HomeMy WebLinkAboutGoel Form 460 01-01-2016 through 06--30-16_RedactedRecipient Committee
Campaign Statement
Cover Page
SEE INSTRUCTIONS ON REVERSE
Statement covers period
from 1/1/16
6
through /30/16
1. Type of Recipient Committee: All Committees - Complete Parts 1, 2, 3, and 4.
[� Officeholder, Candidate Controlled Committee ❑ Primarily Formed Ballot Measure
0 State Candidate Election Committee Committee
0 Recall 0 Controlled
(Also Complete Pad 5) 0 Sponsored
(Also Complete Pert 6)
❑ General Purpose Committee
0 Sponsored ❑ Primarily Formed Candidate/
0 Small Contributor Committee Officeholder Committee
0 Political Party/Central Committee (Ako Complete PM 7)
3, Committee Information I.D. NUMBER
1379978
COMMITTEE NAME (OR CANDIDATE'S NAME IF NO CON
GOEL FOR DUBLIN CITY COUNCIL 2016
STREETADDRESS NO P.O. BOX
CITY
AND
CITY STATE ZIP CODE AREACODE/PHONE
COVER PAGE
OtMED
Data of election if applicable: JUN 2 3 2016 Page —I of n
(Month, Day, Year) CITY OF DUBLIN For Official Use Only
CI T ,' MANAGER'S OFFICE
11/2016
2. Type of Statement:
❑ Preelection Statement ❑ Quarterly Statement
Semi- annual Statement ❑ Special Odd -Year Report
❑ Termination Statement
(Also file a Form 410 Termination)
❑ Amendment (Explain below)
Treasurer(s)
NAME OF TREASURER
Maryanne Tracy -Baker
MAILING ADDRESS
CITY STATE ZIP CODE AREACODE/PHONE
NAME OF ASSISTANT TREASURER, IF ANY
MAILING ADDRESS
CITY STATE ZIP CODE AREA CODEIPHONE
S OPTIONAL: FAX/ E- MAILADDRESS
4. Verification
I have used all reasonable diligence in preparing and reviewing this statement and to the best of erein and in the attached schedules is true and complete. I
certify under penalty of perjury under the laws of the State of California that the foregoing is true
Executed on 6/21/16
Date
Executed on 6/21/16
Dale
Executed on
Dale
Executed on
By
By
By
Signature or Controlling Officeholder, Candidate, State Measure Proponent
By
Signature of Controlling Officeholder, Candidate, Stale Measure Proponent
FPPC Form 460 (Jan /2016)
FPPC Advice:'advice @fppc.ca.gov (866/275 -3772)
www.fppc.ca.gov
Recipient Committee
Campaign Statement
Cover Page — Part 2
5, Officeholder or Candidate Controlled Committee
NAME OF OFFICEHOLDER OR CANDIDATE
Goel, Arun K.
OFFICE SOUGHT OR HELD (INCLUDE LOCATION AND DISTRICT NUMBER IFAPPLICABLE)
City Council Member
RESIDENTIALIBUSINESS ADDRESS (NO. AND STREET) CITY STATE ZIP
Related Committees Not Included in this Statement: List any committees
not included in this statement that are controlled by you or are primarily fanned to receive
contributions or make expenditures on behalf of your candidacy.
NAME OF TREASURER
I.D. NUMBER
STREET ADDRESS (NO P.O. BOX)
❑ YES ❑ NO
CITY STATE ZIP CODE AREACODE/PHONE
COMMITTEE NAME
NAME OF TREASURER
I.D. NUMBER
❑ YES ❑ NO
ADDRESS STREET ADDRESS (NO P.O. BOX)
COVER PAGE - PART 2
Page 1 of a
6. Primarily Formed Ballot Measure Committee
NAME OF BALLOT MEASURE
BALLOT NO. OR LETTER JURISDICTION
❑ SUPPORT
❑ OPPOSE
Identify the controlling officeholder, candidate, or state measure proponent, If any.
NAME OF OFFICEHOLDER, CANDIDATE, OR PROPONENT
OFFICE SOUGHT OR HELD DISTRICT NO. IFANY
7. Primarily Formed Candidate /Officeholder Committee List names of
officeholder(s) or candidate(s) for which this committee Is primarily formed.
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
NAME OF OFFICEHOLDER OR CANDIDATE
OFFICE SOUGHT OR HELD
❑ SUPPORT
❑ OPPOSE
CITY STATE ZIP CODE AREACODE/PHONE I Attach continuation sheets ifnecessary
FPPC Form 460 (Jan /2016)
FPPC Advice: advice @fppc.ca.gov (866/275 -3772)
www.fppc.ca.gov
t
Campaign Disclosure Statement
Amounts may be rounded
SUMMARY PAGE
Summary Page
to whole dollars,
Statement covers period
P
. -
1/1/16
0 -
from
SEE INSTRUCTIONS ON REVERSE
through
6/30/16
Page 3 of 0
NAME OF FILER
I.D. NUMBER
Arun Goel
1379978
Contributions Received
Column A
Column B
Calendar Year Summary for Candidates
TOTAL THIS PERIOD
(FROM ATTACHED SCHEDULES)
CALENDAR YEAR
TOTAL TO DATE
Running in Both the State Primary and
5550
5550
General Elections
1. Monetary Contributions .................... ....................:.......... Schedule A, Line 3
$
$
2. Loans Received ........... ......;.,......... ,,., ..,..,,,,,,,,.,,,,,,,,,,,,,,,,, schedule B, Line 3
0
0
1/1 through 6/30 7/1 to Date
3. SUBTOTAL CAS CONTRIBUTIONS., ............................ Add Lines 1 + 2
$
5550
$ 5550
20. Contributions
.Received $ $
4. Nonmoneta Contributions ...................
ry • ....................... Schedule C, Line 3
0
0
21. Expenditures
5. TOTAL CONTRIBUTIONS RECEIVED ........ ............................Add Lines 3 +4
$
5550
$ 5550
Made $ $
Expenditures Made
Expenditure Limit Summary for State
6. Payments Made ................................. ............................... Schedule E, Line 4
$
30
$ 30
Candidates
7. Loans Made . ............................... ............ Schedule H, Line 3
O
0
8. SUBTOTAL CASH PAYMENTS ........... ............................... Add Lines s +
$
30
$ 30
22. Cumulative Expenditures Made*
(11 Subject to Voluntary Expenditure Limit)
9. Accrued Expenses (Unpaid Bills) ................... .......................schedule F, Linea
0
0
Date of Election Total to Date
10. Nonmonetary Adjustment .......................... ............................... Schedule C, Line 3
0
0
(mm /dd /yy)
11. TOTAL EXPENDITURES MADE ............................ ........... Add Lines 8 +9 +10
$
30
$ 30
$
Current Cash Statement
_�_� $
12. Beginning Cash Balance ............................ Previous summary Page, Line 16
$
76.94
To calculate Column B,
13. Cash Receipts ............................ ............................... Column A, Line 3 above
5550
add amounts in Column
14. Miscellaneous Increases to Cash ... ............................... Schedule 4 Line 4
0
A to the corresponding
amounts from Column B
*Amounts in this section may be different from amounts
15. Cash Payments ......................................................... . Column A, Line 8 above
30
of your last report. Some
reported in Column B,
16. ENDING CASH BALANCE ...................Add Lines 12 + 13 + 14, then subtract Line 15
$
.
559694
amounts in Column A may
be negative figures that
If this is a termination statement, Line 16 must be zero.
should be subtracted from
previous period amounts. If
this is the first report being
17. LOAN GUARANTEES RECEIVED . ............................... schedule B, Part 2
$
0
filed for this calendar year,
only carry over the amounts
Cash Equivalents and Outstanding Debts
from Lines 2, 7, and 9 (if
18. Cash Equivalents ................. ............................... see instructions on reverse
$
0
any).
19. Outstanding Debts .............................. Add Line 2 + Line 9 in Column B above
$
0
FPPC Form 460 (Jan /2016)
FPPC Advice: adviceCcbfppc.ca.gov (866/275 -3772)
www.fppc.ca.gov
A Amounts may be rounded SCHEDULE A
to whole dollars.
Monetary Contributions Received
Statement covers period
"s
1/1
from
// through gSC'Llr,
ofSEE
7NUMBER
INSTRUCTIONS ON REVERSE
NAME OF FILER
Arun Goel
DATE
FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR
CONTRIBUTOR
WAN INDIVIDUAL, ENTER
OCCUPATION AND EMPLOYER
AMOUNT
RECEIVED THIS
CUMULATIVE TO DATE
CALENDAR YEAR
PER ELECTION
TO DATE
RECEIVED
(IF COMMITTEE, ALSO ENTER I.D. NUMBER)
CODE *
(IF SELF-EMPLOYED, ENTER NAME
PERIOD
(JAN. 1 - DEC. 31)
(IF REQUIRED)
OF BUSINESS)
Ramakrishnan Mohan
I] IND
❑ COM
Staff Engineer
250
250
4/17/16
E] OTH
Linkedln
250
❑ PTY
❑ SCC
Mukesh Idnani
® IND
El COM
Senior Consultant
200
200
200
4/17/16
F1 OTH
VMWare
❑ PTY
❑ SCC
Monica Shangle
® IND
El COM
Director Business
200
4/17/16
❑ OTH
Operations Blackrock Inc.
200
200
❑ PTY
❑ SCC
Jyotika Mehta
[✓J IND
CEO /Founder
200
4117/16
El COM
❑ OTH
JMD Creations Inc
200
200
❑ PTY
❑ SCC
DMR Mana ement Consultants
❑ IND
225
4/17!16
El
225
225
W3 OTH
❑ PTY
❑ SCC
SUBTOTAL$ 1075
Schedule A Summary
1. Amount received this period — itemized monetary contributions. 5550
(Include all Schedule A subtotals.) ........................................................................... ..............................$
2. Amount received this period — unitemized monetary contributions of less than $100 ...........................$ 0
3. Total monetary contributions received this period. 55517
*Contributor Codes
IND — Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY — Political Party -
SCC — Small Contributor Committee
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ......................TOTAL $
2 6
FPPC Farm 460 (Jan/ N )
FPPC Advice: advice @fppc.ca.gov (866/275 -3772)
Cwww.fppc.ra.gov
Schedule A Amounts may be rounded SCHEDULE A
Monetary Contributions Received �� w "�'� uouars'
Statement covers period
CALIFORNIA
1/1/16
4;�60'
from
•
SEE INSTRUCTIONS ON REVERSE
through 6/30/16
791 5 of f3
NAME OF FILER
I.D. NUMBER
Arun Goel
1379978
DATE
FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR
S
CONTRIBUTOR
IF AN INDIVIDUAL, ENTER
AMOUNT
CUMULATIVE TO DATE
PER ELECTION
RECEIVED
(IF COMMITTEE SA ENTER I.D. NUMBER)
CODE
OCCUPATION AND EMPLOYER
RECEIVED THIS
CALENDAR YEAR
TO DATE
(IF SELF - EMPLOYED, ENTER NAME
PERIOD
(JAN. 1 -DEC, 31)
(IF REQUIRED)
OF BUSINESS)
Shreela Goei
W] IND
None
4/17/16
❑ coM
200
200
200
❑ OTH
❑ PTY
❑ SCC
Patrick Vu
® IND
Partner
4/17/16
El COM
OTH
El OTH
Silicon Transportation
100
100
❑ PTY
Consultants
❑ SCC
Kanda Ra'
® IND
El COM
Consultant
4/17/16
El OTH
DMR Management
g
225
225
225
❑ PTY
Consultants
❑ SCC
Scott Mittan
Z IND
Audit Supervisor
4/17/16
❑ COM
❑ OTH
Board of Equalization
200
200
200
❑ PTY
❑ SCC
Puran Moorjani
W1 IND
President
4/17/16
E- Infotek Solutions, Inc
500
500
500
❑OTH
❑ PTY
❑ SCC
SUBTOTAL$ 1225
Schedule A Summary
1. Amount received this period — itemized monetary contributions.
(Include all Schedule A subtotals.) ........................................................................... ..............................$
2. Amount received this period — unitemized monetary contributions of less than $100 ...........................$
3, Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ......................TOTAL $
5550
I
5559
*Contributor Codes
IND — Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY — Political Party
SCC — Small Contributor Committee
FPPC Form 460 (Jan /2016)
FPPC Advice: advice @fppc.ca.gov (866/275 -3772)
www.fppc.ca.gov
Sr-harhilp A Amounts may be rounded SCHEDULE A
Monetary Contributions Received to whole aonars•
Statement covers period
1/1/16
from
�
through 6/30/16
Page �O of
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
I.D. NUMBER
Arun Goel
1379978
DATE
FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR
ET AD S
CONTRIBUTOR
IF AN INDIVIDUAL, ENTER
OCCUPATION AND EMPLOYER
AMOUNT
RECEIVED THIS
CUMULATIVE TO DATE
CALENDAR YEAR
PER ELECTION
TO DATE
RECEIVED
(IF TEE SAENTER I.D. NUMBER)
CODE *
(IF SELF- EMPLDYED,ENTER NAME
PERIOD
(JAN.1 -DEC. 31)
(IF REQUIRED)
OF BUSINESS)
Marian Francisco
91 IND
CO
None
100
4/17/16
El
100
100
❑ PTY
❑ SCC
Mahesh Puri
® IND
None
4/17/16
El COM
500
500
500
❑ OTH
❑ PTY
❑ SCC
Yogesh Chugh
10 IND
Managing Director
500
4/17/16
El
S5 Advisory, Inc,
500
500
❑ PTY
❑ SCC
Purnima Moorjani
Z IND
Portfolio Management Lead
500
4/17/16
& CEO
500
500
El OTH
❑ Pte,
Cosmo Cloud
❑ SCC
91 IND
None
4/17/16
El CoM
200
200
200
❑ OTH
❑ PTY
❑ SCC
SUBTOTAL$ 1800
Schedule A Summary
1, Amount received this period — itemized monetary contributions.
(Include all Schedule A subtotals.) ........:.................................................................. ..............................$
2. Amount received this period — unitemized monetary contributions of less than $100 ...........................$
3. Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ......................TOTAL $
5551
0
5551)
'Contributor Codes
IND — Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY — Political Party
SCC — Small Contributor Committee
FPPC Form 460 (Jan /2016)
FPPC Advice; advice @fppc.ca.gov (866/275 -3772)
www.fppc.,a.gov
RrherlulP A
Amounts may be rounded
SCHEDULE A
to wnole aonars.
Monetary Contributions Received
Statement covers period
IFO .
1/1/16
from
. � ' • '
6/30/16
7
through
Page of
SEE INSTRUCTIONS ON REVERSE
NAME OF FILER
I.D. NUMBER
Arun Goel
1379978
DATE
FULL NAME, STREET ADDRESS AND ZIP CODE OF CONTRIBUTOR
(IF COMMITTEE ALSO ENTER ID NUMBER)
CONTRIBUTOR
IF AN INDIVIDUAL, ENTER
OCCUPATION AND EMPLOYER
AMOUNT
RECEIVED THIS
CUMULATIVE TO DATE
CALENDAR YEAR
PER ELECTION
TO DATE
RECEIVED
, . .
CODE *
(IF SELF-EMPLOYED, ENTER NAME
PERIOD
(JAN. 1 - DEC. 31)
(IF REQUIRED)
DF BUSINESS)
Sousou Ventures, Inc.
❑ IND
4/17/16
El CO 500
500
500
❑ PTY
❑ SCc
Gautam Gulati
[1
Pharmacy Purchase
250
4123/16
❑OTH
[j
Kaiser
25U
25 D
❑ PTY
❑ SCC
odd Katz
® IND
co
Chief Financial Officer
100
4/30/16
El
Quest Integrity Group
100
100
❑ PTY
❑ SCC
Frazzano Real Estate, Inc.
❑ IND
5/8/16
El COM
500
500
500
W1 OTH
❑ PTY
❑ SCC
Kiran Gulati
Z IND
Principal Medical Device
5/21/16
❑COM
Consultant - Lead Auditor
100
100
100
❑ OTH
❑ PTY
Kiran Gulati & Associates
❑ SCC
SUBTOTAL $ 14517
Schedule A Summary
1. Amount received this period — itemized monetary contributions.
(Include all Schedule A subtotals.) ........................................................................... ..............................$
2. Amount received this period — unitemized monetary contributions of less than $100 ...........................$
3. Total monetary contributions received this period.
(Add Lines 1 and 2. Enter here and on the Summary Page, Column A, Line 1.) ......................TOTAL $
5551)
2
5550
'Contributor Codes
IND — Individual
COM — Recipient Committee
(other than PTY or SCC)
OTH — Other (e.g., business entity)
PTY— Political Party
SCC — Small Contributor Committee
FPPC Form 466 (Jan /2016)
FPPC Advice: advice @fppc.ca.gov (866/275 -3772)
www.fppc.ca.gov
Schedule E Amounts may be rounded period SCHEDULE E
y 7from ement covers • '
to whole dollars. �
Payments Made yl/f b • -
SEE INSTRUCTIONS ON REVERSE through (6126 b Page -- of 8
NAME OF FILER I.D. NUMBER
Arun Goel 1 3'79 q 318
CODES; If one of the following codes accurately describes the payment, you may enter the code. Otherwise, describe the payment.
CMP
campaign paraphemalia /misc.
MBR
member communications
RAID
radio airtime and production costs
CNS
campaign consultants
MTG
meetings and appearances
RFD
returned contributions
CTB
contribution (explain nonmonetary)'
OFC
office expenses
SAL
campaign workers' salaries
CVC
civic donations
PET
petition circulating
TEL
Lv, or cable airtime and production costs
FIL
candidate filing /ballot fees
PHO
phone banks
TRC
candidate travel, lodging, and meals
FND
fundraising events
POL
polling and survey research
TRS
staff /spouse travel, lodging, and meals
IND
independent expenditure supporting /opposing others (explain)'
POS
postage, delivery and messenger services
TSF
transfer between committees of the same candidate /sponsor
LEG
legal defense
PRO
professional services (legal, accounting)
VOT
voter registration
LIT
campaign literature and mailings
PRT
print ads
WEB
information technology costs (internet, e-mail)
' Payments that are contributions or independent expenditures must also be summarized on Schedule D. SUBTOTAL $ 30
Schedule E Summary
1. Itemized payments made this period. (Include all Schedule E subtotals.) .............................................................................. ............................... $
30
2. Unitemized payments made this period of under $ 100 . ............................... 0
3. Total interest paid this period on loans. (Enter amount from Schedule B, Part 1, Column (e).) ... ............................... $ 0
4. Total payments made this period. (Add Lines 1, 2, and 3. Enter here and on the Summary Page, Column A, Line 6.) ............ ............... TOTAL $ 30
FPPC Form 460 (Jan /2016)
FPPC Advice: advice @fppc.ca.gov (866/275 -3772)
www ;fppc.ca.gov