HomeMy WebLinkAboutReso 045-92 DBX AD91-1BondSaleRESOLUTION NO. 45-92
RESOLUTION ORDERING SALE OF BONDS
DUBLIN BOULEVARD EXTENSION ASSESSMENT DISTRICT 91-1
The City Council of the City of Dublin resolves:
The City Council accepts the offer of Rauscher, Pierce,
Refsnes, Inc. (the "Underwriter") to purchase all of the improvement
bonds to be issued in Dublin Boulevard Extension Assessment District
91-1 in accordance with the purchase contract of said Underwriter
attached hereto. as Exhibit A and by reference incorporated herein.
The City Treasurer of theCity is authorized to execute the
agreement, approve the maturity schedule, interest rates, bond date
and closing date for the delivery of bonds provided that the net
interest rate on the bonds does not exceed 8.5% per annum.
The City Council directs the sale and delivery of the
bonds to the offeror in accordance with the terms and conditions
stated in the offer.
PASSED, APPROVED, AND ADOPTED this 27th day of April, 1992, by the
following vote:
AYES:
NOES:
Councilmembers Burton, Howard, Jeffery, Moffatt & Mayor Snyder
None
ABSENT: None
ABSTAIN: None
ATTEST:
$2,350,000
LIMITED OBLIGATION IMPROVEMENT BONDS
CITY OF DUBLIN
DUBLIN BOULEVARD EXTENSION ASSESSMENT DISTRICT 91-1
Series 91-1
PURCHASE CONTRACT
May __, 1992
Honorable City Council
City of Dublin
P.O. Box 2340
100 Civic Plaza
Dublin, CA 94568
Dear City Councilmembers:
Rauscher Pierce Refsnes, Inc. (the "Underwriter'l, acting not as fiduciary or agent for you,
but on behalf of itself, offers to enter into this Purchase Contract with the City of Dublin (the '~ity'~},
which upon acceptance will be binding upon the City and upon the Underwriter. This offer is made
subject to the City's acceptance by the execution of this Purchase Contract and its delivery to the
Underwriter at or before 5:00 p.m., local time, on the date set forth hereinabove, and, if not so
accepted, will be subject to withdrawal by the Underwriter upon notice delivered to the City at any
time prior to the acceptance hereof by the City.
1. Purchase, Sale and Delivery of the Bonds.
(a) Subject to the terms and conditions and in reliance upon the representations,
warranties and agreements herein set forth, the Underwriter hereby agrees to purchase from the City,
and the City hereby agrees to sell to the Underwriter, all (but not less than all) of the Limited
Obligation Improvement Bonds, City of Dublin, Dublin Boulevard Extension Assessment District 91-1,
Series 91-1 (the '~3onds'% in an aggregate principal amount of $ , dated as of May __,
1992, earning interest from said date (payable on March 2 and September 2 in each year commencing
on March 2, 1993) at such rates per annum and maturing on such dates in such amounts as set forth
in Exhibit "A" hereto. The purchase price for the Bonds shall be $ , which is the
aggregate principal amount of the bonds, less an underwriting discount of $ . The
Bonds shall be substantially in the form described, shall be issued upon satisfaction of the
contingencies set forth in, shall be secured under the provisions of, and shall be payable and subject
to redemption as provided in a resolution adopted by the City on. , 1992 (as amended from time
to time, the "Resolution'% the Official Statement dated May , 1992, relating to the Bonds (the
"Official Statement'~ and the Improvement Bond Act of 1915, constituting Division 10 of the Streets
and Highways Code of the State of California (the '~ond Act'~.
(b) By its acceptance of this proposal, the City approves the Official Statement relating
to the Bonds, with such changes as may be made thereto, with the approval of the City's Bond
Counsel and the Underwriter, from time to time prior to the Closing Date. The City hereby
authorizes the Underwriter to use and distribute in connection with the offer and sale of the Bonds:
the Official Statement, the Resolution, this Purchase Contract and all information contained herein,
and all other documents, certificates and statements furnished by the City to the Underwriter in
connection with the transactions contemplated by this Purchase Contract.
(C)
Except as the City and the Underwriter may otherwise agree, the City will deliver to
the Underwriter in New York, New York, the Bonds, in definitive form, duly executed by the City in
the manner provided for in the Resolution and the Act at 8:00 a.m. local time, on May __, 1992, or
such later date as may be acceptable to the Underwriter (the "Closing Date'd; and the Underwriter
will accept such delivery and pay the purchase price of the Bonds as set forth in paragraph (a) of this
section by wire transfer of immediately available funds (such delivery and payment being herein
referred to as the "Closing'~. The Bonds shall be made available to the Underwriter not later than
24 hours prior to the Closing Date for purposes of inspection and packaging. The Bonds shall be in
fully registering form and shall be registered in accordance with instructions to be supplied to the
City by the Underwriter,
2. _Representations. Warranties and A~reements of the City. The City represents and warrants
to and agrees with the Underwriter that:
(a) The City is duly organized and validly existing as a general law city under the
Constitution and laws if the State of California and has, and at the Closing Date will have, full legal
right, power and authority (i) to enter into this Purchase Contract, (ii) to issue, sell and deliver the
Bonds to the Underwriter as provided herein, and (iii) to carry out, give effect to and consummate
the transactions contemplated by this Purchase Contract, the Resolution, the Official Statement and
any City ordinances, resolutions or agreements referred to therein.
(b) The City has complied, and will at the Closing Date be in compliance, in all material
respects with the agreements on its part contained in the Resolution, the Act, and all other applicable
laws and the agreements referred to in subsection (a) hereof.
(c) The City has, or prior to the Closing Date, will have, duly and validly: (i) adopted the
Resolution and approved and authorized the execution and delivery of the Bonds, this Purchase
Contract, the Official Statement and any other applicable agreements; and (ii) authorized and
approved the per[ormance by the City of its obligations contained in, and the taking of any and all
action as may be necessary to carry out, give effect to and consummate the transactions contemplated
by, each of said documents; and at the Closing Date (assuming due authorization, execution and
delivery by the respective other parties thereto, where necessary) the Bonds, the Resolution, this
Purchase Contract, and any other applicable agreements will constitute the valid, legal and binding
obligations of the City, enforceable in accordance with their respective terms, subject to bankruptcy,
insolvency and other laws affecting the enforcement of creditors' rights in general and to the
application of equitable principles if equitable remedies are sought.
(d) The City is not, and at the Closing Date will not be, in any respect material to the
transactions referred to herein or contemplated hereby, in breach of or default under any law or
administrative rule or regulation of the State of California, the United States of America, of any
department, division, agency or instrumentality of either thereof, or any applicable court or
administrative decree or order, of any loan agreement, note resolution, indenture, contract, agreement
or other instrument to which the City is a party or is otherwise subject or bound; and the adoption
of the Resolution, and the execution and delivery of the bonds, this Purchase Contract, any other
applicable agreements and the other instruments contemplated by any of such documents to which
the City is a party, and compliance with the provisions of each thereof, will not, in any respect
material to the transactions referred to herein or contemplated hereby, conflict with or constitute a
breach of or default under any applicable law or administrative rule or regulation of the State of
California, the United States of America, or of any department, division, agency or instrumentality
of either thereof, or any applicable court or administrative decree or other or any loan agreement,
note, resolution, indenture, contract, agreement or other instrument to which the City is a party or
is otherwise subject or bound.
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(e) All approvals, consents, authorizations, elections, and orders of or filing or
registrations with any governmental authority, board, agency or commission having jurisdiction over
the City which would constitute a condition precedent to, or the absences of which would materially
adversely affect, the performance by the City of its obligations hereunder and under the Resolution,
the Bonds and any other applicable agreements have been obtained.
(f) The Bonds, the Relolution, and other applicable agreements conform as to form and
tenor to the descriptions thereof contained in the Official Statement; and the Bonds, when delivered
to and paid for by the Underwriter on the Closing Date as provided herein, will be validly issued and
outstanding and entitled to all the benefits and security of the Resolution.
(g) The special assessments referred to in the Official Statement have been duly and
lawfully levied under and pursuant to the Municipal Improvement Act of 1913, being Division 12 of
the Streets and Highways Code of the State of California, and such assessments constitute valid and
legally binding liens on the properties on which they have been levied, all as described in the Official
Statement.
(h) Except as disclosed in the Official Statement, there are no outstanding assessment
liens against .any of the properties within the City's Dublin Boulevard Extension Assessment District
91-1, Series 91-1 (the "District,) which are senior to the assessment liens referred to in paragraph (g)
hereof.
(i) To the best knowledge of the City, the Official Statement is, and will be, as of the
Closing Date, true, correct and complete in all material respects; and, to the best knowledge of the
City, the Official Statement does not, and will not, as of the Closing Date, contain any untrue
statement of a material fact or omit to state a material fact required to be stated therein or necessary
to make the statements therein, in light of the circumstances under which they were made, not
misleading.
(j) The City (i) certifies to the Underwriter, as of the date hereof, that the Official
Statement dated May . 1992, furnished on such date in relation to the proposed sale of the Bonds,
was "deemed final" (within the meaning of Rule 15c2-12 promulgated under the Securities Exchange
Act of 1934 ('~,ule 15c2-12")) by the City on . 1992, with permitted omissions, subject to
change without notice and to completion or modification in the final Official Statement; (ii) agrees
to provide the Underwriter with as many copies as may be requested of the final Official Statement
adopted by the City in relation to the sale by the City of the Bonds within 7 business days after the
date hereof, at the sole cost and expense of the Dublin Boulevard Extension Assessment District 91-1;
and (iii) agrees to provide the Underwriter, by written notice, of any "developments that impact the
accuracy and completeness of the key representations" (within the meaning of the Rule 15c2-12)
contained in the final Official Statement, which may occur in the period commencing as of the date
hereof and ending on the 90th day next following such date of acceptance, unless such final Official
Statement is available from a "nationally recognized municipal securities information repository"
(within the meaning of Rule 15c2-12), in which event such period shall end on the 251h day next
following such date of acceptance.
(k) The Resolution creates a valid pledge of, lien upon and security interest in the unpaid
assessments in the District and the interest thereon and the monies in all funds and accounts
established pursuant to the Resolution, including the investments thereof, subject in all cases to the
provisions of the Resolution permitting the application thereof for the purposes and on the terms and
conditions set forth therein.
(1) The best knowledge of the City, no action, suit, proceeding, inquiry or investigation,
at law or in equity, before or by any court, regulatory agency, or public board of body is pending or
threatened, in any affecting the existence of the City or the titles of its officers. to their respectixze
offices or seeking to restrain or to enjoin the issuance, sale or delivery of the Bonds, the applications
of the proceeds thereof in accordance with the Resolution, the collection or application of'
assessments pledge or to be pledged to pay the principal of and interest on the BondsT or the pledge
thereof, or in any way contesting or affecting the validity or enforceability of the Bonds, the
Resolution, any other applicable agreements, this Purchase Contract, or any action of the City
contemplated by any of said documents, or in any way contesting the completeness or accuracy of the
Official Statement or the powers of the City or its authority with respect to the Bonds, the
Resolution, any other applicable agreements, this Purchase Contract or any action of the City
contemplated by any of said documents, or in any way seeking to enjoin or restrain the City from
approving the development of any of the property within the District, or which would adversely affect
the exclusion from gross income of interest paid on the Bonds from federal income taxation or
exemption under California personal income taxation; nor to the best knowledge of the City, is there
any basis therefor.
(m) The City will furnish such information, execute such instruments and take such other
action in cooperation with the Underwriter as the Underwriter may reasonably request to qualify the
Bonds for offer and sale under the 'Blue sky" or other securities laws and regulations of such states
and other jurisdictions of the United States as the Underwriter may designate; provided, however,
that the City shall not be required to consent to service of process outside of California.
(n) Any
with the transaction
to the Underwriter
certificate signed by any official of the City authorized to do so, in connection
contemplated hereby, shall be deemed a representation and warranty by the City
as to the statements made therein.
3. Conditions to the Obligations of the Underwriter. The Obligations of the Underwriter to
accept delivery of and pay for the Bonds on the Closing Dates shall be subject, at the option of the
Underwriter, to the accuracy in all material respects of the representations and warranties on the part
of the City contained herein as of the date hereof and as of the Closing Date; to the accuracy in all
material respects of the statements of the officers and other officials of the City, as well as of the
other individuals referred to herein, made in any certificates or other documents furnished pursuant
to the provisions hereof; to the performance by the City of its obligations to be performed hereunder
at or prior to the Closing Date; and to the following additional conditions:
(a) At the Closing Date, the Resolution, and any other applicable agreements, shall be
in full force and effect, and shall not have been amended, modified or supplemented, except as may
have been agreed to in writing by the Underwriter, and there shall have been taken in connection
therewith, with the issuance of the Bonds and with the transactions contemplated thereby and by this
Purchase Contract, all such actions as, in the opinion of Sturgis, Ness, Brunsell & Sperry, a
professional corporation ("Bond Counsel'D, shall be necessary and appropriate;
(b) At the Closing Date, taxes and assessments shall not be delinquent on properties
within the Assessment District which bear more than five percent (5%) of the aggregate amount of
the assessments then remaining unpaid except as specifically approved by the Underwriter;
(c) Between the date hereof and the Closing Date, the market price or marketability of
the Bonds shall not have been materially adversely affected, in the judgment of the Underwriter
(evidence by a written notice to the City terminating the obligation of the Underwriter to accept
delivery of and pay for the Bonds), by reason of any of the following:
(i) legislation introduced in or enacted by the Congress or recommended to the
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Congress by the President of the United States, the Department of the Treasury, the Internal
Revenue Service, or any member of the Congress, or favorably reported for passage to either
House of Congress by any committee of such House to which such legislation has been
referred for consideration, or a decision rendered by a Court established under Article III of
the Constitution of the United States of America or by the Tax Court of the United States
of America, or an order, ruling, regulation (final, temporary or proposed), press release or
other form of notice issued or made by or on behalf of the Treasury Department of the
United States of America or the Internal Revenue Service, with the purpose or effect, directly
or indirectly, of imposing federal income taxation upon such interest as would be received by
any Owners of the Bonds in a manner contemplated in the Official Statement;
(ii) legislation introduced in or enacted (or resolution passed) by the Congress or
an order, decree or injunction issued by any court of competent jurisdiction, or an order,
ruling, regulation (final, temporary or proposed), press release or other form of notice issued
or made by or on behalf of the Securities and Exchange Commission, or any other
governmental agency having jurisdiction of the subject matter, to the effect that obligations
of the general character of the Bonds, including any or all underlying arrangements, are not
exempt from registration under or other requirements of the Securities Act of 1933, as
amended, or that the Resolution is not exempt from qualification under or other requirements
of the Trust Indenture Act of 1939, as amended, or that the issuance, offering or sale of
obligations of the general character of the Bonds, including any or all underlying
arrangements, .as contemplated hereby or by the Official Statement or otherwise, is or would
be in violation of the federal securities law as amended and then in effect;
(iii) a general suspension of trading in securities on the New York Stock Exchange
or the American Stock Exchange, the establishment of minimum prices on either such
exchange, the establishment of material restrictions (not in force as of the date hereof) upon
trading securities generally by any governmental authority or any national securities exchange,
a general banking moratorium declared by federal, State of New York or State of California
officials authorized to do so, or a war or other national calamity only if such event, in the
opinion of the Underwriter, adversely affects the price of the Bonds;
(iv) the withdrawal or downgrading of any rating of any securities of the City by
a national rating agency;
(v) any amendment to the federal or California Constitution or action by any
federal or California court, legislative body, regulatory body or other authority materially
adversely affecting the tax status of the City, its property, income, securities (or interest
thereon), the validity or enforceability of the Assessments;
(vi) the New York Stock Exchange or other national securities exchange or any
governmental authority, shall impose, as to the Bonds or obligations of the general character
of the Bonds, any material restrictions not now in force, or increase materially those now in
force, with respect to the extension of-credit by, or the charge to the net capital requirements
of, underwriters; or
(vii) any event occurring, or information becoming known which, in the judgment
of the Underwriter, makes untrue in any material respect any statement or information
contained in the Official Statement, or has the effect that the Official Statement contains any
untrue statement of material fact or omits to state a material fact required to be stated
therein or necessary to make the statements therein, in the light of the circumstances under
which they were made, not misleading;
(d) At or prior to the Closing Date, the Underwriter shall have received two counterpart
originals of certified copies of the following documents, in each case satisfactory in form and
substance to the Underwriter:
(i) The Official Statement, executed on behalf of the City by its City Manager or
such other official as may be authorized by the Resolution;
(if) , The Resolution, together with a certificate of the City Clerk, dated as of the
Closing Date, to the effect that it is a true, correct and complete copy of the one duly
adopted by the City and that it has not been amended, modified or rescinded (except as may
have been agreed to by the Underwriter) and is in full force and effect as of the Closing
Date;
(iii) An opinion, dated the Closing Date and addressed to the City, of Bond
Counsel to the effect that the Bonds are valid, legal, binding obligations of the City and that
the interest thereon is excluded from gross income for purposes of federal income taxes, is
not a specific preference item for purposes of federal individual and corporate alternative
minimum taxes and is exempt from personal income taxes of the State of California, all as
provided in the Official Statement together with an unqualified opinion of Bond Counsel,
dated the Closing Date and addressed to the Underwriter, to the effect that such opinion
addressed to the City may be relied upon by the Underwriter to the same extent as if such
opinion was addressed to it;
(iv) An opinion, dated the Closing Date and addressed to the Underwriter, of Bond
Counsel to the effect that (1) this Purchase Contract has been duly authorized, executed and
delivered by the City, and, assuming due authorization, execution and delivery by the
Underwriter, constitutes a legal, valid and binding agreement of the City, enforceable in
accordance with its terms, subject to bankruptcy, insolvency and other laws affecting the
enforcement of creditors' rights in general and except as such enforceability may be limited
by the application of equitable principles if equitable remedies are sought; (2) the Bonds are
not subject to the registration requirements of the Securities Act of 1933, as amended, and
the resolution is exempt from qualification under the Trust Indenture Act of 1939, as
amended, (3) based upon the information made available to them in the course of the
preparation of the Official Statement and without having undertaken to determine
independently or assuming any responsibility for the accuracy, completeness or fairness of the
statements contained in the Official Statement, such counsel do not believe that the Official
Statement, as of its date and as of the Closing Date, contains any untrue statement of a
material fact or omits to state a material fact required to be stated therein or necessary to
make the statements therein, in the light of the circumstances under which they were made,
not misleading (except that no opinion or belief need be expressed as to any appendices and
any other financial and statistical data contained in the Official Statement); and (4) the
Resolution creates a valid pledge of, lien upon and security interest in the proceeds of the
Bonds, the unpaid assessments in the District and the interest thereon, and the monies if all
funds and accounts established pursuant to the Resolution, including the investments thereof,
subject in all cases to the provisions of the Resolution permitting the application thereof for
the purpose and on the terms and conditions set forth therein;
(v) A certificate, dated the Closing Date and signed by the City Manager of the
City or such other officer of the City as may be authorized by the Resolution, to the effect
that (1) the representations and warranties of the City contained herein are true and correct
in all material respects on and as of the Closing Date with the same effect as if made on the
Closing Date; (2) to the best knowledge of said officer, no event has occurred since the date
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of the Official Statement which should be disclosed in the Official Statement in order .to make
the statements and information therein not misleading in any material respect; and (3) the
City has complied with all the agreements and satisfied all the conditions on its part to be
performed or satisfied under this Purchase Contract, the Resolution. and the Official
Statement at and prior to the Closing Date;
(vi) An opinion, dated the Closing Date and addressed to the Underwriter, of the
City Attorney, to the effect that (1) to her best knowledge after diligent inquiry no action,
suit, proceeding, inquiry or investigation, at law or in equity, before or by any court,
regulatory agency, public board or body, is pending or threatened in any way affecting the
existence of the City or the titles of its officers to their respective offices, or seeking to
restrain or to enjoin the issuance, sale or delivery of the Bonds, the application of the
proceeds thereof in accordance with the Resolution, the collection or application of the
Assessments and the interest thereon to pay the principal of and interest on the Bonds, or
in any way contesting or affecting the validity or enforceability of the Bonds, the Resolution,
this Purchase Contract,~ or any other applicable agreements or any action of the City
contemplated by any of said documents, or in any way contesting the completeness or
accuracy of the Official Statement or the powers of the City or its authority with respect to
the Bonds, the Resolution, this Purchase Contract, or any other applicable agreement, or any
action on the part of the City contemplated by any of said documents, or in any way seeking
to enjoin or restrain the City from approving the development of any of the property within
the District, or which challenges the exemption of interest paid on the Bonds from federal
income taxation or California personal income taxation, nor to her knowledge is there any
basis therefor; (2) the City is duly organized and validly existing as a general law city of the
State of California under the Constitution and laws thereof with full legal right, power and
authority to issue the Bonds and to perform all of its obligations under this Purchase
Contract, the Bonds, and all other applicable agreements; (3) the City has duly and validly
adopted the Resolution, and it is in full force and effect; (4) the City had duly authorized,
executed and delivered this Purchase Contract and the Official Statement; and (5) the
statements contained in the Official Statement, to the best of her knowledge after diligent
inquiry, do not contain any untrue statement of a material fact or omit to state a material fact
required to be stated therein or necessary to make the statements therein, in the light of the'
circumstances under which they were made, not misleading;
(vii) A transcript of all proceedings relating to the authorization, issuance, sale and
delivery of the Bonds;
(viii) A certificate, dated the Closing Date and signed by an authorized
representative of the property owner(s) of "the District", as identified in the Official
Statement for the Bonds, to the effect that (1) such representative is authorized to execute
said certificate on behalf of said owner(s); and (2) as it pertains to the development and
developers of property within the Assessment District, the Official Statement does not contain
any untrue statement of a material fact or omit to state a material fact required to be stated
therein or necessary to make the statements therein, in light of the circumstances under which
they were made, not misleading;
(ix) Such additional legal opinions, certificates (including a non-arbitrage
certificate), instruments and other documents as the Underwriter may reasonably request to
evidence the truth and accuracy, as of the date hereof and as of the Closing Date, of the
City's representations and warranties contained herein and of the statements and information
contained in the Official Statement and the due performance or satisfaction by the City at or
prior to the Closing of all agreements then to be performed and all conditions then to be
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satisfied by the City in connection with the transactions contemplated hereby and by the
Resolution and the Official Statement.
If any of the conditions to the obligations of the Underwriter contained in this section or
elsewhere in this Purchase Contract shall not have been satisfied when and as required herein, all
obligations of the Underwriter hereunder may be terminated by the Underwriter at, or at any time
prior to, the Closing Date by written notice to the City.
4. Expenses.
(a) Whether or not the Underwriter accepts delivery of and pays for the Bonds as set
forth herein, it shall be under no obligation to pay, and the City shall pay or cause to be paid (out
of proceeds of the Bonds or any other legally available funds of the City) all expenses incident to the
performance of the City's obligations hereunder, including, but not limited, to the cost of preparing,
printing, engraving and delivering the Bonds to the Underwriter; the cost of preparing (including
Counsel fees in connection therewith), printing, distribution and delivery of the Preliminary Official
Statement and the Official Statement and any supplement or amendment thereto which may
hereinafter be required, in reasonable quantities as requested by the Underwriter; the fees and
disbursements .and Bond Counsel, accountants, engineers, appraisers, economic consultants and any
other experts or consultants retained by the City in connection with the Bonds; and any other
expenses not specifically enumerated in paragraph (b) of this section incurred in connection with the
issuance of the Bonds.
(b) Whether or not the Bonds are delivered to the Underwriter as set forth herein, the
City shall be under no obligation to pay, and the Underwriter shall pay, all expenses paid or incurred
to qualify the Bonds for sale under any '~lue sky" laws; and all other expenses paid or incurred by
the Underwriter in connection with its offering and distribution of the Bonds not specifically
enumerated in paragraph (a) of this section.
5. Notices. Any notice or other communication to be given to the City under this Purchase Contract
may be given by delivering the same in writing to the City Manager, City of Dublin, P.O. Box 2340,
100 Civic Plaza, Dublin, CA 94568, and any notice of other communication to be given to the
Underwriter under this Purchase Contract may be given by delivering the same in writing to Rauscher
Pierce Refsnes, Inc., One Market Plaza, 1100 Steuart Street Tower, San Francisco, CA 94105.
6. Parties in Interest. This Purchase Contract is made solely for the benefit of the City and the
Underwriter (including successors or assignees of the Underwriter) and no other person, including,
but not limited to, any owner of land within the District, shall acquire or have any right hereunder
or by virtue hereof.
7. Survival of Revresentatives and Warranties. The representations and warranties of the City, set
forth in or made pursuant to this Purchase Contract, shall not be deemed to have been discharged,
satisfied or otherwise rendered void by reason of the Closing or termination of this Purchase
Contract, regardless of any investigations made by or on behalf of the Underwriter (or statements
as to the results of such investigations) concerning such representations and statements of the City
and regardless of delivery of and payment for the Bonds.
8. Offerin~ by Underwriter. It is understood that the Underwriter proposes to offer the Bonds for
sale to the public (which may include selected dealers) as set forth in the Official Statement.
Concessions from the public offering price may be allowed to selected dealers. It is understood that
the initial public offering price and concessions set forth in the Official Statement may vary after the
initial public offering. It is further understood that the Bonds may be offered to the public at prices
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other than the par value thereof after the initial public offering. The net premium on the sale of the
Bonds, subsequent to the initial public offering, if any, shall accrue to the benefit of the Underwriter.
The City hereby confirms the authority and use by the Underwriter of the Official Statement.
9. Time. Time shall be of the essence of the Agreement.
10. Counternarts. This Agreement may be executed in any number of counterparts.
11. Effective. This Purchase Contract shall become effective and binding upon the respective parties
hereto upon the execution of the acceptance hereof by the City and shall be valid and enforceable
as of the time of such acceptance.
Very truly yours,
RAUSCHER PIERCE REFSNES, INC.
By:
Managing Director
ACCEPTED:
City of Dublin
City Manager
EXHIBIT "A"
MATURITY SCHEDULE
Due September 2
1993
1994
1995
1996
1997
1998
1999
2000
2001
2002
2003
2004
2005
2006
2007
2008
'2009
2010
2011
2012
Principal Amount
$
Interest Rate
%
(Price 100%)
10