: Honorable President and Board of Directors
FROM: Joni Pattillo City of Dublin City Manager""'', "..
SUBJECT: Approval of Legal Services Agreement and Appointment of District Manager,
District Clerk, District Treasurer, District Engineer, and District Counsel
Prepared by Andrew Russell, Dublin City Engineer
EXECUTIVE SUMMARY:
Construction of the Schaefer Ranch development is nearing completion and permanent
Geologic Hazard Abatement District officers are needed. Additionally, from time to time, the
District needs legal services. Staff recommends that the Board enter into a legal services
agreement with Meyers, Nave, Riback, Silver & Wilson, appoint Adam U. Lindgren as District
Counsel, and appoint permanent District officers.
FINANCIAL IMPACT:
The services of the District Manager, District Clerk, District Treasurer, District Engineer, and
District Counsel will be financed by the District assessment. District staff will establish and report
to the Board on mechanisms and accounting practices so that the cost of District staff is paid for
by the District assessment and not the City of Dublin General Fund.
RECOMMENDATION:
Staff recommends that the Board: 1) Adopt the Resolution approving the Agreement for Legal
Services and Authorizing the District Manager to execute the Agreement; and 2) Adopt the
Resolution Appointing the Dublin City Manager as the District Manager, the Dublin City Clerk as
the District Clerk, the Dublin Administrative Services Director as the District Treasurer, the
Dublin City Engineer as the District Engineer, and Adam U. Lindgren as District Counsel.
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Page 1 of 3 ITEM NO. 4.1
DESCRIPTION:
The Schaefer Ranch Geologic Hazard Abatement District (District) was approved and formed by
the Dublin City Council on December 5, 2006. The Dublin City Council sits as the Board of
Directors of the District, and the Mayor of Dublin serves as the Board President. The District will
own property within the Schaefer Ranch development and the District will maintain and operate
various improvements designated in the Schaefer Ranch District Plan of Control.
Construction of the Schaefer Ranch development is nearing completion and the developer,
Schaefer Ranch Holdings, LLC, is preparing the property and improvements for acceptance by
the Board. It is anticipated that the property will be ready for acceptance in the next few
months. Until then, the developer owns the property and is responsible for maintenance and
operation in accordance with the Plan of Control.
On December 18, 2007, the Board appointed the Dublin Public Works Director as the interim
District Manager, the Dublin City Clerk as the interim District Clerk, the Dublin Administrative
Services Director as the interim District Treasurer, and Eric Harrell of Engeo, Inc., as the interim
District Engineer. Engeo, Inc., is the developer's geologic and geotechnical consultant and Eric
Harrell prepared the Plan of Control and the Engineer's Report for the District.
In December 2007, staff anticipated that an independent District Manager, separate from City of
Dublin staff, would be recommended when the District accepts and begins operating and
maintaining the District improvements. The primary benefit of having non -City employees as
District Manager and staff is that it increases the separation and independence of the District
from the City. However, having City of Dublin staff serve as District staff can be more efficient
because of accumulated knowledge about the facilities, services, and standards. On balance
staff now recommends that the Board appoint City of Dublin staff as permanent District Officers.
Staff believes that by applying appropriate and rigorous practices to maintain separate records,
finances, and Board documents, an appropriate and legal separation between the City and
District can be maintained. Staff recommends the following appointments:
District Officer Title
Interim Incumbent,
Recommended Appointment
Manager
Public Works Director
City Manager
Clerk
City Clerk
City Clerk
Treasurer
Administrative Services Director
Administrative Services Director
Engineer
Eric Harrell, Engeo, Inc.
City Engineer
The recommended appointments of City of Dublin staff to these District positions will make the
staffing of the District identical to that of the Fallon Crossing Geologic Hazard Abatement District
(Fallon Crossing CHAD). The Fallon Crossing GHAD Board appointed these positions in
November 2011.
Legal Services and District Counsel
The City of Dublin has contracted with Meyers, Nave, Riback, Silver & Wilson ( "Meyers Nave ")
for legal services since the City's incorporation in 1982. During that time, the City Attorney has
occasionally provided legal services for separate legal entities created by or associated with the
City, such as the District.
Page 2 of 3
The District, from time to time, will need legal services and because the District is a separate
legal entity from the City, with a separate operating budget, staff recommends that the District
contract for legal services. Meyers Nave is willing to provide legal services to the District,
through the services of Adam U. Lindgren, a principal with Meyers Nave. Mr. Lindgren has
been practicing law since 1995. He serves as the City Attorney for Rancho Cordova and is
special counsel to the cities of Fresno, Sacramento, and Livingston, as well as other districts
and agencies. Mr. Lindgren has extensive experience dealing with GHAD - related matters and
was a founding member of the California Association of Geologic Hazard Abatement Districts.
Mr. Lindgren has also been the Fallon Village Geologic Hazard Abatement District Counsel
since July 2012.
Staff recommends that the Board consider approving an Agreement with Meyers, Nave, Riback,
Silver & Wilson for the provision of District Counsel services by Adam U. Lindgren. If the Board
approves this agreement, legal services will be provided to the District at the same rate that the
City of Dublin pays Meyers Nave for legal services that are reimbursed by third parties. The
rate will be adjusted when the City adjusts the third party reimbursement rate.
Approval of this agreement and appointment of Mr. Lindgren as District Counsel will establish a
legal separation between the City of Dublin and the Schaefer Ranch Geologic Hazard
Abatement District. This will help insulate both the City and the District from the risk of liability
arising from District activities and District property ownership.
NOTICING REQUIREMENTS /PUBLIC OUTREACH:
None required.
ATTACHMENTS: 1. Resolution Approving the Agreement for Legal Services and
Authorizing the District Manager to Execute the Agreement
2. Exhibit "A" to Resolution, Legal Services Agreement
3. Resolution Appointing the Dublin City Manager as the District
Manager, the Dublin City Clerk as the District Clerk, the Dublin
Administrative Services Director as the District Treasurer, the Dublin
City Engineer as the District Engineer, and Adam U. Lindgren as
District Counsel
Page 3 of 3
SCHAEFER RANCH GHAD RESOLUTION NO. - 13
A RESOLUTION OF THE BOARD OF THE
SCHAEFR RANCH GEOLOGIC HAZARD ABATEMENT DISTRICT
APPROVING AN AGREEMENT WITH MEYERS, NAVE, RIBACK, SILVER, AND WILSON
FOR LEGAL SERVICES AND AUTHORIZING THE DISTRICT MANAGER TO EXECUTE THE
AGREEMENT
WHEREAS, this Resolution is adopted pursuant to the provisions of Division 17 (Section
26500 et seq.) of the Public Resources Code, entitled "Geologic Hazard Abatement Districts"
( "the GHAD law "); and
WHEREAS, the Schaefer Ranch Geologic Hazard Abatement District requires legal
services; and
WHEREAS, the qualifications of Meyers, Nave, Riback, Silver, and Wilson are
appropriate for the work proposed.
NOW, THEREFORE, BE IT RESOLVED that the Board of Directors of the Schaefer
Ranch Geologic Hazard Abatement District hereby approves the Agreement (attached hereto
as Exhibit A) with Meyers, Nave, Riback, Silver, and Wilson for legal services.
BE IT FURTHER RESOLVED that the District Manager is authorized to execute the
Agreement.
BE IT FURTHER RESOLVED that the District Clerk shall certify the adoption of this
Resolution.
BE IT FURTHER RESOLVED that this Resolution shall take effect immediately upon
adoption.
PASSED, APPROVED AND ADOPTED this 16th day of July, 2013, by the following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
ATTEST:
District Clerk
Board President
EXHIBIT A
AGREEMENT FOR
LEGAL SERVICES
This Agreement, made and entered into as of July 16, 2013, by and between the SCHAEFER
RANCH GEOLOGIC HAZARD ABATEMENT DISTRICT, a political subdivision of the State of California,
hereinafter referred to as "DISTRICT," and MEYERS, NAVE, RIBACK, SILVER & WILSON, a professional
law corporation, hereinafter referred to as " MNRSW."
WITNFSSFTH
WHEREAS, it is the desire of the parties hereto to enter this agreement and establish the terms
and conditions for rendition of legal services to the DISTRICT and the compensation therefore.
NOW, THEREFORE, IT IS MUTUALLY AGREED as follows:
1. Appointment of District Counsel.
DISTRICT hereby retains ADAM U. LINDGREN, hereinafter referred to as "ATTORNEY,"
as District COUNSEL for the DISTRICT and ATTORNEY agrees to faithfully represent the legal interests of
DISTRICT during the term of this agreement
2. ATTORNEY's Services.
ATTORNEY shall provide through his own services, and those of such other attorneys of
MNRSW as he shall determine, all legal services usually and normally provided by District Counsels. Such
services shall include, but not be limited to:
a. Attendance at District meetings;
Preparation of ordinances, resolutions, leases, contracts or other legal
documents;
C. Preparation of all findings, decisions or other documents pertaining to legislative
or quasi - judicial actions or decisions made by the District Board of Directors or officers;
d. Rendering legal advice (both oral and written) to members of the District Board of
Directors, and to District management and staff with respect to District matters;
e. Negotiating and /or rendering advice with respect to negotiations pertaining to
District's contracts, leases and memoranda of.understanding;
Legal Services Agreement Page 1 of 3
(Between Schaefer Ranch GHAD and MNRSW)
f. Representing District in litigation and/or arbitration or other judicial, administrative
or quasi - judicial proceedings;
g. Furnishing legal services for assessment proceedings.
3. Independent Contractor.
ATTORNEY shall provide legal services to DISTRICT as an independent contractor, with
control over his offices, hours, support staff and other matters except as provided herein.
4. Compensation.
District shall compensate ATTORNEY, through MNRSW, in the initial amount of $264 per
hour for all services rendered, whether by ATTORNEY or by other attorneys associated with MNRSW.
The initial hourly rate is based on the rate that the City of Dublin pays MNRSW for services that are
reimbursed by third parties, and the hourly rate shall be adjusted from time to time based on adjustments
to the hourly rate that City pays MNRSW for services that are reimbursed by third parties. MNRSW will
also be reimbursed for customary costs and disbursements, including deposition and witness fees, court
costs, telephone, photocopying, facsimile charges, computer research on -line fees and messenger
services. ATTORNEY, through MNRSW, shall bill DISTRICT at least on a monthly basis and DISTRICT
agrees to pay ATTORNEY within 30 days of such bill or statement.
5. No Assignment.
This Agreement is entered into by DISTRICT and MNRSW and, except as set forth herein,
the rights and obligations of ATTORNEY may not be assigned or delegated to any other attorney of
MNRSW without express written consent of the District Board of Directors. This Agreement is not
assignable.
6. Insurance
ATTORNEY agrees, through MNRSW, to carry malpractice insurance in full force and
effect during the term of this agreement in an amount not less than $200,000 per person and $600,000 per
occurrence.
7. Insurance
ATTORNEY agrees, through MNRSW, to carry malpractice insurance in full force and
effect during the term of this agreement in an amount not less than $1,000,000 (one million dollars) per
person and $2,000,000 (two million dollars) per occurrence.
Legal Services Agreement Page 2 of 3
(Between Schaefer Ranch GHAD and MNRSW)
8. Term
This Agreement shall be terminable by DISTRICT at will and by ATTORNEY upon 30
days' written notice.
9. Effective Date.
This Agreement shall be effective July 16, 2013.
IN WITNESS WHEREOF, the parties have executed this Agreement for Legal Services the day
and year set forth below.
Dated:
SCHAEFER RANCH GEOLOGIC HAZARD ABATEMENT
DISTRICT
A political subdivision of the State of California
Joni Pattillo, District Manager
Attest:
District Clerk
MEYERS, NAVE, RIBACK, SILVER & WILSON
Dated: By:
Adam U. Lindgren, Princip
2104791.1
Legal Services Agreement Page 3 of 3
(Between Schaefer Ranch CHAD and MNRSW)
SCHAEFER RANCH GHAD RESOLUTION NO. - 13
A RESOLUTION OF THE BOARD OF THE
SCHAEFR RANCH GEOLOGIC HAZARD ABATEMENT DISTRICT
APPOINTING THE DUBLIN CITY MANAGER AS THE DISTRICT MANAGER, THE DUBLIN
CITY CLERK AS THE DISTRICT CLERK, THE DUBLIN ADMINISTRATIVE SERVICES
DIRECTOR AS THE DISTRICT TREASURER, THE DUBLIN CITY ENGINEER AS THE
DISTRICT ENGINEER, AND ADAM U. LINDGREN OF MEYERS, NAVE, RIBACK, SILVER,
AND WILSON AS DISTRICT COUNSEL
WHEREAS, this Resolution is adopted pursuant to the provisions of Division 17 (Section
26500 et seq.) of the Public Resources Code, entitled "Geologic Hazard Abatement Districts"
( "the GHAD law "); and
WHEREAS, the GHAD law permits the Board of Directors to appoint a District Manager,
District Clerk, District Treasurer, District Engineer, District Counsel, and other officers of the
District as may be appropriate; and
WHEREAS, on December 18, 2007, the Board of the Schaefer Ranch Geologic Hazard
Abatement District approved Resolution 1 -07, which appointed the interim District Manager,
interim District Clerk, interim District Treasurer, and interim District Engineer.
NOW, THEREFORE, BE IT RESOLVED that the Board of Directors of the Schaefer
Ranch Geologic Hazard Abatement District hereby appoints the Dublin City Manager as the
District Manager. The District Manager's duties shall include (a) managing and directing, on an
everyday basis, the GHAD operations and staff, (b) awarding and executing contracts, as may
be approved by the Board of Directors, for repairs, maintenance and improvement projects
within the GHAD and for professional and support services, and (c) such other powers as may
be delegated from time to time by the Board of Directors.
BE IT FURTHER RESOLVED that the District Manager shall be authorized to make,
without Board approval, any expenditures on behalf of the Board that are (a) less than
$100,000, and (b) consistent with the approved District budget, and (c) consistent with the Plan
of Control.
BE IT FURTHER RESOLVED that the Board of Directors hereby appoints the Dublin
City Clerk as the District Clerk. The District Clerk shall have such duties as are set forth in the
GHAD law and duties as may from time to time be directed or delegated by the District
Manager.
BE IT FURTHER RESOLVED that the Board of Directors hereby appoints the Dublin
Administrative Services Director as the District Treasurer. The District Treasurer shall have
such duties as are set forth in the GHAD law and duties as may from time to time be directed or
delegated by the District Manager.
BE IT FURTHER RESOLVED that the Board of Directors hereby appoints the Dublin
City Engineer as the District Engineer. The District Engineer's duties shall include preparing,
or directing the preparation of, reports referenced in Public Resources Code Section 26651 and
duties as may from time to time be directed or delegated by the District Manager.
BE IT FURTHER RESOLVED that the Board of Directors hereby appoints Adam U.
Lindgren of Meyers, Nave, Riback, Silver, and Wilson, as District Counsel.
BE IT FURTHER RESOLVED that the District Clerk shall certify the adoption of this
Resolution.
BE IT FURTHER RESOLVED that this Resolution shall take effect immediately upon
adoption.
PASSED, APPROVED AND ADOPTED this 16th day of July, 2013, by the following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
ATTEST:
District Clerk
Board President