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HomeMy WebLinkAboutFebruary 21, 2017 agenda packetFebruary 21, 2017 Dublin City Council Agenda Page 1 of 3 REGULAR MEETING Tuesday, February 21, 2017 Council Chamber, 100 Civic Plaza DUBLIN CITY COUNCIL A G E N D A  Agendas and Staff Reports are posted on the City’s Internet Website (www.dublin.ca.gov)  Agendas may be picked up at the City Clerk’s Office for no charge, or to request information on being placed on the annual subscription list, please call 833-6650.  A complete packet of information containing Staff Reports and exhibits relate to each item is available of public review at least 72 hours prior to a City Council Meeting or, in the event that it is delivered to City Council members less than 72 hours prior to a City Council Meeting, as soon as it is so delivered. The packet is available in the City Clerk’s Office and also at the Dublin Library. REGULAR MEETING 7:00 PM 1. CALL TO ORDER 2. PLEDGE OF ALLEGIANCE 3. ORAL COMMUNICATIONS 3.1. Introduction of Dublin Police Services' Captain Nate Schmidt and Sergeant Craig Evans Dublin Police Services Captain Nate Schmidt and Sergeant Craig Evans will be introduced to the City Council. STAFF RECOMMENDATION: Welcome Dublin Police Services’ Captain Nate Schmidt and Sergeant Craig Evans. 3.2 Public Comment At this time, the public is permitted to address the City Council on non -agendized items. Please step to the podium and clearly state your name for the record. COMMENTS SHOULD NOT EXCEED THREE (3) MINUTES. In accordance with State Law, no action or discussion may take place on any item not appearing on the posted agenda. The Council may respond to statements made or questions asked, or may request Staff to report back at a future meeting concerning the matter. Any member of the public may contact the City Clerk’s Office related to the proper procedure to place an item on a future City Council agenda. The exceptions under which the City Council MAY discuss and/or take action on items not appearing on the agenda are contained in Government Code Section 54954.2(b)(1)(2)(3). 4. CONSENT CALENDAR Consent Calendar items are typically non-controversial in nature and are considered for approval by the City Council with one single action. Members of the audience, Staff or the City Council who would like an item removed from the Consent Calendar for purposes of public input may request the Mayor to remove the item. 4.1. February 7, 2017 City Council Minutes The City Council will consider approval of the minutes of the February 7, 2017 Regular City Council meeting. STAFF RECOMMENDATION: Approve the minutes of the February 7, 2017 Regular City Council meeting. 4.2. City Treasurer's Informational Report of Investments for the Quarter Ending December 31, 2016 The City of Dublin's Investment Policy calls for a semi-annual report of investments. This report is for the quarter ending December 31, 2016, and includes a monthly transaction ledger. The City’s investment portfolio for this period totaled $206,184,902 (book value) with an average market yield of 1.28%. All investment transactions continue to comply with the City's Investment Policy and the California Government Code. As required by the Policy, the City Treasurer (Administrative Services Director) affirms that the City is able to meet its expenditure requirements for the next six months. STAFF RECOMMENDATION: Receive the report. February 21, 2017 Dublin City Council Agenda Page 2 of 3 4.3. Senior Center Registration Program The City Council will consider a Registration Program at the Dublin Senior Center. STAFF RECOMMENDATION: Approve the proposed Registration Program at the Dublin Senior Center. 4.4. Agreement with MGT of America Consulting, LLC for a Full Cost Allocation Plan and User Fee Study The City’s User Fee Cost Recovery Policy calls for a comprehensive user fee study to be conducted at least every five years to ensure that user fees reflect the City’s total costs of providing services. The City’s current fee and cost recovery model was last updated in Fiscal Year 2011-12 and has been adjusted annually to account for inflation. The City conducted a Request for Proposals and received proposals from four firms. An internal review committee, representing the Building Division, Public Works Department and Administrative Services Department, recommended that the City engage MGT of America Consulting, LLC to conduct the Full Cost Allocation Plan and User Fee Study. STAFF RECOMMENDATION: Adopt the Resolution Approving an Agreement with MGT of America Consulting, LLC to Conduct a Full Cost Allocation Plan and User Fee Study.4.5. Schaefer Ranch General Plan Amendment Study Initiation Request The City Council will consider a request by Discovery Builders, to initiate a General Plan Amendment Study for approximately 0.35 acres of area located west of the cul -de-sac terminus of Ridgeline Place adjacent to a vacant, single-family lot located at 7931 Ridgeline Place. The Study would evaluate a proposal to change the existing Open Space Land Use designation to Single-Family Residential. STAFF RECOMMENDATION: Adopt the Resolution Approving the Initiation of a General Plan Amendment Study to Evaluate a Proposal to Change the Land Use Designation of Approximately 0.35 Acres Located West of the Cul-De-Sac Terminus of Ridgeline Place within the Schaefer Ranch Development From Open Space to Single-Family Residential. 4.6. Payment Issuance Report and Electronic Funds Transfers The City Council will receive listings of payments issued from December 1, 2016 - December 31, 2016 totaling $8,416,691.46 and January 1, 2017 - January 31, 2017 totaling $12,051,955.95. STAFF RECOMMENDATION: Receive the reports. 4.7. Cultural Arts Needs Assessment - Sixth Recommendation In December 2016, the City Council approved five recommendations resulting from the Cultural Arts Needs Assessment, and directed Staff to return to the Heritage and Cultural Arts Commission to finalize wording of a sixth recommendation, suggested by the Commission. The City Council will consider approval of the sixth recommendation. STAFF RECOMMENDATION: Approve the sixth recommendation for the Cultural Arts Needs Assessment, as proposed by the Heritage and Cultural Arts Commission. 4.8. Location for Public Artwork Honoring Veterans The City Council will consider Dublin Crossing Community Park as a proposed location for a piece of public artwork honoring U.S. military veterans and those currently serving. STAFF RECOMMENDATION: Approve Dublin Crossing Community Park as the location for a public artwork honoring U.S. military veterans and those currently serving. February 21, 2017 Dublin City Council Agenda Page 3 of 3 4.9. Fiscal Year 2016-17 2nd Quarter Financial Review The City Council will receive a financial report through the second quarter of Fiscal Year 2016-17 and consider amendments to the budget. STAFF RECOMMENDATION: Receive the report and approve the budget change. 5. WRITTEN COMMUNICATION – NONE. 6. PUBLIC HEARING- NONE. 7. UNFINISHED BUSINESS 7.1. City Council St. Patrick’s Day Parade Participation The City Council is being asked to consider three options for participation in the annual Dublin Lions Club St. Patrick’s Day Parade which will be held on Saturday, March 18. STAFF RECOMMENDATION: Receive the report and select an option for participation in the Dublin Lions Club St. Patrick’s Day Parade. 8. NEW BUSINESS 8.1. Mayor's Recommendation for Appointment to Senior Center Advisory Committee The City Council will consider the Mayor’s recommendation for appointment to fill an unscheduled vacancy on the Senior Center Advisory Committee. STAFF RECOMMENDATION: Confirm the Mayor’s recommendation of appointment to the Senior Center Advisory Committee or provide other appropriate direction. 8.2. Citywide Tree Report The City Council will receive a report on the status of City trees within public facilities, parks, and streets. STAFF RECOMMENDATION: Receive the report and provide direction, if any. 8.3. Preliminary Discussion of Public Art Master Plan Update The City Council will receive a report on the current Public Art Master Plan (adopted in 2006) and provide direction to Staff, if desired, on new items or updates that the City Council wishes to consider as part of an update to the Plan. STAFF RECOMMENDATION: Receive the report and provide direction and input for the Public Art Master Plan update. 9. OTHER BUSINESS - Brief information only reports from City Council and/or Staff, including committee reports and reports by City Council related to meetings attended at City expense (AB1234). 10. ADJOURNMENT This AGENDA is posted in accordance with Government Code Section 54954.2(a) If requested, pursuant to Government Code Section 54953.2, this agenda shall be made available in appropriate alternative formats to persons with a disability, as required by Section 202 of the Americans wit h Disabilities Act of 1990 (42 U.S.C. Section 12132), and the federal rules and regulations adopted in implementation thereof. To make a request for disability-related modification or accommodation, please contact the City Clerk’s Office (925) 833 - 6650 at least 72 hours in advance of the meeting. Mission The City of Dublin promotes and supports a high quality of life, ensures a safe and secure environment, and fosters new opportunities. Page 1 of 1 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: Introduction of Dublin Police Services' Captain Nate Schmidt and Sergeant Craig Evans Prepared by: Dennis Houghtelling, Chief of Police EXECUTIVE SUMMARY: Dublin Police Services Captain Nate Schmidt and Sergeant Craig Evans will be introduced to the City Council. STAFF RECOMMENDATION: Welcome Dublin Police Services’ Captain Nate Schmidt and Sergeant Craig Evans. FINANCIAL IMPACT: None. DESCRIPTION: Due to recent promotions the positions of Captain and Sergeant were available within Dublin Police Services. Captain Nate Schmidt and Sergeant Craig Evans were selected to join the Dublin Police team and will be introduced to the City Council. NOTICING REQUIREMENTS/PUBLIC OUTREACH: None ATTACHMENTS: 3.1 Packet Pg. 4 Page 1 of 1 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: February 7, 2017 City Council Minutes Prepared by: Caroline P. Soto, City Clerk/Records Manager EXECUTIVE SUMMARY: The City Council will consider approval of the minutes of the February 7, 2017 Regular City Council meeting. STAFF RECOMMENDATION: Approve the minutes of the February 7, 2017 Regular City Council meeting. FINANCIAL IMPACT: None. DESCRIPTION: The City Council will consider approval of the minutes of the February 7, 2017 Regular City Council meeting. NOTICING REQUIREMENTS/PUBLIC OUTREACH: None. ATTACHMENTS: 1. Draft Minutes of the February 7, 2017 Regular City Council Meeting 4.1 Packet Pg. 5 MINUTES OF THE CITY COUNCIL OF THE CITY OF DUBLIN REGULAR MEETING – FEBRUARY 7, 2017 DUBLIN CITY COUNCIL MINUTES 1 REGULAR MEETING FEBRUARY 7, 2017 A Regular Meeting of the Dublin City Council was held on Tuesday, February 7, 2017, in the City Council Chamber. The meeting was called to order at 7:00 PM., by Mayor David Haubert. Closed Session A closed session was held at 6:30 PM, regarding: I. CONFERENCE WITH REAL PROPERTY NEGOTIATORS Property: 12+/- acre parcel located about 1,000 feet northwest of intersection of Dublin Blvd. and Arnold Road (portion of the Camp Parks property) Agency negotiator: Chris Foss, City Manager Negotiating parties: Dublin Unified School District Under negotiation: Price and terms of payment II. CONFERENCE WITH LEGAL COUNSEL – ANTICIPATED LITIGATION Initiation of litigation pursuant to paragraph (4) of subdivision (d) of Section 54956.9: 1 potential case 1. Call to Order and Pledge of Allegiance – The pledge of allegiance was recited by the City Council, Staff and those present at the meeting. Attendee Name Title Status Arun Goel Councilmember Present Melissa Hernandez Councilmember Present David Haubert Mayor Present Abe Gupta Vice Mayor Present Don Biddle Councilmember Present 2. Report on Closed Session – There was no reportable action out of Closed Session. 3. Oral Communications 3.1. Employee Introductions: Tyler Phillips The City Council welcomed the new City of Dublin Staff member. 4.1.a Packet Pg. 6 At t a c h m e n t : 1 . D r a f t M i n u t e s o f t h e F e b r u a r y 7 , 2 0 1 7 R e g u l a r C i t y C o u n c i l M e e t i n g ( 1 3 2 9 : D r a f t M i n u t e s o f t h e F e b r u a r y 7 , 2 0 1 7 M e e t i n g ) DUBLIN CITY COUNCIL MINUTES 2 REGULAR MEETING FEBRUARY 7, 2017 3.2. Acceptance of Donation from the Altamont Cruisers Car Club Formally accepted the donation from the Altamont Cruisers Car Club and thanked them for their donation. RESULT: ADOPTED [UNANIMOUS] MOVER: David Haubert, Mayor SECONDER: Don Biddle, Councilmember AYES: Goel, Hernandez, Haubert, Gupta, Biddle 3.3. Acceptance of Donation from the Valley Spokesmen Touring Club Formally accepted the donation and thanked the Valley Spokesmen Touring Club for their donation. RESULT: ADOPTED [5 TO 0] MOVER: David Haubert, Mayor SECONDER: Don Biddle, Councilmember AYES: Goel, Hernandez, Haubert, Gupta, Biddle 3.4. Presentation from Visit Tri-Valley Barbara Steinfeld, President of Visit Tri-Valley, made a presentation regarding the organization's happenings. The City Council received the presentation. 3.5. Community Spotlight: Certificate of Recognition for EDEN I & R, Inc. Alison DeJung, Executive Director of 2-1-1 Eden I & R, Inc., made a presentation regarding the organization's recent happenings. The City Council presented the Certificate of Recognition to Eden I & R, Inc. 3.6. Public Comment Marilyn Briones, Dublin resident, provided public comment. Steve Harman, Dublin resident, provided public comment. Ramesh Immadi, Cricket for Cubs Board Member, provided public comment. Shawn Kumagai, Dublin resident, provided public comment. 4.1.a Packet Pg. 7 At t a c h m e n t : 1 . D r a f t M i n u t e s o f t h e F e b r u a r y 7 , 2 0 1 7 R e g u l a r C i t y C o u n c i l M e e t i n g ( 1 3 2 9 : D r a f t M i n u t e s o f t h e F e b r u a r y 7 , 2 0 1 7 M e e t i n g ) DUBLIN CITY COUNCIL MINUTES 3 REGULAR MEETING FEBRUARY 7, 2017 Sammy Jo Rudy, Dublin Human Services Commissioner, provided public comment. Christine Wolack, Dublin resident, provided public comment. 4. Consent Calendar Cm. Gupta pulled Item 4.6 for further discussion. 4.1. Approved the minutes of the January 10, 2017 Regular City Council Meeting. 4.2. Adopted RESOLUTION NO. 10 – 17 DECLARING WEEDS AND COMBUSTIBLE REFUSE A PUBLIC NUISANCE AND ORDERING THE AB ATEMENT THEREOF 4.3. Accepted the $750 donation and formally recognized the Bilich Family. 4.4. Adopted RESOLUTION NO. 11 – 17 APPROVING THE AMENDED AND RESTATED AGREEMENT FOR MAINTEANCE AND OPERATION OF THE DUBLIN LIBRARY WITH THE COUNTY OF ALAMEDA 4.5. Waived the reading and adopted ORDINANCE NO. 01 – 17 APPROVING AMENDMENTS TO DUBLIN ZONING ORDINANCE CHAPTERS 8.40 (ACCESSORY STRUCTURES AND USES REGULATIONS) AND 8.80 (SECOND UNITS REGULATIONS) EFFECTIVE CITY-WIDE PLPA-2016-00062 4.7. Adopted RESOLUTION NO. 12 – 17 DIRECTING PREPARATION OF ANNUAL ENGINEER’S REPORT FOR CITYWIDE STREET LIGHTING MAINTENANCE ASSESSMENT DISTRICT 83 -1 RESOLUTION NO. 13 – 17 DIRECTING PREPARATION OF ANNUAL ENGINEER’S REPORT FOR LANDSCAPING AND LIGHTING MAINTENANCE ASSESSMENT DISTRICT 83-2 (STAGECOACH ROAD AREA) 4.1.a Packet Pg. 8 At t a c h m e n t : 1 . D r a f t M i n u t e s o f t h e F e b r u a r y 7 , 2 0 1 7 R e g u l a r C i t y C o u n c i l M e e t i n g ( 1 3 2 9 : D r a f t M i n u t e s o f t h e F e b r u a r y 7 , 2 0 1 7 M e e t i n g ) DUBLIN CITY COUNCIL MINUTES 4 REGULAR MEETING FEBRUARY 7, 2017 RESOLUTION NO. 14 – 17 DIRECTING PREPARATION OF ANNUAL ENGINEER’S REPORT FOR LANDSCAPING AND LIGHTING MAINTENANCE ASSESSMENT DISTRICT 86 -1 (VILLAGES AT WILLOW CREEK) RESOLUTION NO. 15 – 17 DIRECTING PREPARATION OF ANNUAL ENGINEER’S REPORT FOR LANDSCAPING AND LIGHTING MAINTENANCE ASSESSMENT DISTRICT 97 -1 (SANTA RITA AREA) RESOLUTION NO. 16 – 17 DIRECTING PREPARATION OF ANNUAL ENGINEER’S REPORT FOR STREET LIGHTING MAINTENANCE ASSESSMENT DISTRICT 99-1 (DUBLIN RANCH AREA AND TRACTS 7067, 7856, 8024, 8073, 8074) 4.8. Adopted RESOLUTION NO. 17 – 17 APPROVING AMENDMENT TO AGREEMENT BETWEEN THE CITY OF DUBLIN AND MATRISCOPE ENGINEERING LABORATORIES FOR ADDITIONAL SERVICES FOR THE FALLON SPORTS PARK – PHASE 2 PROJECT (CIP NO. PK0414) 4.9. Adopted RESOLUTION NO. 18 – 17 ESTABLISHING DESIGNATED PARADE ROUTES FOR THE ST. PATRICK’S DAY PARADE, SHAMROCK 5K FUN RUN AND WALK, AND DUBLIN HIGH SCHOOL HOMECOMING PARADE RESOLUTION NO. 19 – 17 AUTHORIZING TEMPORARY STREET CLOSURES FOR THE 2017 ST. PATRICK’S DAY PARADE AND SHAMROCK 5K FUN RUN AND WALK 4.10. Adopted RESOLUTION NO. 20 – 17 APPROVING AN AGREEMENT WITH EAST BAY POOL SERVICE FOR POOL MAINTENANCE SERVICES 4.1.a Packet Pg. 9 At t a c h m e n t : 1 . D r a f t M i n u t e s o f t h e F e b r u a r y 7 , 2 0 1 7 R e g u l a r C i t y C o u n c i l M e e t i n g ( 1 3 2 9 : D r a f t M i n u t e s o f t h e F e b r u a r y 7 , 2 0 1 7 M e e t i n g ) DUBLIN CITY COUNCIL MINUTES 5 REGULAR MEETING FEBRUARY 7, 2017 RESULT: ADOPTED [UNANIMOUS] MOVER: Abe Gupta, Vice Mayor SECONDER: Don Biddle, Councilmember AYES: Goel, Hernandez, Haubert, Gupta, Biddle Cm. Gupta pulled Item 4.6, City Council St. Patrick's Day Parade Participation, for further discussion. By consensus, the City Council asked that Staff return with more interactive options for participation in the St. Patrick's Day Parade. 5. Written Communication – None. 6. Public Hearing – None. 7. Unfinished Business 7.1. Mayor's Recommendation for Appointment to Planning Commission The City Council confirmed the appointment of Samir Qureshi to the Planning Commission with an end date of December 2020. RESULT: ADOPTED [UNANIMOUS] MOVER: Don Biddle, Councilmember SECONDER: Abe Gupta, Vice Mayor AYES: Goel, Hernandez, Haubert, Gupta, Biddle 7.2. Overview of Dublin Crossing School Site and Related Negotiations with Dublin Unified School District Meghan Rouse, Dublin Unified School District (DUSD) Board President, provided public comment. Amy Miller, DUSD Board Trustee, provided public comment. Dan Cunningham, DUSD Board Trustee, provided public comment. Joe Gianninni, DUSD Board Trustee, provided public comment. 4.1.a Packet Pg. 10 At t a c h m e n t : 1 . D r a f t M i n u t e s o f t h e F e b r u a r y 7 , 2 0 1 7 R e g u l a r C i t y C o u n c i l M e e t i n g ( 1 3 2 9 : D r a f t M i n u t e s o f t h e F e b r u a r y 7 , 2 0 1 7 M e e t i n g ) DUBLIN CITY COUNCIL MINUTES 6 REGULAR MEETING FEBRUARY 7, 2017 Jean Josey, Dublin resident, provided public comment. On motion of Vm. Biddle, seconded by Cm. Gupta , and by unanimous vote, the City Council agreed to appoint Vm. Biddle and Cm. Gupta to work with two members of the DUSD School Board to negotiate a ground lease on the 12-acre school site. 8. New Business – None. 9. Other Business By consensus, the City Council asked Staff to return with information on what makes up sanctuary cities, how it affects Senate Bills 54 and 31, and made aware of any risks. By consensus, the City Council asked that Staff return with a status report on Emerald Glen Sports and Aquatics Complex. By consensus, the City Council asked that more press releases be distributed. By consensus, the City Council asked Staff to take a look at the enumerated second high school sites; evaluate the possible impacts to the City and provide feedback that can be reported back to the Dublin Unified School District; and have it put as an agenda item in a future meeting. By consensus, the City Council asked Staff to take a look at the process of choosing a site for a second high school, evaluat ing the zoning regulations and examining whether it may be consistent with State law. By consensus, the City Council asked Staff to focus on the impact of BART stations, traffic and parking issues, and what the City can do to alleviate the issues. 10. Adjournment The meeting was adjourned at 10:01 p.m. in honor of Staff Sgt. Sean Diamond and all of our fallen troops. Mayor ATTEST: ___________________________ City Clerk 4.1.a Packet Pg. 11 At t a c h m e n t : 1 . D r a f t M i n u t e s o f t h e F e b r u a r y 7 , 2 0 1 7 R e g u l a r C i t y C o u n c i l M e e t i n g ( 1 3 2 9 : D r a f t M i n u t e s o f t h e F e b r u a r y 7 , 2 0 1 7 M e e t i n g ) Page 1 of 4 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: City Treasurer's Informational Report of Investments for the Quarter Ending December 31, 2016 Prepared by: Jay Baksa, Financial Analyst EXECUTIVE SUMMARY: The City of Dublin's Investment Policy calls for a semi-annual report of investments. This report is for the quarter ending December 31, 2016, and includes a monthly transaction ledger. The City’s investment portfolio for this period totaled $206,184,902 (book value) with an average market yield of 1.28%. All investment transactions continue to comply with the City's Investment Policy and the California Government Code. As required by the Policy, the City Treasurer (Administrative Services Director) affirms that the City is able to meet its expenditure requirements for the next six months. STAFF RECOMMENDATION: Receive the report. FINANCIAL IMPACT: Investments are made in accordance with the City Investment Policy and State Law. Interest earned is apportioned between funds (i.e. General Fund, Gas Tax Fund, etc.) based upon their proportionate share of the total cash balance. Based on the financial needs of the City including the timing of receipt of revenues and payment of expenditures, the quarterly cash balance can vary from quarter to quarter. Staff is including a budget adjustment of $375,000, as part of the Mid-Year Budget Review, to account for additional projected interest revenue due to the increasing interest rates. DESCRIPTION: The total investment portfolio of $206,184,902 (book value) is comprised of $146,612,047 managed by Chandler Asset Management (Chandler), and $59,572,855 invested by the City in local government pools. The average market yield of the Chandler portfolio and the local pools was 1.52% and 0.67% respectively. The total 4.2 Packet Pg. 12 Page 2 of 4 investment portfolio balance fluctuates throughout the year due to normal cash flow needs and includes both discretionary and restricted fund s. Economic Update Highlights The following are highlights from the Economic Update included in the attached Investment Report prepared by Chandler (Attachment 1). The Federal Open Market Committee (FOMC) unanimously voted to increase the target fed funds rate by 25 basis points to a range of 0.50%-0.75% at their December 14th meeting. The FOMC’s median projection for the fed funds rate in 2017 was also revised up to 1.4% from 1.1%, which would be indicative of three more 25 -basis-point rate hikes in 2017. Fed Chair Yellen continued to emphasize that future increases in the fed funds rate are expected to be gradual. The fed funds rate increase resulted in the yield shifting upward as the 2-year Treasury yield increased nearly 8 basis points and the 10 - year Treasury yield increasing about 6 basis points in December. Domestic economic data remains indicative of slow growth. The U.S. labor market continues to improve, consumer confidence remains strong, and housing trends remain mostly favorable. Third quarter 2016 GDP grew 3.5%, following growth of 1.4% in the second quarter and 0.8% in the first quarter. City of Dublin Portfolio The City's portfolio managed by Chandler has maintained a healthy balance of investment types. As illustrated in Chart 1 below, the City’s holding as managed by Chandler, remained consistent with the prior quarter with a slight shifting of funds from Agency to US Treasury. Chart 1: Investments by Type, September 30, 2016 - December 31, 2016 4.2 Packet Pg. 13 Page 3 of 4 The market value of the City's portfolio decreased $2.3 million since September 2016 (see Table 1 below), but increased $5.8 million over the same quarter the prior year. Table 1: Portfolio Values and Yield to Maturity Holdings Market Value Market Value Par Value Book Value Market Value % of Subtotal % of Total Portfolio Book Yield Market Yield Weighted Yield Managed by City LAIF 46,650,402 49,818,347 49,893,581 49,893,581 49,893,581 83.8%24.2%0.67%0.67%0.16% CAMP 9,071,383 10,867,716 9,679,274 9,679,274 9,679,274 16.2%4.7%0.66%0.66%0.03% SUBTOTAL 55,721,784 60,686,063 59,572,855 59,572,855 59,572,855 100.00%28.86%0.67%0.67%0.19% Managed by Chandler ABS 6,566,235 12,397,904 11,274,368 11,273,674 11,260,406 7.7%5.5%0.89%1.29%0.07% Agency 62,090,928 61,623,358 55,720,000 55,681,019 55,305,347 37.8%27.0%1.22%1.39%0.38% Commercial Paper 2,708,385 2,948,484 2,960,000 2,954,580 2,954,580 2.0%1.4%1.05%1.05%0.02% Money Market 2,562,738 804,682 89,052 89,052 89,052 0.1%0.0%0.01%0.01%0.00% Negotiable CD 1,850,000 1,850,000 1,850,000 1,850,000 1.3%0.9%1.26%1.26%0.01% US Corporates 27,292,579 32,081,560 32,950,000 33,030,726 32,947,390 22.5%16.0%1.80%1.84%0.29% US Treasury 43,094,431 35,789,797 42,000,000 41,732,997 41,758,999 28.6%20.3%1.60%1.56%0.32% SUBTOTAL 144,315,296 147,495,786 146,843,420 146,612,047 146,165,774 100.00%71.14%1.43%1.52%1.08% Accrued Interest 441,240 508,305 571,024 144,756,536 148,004,091 146,736,799 TOTAL PORTFOLIO 200,478,320 208,690,154 206,416,275 206,184,902 206,309,654 100.00%1.28% 1,483,576 Change from September 30, 2016 (2,380,501) 24,041,752 Change from December 30, 2015 5,831,334 December 31, 2016September 30, 2016December 31, 2015 Overall market yield-to-maturity (YTM) increased from 0.93% to 1.28% (See Table below). For detailed monthly transactions, see Attachment 2. Table 2: Quarterly Holdings (Par Value) by Type, and YTM, 5 Quarters Holdings (Par Value)12/31/15 3/31/16 6/30/16 9/30/16 12/31/16 YTM LAIF/CAMP 55,721,784 55,073,138 55,248,522 60,686,063 59,572,855 0.67% ABS 6,586,279 9,084,088 9,033,859 12,392,794 11,274,368 1.29% Agency 62,325,000 61,795,000 64,295,000 61,295,000 55,720,000 1.39% Commercial Paper 2,710,000 2,930,000 2,950,000 2,950,000 2,960,000 1.05% Money Market 2,562,738 665,899 101,774 804,682 89,052 0.01% Negotiable CD - - - 1,850,000 1,850,000 1.26% US Corporates 27,300,000 27,465,000 28,580,000 31,680,000 32,950,000 1.84% US Treasury 43,350,000 43,350,000 40,750,000 35,250,000 42,000,000 1.56% TOTAL 200,555,801 200,363,125 200,959,155 206,908,540 206,416,275 YIELD TO MATURITY 1.08%0.86%0.80%0.93%1.28% Funds Managed by the City The City participates in two local agency investment pools managed by government finance professionals and treasurers: the Local Agency Investment Fund (LAIF) and the California Asset Management Program (CAMP). The City has typically carried close to the $50 million maximum allowable in LAIF with any excesses resulting from the timing of large payments deposited into CAMP as a temporary holding place. 4.2 Packet Pg. 14 Page 4 of 4 As shown below, the quarterly LAIF yield in December 2016 was the highest since the 2010 measuring point. Table 3: Quarterly LAIF Yields, Recent Seven Years March June Sept Dec 2010 0.56 0.56 0.51 0.46 2011 0.51 0.48 0.38 0.38 2012 0.38 0.36 0.35 0.32 2013 0.28 0.24 0.26 0.26 2014 0.23 0.22 0.24 0.25 2015 0.26 0.28 0.32 0.37 2016 0.46 0.55 0.60 0.68 NOTICING REQUIREMENTS/PUBLIC OUTREACH: None. ATTACHMENTS: 1. City of Dublin Investment Report for Period Ending December 2016 2. Transaction Ledger, October - December 2016 4.2 Packet Pg. 15 6225 Lusk Blvd | San Diego, CA 92121 | Phone 800.317.4747 | Fax 858.546.3741 | www.chandlerasset.com CHANDLER ASSET MANAGEMENT Period Ending December 31, 2016 City of Dublin Investment Report 4.2.a Packet Pg. 16 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Table of Contents SECTION 1 Economic Update SECTION 2 Account Profile SECTION 3 Consolidated Information SECTION 4 Portfolio Holdings SECTION 5 Transactions 1 4.2.a Packet Pg. 17 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : SECTION 1 Economic Update 2 4.2.a Packet Pg. 18 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Domesticeconomicdataremainsindicative of slowgrowth.TheU.S.labormarketcontinues to improve,consumer confidenceremainsstrong,and housingtrendsremainmostlyfavorable.Themanufacturingsector has also improved.Thirdquarter 2016 GDPgrew3.5%,followinggrowth of 1.4%in thesecondquarter and 0.8%in thefirst quarter. Market participants estimate GDP grew 2.2% in the fourth quarter. Economic Update    TheFederalOpenMarketCommittee(FOMC)unanimouslyvoted to increasethetargetfedfundsrate by25 basis points to arange of 0.50%-0.75%,at theDecember 14 meeting.TheFednotedthateconomicactivity has expanded at amoderatepace and labormarkettrendshaveimproved,but inflationremainsbelowtarget.The Fed’s revised “dot plot”wasslightlymorehawkish,as theprojectedpath of thefedfundsratewasrevisedupward.The Committee’s GDP and inflationforecastswerelittlechangedwhileprojectionsfortheunemploymentratewerereviseddown slightly.The FOMC’s medianprojectionforthefedfundsrate in 2017 wasrevised up to 1.4%from1.1%,whichwould be indicative of threemore 25 basispointratehikesnextyear.The Fed’s longer-runmedianfedfundstargetratewas revised up to 3.0%from2.9%.FedChairYellendownplayedtheforecastchangesduring her pressconference,and continued to emphasizethatfutureincreases in thefedfundsrateareexpected to be gradual.She added that itis too early to anticipate how potential changes in fiscal policy will impact the economy and the Fed’s outlook. In December,theyieldshiftedupward as the2-yearTreasuryyieldincreasednearly8basispoints and the10-year Treasuryyieldincreased about 6basispoints.Themove up in ratesoverthepasttwomonths has largely been driven by heightenedexpectationsforfiscalstimulus,and apotentialincrease in inflation,in light of President-electTrump's victory and theRepublicanPartycongressionalsweep in theUS.Globalfactors(includingsteeperyieldcurves in Japan and Germany,andan expectationforongoingstimulusfromtheEuropeanCentralBank)alsocontinue to influence US Treasury yields. 3 4.2.a Packet Pg. 19 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Nonfarmpayrollswerelowerthanexpected in December,up 156,000versustheconsensusforecast of 175,000.However,October and Novemberpayrollswererevised upby atotal of 19,000.On atrailing3-month and 6-monthbasis,payrollsincreased byan average of 165,000 and 188,500 per month,respectively.Theunemploymentrateinchedback up to 4.7%from4.6%,but theparticipationrate alsoincreased to 62.7%from62.6%.Abroadermeasure of unemploymentcalledtheU-6,whichincludesthosewhoaremarginally attached to thelaborforce and employedparttimeforeconomicreasons,declined to 9.2%in Decemberfrom9.3%in November. Wageswere up asolid0.4%in December,versusexpectationsfora0.3%increase.On ayear-over-yearbasis,wageswere up 2.9% in December (the highest year-over-year increase since June 2009), vs. 2.5% in November. Employment Source: US Department of Labor Source: US Department of Labor 0 50 100 150 200 250 300 350 M O M C h a n g e I n ( 0 0 0 ' s ) Nonfarm Payroll (000's) 4.0% 5.0% 6.0% 7.0% 8.0% 9.0% 10.0% 11.0% 12.0% 13.0% 14.0% 15.0% Unemployment Rate Underemployment Rate (U6) Unemployment Rate (U3) Ra t e ( % ) 4 4.2.a Packet Pg. 20 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : TheConsumerPriceIndex(CPI)was up 2.1%year-over-year in December,versus up 1.7%year-over-year in November,largelydriven byan increase in energyprices.CoreCPI(CPIlessfood and energy)was up 2.2%year-over-year in December,versus up 2.1%year- over-year in November.ThePersonalConsumptionExpenditures(PCE)indexwas up 1.4%year-over-year in November,unchanged fromOctober.CorePCE(excludingfood and energy)was up 1.6%year-over-year in November,afterbeing up 1.8%year-over-year in October.AlthoughCoreCPI is trendingabove2.0%,theFed'sprimaryinflation gauge is PCEwhichremainsbelowtheFed's2.0% target. Inflation Source: US Department of Labor Source: US Department of Labor -0.5% 0.0% 0.5% 1.0% 1.5% 2.0% 2.5% 3.0% Consumer Price Index (CPI) CPI YOY % Change Core CPI YOY % Change YO Y ( % ) C h a n g e -0.5% 0.0% 0.5% 1.0% 1.5% 2.0% 2.5% 3.0% Personal Consumption Expenditures (PCE) PCE Price Deflator YOY % Change PCE Core Deflator YOY % Change YO Y ( % ) C h a n g e 5 4.2.a Packet Pg. 21 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : On ayear-over-yearbasis,totalretailsaleswere up 4.1%in Decembercomparedwitha3.9%increase in November.On amonth-over- monthbasis,retailsaleswere up 0.6%in December,drivenlargely by vehiclesales.Excludingautos and gas,retailsaleswereflat in the month. Meanwhile, consumer confidence increased to 113.7 in December versus 109.4 in November. Consumer Source: US Department of Commerce Source: Federal Reserve 0.0% 0.5% 1.0% 1.5% 2.0% 2.5% 3.0% 3.5% 4.0% 4.5% Retail Sales YOY % Change YO Y ( % ) C h a n g e 75 80 85 90 95 100 105 110 115 120 In d e x L e v e l Consumer Confidence 6 4.2.a Packet Pg. 22 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : TheIndex of LeadingEconomicIndicators(LEI)wasflat in November,belowexpectations,pointing to flateconomicgrowth ahead. Meanwhile,theChicagoFedNationalActivityIndex(CFNAI)improved in November on a3-monthmovingaveragebasis to -0.14from- 0.20 in October. Still, the CFNAI suggests that the pace of economic growth is below-trend. Economic Activity -0.4% -0.2% 0.0% 0.2% 0.4% 0.6% 0.8% Leading Economic Indicators (LEI) M O M ( % ) C h a n g e -0.50 -0.40 -0.30 -0.20 -0.10 0.00 0.10 0.20 0.30 0.40 Chicago Fed National Activity Index (CFNAI) 3 M o n t h A v e r a g e Source: The Conference Board Source: Federal Reserve Bank of Chicago 7 4.2.a Packet Pg. 23 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Totalhousingrose11.3%in December,followingadecline of 16.5%in November.Theoverallincreasewasdriven by multi-family startswhichrose57.3%in December.Meanwhile,single-familystartsfell4.0%.Housingstartstend to be volatile on amonth-to-month basis.According to theCase-Shiller20-Cityhomepriceindex,homepriceswere up 5.1%year-over-year in October,compared to 5.0% in September. Housing Source: US Census Bureau Source: S&P 0 200 400 600 800 1000 1200 1400 1600 M O M C h a n g e ( I n T h o u s a n d s o f U n i t s ) Housing Starts Multi Family Housing Starts Single Family Housing Starts 3.0% 3.5% 4.0% 4.5% 5.0% 5.5% 6.0% 6.5% 7.0% S&P/CaseShiller 20 City Composite Home Price Index YO Y ( % ) C h a n g e 8 4.2.a Packet Pg. 24 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : TheInstituteforSupplyManagement(ISM)manufacturingindexincreased to 54.7 in Decemberfrom53.2 in November,suggestingthat manufacturingactivitycontinues to improve.Notably,areadingabove50.0suggeststhemanufacturingsector is expanding.Meanwhile, capacityutilization,which is productiondivided by capacity,increased to 75.5%in Decemberfrom74.9%in November.Thecapacity utilizationrateremainsbelowthelong-runaverage of 80.0%(1972-2015),suggestingthere is stillexcesscapacity in theindustrial sector. Manufacturing Source: Institute for Supply Management Source: Federal Reserve 46 48 50 52 54 56 58 60 Institute of Supply Management Purchasing Manager Index Expanding Contracting 74.0% 75.0% 76.0% 77.0% 78.0% 79.0% 80.0% Capacity Utilization Ra t e ( % ) 9 4.2.a Packet Pg. 25 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : ThirdquarterrealGDPwasrevised up to an annualizedrate of 3.5%fromthesecondestimate of 3.2%.Theupwardrevisionwas driven by nonresidentialinvestment,PCE,and state and localspending.Thiscompares to 1.4%growth in thesecondquarter.Overall, PersonalConsumptionExpenditurescontinued to be thebiggestcontributor of economicgrowth in thethirdquarter,although it was down from the second quarter. Market participants estimate GDP grew 2.2% in the fourth quarter. Gross Domestic Product (GDP) Source: US Department of Commerce Source: US Department of Commerce 12/153/166/169/16 1.5%1.1%2.9%2.0% -0.4%-0.6%-1.3%0.5% -0.5%0.0%0.2%0.9% 0.3%-0.1%0.0%0.2% -0.1%0.4%-0.3%0.0% 0.9%0.8%1.4%3.5% State and Local (Consumption and Gross Investment) Components of GDP Total Net Exports and Imports Personal Consumption Expenditures Gross Private Domestic Investment Federal Government Expenditures -2.0% -1.0% 0.0% 1.0% 2.0% 3.0% 4.0% 5.0% 6.0% Gross Domestic Product (GDP) GDP QOQ % Change GDP YOY % Change 10 4.2.a Packet Pg. 26 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Source: Bloomberg Overthepastthreemonths,theyieldcurvesteepenedwiththe2-yearTreasuryyield up nearly 43 basispoints and the10-year Treasuryyield up85 basispoints.On ayear-over-yearbasisthe2-yearTreasuryyieldincreased 14 basispoints and 10-yearTreasury yieldincreased about18 basispoints.Overthepastyear,financialmarketvolatility hasbeen elevated due to weakglobaleconomic growth, volatile commodity prices, political uncertainty, and divergent global central bank monetary policy. Bond Yields Source: Bloomberg 0.0% 0.5% 1.0% 1.5% 2.0% 2.5% 3.0% US Treasury Note Yields 2-Year 5-Year 10-Year Yi e l d ( % ) 0.0% 0.5% 1.0% 1.5% 2.0% 2.5% 3.0% 3.5% US Treasury Yield Curve Dec-16 Sep-16 Dec-15 Yi e l d ( % ) 11 4.2.a Packet Pg. 27 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : SECTION 2 Account Profile 12 4.2.a Packet Pg. 28 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Objectives Chandler Asset Management Performance Objective The performance objective of the City of Dublin is to earn a return that equals or exceeds the return on of the Bank of America Merrill Lynch 1-3 Year Treasury and Agency Index. Investment Objectives The investment objectives of the City of Dublin are first, to provide safety of principal; second, to provide adequate liquidity to meet all requirements which might be reasonably anticipated; third, to attain a market average rate of return on its investments throughout economic cycles; and fourth, to be diversified to avoid incurring unreasonable and avoidable risks regarding specific security types or individual financial institutions. Strategy In order to achieve this objective, the portfolio invests in high-quality money market instruments, including US Treasury securities, US agency securities and A or higher rated Corporate medium term notes. 13 4.2.a Packet Pg. 29 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Compliance Category Standard Comment Treasury Issues No limitations Complies Agency Issues 35% max per issuer; 25% max callables Complies Municipal Issues "A" rated or higher by a NRSRO; 5% max per issuer Complies Medium Term Notes "A" rated or higher by a NRSRO; 30% max; 5% max per issuerComplies Banker’s Acceptances "A-1" rated or higher by a NRSRO; 40% max; 5% max per issuer; 180 days max maturity Complies Commercial Paper "A-1" rated or higher by a NRSRO; 25% max; 5% max per issuer; 270 days max maturity Complies Negotiable Certificates of Deposit "A" or better long term debt rating/"A-1" or higher short term rating by a NRSRO; 30% max; 5% max per issuer Complies Corporate Debt (All)20% max per issuer Complies Time Deposits 10% max; Collateralized/FDIC Insured; 1 year max maturityComplies Asset-Backed and Mortgage- Backed Securities (ABS/MBS) "AA" rated or higher by a NRSRO; "A" rated or higher for the issuer's debt by a NRSRO; 20% max; 5% max per issue Complies Money Market Mutual Funds "AAA" rated by two NRSROs or SEC registered adviser; 20% max; 10% max per fund Complies LAIF $50 million limit Complies CAMP Not used by adviser Complies Supranationals Not listed as authorized investment in investment policy Complies Max Per Issuer 5% (except US Government, agencies, money market mutual funds)Complies Maximum Maturity 5 years Complies City of Dublin December 31, 2016 COMPLIANCE WITH INVESTMENT POLICY Assets managed by Chandler Asset Management are in full compliance with State law and with the City's investment policy. 14 4.2.a Packet Pg. 30 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Portfolio Characteristics City of Dublin 12/31/2016 9/30/2016 Benchmark* Portfolio Portfolio Average Maturity (yrs) 2.72 2.67 2.63 Modified Duration 2.61 2.46 2.42 Average Purchase Yield n/a 1.43% 1.36% Average Market Yield 1.40% 1.52% 1.05% Average Quality** AAA AA/Aa1 AA/Aa1 Contributions/Withdrawals -313 Total Market Value 146,650,812 147,927,671 *BAML 1-5 Yr US Treasury/Agency Index **Benchmark is a blended rating of S&P, Moody’s, and Fitch. Portfolio is S&P and Moody’s respectively. 15 4.2.a Packet Pg. 31 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : ABS 7.7% Agency 37.8% Commercial Paper 2.0% Money Market Fund FI 0.1% Negotiable CD 1.3% US Corporate 22.6% US Treasury 28.6% Sector Distribution City of Dublin December 31, 2016 September 30, 2016 ABS 8.4% Agency 41.8% Commercial Paper 2.0% Money Market Fund FI 0.5% Negotiable CD 1.3% US Corporate 21.8% US Treasury 24.3% 16 4.2.a Packet Pg. 32 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Issuers City of Dublin – Account #10198 As of 12/31/2016 Issue Name Investment Type % Portfolio Government of United States US Treasury 28.56% Federal Home Loan Bank Agency 14.08% Federal National Mortgage Association Agency 13.24% Federal Home Loan Mortgage Corp Agency 9.15% Honda ABS ABS 2.25% Bank of Tokyo-Mit UFJ Commercial Paper 2.01% John Deere ABS ABS 1.88% Pepsico Inc US Corporate 1.88% Toyota ABS ABS 1.63% Federal Farm Credit Bank Agency 1.37% Wells Fargo Corp US Corporate 1.31% JP Morgan ABS ABS 1.28% Bank of Nova Scotia Negotiable CD 1.27% Honda Motor Corporation US Corporate 1.25% Exxon Mobil Corp US Corporate 1.24% JP Morgan Chase & Co US Corporate 1.24% Microsoft US Corporate 1.23% Bank of New York US Corporate 1.21% Deere & Company US Corporate 1.21% State Street Bank US Corporate 1.21% ChevronTexaco Corp US Corporate 1.20% Apple Inc US Corporate 1.19% Qualcomm Inc US Corporate 1.17% United Technology Corp US Corporate 1.10% Eli Lilly & Co US Corporate 1.09% HSBC USA Corp US Corporate 1.03% US Bancorp US Corporate 1.03% Cisco Systems US Corporate 0.94% Oracle Corp US Corporate 0.87% Berkshire Hathaway US Corporate 0.69% 17 4.2.a Packet Pg. 33 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Issuers City of Dublin – Account #10198 As of 12/31/2016 Issue Name Investment Type % Portfolio Nissan ABS ABS 0.63% General Electric Co US Corporate 0.51% First American Govt Oblig Fund Money Market Fund FI 0.06% Total 100.00% 18 4.2.a Packet Pg. 34 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : AAA AA A <A NR 12/31/16 5.9% 77.4% 13.6% 0.0% 3.1% 09/30/16 7.0% 77.0% 12.8% 0.0% 3.2% Source: S&P Ratings Quality Distribution December 31, 2016 vs. September 30, 2016 City of Dublin 0.00% 10.00% 20.00% 30.00% 40.00% 50.00% 60.00% 70.00% 80.00% 90.00% AAA AA A <A NR 12/31/2016 9/30/2016 19 4.2.a Packet Pg. 35 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : 0.00% 5.00% 10.00% 15.00% 20.00% 25.00% 30.00% 35.00% 0 - 0.25 0.25 - 0.50 0.50 - 1 1 - 2 2 - 3 3 - 4 4 - 5 5+ 12/31/2016 9/30/2016 Duration Distribution City of Dublin December 31, 2016 vs. September 30, 2016 0 - 0.25 0.25 - 0.50 0.50 - 1 1 - 2 2 - 3 3 - 4 4 - 5 5+ 12/31/16 4.0% 4.1% 11.1% 17.7% 29.0% 22.3% 11.9% 0.0% 09/30/16 3.7% 5.0% 10.8% 21.8% 18.5% 24.2% 15.9% 0.0% 20 4.2.a Packet Pg. 36 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Investment Performance 0.00% 0.20% 0.40% 0.60% 0.80% 1.00% 1.20% 1.40% 1.60% 12 months 2 years 3 years 5 years 10 years Since Inception City of Dublin City of Dublin Custom Index* City of Dublin Period Ending December 31, 2016 Total Rate of Return Annualized Since Inception October 31, 2013 Total rate of return: A measure of a portfolio’s performance over time. It is the internal rate of return, which equates the beginning value of the portfolio with the ending value; it includes interest earnings, realized and unrealized gains and losses in the portfolio. Annualized 3 months 12 months 2 years 3 years 5 years 10 years Since Inception City of Dublin -0.86% 1.34% 1.16% 1.05% N/A N/A 0.97% BAML 1-5 Yr US Treasury/Agency Index -1.07% 1.09% 1.03% 0.90% N/A N/A 0.84% 21 4.2.a Packet Pg. 37 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Portfolio Characteristics City of Dublin Reporting Account 12/31/2016 9/30/2016 Portfolio Portfolio Average Maturity (yrs) 0.00 0.00 Modified Duration 0.00 0.00 Average Purchase Yield 0.67% 0.63% Average Market Yield 0.67% 0.63% Average Quality NR/NR NR/NR Contributions/Withdrawals -1,200,000 Total Market Value 59,658,841 60,762,483 22 4.2.a Packet Pg. 38 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : LAIF 83.8% Local Gov Investment Pool 16.2% Sector Distribution City of Dublin Reporting Account December 31, 2016 September 30, 2016 LAIF 82.1% Local Gov Investment Pool 17.9% 23 4.2.a Packet Pg. 39 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Issuers City of Dublin Reporting Account – Account #10219 As of 12/31/2016 Issue Name Investment Type % Portfolio Local Agency Investment Fund LAIF 83.78% CAMP Local Gov Investment Pool 16.22% Total 100.00% 24 4.2.a Packet Pg. 40 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : SECTION 3 Consolidated Information 25 4.2.a Packet Pg. 41 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Portfolio Characteristics City of Dublin Consolidated 12/31/2016 9/30/2016 Portfolio Portfolio Average Maturity (yrs) 1.89 1.87 Modified Duration 1.75 1.71 Average Purchase Yield 1.21% 1.14% Average Market Yield 1.27% 0.93% Average Quality** AA/Aa1 AA/Aa1 Contributions/Withdrawals Total Market Value 206,309,654 208,690,154 26 4.2.a Packet Pg. 42 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : ABS 5.5% Agency 26.9% Commercial Paper 1.4% LAIF 24.2% Local Gov Investment Pool 4.7% Money Market Fund FI 0.0% Negotiable CD 0.9% US Corporate 16.1% US Treasury 20.3% Sector Distribution City of Dublin Consolidated December 31, 2016 September 30, 2016 ABS 5.9% Agency 29.6% Commercial Paper 1.4% LAIF 23.9% Local Gov Investment Pool 5.2% Money Market Fund FI 0.4% Negotiable CD 0.9% US Corporate 15.5% US Treasury 17.2% 27 4.2.a Packet Pg. 43 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : SECTION 4 Portfolio Holdings 28 4.2.a Packet Pg. 44 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Holdings Report For the Month Ending 12/31/2016 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration ABS 89231MAC9 Toyota Auto Receivables Owner 2014-A 0.670% Due 12/15/2017 153,217.33 Various 0.70% 153,156.89 153,215.94 99.96 1.33% 153,150.38 45.62 0.10% (65.56) Aaa / AAA NR 0.96 0.08 89231TAB6 Toyota Auto Receivables Owner 2015-C 0.920% Due 02/15/2018 206,620.68 08/18/2015 0.69% 206,604.06 206,613.14 99.97 1.13% 206,568.61 84.48 0.14% (44.53) Aaa / AAA NR 1.13 0.12 43814GAC4 Honda Auto Receivables 2014-2 A3 0.770% Due 03/19/2018 239,208.22 05/13/2014 0.29% 239,179.48 239,204.62 99.92 1.14% 239,007.29 66.51 0.16% (197.33) Aaa / AAA NR 1.21 0.23 47787VAC5 John Deere Owner Trust 2014-A A3 0.920% Due 04/16/2018 321,386.68 04/02/2014 0.86% 321,335.19 321,381.82 99.96 1.14% 321,248.48 131.41 0.22% (133.34) Aaa / NR AAA 1.29 0.20 43814NAB1 Honda Auto Receivables 2016-1 A2 1.010% Due 06/18/2018 901,780.05 02/16/2016 0.74% 901,689.96 901,723.16 99.97 1.11% 901,480.66 328.90 0.61% (242.50) NR / AAA AAA 1.46 0.34 89236WAC2 Toyota Auto Receivables Owner 2015-A 1.120% Due 02/15/2019 822,076.09 02/24/2015 0.70% 821,951.80 822,028.86 99.95 1.22% 821,637.92 409.21 0.56% (390.94) Aaa / AAA NR 2.13 0.54 47788NAB4 John Deere Owner Trust 2016-B A2 1.090% Due 02/15/2019 1,325,000.00 07/19/2016 1.04% 1,324,919.18 1,324,932.87 99.89 1.26% 1,323,476.25 641.89 0.90% (1,456.62) Aaa / NR AAA 2.13 0.70 43813NAC0 Honda Auto Receivables 2015-2 A3 1.040% Due 02/21/2019 1,360,079.09 05/13/2015 0.49% 1,359,870.31 1,359,960.33 99.89 1.23% 1,358,631.97 392.91 0.93% (1,328.36) NR / AAA AAA 2.14 0.57 65478WAB1 Nissan Auto Receivables Owner 2016-C A2A 1.070% Due 05/15/2019 930,000.00 08/02/2016 0.95% 929,963.36 929,968.59 99.83 1.30% 928,410.63 442.27 0.63% (1,557.96) Aaa / NR AAA 2.37 0.76 89231LAB3 Toyota Auto Receivables Owner 2016-D 1.060% Due 05/15/2019 1,215,000.00 10/04/2016 0.99% 1,214,902.80 1,214,911.13 99.81 1.29% 1,212,672.06 572.40 0.83% (2,239.07) Aaa / AAA NR 2.37 0.84 161571HH0 Chase CHAIT Pool #2016-A7 1.060% Due 09/16/2019 1,880,000.00 09/06/2016 0.91% 1,879,837.94 1,879,886.51 99.91 1.20% 1,878,291.08 885.69 1.28% (1,595.43) Aaa / AAA AAA 2.71 0.68 47788MAC4 John Deere Owner Trust 2016-A A3 1.360% Due 04/15/2020 1,115,000.00 02/23/2016 1.21% 1,114,824.50 1,114,860.07 99.74 1.55% 1,112,078.70 673.96 0.76% (2,781.37) Aaa / NR AAA 3.29 1.41 43814QAC2 Honda Auto Receivables 2016-2 A3 1.390% Due 04/15/2020 805,000.00 05/24/2016 1.32% 804,984.38 804,986.75 99.85 1.49% 803,752.25 497.31 0.55% (1,234.50) Aaa / NR AAA 3.29 1.57 Total ABS 11,274,368.14 0.89% 11,273,219.85 11,273,673.79 1.28% 11,260,406.28 5,172.56 7.68% (13,267.51) Aaa / AAA Aaa 2.34 0.75 Agency 3133ECMM3 FFCB Note 0.600% Due 04/25/2017 2,000,000.00 04/25/2013 0.62% 1,998,420.00 1,999,876.71 100.01 0.58% 2,000,114.00 2,200.00 1.37% 237.29 Aaa / AA+ AAA 0.32 0.32 3134G3Y53 FHLMC Callable Note 1X 11/28/14 0.850% Due 11/28/2017 4,000,000.00 11/28/2012 0.85% 4,000,000.00 4,000,000.00 99.97 0.89% 3,998,696.00 3,116.67 2.73% (1,304.00) Aaa / AA+ AAA 0.91 0.90 313381B20 FHLB Note 0.750% Due 12/08/2017 4,000,000.00 12/13/2012 0.75% 3,999,960.00 3,999,992.51 99.80 0.97% 3,991,828.00 1,916.67 2.72% (8,164.51) Aaa / AA+ AAA 0.94 0.93 3135G0TG8 FNMA Note 0.875% Due 02/08/2018 3,000,000.00 01/21/2015 0.97% 2,991,390.00 2,996,882.45 99.93 0.94% 2,997,960.00 10,427.08 2.05% 1,077.55 Aaa / AA+ AAA 1.11 1.09 3137EADP1 FHLMC Note 0.875% Due 03/07/2018 3,000,000.00 01/27/2015 1.01% 2,987,610.00 2,995,301.85 99.87 0.99% 2,996,109.00 8,312.50 2.05% 807.15 Aaa / AA+ AAA 1.18 1.17 City of Dublin - Account #10198 29 4.2.a Packet Pg. 45 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Holdings Report For the Month Ending 12/31/2016 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration 313378A43 FHLB Note 1.375% Due 03/09/2018 4,000,000.00 Various 0.96% 4,047,840.00 4,019,542.88 100.36 1.07% 4,014,308.00 17,111.12 2.75% (5,234.88) Aaa / AA+ AAA 1.19 1.17 313379DT3 FHLB Note 1.250% Due 06/08/2018 2,000,000.00 08/18/2015 1.12% 2,007,360.00 2,003,759.06 100.23 1.09% 2,004,552.00 1,597.22 1.37% 792.94 Aaa / AA+ AAA 1.44 1.42 3135G0G72 FNMA Note 1.125% Due 12/14/2018 2,500,000.00 12/18/2015 1.37% 2,481,975.00 2,488,215.06 99.79 1.23% 2,494,842.50 1,328.13 1.70% 6,627.44 Aaa / AA+ AAA 1.95 1.92 3133782M2 FHLB Note 1.500% Due 03/08/2019 2,750,000.00 04/24/2015 1.21% 2,779,892.50 2,766,863.52 100.30 1.36% 2,758,291.25 12,947.92 1.89% (8,572.27) Aaa / AA+ AAA 2.18 2.13 3137EADG1 FHLMC Note 1.750% Due 05/30/2019 1,000,000.00 01/29/2015 1.28% 1,019,690.00 1,010,947.19 100.94 1.35% 1,009,422.00 1,506.94 0.69% (1,525.19) Aaa / AA+ AAA 2.41 2.36 3135G0ZG1 FNMA Note 1.750% Due 09/12/2019 2,500,000.00 10/28/2014 1.68% 2,508,350.00 2,504,618.55 100.95 1.39% 2,523,750.00 13,246.53 1.73% 19,131.45 Aaa / AA+ AAA 2.70 2.62 3137EADM8 FHLMC Note 1.250% Due 10/02/2019 2,500,000.00 12/18/2015 1.64% 2,464,700.00 2,474,336.57 99.42 1.47% 2,485,377.50 7,725.69 1.70% 11,040.93 Aaa / AA+ AAA 2.75 2.69 3135G0A78 FNMA Note 1.625% Due 01/21/2020 2,000,000.00 04/07/2015 1.44% 2,016,580.00 2,010,569.87 100.30 1.53% 2,005,920.00 14,444.44 1.38% (4,649.87) Aaa / AA+ AAA 3.06 2.95 313383HU8 FHLB Note 1.750% Due 06/12/2020 2,000,000.00 10/08/2015 1.46% 2,026,040.00 2,019,179.34 100.08 1.73% 2,001,572.00 1,847.22 1.37% (17,607.34) Aaa / AA+ NR 3.45 3.33 3135G0F73 FNMA Note 1.500% Due 11/30/2020 2,500,000.00 12/04/2015 1.87% 2,455,750.00 2,465,256.46 98.75 1.83% 2,468,637.50 3,229.17 1.69% 3,381.04 Aaa / AA+ AAA 3.92 3.78 3130A7CV5 FHLB Note 1.375% Due 02/18/2021 3,470,000.00 Various 1.45% 3,457,221.20 3,459,391.01 98.11 1.85% 3,404,281.67 17,627.12 2.33% (55,109.34) Aaa / AA+ AAA 4.14 3.97 3135G0J20 FNMA Note 1.375% Due 02/26/2021 5,000,000.00 Various 1.29% 5,018,675.00 5,016,860.35 98.05 1.86% 4,902,525.00 23,871.52 3.36% (114,335.35) Aaa / AA+ AAA 4.16 3.99 3130A8QS5 FHLB Note 1.125% Due 07/14/2021 2,500,000.00 07/25/2016 1.28% 2,481,475.00 2,483,098.75 96.53 1.93% 2,413,150.00 13,046.88 1.65% (69,948.75) Aaa / AA+ AAA 4.54 4.37 3137EAEC9 FHLMC Note 1.125% Due 08/12/2021 3,000,000.00 Various 1.33% 2,971,215.00 2,973,069.64 96.28 1.97% 2,888,271.00 13,031.26 1.98% (84,798.64) Aaa / AA+ AAA 4.62 4.44 3135G0Q89 FNMA Note 1.375% Due 10/07/2021 2,000,000.00 10/06/2016 1.45% 1,992,924.00 1,993,257.26 97.29 1.97% 1,945,740.00 6,416.67 1.33% (47,517.26) Aaa / AA+ AAA 4.77 4.57 Total Agency 55,720,000.00 1.22% 55,707,067.70 55,681,019.03 1.39% 55,305,347.42 174,950.75 37.83% (375,671.61) Aaa / AA+ Aaa 2.54 2.46 Commercial Paper 06538BQ63 Bank of Tokyo Mitsubishi NY Discount CP 1.030% Due 03/06/2017 2,960,000.00 10/26/2016 1.05% 2,948,990.46 2,954,579.92 99.82 1.05% 2,954,579.92 0.00 2.01% 0.00 P-1 / A-1 NR 0.18 0.18 Total Commercial Paper 2,960,000.00 1.05% 2,948,990.46 2,954,579.92 1.05% 2,954,579.92 0.00 2.01% 0.00 P-1 / A-1 NR 0.18 0.18 City of Dublin - Account #10198 30 4.2.a Packet Pg. 46 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Holdings Report For the Month Ending 12/31/2016 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration Money Market Fund FI 31846V203 First American Govt Obligation Fund 89,051.91 Various 0.01% 89,051.91 89,051.91 1.00 0.01% 89,051.91 0.00 0.06% 0.00 Aaa / NR NR 0.00 0.00 Total Money Market Fund FI 89,051.91 0.01% 89,051.91 89,051.91 0.01% 89,051.91 0.00 0.06% 0.00 Aaa / NR NR 0.00 0.00 Negotiable CD 06417GNP9 Bank of Nova Scotia Yankee CD 1.260% Due 03/01/2017 1,850,000.00 08/29/2016 1.26% 1,849,999.59 1,849,999.87 100.00 1.26% 1,849,999.87 8,093.75 1.27% 0.00 P-1 / A-1 F-1+ 0.16 0.16 Total Negotiable CD 1,850,000.00 1.26% 1,849,999.59 1,849,999.87 1.26% 1,849,999.87 8,093.75 1.27% 0.00 Aaa / AA Aaa 0.16 0.16 US Corporate 91159HHD5 US Bancorp Callable Note Cont 4/15/2017 1.650% Due 05/15/2017 1,500,000.00 08/12/2016 0.95% 1,506,885.00 1,502,971.12 100.14 1.14% 1,502,137.50 3,162.50 1.03% (833.62) A1 / A+ AA 0.37 0.29 913017BU2 United Tech Corp Note 1.800% Due 06/01/2017 1,600,000.00 06/22/2015 1.04% 1,623,360.00 1,604,989.19 100.26 1.17% 1,604,180.80 2,400.00 1.10% (808.39) A3 / A- A- 0.42 0.41 36962G6K5 General Electric Capital Corp Note 1.600% Due 11/20/2017 750,000.00 10/28/2014 1.31% 756,577.50 751,903.70 100.27 1.30% 752,002.50 1,366.67 0.51% 98.80 A1 / AA- AA- 0.89 0.88 40428HPH9 HSBC USA Inc Note 1.625% Due 01/16/2018 500,000.00 11/25/2013 1.69% 498,705.00 499,674.32 99.83 1.79% 499,125.50 3,723.96 0.34% (548.82) A2 / A AA- 1.04 1.02 713448CR7 PepsiCo Inc Note 1.250% Due 04/30/2018 1,430,000.00 Various 1.26% 1,429,428.40 1,429,747.37 99.87 1.35% 1,428,199.63 3,028.82 0.98% (1,547.74) A1 / A A 1.33 1.32 037833AJ9 Apple Inc Note 1.000% Due 05/03/2018 1,750,000.00 Various 1.34% 1,726,740.00 1,742,213.83 99.63 1.28% 1,743,437.50 2,819.44 1.19% 1,223.67 Aa1 / AA+ NR 1.34 1.32 166764AE0 Chevron Corp Callable Note Cont 5/24/2018 1.718% Due 06/24/2018 1,750,000.00 Various 1.57% 1,758,299.00 1,753,783.84 100.31 1.49% 1,755,358.50 584.60 1.20% 1,574.66 Aa2 / AA- NR 1.48 1.38 06406HCL1 Bank of New York Callable Note Cont 7/2/2018 2.100% Due 08/01/2018 1,000,000.00 02/05/2014 1.94% 1,006,820.00 1,002,327.22 100.80 1.56% 1,007,965.00 8,750.00 0.69% 5,637.78 A1 / A AA- 1.58 1.47 084664BY6 Berkshire Hathaway Note 2.000% Due 08/15/2018 1,000,000.00 12/12/2013 1.89% 1,004,960.00 1,001,722.30 100.71 1.55% 1,007,122.00 7,555.56 0.69% 5,399.70 Aa2 / AA A+ 1.62 1.58 17275RAR3 Cisco Systems Note 2.125% Due 03/01/2019 1,350,000.00 11/14/2014 2.05% 1,354,063.50 1,352,051.25 101.32 1.50% 1,367,790.30 9,562.50 0.94% 15,739.05 A1 / AA- NR 2.16 2.10 532457BF4 Eli Lilly & Co Note 1.950% Due 03/15/2019 1,575,000.00 Various 1.91% 1,577,796.75 1,576,431.41 100.62 1.66% 1,584,785.48 9,043.13 1.09% 8,354.07 A2 / AA- A 2.20 2.14 94974BFU9 Wells Fargo Corp Note 2.125% Due 04/22/2019 1,900,000.00 Various 2.07% 1,904,120.50 1,902,414.63 100.32 1.98% 1,906,148.40 7,738.54 1.31% 3,733.77 A2 / A AA- 2.31 2.23 02665WAH4 American Honda Finance Note 2.250% Due 08/15/2019 1,800,000.00 Various 2.08% 1,812,627.00 1,807,773.53 100.97 1.87% 1,817,526.60 15,300.00 1.25% 9,753.07 A1 / A+ NR 2.62 2.52 06406HCW7 Bank of New York Callable Note Cont 8/11/2019 2.300% Due 09/11/2019 750,000.00 04/22/2015 1.82% 764,722.50 758,944.37 100.82 1.97% 756,180.00 5,270.83 0.52% (2,764.37) A1 / A AA- 2.70 2.51 City of Dublin - Account #10198 31 4.2.a Packet Pg. 47 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Holdings Report For the Month Ending 12/31/2016 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration 68389XAX3 Oracle Corp Note 2.250% Due 10/08/2019 1,250,000.00 Various 1.73% 1,272,172.50 1,267,355.64 101.21 1.80% 1,265,158.75 6,484.38 0.87% (2,196.89) A1 / AA- A+ 2.77 2.66 40428HPN6 HSBC USA Inc Note 2.375% Due 11/13/2019 1,000,000.00 11/07/2014 2.32% 1,002,440.00 1,001,397.72 100.26 2.28% 1,002,575.00 3,166.67 0.69% 1,177.28 A2 / A AA- 2.87 2.75 46625HKA7 JP Morgan Chase Callable Note Cont 12/23/2019 2.250% Due 01/23/2020 1,800,000.00 Various 2.37% 1,790,172.00 1,793,642.27 99.76 2.33% 1,795,762.80 17,775.00 1.24% 2,120.53 A3 / A- A+ 3.06 2.91 713448CS5 PepsiCo Inc Callable Note Cont 3/30/2020 1.850% Due 04/30/2020 1,330,000.00 04/27/2015 1.86% 1,329,241.90 1,329,495.84 99.13 2.13% 1,318,391.76 4,169.18 0.90% (11,104.08) A1 / A A 3.33 3.13 747525AD5 Qualcomm Inc Note 2.250% Due 05/20/2020 1,715,000.00 05/19/2015 2.27% 1,713,347.20 1,713,881.53 100.01 2.25% 1,715,125.20 4,394.69 1.17% 1,243.67 A1 / A+ NR 3.39 3.24 24422ESY6 John Deere Capital Corp Note 2.375% Due 07/14/2020 1,000,000.00 09/15/2016 1.69% 1,025,153.50 1,023,293.63 100.30 2.29% 1,002,967.00 11,017.36 0.69% (20,326.63) A2 / A A 3.54 3.34 24422ETF6 John Deere Capital Corp Note 2.550% Due 01/08/2021 750,000.00 Various 2.42% 753,733.15 753,706.55 100.42 2.44% 753,131.26 9,190.62 0.52% (575.29) A2 / A A 4.02 3.75 30231GAV4 Exxon Mobil Corp Callable Note Cont 2/1/2021 2.222% Due 03/01/2021 1,800,000.00 Various 2.06% 1,813,024.00 1,811,377.29 100.23 2.16% 1,804,123.80 13,332.00 1.24% (7,253.49) Aaa / AA+ NR 4.17 3.93 857477AV5 State Street Bank Note 1.950% Due 05/19/2021 1,800,000.00 Various 1.91% 1,802,989.00 1,802,917.24 97.99 2.44% 1,763,857.81 4,095.01 1.21% (39,059.43) A1 / A AA- 4.38 4.16 594918BP8 Microsoft Callable Note Cont 7/8/21 1.550% Due 08/08/2021 1,850,000.00 Various 1.59% 1,846,471.85 1,846,710.32 96.99 2.24% 1,794,337.20 11,390.35 1.23% (52,373.12) Aaa / AAA AA+ 4.61 4.38 Total US Corporate 32,950,000.00 1.80% 33,073,850.25 33,030,726.11 1.84% 32,947,390.29 165,321.81 22.58% (83,335.82) A1 / A+ A+ 2.50 2.38 US Treasury 912828RH5 US Treasury Note 1.375% Due 09/30/2018 2,000,000.00 10/30/2014 1.32% 2,004,459.82 2,001,986.65 100.38 1.16% 2,007,500.00 7,026.10 1.37% 5,513.35 Aaa / AA+ AAA 1.75 1.72 912828C24 US Treasury Note 1.500% Due 02/28/2019 3,000,000.00 08/18/2014 1.50% 3,000,595.98 3,000,283.94 100.55 1.24% 3,016,407.00 15,290.06 2.07% 16,123.06 Aaa / AA+ AAA 2.16 2.11 912828D80 US Treasury Note 1.625% Due 08/31/2019 3,000,000.00 Various 1.78% 2,977,822.56 2,988,096.38 100.69 1.36% 3,020,742.00 16,564.23 2.07% 32,645.62 Aaa / AA+ AAA 2.67 2.59 912828G61 US Treasury Note 1.500% Due 11/30/2019 6,500,000.00 Various 1.45% 6,510,978.81 6,508,341.60 100.21 1.43% 6,513,455.00 8,571.43 4.45% 5,113.40 Aaa / AA+ AAA 2.92 2.84 912828G95 US Treasury Note 1.625% Due 12/31/2019 3,000,000.00 01/08/2015 1.50% 3,017,470.99 3,010,542.34 100.49 1.46% 3,014,766.00 134.67 2.06% 4,223.66 Aaa / AA+ AAA 3.00 2.92 912828H52 US Treasury Note 1.250% Due 01/31/2020 4,500,000.00 Various 1.53% 4,440,542.42 4,462,749.55 99.27 1.49% 4,466,952.00 23,539.41 3.06% 4,202.45 Aaa / AA+ AAA 3.08 3.00 912828K58 US Treasury Note 1.375% Due 04/30/2020 1,750,000.00 05/06/2015 1.55% 1,735,171.88 1,740,101.01 99.36 1.57% 1,738,721.25 4,121.20 1.19% (1,379.76) Aaa / AA+ AAA 3.33 3.23 912828XE5 US Treasury Note 1.500% Due 05/31/2020 3,000,000.00 Various 1.67% 2,976,025.68 2,983,351.55 99.70 1.59% 2,990,859.00 3,956.04 2.04% 7,507.45 Aaa / AA+ AAA 3.42 3.31 912828XM7 US Treasury Note 1.625% Due 07/31/2020 1,500,000.00 09/08/2015 1.52% 1,507,622.21 1,505,574.83 99.93 1.64% 1,499,004.00 10,200.41 1.03% (6,570.83) Aaa / AA+ AAA 3.58 3.44 City of Dublin - Account #10198 32 4.2.a Packet Pg. 48 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Holdings Report For the Month Ending 12/31/2016 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration 912828L99 US Treasury Note 1.375% Due 10/31/2020 5,000,000.00 Various 1.69% 4,927,376.14 4,943,239.10 98.77 1.71% 4,938,670.00 11,774.86 3.38% (4,569.10) Aaa / AA+ AAA 3.84 3.70 912828N89 US Treasury Note 1.375% Due 01/31/2021 2,000,000.00 03/15/2016 1.49% 1,988,834.83 1,990,658.10 98.40 1.78% 1,968,046.00 11,508.15 1.35% (22,612.10) Aaa / AA+ AAA 4.09 3.93 912828S76 US Treasury Note 1.125% Due 07/31/2021 1,500,000.00 12/12/2016 1.89% 1,449,262.83 1,449,832.91 96.66 1.89% 1,449,961.50 7,061.82 0.99% 128.59 Aaa / AA+ AAA 4.58 4.42 912828T34 US Treasury Note 1.125% Due 09/30/2021 2,750,000.00 Various 1.65% 2,682,431.10 2,683,717.96 96.46 1.91% 2,652,567.50 7,904.36 1.81% (31,150.46) Aaa / AA+ AAA 4.75 4.58 912828U65 US Treasury Note 1.750% Due 11/30/2021 2,500,000.00 12/28/2016 2.06% 2,464,461.50 2,464,520.83 99.25 1.91% 2,481,347.50 3,846.15 1.69% 16,826.67 Aaa / AA+ AAA 4.92 4.68 Total US Treasury 42,000,000.00 1.60% 41,683,056.75 41,732,996.75 1.56% 41,758,998.75 131,498.89 28.56% 26,002.00 Aaa / AA+ Aaa 3.35 3.24 TOTAL PORTFOLIO 146,843,420.05 1.43% 146,625,236.51 146,612,047.38 1.52% 146,165,774.44 485,037.76 100.00% (446,272.94) Aa1 / AA Aaa 2.67 2.46 TOTAL MARKET VALUE PLUS ACCRUALS 146,650,812.20 City of Dublin - Account #10198 33 4.2.a Packet Pg. 49 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Holdings Report For the Month Ending 12/31/2016 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Gain/Loss Moody/S&P Fitch Maturity Duration LAIF 90LAIF$00 Local Agency Investment Fund State Pool 49,893,580.80 Various 0.67% 49,893,580.80 49,893,580.80 1.00 0.67% 49,893,580.80 85,986.56 83.78% 0.00 NR / NR NR 0.00 0.00 Total LAIF 49,893,580.80 0.67% 49,893,580.80 49,893,580.80 0.67% 49,893,580.80 85,986.56 83.78% 0.00 NR / NR NR 0.00 0.00 Local Gov Investment Pool 90CAMP$00 Public Financial Management CAMP 9,679,274.04 Various 0.66% 9,679,274.04 9,679,274.04 1.00 0.66% 9,679,274.04 0.00 16.22% 0.00 NR / NR NR 0.00 0.00 Total Local Gov Investment Pool 9,679,274.04 0.66% 9,679,274.04 9,679,274.04 0.66% 9,679,274.04 0.00 16.22% 0.00 NR / NR NR 0.00 0.00 TOTAL PORTFOLIO 59,572,854.84 0.67% 59,572,854.84 59,572,854.84 0.67% 59,572,854.84 85,986.56 100.00% 0.00 NR / NR NR 0.00 0.00 TOTAL MARKET VALUE PLUS ACCRUALS 59,658,841.40 City of Dublin Reporting Account - Account #10219 34 4.2.a Packet Pg. 50 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : SECTION 5 Transactions 35 4.2.a Packet Pg. 51 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Transaction Ledger City of Dublin - Account #10198 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss ACQUISITIONS Purchase 10/07/2016 3135G0Q89 2,000,000.00 FNMA Note 1.375% Due: 10/07/2021 99.646 1.45% 1,992,924.00 0.00 1,992,924.00 0.00 Purchase 10/12/2016 89231LAB3 1,215,000.00 Toyota Auto Receivables Owner 2016-D 1.06% Due: 05/15/2019 99.992 1.07% 1,214,902.80 0.00 1,214,902.80 0.00 Purchase 10/27/2016 06538BQ63 2,960,000.00 Bank of Tokyo Mitsubishi NY Discount CP 1.03% Due: 03/06/2017 99.628 1.05% 2,948,990.46 0.00 2,948,990.46 0.00 Purchase 10/28/2016 857477AV5 785,000.00 State Street Bank Note 1.95% Due: 05/19/2021 100.448 1.85% 788,516.80 6,760.82 795,277.62 0.00 Purchase 11/10/2016 912828T34 1,500,000.00 US Treasury Note 1.125% Due: 09/30/2021 98.340 1.48% 1,475,102.69 1,900.76 1,477,003.45 0.00 Purchase 11/16/2016 912828T34 250,000.00 US Treasury Note 1.125% Due: 09/30/2021 97.368 1.69% 243,418.81 363.15 243,781.96 0.00 Purchase 12/02/2016 24422ETF6 485,000.00 John Deere Capital Corp Note 2.55% Due: 01/08/2021 100.826 2.34% 489,006.10 4,947.00 493,953.10 0.00 Purchase 12/13/2016 912828S76 1,500,000.00 US Treasury Note 1.125% Due: 07/31/2021 96.618 1.89% 1,449,262.83 6,190.56 1,455,453.39 0.00 Purchase 12/13/2016 912828T34 1,000,000.00 US Treasury Note 1.125% Due: 09/30/2021 96.391 1.92% 963,909.60 2,287.09 966,196.69 0.00 Purchase 12/29/2016 912828U65 2,500,000.00 US Treasury Note 1.75% Due: 11/30/2021 98.578 2.06% 2,464,461.50 3,485.58 2,467,947.08 0.00 Subtotal 14,195,000.00 14,030,495.59 25,934.96 14,056,430.55 0.00 TOTAL ACQUISITIONS 14,195,000.00 14,030,495.59 25,934.96 14,056,430.55 0.00 DISPOSITIONS Sale 10/05/2016 3137EADT3 1,500,000.00 FHLMC Note 0.875% Due: 02/22/2017 100.138 0.51% 1,502,070.00 1,567.71 1,503,637.71 1208.81 Sale 10/07/2016 3133ECG99 2,000,000.00 FFCB Note 0.66% Due: 02/22/2017 100.076 0.46% 2,001,520.00 1,650.00 2,003,170.00 1148.31 Sale 12/13/2016 3133ECMM3 3,000,000.00 FFCB Note 0.6% Due: 04/25/2017 99.984 0.64% 2,999,520.00 2,400.00 3,001,920.00 -264.25 September 30, 2016 through December 31, 2016 36 4.2.a Packet Pg. 52 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Transaction Ledger City of Dublin - Account #10198 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss Sale 12/29/2016 3135G0ZL0 1,075,000.00 FNMA Note 1% Due: 09/27/2017 100.092 0.88% 1,075,989.00 2,747.22 1,078,736.22 1913.60 Subtotal 7,575,000.00 7,579,099.00 8,364.93 7,587,463.93 4,006.47 Maturity 10/26/2016 06538BKS1 2,950,000.00 Bank of Tokyo Mitsubishi NY Discount CP 0.74% Due: 10/26/2016 99.753 2,950,000.00 0.00 2,950,000.00 0.00 Subtotal 2,950,000.00 2,950,000.00 0.00 2,950,000.00 0.00 TOTAL DISPOSITIONS 12,858,426.31 12,862,525.31 41,514.71 12,904,040.02 4,006.47 September 30, 2016 through December 31, 2016 37 4.2.a Packet Pg. 53 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Transaction Ledger City of Dublin Reporting Account - Account #10219 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss ACQUISITIONS Purchase 10/15/2016 90LAIF$00 75,233.68 Local Agency Investment Fund State Pool 1.000 0.63% 75,233.68 0.00 75,233.68 0.00 Purchase 10/31/2016 90CAMP$00 5,818.66 Public Financial Management CAMP 1.000 0.61% 5,818.66 0.00 5,818.66 0.00 Purchase 11/30/2016 90CAMP$00 2,606.78 Public Financial Management CAMP 1.000 0.66% 2,606.78 0.00 2,606.78 0.00 Purchase 12/31/2016 90CAMP$00 3,132.73 Public Financial Management CAMP 1.000 0.66% 3,132.73 0.00 3,132.73 0.00 Subtotal 86,791.85 86,791.85 0.00 86,791.85 0.00 Security Contribution 10/21/2016 90CAMP$00 1,300,000.00 Public Financial Management CAMP 1.000 1,300,000.00 0.00 1,300,000.00 0.00 Security Contribution 12/22/2016 90CAMP$00 7,500,000.00 Public Financial Management CAMP 1.000 7,500,000.00 0.00 7,500,000.00 0.00 Subtotal 8,800,000.00 8,800,000.00 0.00 8,800,000.00 0.00 TOTAL ACQUISITIONS 8,886,791.85 8,886,791.85 0.00 8,886,791.85 0.00 DISPOSITIONS Security Withdrawal 10/28/2016 90CAMP$00 7,200,000.00 Public Financial Management CAMP 1.000 7,200,000.00 0.00 7,200,000.00 0.00 Security Withdrawal 11/28/2016 90CAMP$00 1,200,000.00 Public Financial Management CAMP 1.000 1,200,000.00 0.00 1,200,000.00 0.00 Security Withdrawal 12/05/2016 90CAMP$00 770,000.00 Public Financial Management CAMP 1.000 770,000.00 0.00 770,000.00 0.00 Security Withdrawal 12/12/2016 90CAMP$00 830,000.00 Public Financial Management CAMP 1.000 830,000.00 0.00 830,000.00 0.00 Subtotal 10,000,000.00 10,000,000.00 0.00 10,000,000.00 0.00 TOTAL DISPOSITIONS 10,000,000.00 10,000,000.00 0.00 10,000,000.00 0.00 September 30, 2016 through December 31, 2016 38 4.2.a Packet Pg. 54 At t a c h m e n t : 1 . C i t y o f D u b l i n I n v e s t m e n t R e p o r t f o r P e r i o d E n d i n g D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Transaction Ledger 9/30/16 Thru 10/31/16 City of Dublin Consolidated Account #10221 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss ACQUISITIONS Purchase 10/02/2016 31846V203 15,625.00 First American Govt Obligation Fund 1.000 0.01 %15,625.00 0.00 15,625.00 0.00 Purchase 10/03/2016 31846V203 7.30 First American Govt Obligation Fund 1.000 0.01 %7.30 0.00 7.30 0.00 Purchase 10/05/2016 31846V203 1,503,637.71 First American Govt Obligation Fund 1.000 0.01 %1,503,637.71 0.00 1,503,637.71 0.00 Purchase 10/07/2016 3135G0Q89 2,000,000.00 FNMA Note 1.375% Due 10/7/2021 99.646 1.45 %1,992,924.00 0.00 1,992,924.00 0.00 Purchase 10/07/2016 31846V203 10,246.00 First American Govt Obligation Fund 1.000 0.01 %10,246.00 0.00 10,246.00 0.00 Purchase 10/08/2016 31846V203 14,062.50 First American Govt Obligation Fund 1.000 0.01 %14,062.50 0.00 14,062.50 0.00 Purchase 10/12/2016 89231LAB3 1,215,000.00 Toyota Auto Receivables Owner 2016-D 1.06% Due 5/15/2019 99.992 1.07 %1,214,902.80 0.00 1,214,902.80 0.00 Purchase 10/15/2016 90LAIF$00 75,233.68 Local Agency Investment Fund State Pool 1.000 0.63 %75,233.68 0.00 75,233.68 0.00 Purchase 10/17/2016 31846V203 829.25 First American Govt Obligation Fund 1.000 0.01 %829.25 0.00 829.25 0.00 Purchase 10/17/2016 31846V203 1,203.54 First American Govt Obligation Fund 1.000 0.01 %1,203.54 0.00 1,203.54 0.00 Purchase 10/17/2016 31846V203 1,263.67 First American Govt Obligation Fund 1.000 0.01 %1,263.67 0.00 1,263.67 0.00 Purchase 10/17/2016 31846V203 932.46 First American Govt Obligation Fund 1.000 0.01 %932.46 0.00 932.46 0.00 Purchase 10/17/2016 31846V203 1,000,841.67 First American Govt Obligation Fund 1.000 0.01 %1,000,841.67 0.00 1,000,841.67 0.00 Purchase 10/17/2016 31846V203 53,695.72 First American Govt Obligation Fund 1.000 0.01 %53,695.72 0.00 53,695.72 0.00 Purchase 10/17/2016 31846V203 73,915.89 First American Govt Obligation Fund 1.000 0.01 %73,915.89 0.00 73,915.89 0.00 Purchase 10/17/2016 31846V203 68,486.59 First American Govt Obligation Fund 1.000 0.01 %68,486.59 0.00 68,486.59 0.00 Purchase 10/17/2016 31846V203 62,448.69 First American Govt Obligation Fund 1.000 0.01 %62,448.69 0.00 62,448.69 0.00 Purchase 10/18/2016 31846V203 1,771.38 First American Govt Obligation Fund 1.000 0.01 %1,771.38 0.00 1,771.38 0.00 Purchase 10/18/2016 31846V203 46,590.09 First American Govt Obligation Fund 1.000 0.01 %46,590.09 0.00 46,590.09 0.00 Purchase 10/18/2016 31846V203 20,612.06 First American Govt Obligation Fund 1.000 0.01 %20,612.06 0.00 20,612.06 0.00 Purchase 10/21/2016 31846V203 1,317.33 First American Govt Obligation Fund 1.000 0.01 %1,317.33 0.00 1,317.33 0.00 Purchase 10/22/2016 31846V203 20,187.50 First American Govt Obligation Fund 1.000 0.01 %20,187.50 0.00 20,187.50 0.00 Purchase 10/25/2016 31846V203 15,000.00 First American Govt Obligation Fund 1.000 0.01 %15,000.00 0.00 15,000.00 0.00 Purchase 10/26/2016 31846V203 2,950,000.00 First American Govt Obligation Fund 1.000 0.01 %2,950,000.00 0.00 2,950,000.00 0.00 Purchase 10/27/2016 06538BQ63 2,960,000.00 Bank of Tokyo Mitsubishi NY Discount CP 1.03% Due 3/6/2017 99.628 1.05 %2,948,990.46 0.00 2,948,990.46 0.00 Purchase 10/28/2016 857477AV5 785,000.00 State Street Bank Note 1.95% Due 5/19/2021 100.448 1.85 %788,516.80 6,760.82 795,277.62 0.00 Purchase 10/30/2016 31846V203 21,240.00 First American Govt Obligation Fund 1.000 0.01 %21,240.00 0.00 21,240.00 0.00 Purchase 10/31/2016 31846V203 46,406.25 First American Govt Obligation Fund 1.000 0.01 %46,406.25 0.00 46,406.25 0.00 Execution Time: 11/23/2016 11:27:52 AMChandler Asset Management - CONFIDENTIAL Page 7 4.2.b Packet Pg. 55 At t a c h m e n t : 2 . T r a n s a c t i o n L e d g e r , O c t o b e r - D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Q 2 I n v e s t m e n t R e p o r t ) Transaction Ledger 9/30/16 Thru 10/31/16 City of Dublin Consolidated Account #10221 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss ACQUISITIONS Purchase 10/31/2016 90CAMP$00 5,818.66 Public Financial Management CAMP 1.000 0.61 %5,818.66 0.00 5,818.66 0.00 Subtotal 12,971,372.94 12,956,707.00 6,760.82 12,963,467.82 0.00 Security Contribution 10/21/2016 90CAMP$00 1,300,000.00 Public Financial Management CAMP 1.000 1,300,000.00 0.00 1,300,000.00 0.00 Subtotal 1,300,000.00 1,300,000.00 0.00 1,300,000.00 0.00 TOTAL ACQUISITIONS 14,271,372.94 14,256,707.00 6,760.82 14,263,467.82 0.00 DISPOSITIONS Sale 10/05/2016 3137EADT3 1,500,000.00 FHLMC Note 0.875% Due 2/22/2017 100.138 0.51 %1,502,070.00 1,567.71 1,503,637.71 1,208.81 Sale 10/07/2016 3133ECG99 2,000,000.00 FFCB Note 0.66% Due 2/22/2017 100.076 0.46 %2,001,520.00 1,650.00 2,003,170.00 1,148.31 Sale 10/12/2016 31846V203 1,214,902.80 First American Govt Obligation Fund 1.000 0.01 %1,214,902.80 0.00 1,214,902.80 0.00 Sale 10/27/2016 31846V203 2,948,990.46 First American Govt Obligation Fund 1.000 0.01 %2,948,990.46 0.00 2,948,990.46 0.00 Sale 10/28/2016 31846V203 795,277.62 First American Govt Obligation Fund 1.000 0.01 %795,277.62 0.00 795,277.62 0.00 Subtotal 8,459,170.88 8,462,760.88 3,217.71 8,465,978.59 2,357.12 Paydown 10/17/2016 161571GC2 1,000,000.00 Chase CHAIT Pool #2013-A8 1.01% Due 10/15/2018 100.000 1,000,000.00 841.67 1,000,841.67 0.00 Paydown 10/17/2016 43814QAC2 0.00 Honda Auto Receivables 2016-2 A3 1.39% Due 4/15/2020 100.000 0.00 932.46 932.46 0.00 Paydown 10/17/2016 47787VAC5 53,299.07 John Deere Owner Trust 2014-A A3 0.92% Due 4/16/2018 100.000 53,299.07 396.65 53,695.72 0.00 Paydown 10/17/2016 47788MAC4 0.00 John Deere Owner Trust 2016-A A3 1.36% Due 4/15/2020 100.000 0.00 1,263.67 1,263.67 0.00 Paydown 10/17/2016 47788NAB4 0.00 John Deere Owner Trust 2016-B A2 1.09% Due 2/15/2019 100.000 0.00 1,203.54 1,203.54 0.00 Paydown 10/17/2016 65478WAB1 0.00 Nissan Auto Receivables Owner 2016-C A2A 1.07% Due 5/15/2019 100.000 0.00 829.25 829.25 0.00 Paydown 10/17/2016 89231MAC9 73,715.61 Toyota Auto Receivables Owner 2014-A 0.67% Due 12/15/2017 100.000 73,715.61 200.28 73,915.89 0.00 Paydown 10/17/2016 89231TAB6 68,179.14 Toyota Auto Receivables Owner 2015-C 0.92% Due 2/15/2018 100.000 68,179.14 307.45 68,486.59 0.00 Execution Time: 11/23/2016 11:27:52 AMChandler Asset Management - CONFIDENTIAL Page 8 4.2.b Packet Pg. 56 At t a c h m e n t : 2 . T r a n s a c t i o n L e d g e r , O c t o b e r - D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Q 2 I n v e s t m e n t R e p o r t ) Transaction Ledger 9/30/16 Thru 10/31/16 City of Dublin Consolidated Account #10221 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss DISPOSITIONS Paydown 10/17/2016 89236WAC2 61,492.02 Toyota Auto Receivables Owner 2015-A 1.12% Due 2/15/2019 100.000 61,492.02 956.67 62,448.69 0.00 Paydown 10/18/2016 161571HH0 0.00 Chase CHAIT Pool #2016-A7 1.06% Due 9/16/2019 100.000 0.00 1,771.38 1,771.38 0.00 Paydown 10/18/2016 43814GAC4 46,352.24 Honda Auto Receivables 2014-2 A3 0.77% Due 3/19/2018 100.000 46,352.24 237.85 46,590.09 0.00 Paydown 10/18/2016 43814NAB1 19,648.35 Honda Auto Receivables 2016-1 A2 1.01% Due 6/18/2018 100.000 19,648.35 963.71 20,612.06 0.00 Paydown 10/21/2016 43813NAC0 0.00 Honda Auto Receivables 2015-2 A3 1.04% Due 2/21/2019 100.000 0.00 1,317.33 1,317.33 0.00 Subtotal 1,322,686.43 1,322,686.43 11,221.91 1,333,908.34 0.00 Maturity 10/26/2016 06538BKS1 2,950,000.00 Bank of Tokyo Mitsubishi NY Discount CP 0.74% Due 10/26/2016 99.753 2,950,000.00 0.00 2,950,000.00 0.00 Subtotal 2,950,000.00 2,950,000.00 0.00 2,950,000.00 0.00 Security Withdrawal 10/25/2016 31846V203 104.17 First American Govt Obligation Fund 1.000 104.17 0.00 104.17 0.00 Security Withdrawal 10/28/2016 90CAMP$00 7,200,000.00 Public Financial Management CAMP 1.000 7,200,000.00 0.00 7,200,000.00 0.00 Subtotal 7,200,104.17 7,200,104.17 0.00 7,200,104.17 0.00 TOTAL DISPOSITIONS 19,931,961.48 19,935,551.48 14,439.62 19,949,991.10 2,357.12 OTHER TRANSACTIONS Interest 10/02/2016 3137EADM8 2,500,000.00 FHLMC Note 1.25% Due 10/2/2019 0.000 15,625.00 0.00 15,625.00 0.00 Interest 10/08/2016 68389XAX3 1,250,000.00 Oracle Corp Note 2.25% Due 10/8/2019 0.000 14,062.50 0.00 14,062.50 0.00 Interest 10/22/2016 94974BFU9 1,900,000.00 Wells Fargo Corp Note 2.125% Due 4/22/2019 0.000 20,187.50 0.00 20,187.50 0.00 Interest 10/25/2016 3133ECMM3 5,000,000.00 FFCB Note 0.6% Due 4/25/2017 0.000 15,000.00 0.00 15,000.00 0.00 Interest 10/30/2016 713448CR7 1,430,000.00 PepsiCo Inc Note 1.25% Due 4/30/2018 0.000 8,937.50 0.00 8,937.50 0.00 Interest 10/30/2016 713448CS5 1,330,000.00 PepsiCo Inc Callable Note Cont 3/30/2020 1.85% Due 4/30/2020 0.000 12,302.50 0.00 12,302.50 0.00 Interest 10/31/2016 912828K58 1,750,000.00 US Treasury Note 1.375% Due 4/30/2020 0.000 12,031.25 0.00 12,031.25 0.00 Execution Time: 11/23/2016 11:27:52 AMChandler Asset Management - CONFIDENTIAL Page 9 4.2.b Packet Pg. 57 At t a c h m e n t : 2 . T r a n s a c t i o n L e d g e r , O c t o b e r - D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Q 2 I n v e s t m e n t R e p o r t ) Transaction Ledger 9/30/16 Thru 10/31/16 City of Dublin Consolidated Account #10221 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss OTHER TRANSACTIONS Interest 10/31/2016 912828L99 5,000,000.00 US Treasury Note 1.375% Due 10/31/2020 0.000 34,375.00 0.00 34,375.00 0.00 Subtotal 20,160,000.00 132,521.25 0.00 132,521.25 0.00 Dividend 10/03/2016 31846V203 820,307.25 First American Govt Obligation Fund 0.000 7.30 0.00 7.30 0.00 Dividend 10/15/2016 90LAIF$00 4,554,350,592.7 6 Local Agency Investment Fund State Pool 0.000 75,233.68 0.00 75,233.68 0.00 Dividend 10/31/2016 90CAMP$00 10,867,715.87 Public Financial Management CAMP 0.000 5,818.66 0.00 5,818.66 0.00 Subtotal 4,566,038,615.8 8 81,059.64 0.00 81,059.64 0.00 TOTAL OTHER TRANSACTIONS 4,586,198,615.8 8 213,580.89 0.00 213,580.89 0.00 Execution Time: 11/23/2016 11:27:52 AMChandler Asset Management - CONFIDENTIAL Page 10 4.2.b Packet Pg. 58 At t a c h m e n t : 2 . T r a n s a c t i o n L e d g e r , O c t o b e r - D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Q 2 I n v e s t m e n t R e p o r t ) Transaction Ledger 10/31/16 Thru 11/30/16 City of Dublin Consolidated Account #10221 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss ACQUISITIONS Purchase 11/01/2016 31846V203 9.85 First American Govt Obligation Fund 1.000 0.01 %9.85 0.00 9.85 0.00 Purchase 11/03/2016 31846V203 8,750.00 First American Govt Obligation Fund 1.000 0.01 %8,750.00 0.00 8,750.00 0.00 Purchase 11/10/2016 912828T34 1,500,000.00 US Treasury Note 1.125% Due 9/30/2021 98.340 1.48 %1,475,102.69 1,900.76 1,477,003.45 0.00 Purchase 11/13/2016 31846V203 11,875.00 First American Govt Obligation Fund 1.000 0.01 %11,875.00 0.00 11,875.00 0.00 Purchase 11/15/2016 31846V203 12,375.00 First American Govt Obligation Fund 1.000 0.01 %12,375.00 0.00 12,375.00 0.00 Purchase 11/15/2016 31846V203 1,660.67 First American Govt Obligation Fund 1.000 0.01 %1,660.67 0.00 1,660.67 0.00 Purchase 11/15/2016 31846V203 1,180.58 First American Govt Obligation Fund 1.000 0.01 %1,180.58 0.00 1,180.58 0.00 Purchase 11/15/2016 31846V203 829.25 First American Govt Obligation Fund 1.000 0.01 %829.25 0.00 829.25 0.00 Purchase 11/15/2016 31846V203 932.46 First American Govt Obligation Fund 1.000 0.01 %932.46 0.00 932.46 0.00 Purchase 11/15/2016 31846V203 1,203.54 First American Govt Obligation Fund 1.000 0.01 %1,203.54 0.00 1,203.54 0.00 Purchase 11/15/2016 31846V203 1,263.67 First American Govt Obligation Fund 1.000 0.01 %1,263.67 0.00 1,263.67 0.00 Purchase 11/15/2016 31846V203 89,562.17 First American Govt Obligation Fund 1.000 0.01 %89,562.17 0.00 89,562.17 0.00 Purchase 11/15/2016 31846V203 67,070.09 First American Govt Obligation Fund 1.000 0.01 %67,070.09 0.00 67,070.09 0.00 Purchase 11/15/2016 31846V203 64,184.03 First American Govt Obligation Fund 1.000 0.01 %64,184.03 0.00 64,184.03 0.00 Purchase 11/15/2016 31846V203 72,497.21 First American Govt Obligation Fund 1.000 0.01 %72,497.21 0.00 72,497.21 0.00 Purchase 11/16/2016 912828T34 250,000.00 US Treasury Note 1.125% Due 9/30/2021 97.368 1.69 %243,418.81 363.15 243,781.96 0.00 Purchase 11/18/2016 31846V203 44,458.30 First American Govt Obligation Fund 1.000 0.01 %44,458.30 0.00 44,458.30 0.00 Purchase 11/18/2016 31846V203 114,359.25 First American Govt Obligation Fund 1.000 0.01 %114,359.25 0.00 114,359.25 0.00 Purchase 11/19/2016 31846V203 17,550.00 First American Govt Obligation Fund 1.000 0.01 %17,550.00 0.00 17,550.00 0.00 Purchase 11/20/2016 31846V203 25,293.75 First American Govt Obligation Fund 1.000 0.01 %25,293.75 0.00 25,293.75 0.00 Purchase 11/21/2016 31846V203 51,706.70 First American Govt Obligation Fund 1.000 0.01 %51,706.70 0.00 51,706.70 0.00 Purchase 11/28/2016 31846V203 17,000.00 First American Govt Obligation Fund 1.000 0.01 %17,000.00 0.00 17,000.00 0.00 Purchase 11/30/2016 31846V203 98,750.00 First American Govt Obligation Fund 1.000 0.01 %98,750.00 0.00 98,750.00 0.00 Purchase 11/30/2016 90CAMP$00 2,606.78 Public Financial Management CAMP 1.000 0.66 %2,606.78 0.00 2,606.78 0.00 Subtotal 2,455,118.30 2,423,639.80 2,263.91 2,425,903.71 0.00 TOTAL ACQUISITIONS 2,455,118.30 2,423,639.80 2,263.91 2,425,903.71 0.00 DISPOSITIONS Sale 11/10/2016 31846V203 1,477,003.45 First American Govt Obligation Fund 1.000 0.01 %1,477,003.45 0.00 1,477,003.45 0.00 Execution Time: 12/22/2016 7:48:42 AMChandler Asset Management - CONFIDENTIAL Page 8 4.2.b Packet Pg. 59 At t a c h m e n t : 2 . T r a n s a c t i o n L e d g e r , O c t o b e r - D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Q 2 I n v e s t m e n t R e p o r t ) Transaction Ledger 10/31/16 Thru 11/30/16 City of Dublin Consolidated Account #10221 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss DISPOSITIONS Sale 11/16/2016 31846V203 243,781.96 First American Govt Obligation Fund 1.000 0.01 %243,781.96 0.00 243,781.96 0.00 Subtotal 1,720,785.41 1,720,785.41 0.00 1,720,785.41 0.00 Paydown 11/15/2016 161571HH0 0.00 Chase CHAIT Pool #2016-A7 1.06% Due 9/16/2019 100.000 0.00 1,660.67 1,660.67 0.00 Paydown 11/15/2016 43814QAC2 0.00 Honda Auto Receivables 2016-2 A3 1.39% Due 4/15/2020 100.000 0.00 932.46 932.46 0.00 Paydown 11/15/2016 47787VAC5 89,206.38 John Deere Owner Trust 2014-A A3 0.92% Due 4/16/2018 100.000 89,206.38 355.79 89,562.17 0.00 Paydown 11/15/2016 47788MAC4 0.00 John Deere Owner Trust 2016-A A3 1.36% Due 4/15/2020 100.000 0.00 1,263.67 1,263.67 0.00 Paydown 11/15/2016 47788NAB4 0.00 John Deere Owner Trust 2016-B A2 1.09% Due 2/15/2019 100.000 0.00 1,203.54 1,203.54 0.00 Paydown 11/15/2016 65478WAB1 0.00 Nissan Auto Receivables Owner 2016-C A2A 1.07% Due 5/15/2019 100.000 0.00 829.25 829.25 0.00 Paydown 11/15/2016 89231LAB3 0.00 Toyota Auto Receivables Owner 2016-D 1.06% Due 5/15/2019 100.000 0.00 1,180.58 1,180.58 0.00 Paydown 11/15/2016 89231MAC9 66,910.96 Toyota Auto Receivables Owner 2014-A 0.67% Due 12/15/2017 100.000 66,910.96 159.13 67,070.09 0.00 Paydown 11/15/2016 89231TAB6 63,928.85 Toyota Auto Receivables Owner 2015-C 0.92% Due 2/15/2018 100.000 63,928.85 255.18 64,184.03 0.00 Paydown 11/15/2016 89236WAC2 71,597.94 Toyota Auto Receivables Owner 2015-A 1.12% Due 2/15/2019 100.000 71,597.94 899.27 72,497.21 0.00 Paydown 11/18/2016 43814GAC4 44,250.19 Honda Auto Receivables 2014-2 A3 0.77% Due 3/19/2018 100.000 44,250.19 208.11 44,458.30 0.00 Paydown 11/18/2016 43814NAB1 113,412.08 Honda Auto Receivables 2016-1 A2 1.01% Due 6/18/2018 100.000 113,412.08 947.17 114,359.25 0.00 Paydown 11/21/2016 43813NAC0 50,389.37 Honda Auto Receivables 2015-2 A3 1.04% Due 2/21/2019 100.000 50,389.37 1,317.33 51,706.70 0.00 Subtotal 499,695.77 499,695.77 11,212.15 510,907.92 0.00 Security Withdrawal 11/25/2016 31846V203 104.17 First American Govt Obligation Fund 1.000 104.17 0.00 104.17 0.00 Execution Time: 12/22/2016 7:48:42 AMChandler Asset Management - CONFIDENTIAL Page 9 4.2.b Packet Pg. 60 At t a c h m e n t : 2 . T r a n s a c t i o n L e d g e r , O c t o b e r - D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Q 2 I n v e s t m e n t R e p o r t ) Transaction Ledger 10/31/16 Thru 11/30/16 City of Dublin Consolidated Account #10221 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss DISPOSITIONS Security Withdrawal 11/28/2016 90CAMP$00 1,200,000.00 Public Financial Management CAMP 1.000 1,200,000.00 0.00 1,200,000.00 0.00 Subtotal 1,200,104.17 1,200,104.17 0.00 1,200,104.17 0.00 TOTAL DISPOSITIONS 3,420,585.35 3,420,585.35 11,212.15 3,431,797.50 0.00 OTHER TRANSACTIONS Interest 11/03/2016 037833AJ9 1,750,000.00 Apple Inc Note 1% Due 5/3/2018 0.000 8,750.00 0.00 8,750.00 0.00 Interest 11/13/2016 40428HPN6 1,000,000.00 HSBC USA Inc Note 2.375% Due 11/13/2019 0.000 11,875.00 0.00 11,875.00 0.00 Interest 11/15/2016 91159HHD5 1,500,000.00 US Bancorp Callable Note Cont 4/15/2017 1.65% Due 5/15/2017 0.000 12,375.00 0.00 12,375.00 0.00 Interest 11/19/2016 857477AV5 1,800,000.00 State Street Bank Note 1.95% Due 5/19/2021 0.000 17,550.00 0.00 17,550.00 0.00 Interest 11/20/2016 36962G6K5 750,000.00 General Electric Capital Corp Note 1.6% Due 11/20/2017 0.000 6,000.00 0.00 6,000.00 0.00 Interest 11/20/2016 747525AD5 1,715,000.00 Qualcomm Inc Note 2.25% Due 5/20/2020 0.000 19,293.75 0.00 19,293.75 0.00 Interest 11/28/2016 3134G3Y53 4,000,000.00 FHLMC Callable Note 1X 11/28/14 0.85% Due 11/28/2017 0.000 17,000.00 0.00 17,000.00 0.00 Interest 11/30/2016 3135G0F73 2,500,000.00 FNMA Note 1.5% Due 11/30/2020 0.000 18,750.00 0.00 18,750.00 0.00 Interest 11/30/2016 3137EADG1 1,000,000.00 FHLMC Note 1.75% Due 5/30/2019 0.000 8,750.00 0.00 8,750.00 0.00 Interest 11/30/2016 912828G61 6,500,000.00 US Treasury Note 1.5% Due 11/30/2019 0.000 48,750.00 0.00 48,750.00 0.00 Interest 11/30/2016 912828XE5 3,000,000.00 US Treasury Note 1.5% Due 5/31/2020 0.000 22,500.00 0.00 22,500.00 0.00 Subtotal 25,515,000.00 191,593.75 0.00 191,593.75 0.00 Dividend 11/01/2016 31846V203 1,775,727.80 First American Govt Obligation Fund 0.000 9.85 0.00 9.85 0.00 Execution Time: 12/22/2016 7:48:42 AMChandler Asset Management - CONFIDENTIAL Page 10 4.2.b Packet Pg. 61 At t a c h m e n t : 2 . T r a n s a c t i o n L e d g e r , O c t o b e r - D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Q 2 I n v e s t m e n t R e p o r t ) Transaction Ledger 10/31/16 Thru 11/30/16 City of Dublin Consolidated Account #10221 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss OTHER TRANSACTIONS Dividend 11/30/2016 90CAMP$00 4,973,534.53 Public Financial Management CAMP 0.000 2,606.78 0.00 2,606.78 0.00 Subtotal 6,749,262.33 2,616.63 0.00 2,616.63 0.00 TOTAL OTHER TRANSACTIONS 32,264,262.33 194,210.38 0.00 194,210.38 0.00 Execution Time: 12/22/2016 7:48:42 AMChandler Asset Management - CONFIDENTIAL Page 11 4.2.b Packet Pg. 62 At t a c h m e n t : 2 . T r a n s a c t i o n L e d g e r , O c t o b e r - D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Q 2 I n v e s t m e n t R e p o r t ) Transaction Ledger 11/30/16 Thru 12/31/16 City of Dublin Consolidated Account #10221 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss ACQUISITIONS Purchase 12/01/2016 31846V203 14,400.00 First American Govt Obligation Fund 1.000 0.01 %14,400.00 0.00 14,400.00 0.00 Purchase 12/01/2016 31846V203 4.49 First American Govt Obligation Fund 1.000 0.01 %4.49 0.00 4.49 0.00 Purchase 12/02/2016 24422ETF6 485,000.00 John Deere Capital Corp Note 2.55% Due 1/8/2021 100.826 2.34 %489,006.10 4,947.00 493,953.10 0.00 Purchase 12/02/2016 31846V203 65.97 First American Govt Obligation Fund 1.000 0.01 %65.97 0.00 65.97 0.00 Purchase 12/08/2016 31846V203 27,500.00 First American Govt Obligation Fund 1.000 0.01 %27,500.00 0.00 27,500.00 0.00 Purchase 12/12/2016 31846V203 17,500.00 First American Govt Obligation Fund 1.000 0.01 %17,500.00 0.00 17,500.00 0.00 Purchase 12/13/2016 31846V203 580,269.92 First American Govt Obligation Fund 1.000 0.01 %580,269.92 0.00 580,269.92 0.00 Purchase 12/13/2016 912828S76 1,500,000.00 US Treasury Note 1.125% Due 7/31/2021 96.618 1.89 %1,449,262.83 6,190.56 1,455,453.39 0.00 Purchase 12/13/2016 912828T34 1,000,000.00 US Treasury Note 1.125% Due 9/30/2021 96.391 1.92 %963,909.60 2,287.09 966,196.69 0.00 Purchase 12/14/2016 31846V203 14,062.50 First American Govt Obligation Fund 1.000 0.01 %14,062.50 0.00 14,062.50 0.00 Purchase 12/15/2016 31846V203 1,660.67 First American Govt Obligation Fund 1.000 0.01 %1,660.67 0.00 1,660.67 0.00 Purchase 12/15/2016 31846V203 1,263.67 First American Govt Obligation Fund 1.000 0.01 %1,263.67 0.00 1,263.67 0.00 Purchase 12/15/2016 31846V203 932.46 First American Govt Obligation Fund 1.000 0.01 %932.46 0.00 932.46 0.00 Purchase 12/15/2016 31846V203 1,073.25 First American Govt Obligation Fund 1.000 0.01 %1,073.25 0.00 1,073.25 0.00 Purchase 12/15/2016 31846V203 1,203.54 First American Govt Obligation Fund 1.000 0.01 %1,203.54 0.00 1,203.54 0.00 Purchase 12/15/2016 31846V203 829.25 First American Govt Obligation Fund 1.000 0.01 %829.25 0.00 829.25 0.00 Purchase 12/15/2016 31846V203 53,770.69 First American Govt Obligation Fund 1.000 0.01 %53,770.69 0.00 53,770.69 0.00 Purchase 12/15/2016 31846V203 64,989.53 First American Govt Obligation Fund 1.000 0.01 %64,989.53 0.00 64,989.53 0.00 Purchase 12/15/2016 31846V203 62,503.36 First American Govt Obligation Fund 1.000 0.01 %62,503.36 0.00 62,503.36 0.00 Purchase 12/15/2016 31846V203 70,666.40 First American Govt Obligation Fund 1.000 0.01 %70,666.40 0.00 70,666.40 0.00 Purchase 12/19/2016 31846V203 41,050.57 First American Govt Obligation Fund 1.000 0.01 %41,050.57 0.00 41,050.57 0.00 Purchase 12/19/2016 31846V203 111,011.24 First American Govt Obligation Fund 1.000 0.01 %111,011.24 0.00 111,011.24 0.00 Purchase 12/21/2016 31846V203 110,805.20 First American Govt Obligation Fund 1.000 0.01 %110,805.20 0.00 110,805.20 0.00 Purchase 12/27/2016 31846V203 15,032.50 First American Govt Obligation Fund 1.000 0.01 %15,032.50 0.00 15,032.50 0.00 Purchase 12/29/2016 31846V203 0.09 First American Govt Obligation Fund 1.000 0.01 %0.09 0.00 0.09 0.00 Purchase 12/29/2016 912828U65 2,500,000.00 US Treasury Note 1.75% Due 11/30/2021 98.578 2.06 %2,464,461.50 3,485.58 2,467,947.08 0.00 Purchase 12/31/2016 31846V203 24,375.00 First American Govt Obligation Fund 1.000 0.01 %24,375.00 0.00 24,375.00 0.00 Execution Time: 1/20/2017 10:06:26 AMChandler Asset Management - CONFIDENTIAL Page 7 4.2.b Packet Pg. 63 At t a c h m e n t : 2 . T r a n s a c t i o n L e d g e r , O c t o b e r - D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Q 2 I n v e s t m e n t R e p o r t ) Transaction Ledger 11/30/16 Thru 12/31/16 City of Dublin Consolidated Account #10221 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss ACQUISITIONS Purchase 12/31/2016 90CAMP$00 3,132.73 Public Financial Management CAMP 1.000 0.66 %3,132.73 0.00 3,132.73 0.00 Subtotal 6,703,103.03 6,584,743.06 16,910.23 6,601,653.29 0.00 Security Contribution 12/22/2016 90CAMP$00 7,500,000.00 Public Financial Management CAMP 1.000 7,500,000.00 0.00 7,500,000.00 0.00 Subtotal 7,500,000.00 7,500,000.00 0.00 7,500,000.00 0.00 TOTAL ACQUISITIONS 14,203,103.03 14,084,743.06 16,910.23 14,101,653.29 0.00 DISPOSITIONS Sale 12/02/2016 31846V203 493,953.10 First American Govt Obligation Fund 1.000 0.01 %493,953.10 0.00 493,953.10 0.00 Sale 12/13/2016 3133ECMM3 3,000,000.00 FFCB Note 0.6% Due 4/25/2017 99.984 0.64 %2,999,520.00 2,400.00 3,001,920.00 -264.25 Sale 12/29/2016 3135G0ZL0 1,075,000.00 FNMA Note 1% Due 9/27/2017 100.092 0.88 %1,075,989.00 2,747.22 1,078,736.22 1,913.60 Sale 12/29/2016 31846V203 1,389,210.86 First American Govt Obligation Fund 1.000 0.01 %1,389,210.86 0.00 1,389,210.86 0.00 Subtotal 5,958,163.96 5,958,672.96 5,147.22 5,963,820.18 1,649.35 Paydown 12/15/2016 161571HH0 0.00 Chase CHAIT Pool #2016-A7 1.06% Due 9/16/2019 100.000 0.00 1,660.67 1,660.67 0.00 Paydown 12/15/2016 43814QAC2 0.00 Honda Auto Receivables 2016-2 A3 1.39% Due 4/15/2020 100.000 0.00 932.46 932.46 0.00 Paydown 12/15/2016 47787VAC5 53,483.29 John Deere Owner Trust 2014-A A3 0.92% Due 4/16/2018 100.000 53,483.29 287.40 53,770.69 0.00 Paydown 12/15/2016 47788MAC4 0.00 John Deere Owner Trust 2016-A A3 1.36% Due 4/15/2020 100.000 0.00 1,263.67 1,263.67 0.00 Paydown 12/15/2016 47788NAB4 0.00 John Deere Owner Trust 2016-B A2 1.09% Due 2/15/2019 100.000 0.00 1,203.54 1,203.54 0.00 Paydown 12/15/2016 65478WAB1 0.00 Nissan Auto Receivables Owner 2016-C A2A 1.07% Due 5/15/2019 100.000 0.00 829.25 829.25 0.00 Paydown 12/15/2016 89231LAB3 0.00 Toyota Auto Receivables Owner 2016-D 1.06% Due 5/15/2019 100.000 0.00 1,073.25 1,073.25 0.00 Paydown 12/15/2016 89231MAC9 64,867.77 Toyota Auto Receivables Owner 2014-A 0.67% Due 12/15/2017 100.000 64,867.77 121.76 64,989.53 0.00 Execution Time: 1/20/2017 10:06:26 AMChandler Asset Management - CONFIDENTIAL Page 8 4.2.b Packet Pg. 64 At t a c h m e n t : 2 . T r a n s a c t i o n L e d g e r , O c t o b e r - D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Q 2 I n v e s t m e n t R e p o r t ) Transaction Ledger 11/30/16 Thru 12/31/16 City of Dublin Consolidated Account #10221 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss DISPOSITIONS Paydown 12/15/2016 89231TAB6 62,297.19 Toyota Auto Receivables Owner 2015-C 0.92% Due 2/15/2018 100.000 62,297.19 206.17 62,503.36 0.00 Paydown 12/15/2016 89236WAC2 69,833.95 Toyota Auto Receivables Owner 2015-A 1.12% Due 2/15/2019 100.000 69,833.95 832.45 70,666.40 0.00 Paydown 12/19/2016 43814GAC4 40,870.85 Honda Auto Receivables 2014-2 A3 0.77% Due 3/19/2018 100.000 40,870.85 179.72 41,050.57 0.00 Paydown 12/19/2016 43814NAB1 110,159.52 Honda Auto Receivables 2016-1 A2 1.01% Due 6/18/2018 100.000 110,159.52 851.72 111,011.24 0.00 Paydown 12/21/2016 43813NAC0 109,531.54 Honda Auto Receivables 2015-2 A3 1.04% Due 2/21/2019 100.000 109,531.54 1,273.66 110,805.20 0.00 Subtotal 511,044.11 511,044.11 10,715.72 521,759.83 0.00 Security Withdrawal 12/05/2016 90CAMP$00 770,000.00 Public Financial Management CAMP 1.000 770,000.00 0.00 770,000.00 0.00 Security Withdrawal 12/12/2016 90CAMP$00 830,000.00 Public Financial Management CAMP 1.000 830,000.00 0.00 830,000.00 0.00 Security Withdrawal 12/27/2016 31846V203 104.17 First American Govt Obligation Fund 1.000 104.17 0.00 104.17 0.00 Subtotal 1,600,104.17 1,600,104.17 0.00 1,600,104.17 0.00 TOTAL DISPOSITIONS 8,069,312.24 8,069,821.24 15,862.94 8,085,684.18 1,649.35 OTHER TRANSACTIONS Interest 12/01/2016 913017BU2 1,600,000.00 United Tech Corp Note 1.8% Due 6/1/2017 0.000 14,400.00 0.00 14,400.00 0.00 Interest 12/02/2016 40428HPN6 1,000,000.00 HSBC USA Inc Note 2.375% Due 11/13/2019 0.000 65.97 0.00 65.97 0.00 Interest 12/08/2016 313379DT3 2,000,000.00 FHLB Note 1.25% Due 6/8/2018 0.000 12,500.00 0.00 12,500.00 0.00 Interest 12/08/2016 313381B20 4,000,000.00 FHLB Note 0.75% Due 12/8/2017 0.000 15,000.00 0.00 15,000.00 0.00 Interest 12/12/2016 313383HU8 2,000,000.00 FHLB Note 1.75% Due 6/12/2020 0.000 17,500.00 0.00 17,500.00 0.00 Interest 12/14/2016 3135G0G72 2,500,000.00 FNMA Note 1.125% Due 12/14/2018 0.000 14,062.50 0.00 14,062.50 0.00 Interest 12/24/2016 166764AE0 1,750,000.00 Chevron Corp Callable Note Cont 5/24/2018 1.718% Due 6/24/2018 0.000 15,032.50 0.00 15,032.50 0.00 Execution Time: 1/20/2017 10:06:26 AMChandler Asset Management - CONFIDENTIAL Page 9 4.2.b Packet Pg. 65 At t a c h m e n t : 2 . T r a n s a c t i o n L e d g e r , O c t o b e r - D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Q 2 I n v e s t m e n t R e p o r t ) Transaction Ledger 11/30/16 Thru 12/31/16 City of Dublin Consolidated Account #10221 Transaction Type Settlement Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss OTHER TRANSACTIONS Interest 12/31/2016 912828G95 3,000,000.00 US Treasury Note 1.625% Due 12/31/2019 0.000 24,375.00 0.00 24,375.00 0.00 Subtotal 17,850,000.00 112,935.97 0.00 112,935.97 0.00 Dividend 12/01/2016 31846V203 277,796.64 First American Govt Obligation Fund 0.000 4.49 0.00 4.49 0.00 Dividend 12/29/2016 31846V203 64,676.82 First American Govt Obligation Fund 0.000 0.09 0.00 0.09 0.00 Dividend 12/31/2016 90CAMP$00 2,176,141.31 Public Financial Management CAMP 0.000 3,132.73 0.00 3,132.73 0.00 Subtotal 2,518,614.77 3,137.31 0.00 3,137.31 0.00 TOTAL OTHER TRANSACTIONS 20,368,614.77 116,073.28 0.00 116,073.28 0.00 Execution Time: 1/20/2017 10:06:26 AMChandler Asset Management - CONFIDENTIAL Page 10 4.2.b Packet Pg. 66 At t a c h m e n t : 2 . T r a n s a c t i o n L e d g e r , O c t o b e r - D e c e m b e r 2 0 1 6 ( 1 3 1 3 : Q 2 I n v e s t m e n t R e p o r t ) Page 1 of 3 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: Senior Center Registration Program Prepared by: Micki Cronin, Asst. Director of Parks & Community Services EXECUTIVE SUMMARY: The City Council will consider a Registration Program at the Dublin Senior Center. STAFF RECOMMENDATION: Approve the proposed Registration Program at the Dublin Senior Center. FINANCIAL IMPACT: A registration fee would replace the current Supporter program and help to offset the administrative costs to administer the Registration Program and increase payment options. The Registration Program would have two registration levels. The first level would be for an annual individual registration at $20 for residents and $24 for non - residents. The second level would be for a “VIP” registration which includes an individual registration plus two single day facility guest passes for an additional $10. DESCRIPTION: In June 2016, the Senior Center Advisory Committee toured the Cupertino and Fremont senior centers to observe the facilities’ operations and best practices. Staff and Advisory Committee members noticed that both centers utilized a registration program that required patrons to register or check-in upon entrance to the facility. The benefit of this program allows Staff to have an account for visitors entering the facility on a daily basis and obtain emergency contact information for each patron entering the facili ty. In addition to Cupertino and Fremont, many other senior centers, such as in San Ramon, utilize various iterations of a registration program. The Dublin Senior Center currently has a Supporter Program with an annual fee of $9. The benefit of the Supporter Program is to have a hardcopy of the quarterly Senior Center newsletter, ”Dublin Doings,” mailed to each supporter. 4.3 Packet Pg. 67 Page 2 of 3 The proposed Dublin Senior Center Registration Program would require participants to complete a waiver form with emergency contact information on an annual basis. The Registration Program would have two registration levels. The first level would be for an annual individual registration at $20 for residents and $24 for non -residents. The second level would be for a “VIP” registration which includes an individual registration plus two single day facility guest passes for an additional $10. No other medical information is requested nor required. Patrons 85 years and older would receive honorary status in the Program and have no annual f ee. Benefits for Registration Program participants would include: · A registration card that identifies the patron as a part of the program. · Ability to use the registration card to prepay for activities. · The Senior Center’s quarterly newsletter, “Dublin Doings,” emailed or available for pick-up at the Senior Center. · Access during Senior Center hours to shared use of the television, lounge, patios and computer center; free coffee and snacks; attendance to free workshops; use of jigsaw puzzles; and use of the lending library (books, magazines, CDs). · A cost savings incentive to participants who pre-register for a session. In addition, the Registration Program will accomplish two operational objectives. The first objective is to ensure that Staff can account for the persons taking part in scheduled and leisure activities at the Senior Center. Currently patrons entering the Senior Center facility are not accounted for unless they participate in or register for an activity. Should there be a disaster or a medical emergency, it would not be easy for Staff to determine who is in the facility or to know each person’s emergency contact information. The second objective is to improve the efficacy of collecting participant waivers and payments at the Senior Center. Currently, each Senior Center participant must fill out a waiver per day or per activity, and fees are collected for each drop -in class or activity registration. Under the proposed Registration Program, the waiver would be completed on an annual basis and the participant would have the option to pre -pay for activities using their registration card. For those who are not interested in participating in the Registration Program, registering for a day pass would be required at a cost of $5 for leisure use of the facility. This fee would be in addition to any activity or program fee(s), excluding the lunch program. At the August 4 and October 6, 2016 meetings, the Senior Center Advisory Committee discussed the Registration Program, and heard public comment regarding the Program. By a vote of 3-1-0, with CM Krausnick absent, the Senior Center Advisory Committee recommended the establishment of a Senior Center Registration Program. On November 14, 2016, the Parks and Community Services Commission voted 6-0-0 to recommend establishment of a Senior Center Registration Program as proposed by the 4.3 Packet Pg. 68 Page 3 of 3 Senior Center Advisory Committee. If approved, the Registration Program would begin July 1, 2017. Staff preparation is currently underway with marketing and promotional efforts, as well as educating and explaining the benefits to the public. Special registration days will be available at the Senior Center to help patrons register for the program and demonstrate how to load funds onto the registration card. NOTICING REQUIREMENTS/PUBLIC OUTREACH: None. ATTACHMENTS: None. 4.3 Packet Pg. 69 1851 None. Page 1 4.3.a Packet Pg. 70 At t a c h m e n t : N o n e . ( 1 3 1 5 : S e n i o r C e n t e r R e g i s t r a t i o n P r o g r a m ) Page 1 of 2 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: Agreement with MGT of America Consulting, LLC for a Full Cost Allocation Plan and User Fee Study Prepared by: Jay Baksa, Financial Analyst EXECUTIVE SUMMARY: The City’s User Fee Cost Recovery Policy calls for a comprehensive user fee study to be conducted at least every five years to ensure that user fees reflect the City’s total costs of providing services. The City’s current fee and cost recovery model was last updated in Fiscal Year 2011-12 and has been adjusted annually to account for inflation. The City conducted a Request For Proposals and received proposals from four firms. An internal review committee, representing the Building Division, Public Works Department and Administrative Services Department, recommended that the City engage MGT of America Consulting, LLC to conduct the Full Cost Allocation Plan and User Fee Study. STAFF RECOMMENDATION: Adopt the Resolution Approving an Agreement with MGT of America Consulting, LLC to Conduct a Full Cost Allocation Plan and User Fee Study. FINANCIAL IMPACT: Sufficient funds were included in the Administrative Services Department Fiscal Year 2016-17 Budget. DESCRIPTION: The City’s current fee and cost recovery model was completed in Fiscal Year 2011 -12 and adopted in September 2012. Although the fees are updated annually to adjust for inflation, the City’s User Fee Cost Recovery Policy calls f or a comprehensive study to be conducted at least every five years to ensure fairness and equity of fees by updating the costs associated with providing services. On January 3, 2017, the City released a Request For Proposals (RFP) to conduct a Full Cost Allocation Plan and User Fee Study. The request was sent to a list of 35 vendors compiled by the California Society of Municipal Finance Officers (CSMFO), in addition to being placed on the CSMFO list serve email database and the City of Dublin’s bid 4.4 Packet Pg. 71 Page 2 of 2 webpage. The City received four responding proposals. A four-member evaluation committee was formed, comprised of representatives of Administrative Services, Building and Public Works. Based on the committee’s review of the written proposals, Staff believes that MGT of America Consulting, LLC, is the most qualified and best fits the needs of the City to conduct the Full Cost Allocation Plan and User Fee Study. Should the City Council approve the agreement, i t is expected the City will receive the final report in approximately six months. NOTICING REQUIREMENTS/PUBLIC OUTREACH: None. ATTACHMENTS: 1. Resolution Approving an Agreement with MGT of America Consulting, LLC to Conduct a Full Cost Allocation Plan and User Fee Study 2. Exhibit A to the Resolution: Agreement with MGT of America Consulting, LLC 4.4 Packet Pg. 72 ATTACHMENT 1 RESOLUTION NO. xx - 17 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DUBLIN * * * * * * * * * APPROVING AN AGREEMENT WITH MGT OF AMERICA CONSULTING, LLC TO CONDUCT A FULL COST ALLOCATION PLAN AND USER FEE STUDY WHEREAS, the City’s User Fee Cost Recovery Policy dictates that a comprehensive study of the City’s costs and fees should be made at least every five years; and WHEREAS, the City’s most recent fee study was completed in September 2012; and WHEREAS, the project requires specialized expertise in the fields of cost accounting and fee recovery; and WHEREAS, the City Staff issued a Request for Proposals on January 3, 2017 and received four responses; and WHEREAS, City Staff evaluated the responses and determined that the proposed scope of work presented by MGT of America Consulting, LLC is most closely related to the City’s needs. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Dublin does hereby approve the agreement with MGT of America Consulting, LLC to conduct a Full Cost Allocation and User Fee Study (attached hereto as Exhibit A) in a contract amount not to exceed $64,825, and authorizes the City Manager to execute the agreement and make any non- substantive amendments as needed to carry out the intent of this Resolution. PASSED, APPROVED AND ADOPTED this 21st day of February, 2017, by the following vote: AYES: NOES: ABSENT: ABSTAIN: ______________________________________ Mayor ATTEST: _______________________________________ City Clerk 4.4.a Packet Pg. 73 At t a c h m e n t : 1 . R e s o l u t i o n A p p r o v i n g a n A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C t o C o n d u c t a F u l l C o s t A l l o c a t i o n P l a n a n d U s e r F e e 4.4.b Packet Pg. 74 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 75 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 76 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 77 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 78 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 79 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 80 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 81 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 82 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 83 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 84 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 85 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 86 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 87 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 88 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 89 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 90 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 91 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 92 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 93 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 94 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 95 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 96 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 97 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 98 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 99 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 100 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 101 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 102 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a 4.4.b Packet Pg. 103 At t a c h m e n t : 2 . E x h i b i t A t o t h e R e s o l u t i o n : A g r e e m e n t w i t h M G T o f A m e r i c a C o n s u l t i n g , L L C ( 1 3 1 8 : A g r e e m e n t w i t h M G T o f A m e r i c a Page 1 of 4 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: Schaefer Ranch General Plan Amendment Study Initiation Request Prepared by: Martha Battaglia, Associate Planner EXECUTIVE SUMMARY: The City Council will consider a request by Discovery Builders, to initiate a General Plan Amendment Study for approximately 0.35 acres of area located west of the cul -de-sac terminus of Ridgeline Place adjacent to a vacant, single-family lot located at 7931 Ridgeline Place. The Study would evaluate a proposal to change the existing Open Space Land Use designation to Single-Family Residential. STAFF RECOMMENDATION: Adopt the Resolution Approving the Initiation of a General Plan Amendment Study to Evaluate a Proposal to Change the Land Use Designation of Approximately 0.35 Acres Located West of the Cul-De-Sac Terminus of Ridgeline Place within the Schaefer Ranch Development From Open Space to Single-Family Residential. FINANCIAL IMPACT: No financial impact to the City. All costs associated with preparing the General Plan Amendment Study, if authorized by the City Council, would be borne by the Project Proponent. DESCRIPTION: Background Schaefer Ranch is an area of approximately 500 acres located generally at the westerly boundary of the city limits north of the Interstate 580 and south of unincorporated Alameda County, near the intersection of Schaefer Ranch Road and Dublin Boulevard (see the vicinity map below). Schaefer Ranch is generally bounded by hillside open space to the north, east and west, some of which has been dedicated to the East Bay Regional Parks District or placed in permanent conservation easements. 4.5 Packet Pg. 104 Page 2 of 4 Planning for the Schaefer Ranch project area was initially addressed in the Western Extended Planning Area Amendment to the General Plan adopted in 1992 and annexation to the City in 1996. The original Schaefer Ranch project approvals included a General Plan Amendment and Planned Development Zoning which anticipated 474 Single-Family homes, open space, and infrastructure. Master Vesting Tentative Tract Map 6765 was approved on August 11, 1998 for 446 units of detached Single -Family homes. Later that year, a Development Agreement was approved, which was later amended in 2006. The residential area was laid out in four neighborhoods along with hillside slope/open space, recreation areas (both active & and passive), open space trail system, roadway systems, drainage systems, water tanks, and detention basins. The area has gone through a series of amendments and refinements since the initial approvals. In 2006, a Planned Development Zoning Stage 2 Development Plan and Site Development Review (PA 06-031) were approved including the layout and site plan for the four neighborhoods consistent with the land use and zoning for “Residential Estates” and “Residential Single-Family” with fewer units than allowed by the original approvals. In 2008, portions of Schaefer Ranch located south of Dublin Boulevard wer e amended, revising the development regulations and reconfiguring the subdivision resulting in 406 units for all of Schaefer Ranch. Subsequently in 2016, Schaefer Ranch Unit 3, located at the western terminus of Dublin Boulevard, was amended to replace 6 e state lots with 18 single-family detached homes resulting in 418 homes for all of Schaefer Ranch. The map below shows the site plan for Schaefer Ranch. Schaefer Ranch Site Plan Current Request On January 16, 2017, the City received a letter from Discovery Builders (Attachment 1) requesting consideration of a change to the General Plan Land Use designation of 4.5 Packet Pg. 105 Page 3 of 4 approximately 0.35 acres located within Schaefer Ranch (Study Area). The proposed Study Area currently is designated as Open Space and owned by the Schaefer Ranch Geologic Hazard Abatement District (GHAD). The Study Area is located west of the cul-de-sac terminus of Ridgeline Place adjacent to a vacant, single -family lot (Lot 70) at 7931 Ridgeline Place as shown on the map below. Discovery Builde rs would like to acquire this area and combine that property with the adjacent vacant Lot 70 located at 7931 Ridgeline Place. Lot 70 is planned to continue to have only one single -family home. ANALYSIS: The City requires that the property owner sign the application forms associated with development applications. Discovery Builders requested that the GHAD Board of Directors, as the property owner, authorize the filing of such applications with the City of Dublin. On February 7, 2017, the Schaefer Ranch GHAD authorized the filing of applications with the City of Dublin and authorized GHAD staff to work on studying the proposed property acquisition. It is the City Council's policy to initiate all General Plan Amendment studies prior to accepting an application and beginning work on such a request. Any development resulting from the proposed land use amendment would require the following additional entitlements: Planned Development Zoning amendment; Site Development Review; and Lot Line Adjustment. If the City Council initiates a General Plan Amendment Study, Staff will: 1. Examine if the proposed land use designation is appropriate for the site; 2. Evaluate any associated environmental impacts from the land use change and prepare the appropriate environmental documents; 3. Perform any additional studies that may be required; and 4.5 Packet Pg. 106 Page 4 of 4 4. Prepare an analysis for consideration by the Planning Commission and the City Council. When the Study is complete, Staff will present the Planning Commission with the proposed General Plan land use amendments and related entitlements, for recommendation to the City Council. The City Council then can take action on the General Plan Amendment request. Staff has prepared a draft Resolution approving initiation of a General Plan Amendment Study (Attachment 2). ENVIRONMENTAL REVIEW: The General Plan Amendment Study initiation request has been reviewed in accordance with the provisions of the California Environmental Quality Act (CEQA) and was found to be Categorically Exempt under Section 15306, Class 6 of the State CEQA Guidelines (Information Collection). NOTICING REQUIREMENTS/PUBLIC OUTREACH: A notice regarding the GHAD authorization to proceed with the application request was provided to all property owners and tenant s within 300’ of the project site, and to the interested parties list. The Staff Report for that item outlined the next steps in the process, including the City Council consideration to initiate the General Plan Amendment Study. ATTACHMENTS: 1. Letter from Project Proponent 2. Resolution Approving the Initiation of a General Plan Amendment Study 4.5 Packet Pg. 107 4.5.a Packet Pg. 108 At t a c h m e n t : 1 . L e t t e r f r o m P r o j e c t P r o p o n e n t ( 1 3 1 9 : S c h a e f e r R a n c h G e n e r a l P l a n A m e n d m e n t S t u d y I n i t i a t i o n R e q u e s t ) RESOLUTION NO. XX – 17 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DUBLIN * * * * * * * * * APPROVING THE INITIATION OF A GENERAL PLAN AMENDMENT STUDY TO EVALUATE A PROPOSAL TO CHANGE THE LAND USE DESIGNATION OF APPROXIMATELY 0.35 ACRES LOCATED WEST OF THE CUL-DE-SAC TERMINUMS OF RIDGELINE PLACE WITHIN THE SCHAEFER RANCH DEVELOPMENT FROM OPEN SPACE TO SINGLE-FAMILY RESIDENTIAL WHEREAS, the City has received a request from Schaefer Ranch Holdings LLC represented by Discovery Builders (“Project Proponent”) to initiate a General Plan Amendment Study to change the land use designation of approximately 0.35 acres ("Study Area") within the Schaefer Ranch project area; and WHEREAS, Schaefer Ranch is located within the Western Extended Planning Area of the General Plan north of Interstate 580 and Schaefer Ranch Road, including the wester ly terminus of Dublin Boulevard; and WHEREAS, the Study Area is located west of the cul-de-sac terminus of Ridgeline Place and includes portions of Parcel I and Parcel U a djacent to the vacant lot at 7931 Ridgeline Place; and WHEREAS, the land use in the Study Area is designated as Open Space and owned by the Schaefer Ranch Geologic Hazard Abatement District (GHAD); and WHEREAS, the Project Proponent would like to acquire the Study Area from the Schaefer Ranch GHAD and combine that property with the adjacent vacant lot located at 7931 Ridgeline Place; and WHEREAS, on February 7, 2017, the Schaefer Ranch GHAD authorized the filing of applications with the City of Dublin and authorized staff to work on studying the proposed property acquisition; and WHEREAS, the General Plan Amendment Study initiation request has been reviewed in accordance with the provisions of the California Environmental Quality Act (CEQA) and was found to be Categorically Exempt under Section 15306, Class 6 of the State CEQA Guidelines; and WHEREAS, a Staff Report was submitted outlining the issues surrounding the General Plan Amendment Study initiation request; and WHEREAS, the City Council did hear and consider all such reports, recommendations, and testimony hereinabove set forth. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Dublin does hereby approve the initiation of a General Plan Amendment Study to change the lan d use designation of the Study Area as requested above. 4.5.b Packet Pg. 109 At t a c h m e n t : 2 . R e s o l u t i o n A p p r o v i n g t h e I n i t i a t i o n o f a G e n e r a l P l a n A m e n d m e n t S t u d y ( 1 3 1 9 : S c h a e f e r R a n c h G e n e r a l P l a n A m e n d m e n t PASSED, APPROVED AND ADOPTED by the City Council of the City of Dublin on this 21st day of February 2017 by the following vote: AYES: NOES: ABSENT: ABSTAIN: ____________________________ Mayor ATTEST: ________________________ City Clerk 4.5.b Packet Pg. 110 At t a c h m e n t : 2 . R e s o l u t i o n A p p r o v i n g t h e I n i t i a t i o n o f a G e n e r a l P l a n A m e n d m e n t S t u d y ( 1 3 1 9 : S c h a e f e r R a n c h G e n e r a l P l a n A m e n d m e n t Page 1 of 2 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: Payment Issuance Report and Electronic Funds Transfers Prepared by: Veronica Briggs, Senior Finance Technician EXECUTIVE SUMMARY: The City Council will receive listings of payments issued from December 1, 2016 - December 31, 2016 totaling $8,416,691.46 and January 1, 2017 - January 31, 2017 totaling $12,051,955.95. STAFF RECOMMENDATION: Receive the reports. FINANCIAL IMPACT: SUMMARY OF PAYMENTS ISSUED December 1, 2016 through January 31, 2017 Total Number of Payments: 692 Total Amount of Payments: $20,468,647.41 DESCRIPTION: The Payment Issuance Reports (see Attachments 1 and 2) provide a listing of all payments for the period beginning December 1, 2016 through January 31, 2017. These reports are provided in accordance with the policy adopted November 15, 2011 in Resolution 189-11. The listing of payments has been reviewed in accordance with the policies for processing payments and expenditures. The City’s practice of reporting payments to the City Council after the payments have been made is in compliance with California Government Code Sections 37208 (b) and (c), which allow for an agency to make payments without first being audited by the legislative body, as long as such payments are: 1) conforming to a budget approved by ordinance or resolution of the legislative body; and 2) presented to the legislative body for ratification and approval in the form of an audited comprehensive annual financial report. 4.6 Packet Pg. 111 Page 2 of 2 NOTICING REQUIREMENTS/PUBLIC OUTREACH: None. ATTACHMENTS: 1. Payment Issuance Report-December 2016 2. Payment Issuance Report-January 2017 4.6 Packet Pg. 112 City of Dublin Page 1 of 11 Payment Issuance Report Payments Dated 12/1/2016 through 12/31/2016 Date Issued Payee Amount Description 12/02/2016 CAL PERS 71,476.53 PERS RETIREMENT PLAN: PE 11/25/16 12/02/2016 EMPLOYMENT DEVELOPMENT DEPT 16,030.79 CA STATE WITHHOLDING: PE 11/25/16 12/02/2016 I C M A 401 PLAN 1,163.35 DEFERRED COMP 401A: PE 11/25/16 12/02/2016 I C M A 457 PLAN 23,505.36 DEFERRED COMP 457: PE 11/25/16 12/02/2016 INTERNAL REVENUE SERVICE 56,438.53 FEDERAL WITHHOLDING: PE 11/25/16 12/02/2016 RETIREES 136,319.57 REIMBURSE RETIREE MEDICAL JAN-MAR 2017 12/02/2016 US BANK - PARS 1,563.57 PARS: PE 11/25/16 12/02/2016 WAGEWORKS, INC. 3,770.97 WAGEWORKS 2016: PE 11/25/16 12/02/2016 UNUM LIFE INS CO OF AMERICA 11,608.58 LIFE AND AD&D PREMIUM - DECEMBER 2016 Payments Issued 12/2/2016 Total: 321,877.25 12/05/2016 ACCOPSA -ALAMEDA COUNTY CHIEFS 900.00 PD POST EXEC SEMINAR 2017-HOUGHTELLING 12/05/2016 ALL CITY MANAGEMENT SVCS INC 8,171.48 CROSSING GUARD SERVICES 10/23/16-11/05/16 12/05/2016 ARLEN NESS, INC. 914.90 POLICE MOTORCYCLE MAINTENANCE 12/05/2016 ASSOCIATED ENGINEERING 23,737.60 ENGINEERING SERVICES TO 9/30/16 12/05/2016 AT&T - CALNET 3 37.73 SERVICE TO 10/12/16 274.56 SERVICE TO 10/26/16 109.41 SERVICE TO 11/1/16 121.50 SERVICE TO 11/12/16 380.43 SERVICE TO 11/14/16 164.83 SERVICE TO 11/19/16 Check Total: 1,088.46 12/05/2016 BAY ISLAND OFFICIAL ASSOC 1,846.00 SPORTS OFFICIATING SERVICES OCT 2016 12/05/2016 CAL ENGINEERING & GEOLOGY INC 14,027.75 ENGINEERING SERVICES TO 10/31/16 12/05/2016 COMCAST 142.26 SHANNON CNTR INTERNET & CABLE TO 12/2/16 12/05/2016 CSG CONSULTANTS INC 46,551.50 ENGINEERING SERVICES TO 9/30/16 12/05/2016 DESILVA GATES CONSTRUCTION LP 1,099,968.41 CONSTRUCTION SVCS-DOUGHERTY RD IMPROV 12/05/2016 DIABLO VALLEY COLLEGE FOOD SVC 329.84 TEAM DUBLIN FUNDRAISER 12/05/2016 DUBLIN HIGH SCHOOL 1,300.00 HOLIDAY TEA CATERING 12/05/2016 DUTCHOVER & ASSOCIATES 5,428.75 ENGINEERING SERVICES TO 10/31/16 12/05/2016 GURUS EDUCATIONAL SERVICES 960.00 REC CLASS INSTRUCTOR 12/05/2016 HAUPT, CHARLES 750.00 REFUND SHANNON CENTER RENTAL DEPOSIT 12/05/2016 HEIDEN, KRISTEN 37.00 REFUND REC CLASS 12/05/2016 INNATE BRILLIANCE 29.40 REC CLASS INSTRUCTOR 12/05/2016 KING, ARTHUR SCOTT 100.80 REC CLASS INSTRUCTOR 12/05/2016 LAWROOM 4,153.00 ONLINE LEGAL TRAINING 12/05/2016 LEAGUE OF CALIFORNIA CITIES 100.00 MEDIA & CRISIS COMM TRAINING-2 ATTENDEES 12/05/2016 LESLIE'S POOLMART, INC. 24.63 POOL CLEANING EQUIPMENT 12/05/2016 LITTLE PICASSOS 319.20 REC CLASS INSTRUCTOR 12/05/2016 MINUTEMAN PRESS 685.66 PARKS PROGRAMS PRINTING 12/05/2016 MPA (MUNICIPAL POOLING) 100.57 NORCAL CONSORTIUM MEETING EXPENSES 12/05/2016 NEXTEL COMMUNICATIONS 85.73 RECREATION CELLPHONES TO 11/23/16 12/05/2016 OZUNA, CHELSEA 2,448.00 REC CLASS INSTRUCTOR 12/05/2016 PAKPOUR CONSULTING GROUP, INC. 5,953.50 ENGINEERING SERVICES TO 10/31/16 12/05/2016 PG&E 10.69 SERVICE TO 11/04/16 122.85 SERVICE TO 11/12/16 21,090.75 SERVICE TO 11/15/16 318.03 SERVICE TO 11/28/16 4.6.a Packet Pg. 113 At t a c h m e n t : 1 . P a y m e n t I s s u a n c e R e p o r t - D e c e m b e r 2 0 1 6 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) City of Dublin Page 2 of 11 Payment Issuance Report Payments Dated 12/1/2016 through 12/31/2016 Date Issued Payee Amount Description 238.63 SERVICE TO 11/3/16 1,050.63 SERVICE TO 11/4/16 11,413.42 SERVICE TO 11/6/16 1,852.16 SERVICE TO 11/9/16 Check Total: 36,097.16 12/05/2016 PHOENIX GROUP INFO SYS. 192.05 PARKING CITATION PROCESSING-OCT 2016 12/05/2016 POLICE 25.00 LAW ENFORCEMENT MAGAZINE SUB. 12/05/2016 POLICE EXEC RESEARCH FORUM 200.00 PERF MEMBERSHIP DUES 2017-HOUGHTELLING 12/05/2016 S & S WORLDWIDE INC 494.19 AFTERSCHOOL CRAFTS AND EQUIPMENT 12/05/2016 SELECT IMAGING 44.76 ST PAT'S DAY PRINTING 12/05/2016 SHRED-IT USA 563.09 DOCUMENT SHREDDING SERVICES 12/05/2016 SKYHAWKS EAST BAY 4,861.80 REC CLASS INSTRUCTOR 12/05/2016 SPECIAL EVENTS 2,622.57 TREE LIGHTING CEREMONY STAGING/TENT RENTAL 12/05/2016 STONERIDGE CHRYSLER JEEP DODGE 2,550.25 POLICE VEHICLE MAINTENANCE 12/05/2016 STRATEGIC PRODUCTS & SVCS LLC, SPS 12,000.00 PHONE SYSTEM ANNUAL MAINTENANCE 8,050.00 TELEPHONE SYSTEM SOFTWARE UPGRADES Check Total: 20,050.00 12/05/2016 TREASURER ALAMEDA COUNTY 1,479.00 PARKING CITATIONS COLLECTED-OCT 2016 12/05/2016 TREASURER ALAMEDA COUNTY 228.25 CRIME LAB SERVICES - OCT 2016 12/05/2016 TREASURER ALAMEDA COUNTY 68,571.00 CLEAN WATER PROGRAM CONTRIBUTION FY16/17 12/05/2016 TYLER TECHNOLOGIES, INC. 83,928.14 EDEN ANNUAL SOFTWARE SUPPORT 12/05/2016 U.S. POSTAL SERVICE 3,610.30 SPRING ACTIVITY GUIDE POSTAGE 12/05/2016 VERIZON WIRELESS 1,490.15 POLICE CELL PHONE SERVICE TO 11/03/16 12/05/2016 WAGEWORKS, INC. 538.25 FLEXIBLE SPENDING ADMIN FEES NOV 2016 12/05/2016 WESCO GRAPHICS INC 1,855.06 POSTCARD FOR NEW RECREATION WEBSITE 12/05/2016 WEST CORPORATION 1,983.19 EXCHANGE ZONE CAMERAS & INSTALLATION 12/05/2016 WILLDAN FINANCIAL SERVICES 2,867.00 PUBLIC FACILITIES FEE UPDATE OCT 2016 12/05/2016 ZUMWALT ENGINEERING GROUP 21,907.00 ENGINEERING SERVICES TO 10/31/16 Payments Issued 12/5/2016 Total: 1,476,312.65 12/07/2016 DSRSD 146,713.56 SERVICE TO 11/30/2016 12/07/2016 NEOPOST USA INC 4,000.00 REPLENISH POSTAGE MACHINE Payments Issued 12/7/2016 Total: 150,713.56 12/09/2016 U.S. BANK CORPORATE PMT SYSTEM 12.00 ABAG COMMITTEE MTG EXPENSE-CARTER 2,098.96 APA CONF EXP-BATTAGLIA 220.00 ASSN OF RECORDS MGRS MEMBERSHIP-SOTO 327.10 COMPUTER EQUIPMENT 2,459.27 COMPUTER NETWORK EQUIPMENT 269.55 EBRPD PERMIT SHAMROCK FUN RUN 1,385.23 ERGONOMIC EQUIPMENT & OFFICE SUPPLIES 150.00 GOV'T FINANCE OFFICERS ASSN DUES-BAKSA 317.63 HARVEST FAIR SUPPLIES 757.15 HERITAGE CENTER & HARVEST FAIR SUPPLIES 2,449.33 HERITAGE CENTER SUPPLIES 1,989.56 ICMA ANNUAL CONF. EXP. - L.SMITH, 954.98 ICMA ANNUAL CONF. EXP. - WETHERFORD 2,164.66 INSIDE DUBLIN & OFFICE SUPPLIES 808.07 ICC ANNUAL CONF EXP.- SHREEVE 180.00 ICC CERTIFICATE RENEWAL-RECINOS-SERNA 4.6.a Packet Pg. 114 At t a c h m e n t : 1 . P a y m e n t I s s u a n c e R e p o r t - D e c e m b e r 2 0 1 6 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) City of Dublin Page 3 of 11 Payment Issuance Report Payments Dated 12/1/2016 through 12/31/2016 Date Issued Payee Amount Description 27.89 LOCC ANNUAL CONF EXP- BIDDLE 1,673.90 LOCC ANNUAL CONF EXP- MAYOR HAUBERT 5,402.11 LOCC MTG REG, MMANC CONF- BOZZO 25.00 LEGISLATIVE BRIEFING WEBINAR- BAKER 649.07 MMANC CONFERENCE EXP- MCDONNELL 368.68 MUSIC LICENSE SUBSCRIPTION 2017 636.11 NAT'L REC & PARK ASSN CONF EXP- RODEMS 422.95 NOR. CA IDEA EXCH. REG- TAYLOR, STEFFEN 170.75 OFFICE SUPPLIES 517.90 OPEN ENROLLMENT SUPPLIES 1,904.64 POLICE EVIDENCE SUPPLIES 383.75 POLICE SUPPLIES 631.11 PORTABLE PA SYSTEM FOR EVENTS 1,971.62 PRESCHOOL EXCURSION FEES & SUPPLIES 208.89 PRESCHOOL SUPPLIES 556.63 PRTNG OF TRI-VALLEY "COMM. CON" AGENDA 493.45 PUB. WORKS ASSN CONF. REG-5 ATTENDEES 3,782.19 RECREATION SUPPLIES & STAFF SHIRTS 532.59 SENIOR CENTER VOLUNTEER NAME TAGS 580.96 TEEBALL UNIFORMS 31.90 TRI-VALLEY "COMM. CON" EVENT SUPPLIES 80.88 WALK & ROLL TO SCHOOL EVENT SUPPLIES 204.58 WALK & ROLL TO SCHOOL PRGM SUPPLIES 1,883.19 WATER WORLD ASSN CONF EXP- SANDHOLM 1,271.43 W. W.PARK & NAT'L REC & PARK CONF- CRONIN Check Total: 40,955.66 Payments Issued 12/9/2016 Total: 40,955.66 12/13/2016 ADVANCED INTEGRATED PEST 820.00 PEST CONTROL SERVICES-NOV 2016 12/13/2016 ALAMEDA COUNTY COMMUNITY 750.00 MORTGAGE CREDIT CERTIFICATE PROGRAM 12/13/2016 ALAMEDA COUNTY TRAINING CENTER 175.00 MICROSOFT EXCEL CLASS- MURTAUGH 12/13/2016 ALL STAR SHOWGRAMS 250.00 HOLIDAY TEA ENTERTAINMENT 12/13/2016 AMADOR VALLEY INDUSTRIES LLC 350.29 REIMBURESE COMMERCIAL RECYCLING PRGM 12/13/2016 AMY'S ENGRAVED SIGNS & AWARDS 191.63 NEW CC NAMEPLATES GOEL & HERNANDEZ 12/13/2016 ARAMARK UNIFORM SVC LOCKBOX 142.93 MAT SERVICE 12/13/2016 ASSOCIATED ENGINEERING 20,480.00 ENGINEERING SERVICES TO 10/31/16 12/13/2016 AT&T - CALNET 3 293.00 SERVICE TO 11/26/16 100.40 SERVICE TO 11/27/16 Check Total: 393.40 12/13/2016 BAHU, OLGA 70.00 REFUND PICNIC DEPOSIT 12/13/2016 BAY ALARM COMPANY 115.00 ALARM SERVICES 115.00 ALARM SERVICES- FS#17 UL CERTIFICATE 115.00 ALARM SERVICES- SHANNON CTR UL CERTIFICATE Check Total: 345.00 12/13/2016 BIG O TIRES #7 642.47 POLICE VEHICLE MAINTENANCE 12/13/2016 BROOKFIELD HOMES 88,759.50 REFUND OF PERFORMANCE SECURITY DEPOSIT 4.6.a Packet Pg. 115 At t a c h m e n t : 1 . P a y m e n t I s s u a n c e R e p o r t - D e c e m b e r 2 0 1 6 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) City of Dublin Page 4 of 11 Payment Issuance Report Payments Dated 12/1/2016 through 12/31/2016 Date Issued Payee Amount Description 12/13/2016 CAL ENGINEERING & GEOLOGY INC 26,590.75 ENGINEERING SERVICES TO 9/30/16 12/13/2016 CALIFORNIA BANK OF COMMERCE 42,319.39 RETENTION DEPOSIT-DOUGHERTY RD CONSTR 12/13/2016 CAPITAL ONE COMMERCIAL 241.48 SENIOR CENTER SUPPLIES 12/13/2016 CCAC 200.00 CITY CLERKS ASSN WKSP REG- MURTAUGH 12/13/2016 CHECKERS CATERING 949.04 INSIDE DUBLIN RECEPTION 2016 12/13/2016 CHEEMA, DON 180.00 REFUND PRESCHOOL FEE 12/13/2016 CHEN, ALICE 60.00 REFUND REC CLASS 12/13/2016 CINTAS CORP 181.58 FIRST AID KIT SUPPLIES 12/13/2016 CISNEROS, ANTONIO 115.50 REFUND FIELD RENTAL DEPOSIT 12/13/2016 CODE PUBLISHING COMPANY 429.00 MUNI CODE CODIFCATION 12/13/2016 COGENT COMMUNICATIONS, INC 2,219.00 CIVIC CENTER INTERNET- DEC 2016 12/13/2016 COMCAST SPOTLIGHT INC 3,628.00 SPLATTER FESTIVAL TELEVISION COMMERCIALS 12/13/2016 DENALECT ALARM COMPANY 306.00 QUARTERLY ALARM CHARGE DEC-FEB 2017 12/13/2016 DU-ALL SAFETY, LLC 607.50 SAFETY CONSULTING SERVICES NOV 2016 12/13/2016 DUBLIN SISTER CITY ASSOCIATION 25.00 ANNUAL MEMBERSHIP RENEWAL 2017 12/13/2016 ELEMENT POWER SYSTEMS, INC. 75.00 BUILDING PERMIT REFUND 12/13/2016 ENGEO INC 1,566.62 FALLON CROSSING GHAD CONSULTING TO 11/20/16 8,306.98 FALLON VILLAGE GHAD CONSULTING TO 11/25/16 7,659.06 SCHAEFER GHAD CONSULTING TO 11/20/16 Check Total: 17,532.66 12/13/2016 ENTERPRISE RENT A CAR 1,559.28 VEHICLE RENTAL-SPECIAL INVESTIGATIONS 12/13/2016 EVERYTHING GROWS INTERIOR 135.00 PLANT SERVICE-DEC 2016 12/13/2016 FEHR & PEERS ASSOCIATES INC. 871.50 TRANS. IMPACT FEE NEXUS STUDY-OCT. 2016 12/13/2016 GOLDEN STATE FLEET SVCS INC 75.00 POLICE VEHICLE MAINTENANCE 12/13/2016 GRADETECH INC. 48,726.03 RETENT. RELEASE-SAN RAMON RD S.WATER 12/13/2016 GREEN, PEGGY 250.00 REFUND CIVIC CENTER DEPOSIT 12/13/2016 H. T. HARVEY & ASSOCIATES 6,141.35 CONSULTING SVCS-DOUGHERTY RD IMPROV 12/13/2016 HAYER, JASKANWAL 205.00 REFUND REC CLASS 12/13/2016 IRON MOUNTAIN 161.71 ACAP RECORDS STORAGE- DEC 2016 309.68 OFF-SITE RECORDS STORAGE- DEC 2016 Check Total: 471.39 12/13/2016 JOISSU PRODUCTS INC. 3,739.81 RED RIBBON WEEK SUPPLIES 12/13/2016 LEAGUE OF CALIFORNIA CITIES 25.00 EAST BAY DIVISION MEETING- BIDDLE 12/13/2016 LEXISNEXIS RISK SOLUTIONS 42.25 DATABASE SEARCHES - NOV 2016 12/13/2016 LOUIE, DARIEN 750.00 REFUND SHANNON DEPOSIT 12/13/2016 MACKIE, ALEC 750.00 REFUND SHANNON DEPOSIT 12/13/2016 MASTON, JOYCE 70.00 REFUND REC CLASS 12/13/2016 MCKENZIE, MARYSSA 250.00 REFUND FIELD DEPOSIT 12/13/2016 MECCHI, JEFF 263.02 REIMB CA NARCOTICS OFFICERS ASSN TRNG EXP 12/13/2016 NG, XIN 24.71 REFUND REC CLASS 12/13/2016 O'GRADY PAVING INC. 141,991.75 TASSAJARA RD OVERLAY PROJECT 12/13/2016 PACHECO BROTHERS GARDENING INC 3,615.00 ASSESSMENT DISTRICTS LANDSCAPING SVCS 12/13/2016 PAKPOUR CONSULTING GROUP, INC. 4,712.50 PROJECT MGMT JORDAN RANCH PARK-NOV 2016 7,897.50 PROJECT MGMT FALLON SPORTS PARK-NOV 2016 Check Total: 12,610.00 12/13/2016 PG&E 6.78 SERVICE TO 11/15/16 4,771.96 SERVICE TO 11/22/16 88.36 SERVICE TO 11/26/16 200.11 SERVICE TO 11/29/16 4.6.a Packet Pg. 116 At t a c h m e n t : 1 . P a y m e n t I s s u a n c e R e p o r t - D e c e m b e r 2 0 1 6 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) City of Dublin Page 5 of 11 Payment Issuance Report Payments Dated 12/1/2016 through 12/31/2016 Date Issued Payee Amount Description 21.69 SERVICE TO 11/30/16 1,321.25 SERVICE TO 12/1/16 Check Total: 6,410.15 12/13/2016 PUBLIC BENEFIT TECHNOLOGY 390.00 CITY COUNCIL MEETING VIDEO SVCS OCT 2016 12/13/2016 QUENCH USA, INC. 89.79 WATER FILTRATION SYSTEM-12/01/16-01/31/17 12/13/2016 RED CLOUD, INC. 2,857.48 RADIO BATTERY REPLACEMENTS 12/13/2016 RRM DESIGN GROUP, A CA CORP 404.21 DUBLIN SPORTS GROUNDS ARCHITECTURAL SVCS 12/13/2016 SAN FRANCISCO ELEVATOR SVC INC 300.00 ELEVATOR SERVICE-SEPT 2016 12/13/2016 SELECT IMAGING 253.62 EMPLOYEE RECOGNITION EVENT PRGM PRINTING 31.82 NAME BADGES GOEL & HERNANDEZ Check Total: 285.44 12/13/2016 SILVERADO VALLEY ELECTRIC 4,039.36 CORP YARD/ALCO MAINT FACILITY LIGHTING 12/13/2016 SNIDER, DAVE 246.48 REIMB CA NARCOTICS OFFICERS ASSN TRNG 12/13/2016 SODERSTROM, JANET 500.00 REFUND SENIOR CENTER DEPOSIT 12/13/2016 STAPLES BUSINESS ADVANTAGE 3,255.98 OFFICE SUPPLIES-NOV 2016 12/13/2016 STEFFEN, ERIN 8.75 MILEAGE REIMBURSEMENT 12/13/2016 STONERIDGE CHRYSLER JEEP DODGE 592.94 POLICE VEHICLE MAINTENANCE 12/13/2016 SURF TO SNOW ENVIRONMENTAL 1,117.50 BUSINESS STORMWATER INSPECTION- OCT 2016 12/13/2016 SWA GROUP 1,050.00 DUBLIN CROSSING MASTER PLAN- SEP 2016 12/13/2016 TOLL BROTHERS INC. 60,000.00 REFUND LANDSCAPE BONDS 12/13/2016 UNITED SITE SERVICES OF CA INC 601.31 DISPOSAL SERVICES-DEC 2016 12/13/2016 VAN SICKLE & ROLLERI, LLC 28,000.00 CAMP PARKS MILITARY HISTORY CTR DESIGN SVCS 12/13/2016 VERMONT SYSTEMS, INC. 4,771.00 RECREATION MGMT SOFTWARE TRAINING-OCT 2016 4,892.25 RECREATION MGMT SOFTWARE TRAINING-SEP 2016 Check Total: 9,663.25 12/13/2016 VSI RISK MGMT & ERGONOMICS INC 1,900.00 ERGONOMIC EVALUATIONS- NOV 2016 12/13/2016 W. BRADLEY ELECTRIC 125,574.80 TRAFFIC SIGNAL UPGRADE-VILLAGE PKWY 12/13/2016 WETHERFORD, HAZEL 23.66 REIMB ICMA ANNUAL CONFERENCE EXPENSE 12/13/2016 WILLDAN FINANCIAL SERVICES 6,115.00 PUBLIC FACILITIES FEE UPDATE SERVICES Payments Issued 12/13/2016 Total: 685,022.31 12/14/2016 GUPTA, ABE 1,480.11 REIMBURSE FOR REPLACEMENT LAPTOP Payments Issued 12/14/2016 Total: 1,480.11 12/16/2016 CAL PERS 74,714.83 PERS RETIREMENT PLAN: PE 12/9/16 12/16/2016 EMPLOYMENT DEVELOPMENT DEPT 20,471.45 CA STATE WITHHOLDING: PE 12/9/16 12/16/2016 I C M A 401 PLAN 1,163.35 DEFERRED COMP 401A: PE 12/9/16 12/16/2016 I C M A 457 PLAN 23,751.00 DEFERRED COMP 457: PE 12/9/16 12/16/2016 INTERNAL REVENUE SERVICE 74,462.06 FEDERAL WITHHOLDING: PE 12/9/16 12/16/2016 US BANK - PARS 2,687.62 PARS: PE 12/9/16 12/16/2016 WAGEWORKS, INC. 2,870.97 WAGEWORKS 2016: PE 12/9/16 Payments Issued 12/16/2016 Total: 200,121.28 12/20/2016 4 PAWS GOOSE CONTROL, INC 1,000.00 GEESE CONTROL SERVICES-NOV 2016 12/20/2016 ABAG PLAN CORPORATION 4,355.14 INSURANCE CLAIMS EXPENSE 12/20/2016 ALAMEDA COUNTY CLERK 39.00 ASSESSOR'S PARCEL MAP 12/20/2016 ALAMEDA COUNTY TRAINING CENTER 100.00 FINANCIAL MANAGEMENT CLASS-STEVENSON 175.00 PROJECT ESSENTIALS CLASS-STEVENSON Check Total: 275.00 12/20/2016 AMP PRINTING, INC. 113.92 BUSINESS CARDS-GORE & FEROZ 113.92 BUSINESS CARDS-SUCGANG & KHAN Check Total: 227.84 4.6.a Packet Pg. 117 At t a c h m e n t : 1 . P a y m e n t I s s u a n c e R e p o r t - D e c e m b e r 2 0 1 6 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) City of Dublin Page 6 of 11 Payment Issuance Report Payments Dated 12/1/2016 through 12/31/2016 Date Issued Payee Amount Description 12/20/2016 AMY HIESTAND CONSULTING, LLC 4,830.00 HOUSING CONSULTING SERVICES TO 12/6/16 12/20/2016 AMY'S ENGRAVED SIGNS & AWARDS 487.82 NEW COUNCILMEMBER FRAME NAMEPLATES 54.75 NEW COUNCILMEMBER OFFICE NAMEPLATES Check Total: 542.57 12/20/2016 ASAD, SAEEDA 500.00 REFUND SENIOR CENTER DEPOSIT 12/20/2016 AT&T - CALNET 3 43.07 SERVICE TO 12/6/16 12/20/2016 BARRETT, JAN 71.00 REFUND REC CLASS 12/20/2016 BAY ALARM COMPANY 164.90 PANIC BUTTON REPLACEMENT-KOLB HOUSE 12/20/2016 BAY AREA NEWS GROUP 310.82 LEGAL NOTICES-NOV 2016 12/20/2016 BLANKENSHIP, WILLIAM 347.40 REC CLASS INSTRUCTOR 12/20/2016 BRADDOCK & LOGAN 7,048.13 IMPACT FEE RIGHT TO REIMBURSEMENT 12/20/2016 BSK ASSOCIATES INC. 196.00 AQUATIC COMPLEX TESTING & INSPECTION SVCS 12/20/2016 C. OVERAA & CO. 1,832,720.55 AQUATIC COMPLEX CONSTRUCTION SVCS 12/20/2016 CA SURVEYING & DRAFTING SUPPLY 76.60 PLOTTER INK 12/20/2016 CAL ENGINEERING & GEOLOGY INC 15,136.25 ENGINEERING SERVICES TO 11/30/16 12/20/2016 CCAC 200.00 NUTS & BOLTS CONFERENCE REG-DETERMAN 12/20/2016 CENTENO, CAMILLE 8.15 MILEAGE REIMBURSEMENT 12/20/2016 CHAN, ROSA 435.40 REC CLASS INSTRUCTOR 12/20/2016 CHANDLER ASSET MANAGEMENT 9,415.15 INVESTMENT CONSULTING SVCS - NOV 2016 12/20/2016 COMCAST 234.36 CIVIC CENTER INTERNET & CABLE TO 11/29/16 239.11 CIVIC CENTER INTERNET & CABLE TO 12/29/16 Check Total: 473.47 12/20/2016 CONSTRUCTION TESTING SVCS, INC 21,013.30 CONSTRUCTION TESTING SVCS-AQUATIC COMPLEX 12/20/2016 CONTRACT SWEEPING SERVICES 12,698.06 STREET SWEEPING SERVICES-NOV 2016 12/20/2016 COUNTY OF ALAMEDA 1,500.00 LEASE PAYMENT-DOUGHERTY RD CONSTRUCTION 12/20/2016 DAHLIN GROUP INC 24,124.50 AQUATIC COMPLEX ARCHICTECTURAL DESIGN SVCS 12/20/2016 DAVIS, ANDREA 114.00 REFUND REC CLASS 12/20/2016 DEPARTMENT OF JUSTICE 546.00 FINGERPRINTING SERVICES-NOV 2016 12/20/2016 DIPIETRO & ASSOC. INC 111.98 AED SUPPLIES-STAGER GYM 12/20/2016 DR. SABRI ARAC 17,704.80 IMPACT FEE RIGHT TO REIMBURSEMENT 12/20/2016 DUBLIN HIGH SCHOOL BAND 3,729.00 BREAKFAST WITH SANTA PAYMENT 12/20/2016 DUBLIN UNIFIED SCHOOL DISTRICT 1,000.78 STAGER GYM UTILITIES 10/12/16-11/9/16 967.99 STAGER GYM UTILTIES 10/1/16-11/30/16 Check Total: 1,968.77 12/20/2016 DUNBAR ARMORED INC 164.26 ARMORD CAR SERVICE-DEC 2016 12/20/2016 ECS IMAGING INC. 996.00 LASERFICHE LICENSE-PARKS 12/20/2016 ELLIOTT, ELIZABETH 23.92 MILEAGE REIMBURSEMENT 12/20/2016 FALLON, DEBORAH P. 63.00 REC CLASS INSTRUCTOR 12/20/2016 FEDEX 404.18 EXPRESS MAIL SERVICES 12/20/2016 FRANKLIN, RHONDA 18.36 MILEAGE REIMBURSEMENT 12/20/2016 HAAG, JERRY P 2,309.50 CEQA DOCS TASSA.PRECISE PLAN TO 11/30/16 1,718.75 PLANNING SERVICES - NOV 2016 Check Total: 4,028.25 12/20/2016 HARPER, LISA 62.50 TV30 BOARD MEETING MINUTES TRANSCRIPTION 12/20/2016 HARRIS & ASSOCIATES 62,690.00 CONSTRUCTION MANAGEMENT- AQUATIC COMPLEX 12/20/2016 HEIDEN, KRISTEN 361.00 REFUND REC CLASS 12/20/2016 HITCHAN, JULIETTE 275.00 REC CLASS REFUND 12/20/2016 HSI, RON 70.20 REC CLASS INSTRUCTOR 12/20/2016 IMAGE SALES, INC. 183.39 ID BADGE SUPPLIES 4.6.a Packet Pg. 118 At t a c h m e n t : 1 . P a y m e n t I s s u a n c e R e p o r t - D e c e m b e r 2 0 1 6 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) City of Dublin Page 7 of 11 Payment Issuance Report Payments Dated 12/1/2016 through 12/31/2016 Date Issued Payee Amount Description 12/20/2016 INDIGO/HAMMOND + PLAYLE 40,944.00 ARCHITECTURAL DESIGN-POLICE BLDG RENOV 12/20/2016 JOCHNER, RICH 92.07 MILEAGE REIMBURSEMENT 12/20/2016 JORDAN & ASSOCIATES, INC. 1,680.00 FEDERAL LEGISLATIVE SERVICES NOV 2016 12/20/2016 KASDAN, GLORIA 49.00 REFUND REC CLASS 12/20/2016 KB HOME SOUTH BAY INC. 36,854.55 IMPACT FEE RIGHT TO REIMBURSEMENT 12/20/2016 KIDZ LOVE SOCCER 15,200.10 REC CLASS INSTRUCTOR 12/20/2016 KIMLEY-HORN AND ASSOC. INC. 1,558.54 TRAFFIC MGMT PLAN & INDEX UPDATE-OCT 2016 9,931.77 TRAFFIC MGMT PLAN & INDEX UPDATE-SEP 2016 Check Total: 11,490.31 12/20/2016 KLUBER ASSOCIATES, INC 1,450.00 PLANNING SERVICES-NOV 2016 12/20/2016 LAI & ASSOCIATES 2,982.66 GEOTECHNICAL SVCS-JORDAN RANCH PARK 12/20/2016 LANLOGIC INC. 1,860.00 AQUATIC COMPLEX FIBER FEASIBILITY & INSTALL 462.50 DOWNTOWN WI-FI PROJECT MANAGEMENT 2,312.50 NETWORK ENGINEERING & SUPPORT SERVICES 2,200.00 SERVER NETWORK MONITORING SERVICES Check Total: 6,835.00 12/20/2016 LYNX TECHNOLOGIES, INC. 450.00 GIS SERVICES NOV 2016 12/20/2016 MANAGEMENT PARTNERS INC. 552.00 EXECUTIVE COACHING SERVICES 12/20/2016 MCE CORPORATION 439,614.60 BUILDING MAINTENANCE-NOV 2016 12/20/2016 MCLANE, TEGAN 50.81 MILEAGE REIMBURSEMENT 12/20/2016 MECHANICS BANK 96,434.98 RETENTION DEPOSIT-AQUATIC COMPLEX PROJ 12/20/2016 MEYERS NAVE 65,402.39 LEGAL SERVICES-OCT 2016 12/20/2016 M-GROUP 14,457.50 PLANNING SERVICES-NOV 2016 12/20/2016 MMANC 30.00 LOCAL GOV’T WORKSHOP EXP-A.SMITH, J.SMITH 12/20/2016 MUNIMETRIX SYSTEMS CORP. 499.00 CITY CLERKS INDEX SOFTWARE SUPPORT 12/20/2016 NEOPOST USA INC 601.92 FOLDING MACHINE MAINT JAN-MAR 2017 12/20/2016 NOVANI, LLC. 1,750.00 NEW SERVER FOR TRAFFIC SIGNAL SYSTEM 12/20/2016 OFFICE RELIEF 3,023.30 OFFICE EQUIPMENT 12/20/2016 PAKPOUR CONSULTING GROUP, INC. 3,474.98 ENGINEERING SERVICES TO 11/30/16 12/20/2016 PASTEUR, ERIC 250.00 REFUND FIELD RENTAL DEPOSIT 12/20/2016 PG&E 3,289.96 SERVICE TO 11/30/16 10,762.74 SERVICE TO 12/1/16 Check Total: 14,052.70 12/20/2016 RAYNE OF SAN JOSE 144.65 WATER SOFTENER SERVICES F/S #16 163.80 WATER SOFTENER SERVICES F/S #17 121.80 WATER SOFTENER SERVICES F/S #18 Check Total: 430.25 12/20/2016 REDDELL, DANIEL E. 192.00 REC CLASS INSTRUCTOR 12/20/2016 RHODES, CHANNING 283.15 REIMB CA NARCOTIC OFFICERS CONF EXP-RHODES 12/20/2016 RINCON CONSULTANTS, INC. 1,934.30 PLANNING SERVICES-OCT 2016 12/20/2016 ROTARY CLUB OF DUBLIN, CA 420.00 ANNUAL MEMBERSHIP DUES- L. SMITH 12/20/2016 RRM DESIGN GROUP, A CA CORP 2,442.88 DUBLIN SPORTS GROUNDS ARCHITECTURAL SVCS 12/20/2016 SAN FRANCISCO ELEVATOR SVC INC 300.00 ELEVATOR SERVICE & IMPROVEMENTS 12/20/2016 SCHULMEISTER, STEVE 6.00 REFUND REC CLASS 12/20/2016 SELECT IMAGING 44.76 SPONSORSHIP FLYERS 12/20/2016 SHAMROCK OFFICE SOLUTIONS INC 1.66 COPIES OCT 2016 23.91 COPIES NOV 2016 Check Total: 25.57 12/20/2016 SHAW VALENZA LLP 5,000.00 EMPLOYEE HARASSMENT PREVENTION TRAINING 4.6.a Packet Pg. 119 At t a c h m e n t : 1 . P a y m e n t I s s u a n c e R e p o r t - D e c e m b e r 2 0 1 6 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) City of Dublin Page 8 of 11 Payment Issuance Report Payments Dated 12/1/2016 through 12/31/2016 Date Issued Payee Amount Description 12/20/2016 SHEA HOMES, LP 123,077.77 IMPACT FEE RIGHT TO REIMBURSEMENT 12/20/2016 SHIR MARTIAL ARTS, LLC 207.90 REC CLASS INSTRUCTOR 12/20/2016 SIMPLER SYSTEMS, INC 1,500.00 SOFTWARE LICENSING - NOV 2016 12/20/2016 SMITH, LINDA 41.49 REIMB ICMA ANNUAL CONF EXP- L.SMITH 12/20/2016 SNIDER, DAVE 1,013.15 REIMB CA NARCOTICS OFFICER ASSN CONF 12/20/2016 STANDARD PACIFIC 91,198.14 IMPACT FEE RIGHT TO REIMBURSEMENT 12/20/2016 TATE, CATHERINE 264.00 REFUND REC CLASS 12/20/2016 TAYLOR, MELODY 30.00 REFUND REC CLASS 12/20/2016 TODJI KURTZMAN SCULPTURE, LLC 73,350.00 PUBLIC ART PROJECT-AQUATIC COMPLEX 11,000.00 PUBLIC ART PROJECT-AQUATIC COMPLEX Check Total: 84,350.00 12/20/2016 TOLL BROTHERS INC. 23,075.16 IMPACT FEE RIGHT TO REIMBURSEMENT 12/20/2016 TRI-VALLEY COMMUNITY TV 47,627.00 OPERATING SUBSIDY FY 16-17 (PMT 2 OF 2) 830.59 RECORD & TELEVISE CITY COUNCIL MEETINGS 22,021.00 TRI-VALLEY PEG CONTRIBUTION FY16-17 Check Total: 70,478.59 12/20/2016 TRI-VALLEY JANITORIAL INC. 75.44 EXTRA JANITORIAL SERVICES-CIVIC CENTER 137.57 EXTRA JANITORIAL SERVICES-HERITAGE PARK 488.13 EXTRA JANITORIAL SERVICES-SENIOR CENTER 581.32 EXTRA JANITORIAL SERVICES-SHANNON CENTER 14,599.00 JANITORIAL SERVICES-DEC 2016 244.56 JANITORIAL SUPPLIES-CIVIC CENTER 44.92 JANITORIAL SUPPLIES-CORP YARD 126.53 JANITORIAL SUPPLIES-HERITAGE PARK 126.79 JANITORIAL SUPPLIES-LIBRARY 335.49 JANITORIAL SUPPLIES-LIBRARY MAIN 158.30 JANITORIAL SUPPLIES-SENIOR CENTER Check Total: 16,918.05 12/20/2016 TYLER BUSINESS FORMS 451.67 TAX FORMS AND ENVELOPES 12/20/2016 US GREEN BUILDING COUNCIL 300.00 CITY MEMBERSHIP 12/20/2016 VALENTIN, M. 168.30 REC CLASS INSTRUCTOR 12/20/2016 VERIZON WIRELESS 35.58 CODE ENFORCEMENT CELLPHONES TO 11/15/16 266.07 PLANNING & BLDG CELLPHONES TO 11/10/16 Check Total: 301.65 12/20/2016 WEE HOOP, INC. 1,633.20 REC CLASS INSTRUCTOR 12/20/2016 WEISS, ROBIN S. 639.00 REC CLASS INSTRUCTOR 12/20/2016 WEST CORPORATION 922.00 SOFTWARE SUPPORT-CIVIC CNTR SECURITY SYS Payments Issued 12/20/2016 Total: 3,217,137.76 12/22/2016 4EVER DANCE STUDIO 1,284.23 REC CLASS INSTRUCTOR 12/22/2016 ADOLPH, BETH 95.29 REIMBURSE PRESCHOOL SUPPLIES 12/22/2016 ALAMEDA HEALTH SYSTEM 3,150.00 POLICE MEDICAL EXAM SERVICES 12/22/2016 ALL CITY MANAGEMENT SVCS INC 6,644.17 CROSSING GUARD SERVICES 11/06/16-11/19/16 12/22/2016 ARAMARK UNIFORM SVC LOCKBOX 38.72 MAT SERVICE CIVIC CENTER-DEC 2016 28.00 MAT SERVICE CORP YARD-DEC 2016 39.18 MAT SERVICE SHANNON CENTER-DEC 2016 Check Total: 105.90 4.6.a Packet Pg. 120 At t a c h m e n t : 1 . P a y m e n t I s s u a n c e R e p o r t - D e c e m b e r 2 0 1 6 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) City of Dublin Page 9 of 11 Payment Issuance Report Payments Dated 12/1/2016 through 12/31/2016 Date Issued Payee Amount Description 12/22/2016 ARLEN NESS, INC. 597.42 POLICE MOTORCYCLE MAINTENANCE 12/22/2016 ARORA, AKSHAY 7,500.00 REC CLASS INSTRUCTOR 12/22/2016 AT&T - CALNET 3 781.23 SERVICE TO 12/12/16 12/22/2016 BANNER BANK 45,443.12 RETENTION DEPOSIT-FALLON SPORTS PARK CONSTR 12/22/2016 BAY AREA NEWS GROUP 171.08 LEGAL NOTICES-NOV 2016 12/22/2016 BLANKENSHIP, WILLIAM 96.00 DJ SERVICE FOR SENIOR CTR AFTERNOON DANCE 183.60 REC CLASS INSTRUCTOR Check Total: 279.60 12/22/2016 BRAGAR, LILIYA 725.00 REFUND SHANNON CENTER RENTAL DEPOSIT 12/22/2016 BRYCE CONSULTING, INC. 1,280.00 HUMAN RESOURCES CONSULTING SERVICES 12/22/2016 BYOG 665.01 ADULT SPORTS SUPPLIES 12/22/2016 CALIFORNIA BANK OF COMMERCE 39,743.31 RETENTION DEPOSIT-DOUGHERTY RD CONSTR SVCS 12/22/2016 CALTRONICS BUSINESS SYSTEMS 620.57 COPIES-OCT 2016 12/22/2016 CASTRO VALLEY PERFORMING ARTS 432.45 REC CLASS INSTRUCTOR 12/22/2016 CENTRAL VALLEY TOXICOLOGY 2,507.00 LAB TESTING SERVICES - NOV 2016 12/22/2016 CHAN, ROSA 236.07 REC CLASS INSTRUCTOR 12/22/2016 CHINN, AVA YEE 842.40 REC CLASS INSTRUCTOR 12/22/2016 COMCAST 708.98 INTERNET & CABLE SERVICES TO 1/10/17 12/22/2016 COVANTA ENERGY, LLC 233.91 NARCOTICS & FIREARMS DISPOSAL 12/22/2016 CRITICAL REACH INC 435.00 CRITICAL REACH ANNUAL SUPPORT FEE 12/22/2016 DAHLIN GROUP INC 478.09 AQUATIC COMPLEX-PRINTING CHARGES 12/22/2016 DARLING INTERNATIONAL INC 204.71 GREASE TRAP SERVICE-SENIOR CENTER 12/22/2016 DEAM, VALERIE 1,056.00 REC CLASS INSTRUCTOR 12/22/2016 DESILVA GATES CONSTRUCTION LP 991,722.86 CONSTRUCTION SVCS-DOUGHERTY RD IMPROV 12/22/2016 DOWNTOWN IDEA EXCHANGE 236.50 SUBSCRIPTION RENEWAL 12/22/2016 DOWNTOWN PROMOTION REPORTER 226.50 SUBSCRIPTION RENEWAL 12/22/2016 DUBLIN UNIFIED SCHOOL DISTRICT 791.09 STAGER GYM UTILITIES TO 12/11/16 12/22/2016 DUTCHOVER & ASSOCIATES 1,163.75 PLANNING SERVICES - NOV 2016 12/22/2016 E. MAJDALANI CONSTRUCTION 18,418.50 CONSTRUCTION MGMT-FALLON SPORTS PARK 12/22/2016 EAST BAY CHAPTER ICC 270.00 INT'L CODE COUNCIL MEMBER DUES-SHREEVE 12/22/2016 EAST BAY REGIONAL 37,500.00 MOBILE RADIO REG. CONNECTIVITY FEES 12/22/2016 ELECTRICBABY, INC. 1,496.25 HOUSING CONSULTING SERVICES NOV 2016 12/22/2016 EVANS, DAVID 420.00 REC CLASS REFUND 12/22/2016 FALLON, DEBORAH P. 45.00 REC CLASS INSTRUCTOR 12/22/2016 FARR, SUSAN 243.77 HERITAGE CENTER SUPPLIES 12/22/2016 GLUMAC 600.00 LEED COMMISSION AGENT SVCS-PD & PS 12/22/2016 GOLDEN STATE FLEET SVCS INC 150.00 POLICE VEHICLE MAINTENANCE 12/22/2016 HINDERLITER, DE LLAMAS & ASSOC 40,598.95 SALES TAX AUDIT & CONSULTING SVCS 12/22/2016 HOPE HOSPICE, INC. 500.00 SHANNON CENTER RENTAL DEPOSIT REFUND 12/22/2016 IRON MOUNTAIN 7,677.91 POLICE RECORDS STORAGE 12/22/2016 ISLES, ELIZABETH 54.32 REIMBURSE HERITAGE CENTER SUPPLIES 12/22/2016 JUNG, SUKHEE 442.00 REFUND REC CLASS 12/22/2016 KAKARLA, SATYAVANI 38.00 REFUND RENTAL INSURANCE OVERCHARGE 12/22/2016 KELLY, MOIRA 323.67 REFUND REC CLASS 12/22/2016 KUPER, CHRISTINA 79.00 REFUND REC CLASS 12/22/2016 LANGUAGE LINE SERVICES 9.50 LANGUAGE LINE SERVICES-NOV 2016 12/22/2016 LEEDHAM, KATHERINE 207.00 SENIOR CENTER DANCESCAPE ENTERTAINMENT 12/22/2016 LIBRODO, KEVIN 725.00 REFUND SHANNON CENTER RENTAL DEPOSIT 12/22/2016 LITTLE PICASSOS 205.20 REC CLASS INSTRUCTOR 4.6.a Packet Pg. 121 At t a c h m e n t : 1 . P a y m e n t I s s u a n c e R e p o r t - D e c e m b e r 2 0 1 6 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) City of Dublin Page 10 of 11 Payment Issuance Report Payments Dated 12/1/2016 through 12/31/2016 Date Issued Payee Amount Description 12/22/2016 LIVERMORE AUTO GROUP 2,718.87 POLICE VEHICLE MAINTENANCE 12/22/2016 LOEWKE PLANNING ASSOCIATES 8,550.00 PLANNING SERVICES - NOV 2016 12/22/2016 LONE TREE CEMETARY ASSOCIATION 3,143.06 BURIAL & EQUIPMENT RENTAL 12/22/2016 MATRISCOPE ENGINEERING 10,593.00 INSPECTION & TESTING-FALLON SPORTS PARK 12/22/2016 MCDANIEL, JEFFERY 725.00 REFUND DEPOSIT HERITAGE PARK & MUSEUM 12/22/2016 MCPHERSON, LISA 156.40 REPLENISH PETTY CASH 12/22/2016 MEIN, STEPHANIE 49.81 MILEAGE REIMBURSEMENT 12/22/2016 MINUTEMAN PRESS 1,134.48 CRIME PREVENTION PROMOTIONAL SUPPLIES 12/22/2016 OKE, PALLAVI 235.00 REFUND REC CLASS 12/22/2016 OMNI-MEANS LTD 2,436.94 ENGINEERING SVCS-PARKNG ANALYSIS 12/22/2016 PG&E 1,792.49 SERVICE TO 12/11/16 213.91 SERVICE TO 12/12/16 12,270.68 SERVICE TO 12/13/16 1,105.68 SERVICE TO 12/5/16 647.62 SERVICE TO 12/6/16 11,803.44 SERVICE TO 12/7/16 Check Total: 27,833.82 12/22/2016 PGADESIGN INC. 10,542.50 LANDSCAPE ARCHITECTURE SVCS-SUBAREA 3 12/22/2016 PHILBROOK, JAMES A. 592.62 REFUND DEVELOPER DEPOSIT 12/22/2016 PHOENIX GROUP INFO SYS. 950.40 PARKING CIT. PROCESSING-OCT 2014, NOV 2015 12/22/2016 QUENCH USA, INC. 808.11 WATER FILTRATION SYSTEM DEC-JAN 2017 12/22/2016 REDDELL, DANIEL E. 270.00 REC CLASS INSTRUCTOR 12/22/2016 ROBERT A. BOTHMAN, INC. 863,875.33 FALLON SPORTS PARK CONSTRUCTION 12/22/2016 S & C ENGINEERS, INC. 75,812.08 CONSTRUCTION ADMIN-DOUGHERTY RD IMPROV 12/22/2016 SHUMS CODA ASSOCIATES INC 2,640.00 INSPECTION & PLAN CHECK SVCS-NOV 2016 12/22/2016 SINGH, MANINDRA 37.00 REFUND REC CLASS 12/22/2016 SNG & ASSOCIATES INC. 25,590.00 ENGINEERING SERVICES - JUL 2016 12/22/2016 SPANISH ACADEMY 657.00 REC CLASS INSTRUCTOR 12/22/2016 STONERIDGE CHRYSLER JEEP DODGE 129.55 POLICE VEHICLE MAINTENANCE 12/22/2016 STUDIO BLUE REPROGRAPHICS 387.28 SEAN DIAMOND PARK PLAN CHECK REVIEW 12/22/2016 SULLIVAN, CAROLINE 16.50 REC CLASS REFUND 12/22/2016 SUNRUN, INC. 150.00 REFUND BUILDING PERMIT FEE 12/22/2016 SWATT|MIERS ARCHITECTS 2,177.19 DESIGN SVCS-COUNCIL CHAMBERS RENOVATION 12/22/2016 TRB AND ASSOCIATES, INC. 120.00 INSPECTION & PLAN CHECK SVCS-NOV 2016 12/22/2016 TREASURER ALAMEDA COUNTY 42,533.98 ANIMAL SHELTER SERVICES 7/3/16-9/24/16 837.00 CRIME LAB SERVICES - NOV 2016 Check Total: 43,370.98 12/22/2016 TREASURER ALAMEDA COUNTY 12,368.40 JAIL BOOKING FEES 12/22/2016 UNITED SITE SERVICES OF CA INC 601.31 DISPOSAL SERVICES-JAN 2017 12/22/2016 VALENTIN, M. 148.50 REC CLASS INSTRUCTOR 12/22/2016 VERIZON WIRELESS 1,487.69 POLICE CELL PHONE SERVICE TO 12/03/16 38.01 WIRELESS SVC FOR PCSD IPAD TO 11/10/16 Check Total: 1,525.70 12/22/2016 WEISS, ROBIN S. 342.00 REC CLASS INSTRUCTOR 12/22/2016 WETHERFORD, HAZEL 16.74 MILEAGE REIMBURSEMENT - NOV 2016 12/22/2016 WILLDAN FINANCIAL SERVICES 2,000.00 PUBLIC FACILITIES FEE UPDATE TO 11/25/16 Payments Issued 12/22/2016 Total: 2,323,070.88 4.6.a Packet Pg. 122 At t a c h m e n t : 1 . P a y m e n t I s s u a n c e R e p o r t - D e c e m b e r 2 0 1 6 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) City of Dublin Page 11 of 11 Payment Issuance Report Payments Dated 12/1/2016 through 12/31/2016 Date Issued Payee Amount Description Grand Total for Payments Dated 12/1/2016 through 12/31/2016: 8,416,691.46 Total Number of Payments Issued: 390 4.6.a Packet Pg. 123 At t a c h m e n t : 1 . P a y m e n t I s s u a n c e R e p o r t - D e c e m b e r 2 0 1 6 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) Print Date: 02/06/2017 City of Dublin Page 1 of 11 Payment Issuance Report Payments Dated 1/1/2017 through 1/31/2017 Date Issued Payee Amount Description 01/04/2017 UNUM LIFE INS CO OF AMERICA 11,840.88 LIFE AND AD&D PREMIUM - JANUARY 2017 Payments Issued 1/4/2017 Total: 11,840.88 01/06/2017 CALPERS 43,373.76 2017 REPLACEMENT BENEFIT CONTRIBUTION 01/06/2017 U.S. BANK CORPORATE PMT SYSTEM 2.25 ALAMEDA COUNTY TAC MEETING EXPENSE 824.68 AMERICAN PLANNING ASSN CONF EXPENSE-PALEY 92.00 BAY AREA POOL OPERATORS ASSN DUES-DYBDAL 2,790.29 CA NARCOTICS OFFICERS ASSN EXP-MECCHI, RHODES 209.12 CA PARKS & REC SOCIETY DUES-DYBDAL, ELLIOTT 7.00 CLIPPER CARD ADMINISTRATION FEE 1,302.31 COMPUTER SOFTWARE 355.57 COMPUTER SUPPLIES 1,611.94 EMPLOYEE RECOGNITION & INSIDE DUBLIN SUPPLIES 2,293.62 EMPLOYMENT ADS-REC COORDINATOR, FINANCE TECH 228.42 HERITAGE CENTER SUPPLIES 282.06 HOLIDAY HAPPENINGS FLYERS PRINTING 300.00 HOMETOWN HEROES LUNCHEON-12 ATTENDEES 19.99 HUMAN SERVICES COMMISSION MEETING SUPPLIES 1,291.28 INSIDE DUBLIN SUPPLIES & U.S. CONF OF MAYORS REG 1,472.95 JR. WARRIORS COACH TRAINING 693.79 KOLB HOUSE EXHIBIT & HOLIDAY TEA SUPPLIES 3,730.90 LIGHT FIXTURES FOR CORP YARD/ALCO MAINT PROJ 1,066.31 NATIONAL LEAGUE OF CITIES CONF EXP-BIDDLE 661.96 OFFICE FILING CABINETS 190.43 OFFICE SUPPLIES 1,092.30 OFFICE SUPPLIES, TRAFFIC SIGNAL CLASSES-LAI 313.51 POLICE SUPPLIES 1,869.57 RECREATION STAFF UNIFORMS 35.85 AFFORDABLE HOUSING COMMITTEE MTG SUPPLIES 399.82 SENIOR CENTER SUPPLIES 3,603.50 SHOP LOCAL REUSABLE SHOPPING BAGS 56.00 SENIOR CENTER SUPPLIES 659.66 TRANSPORTATION INSTITUTE DUES-KHAN 379.02 TREE LIGHTING SUPPLIES Check Total: 27,836.10 Payments Issued 1/6/2017 Total: 71,209.86 01/09/2017 4LEAF INC. 126,430.50 BUILDING INSPECTION & PLAN CHECK SVCS-NOV 2016 7,224.00 INSPECTION SERVICES-NOV 2016 Check Total: 133,654.50 01/09/2017 ADAMSON POLICE PRODUCTS 414.97 POLICE TACTICAL VEST ACCESSORIES 01/09/2017 ALAMEDA CO SHERIFF'S OFFICE 954.64 PRINTING SERVICES - DEC 2016 01/09/2017 ALAMEDA COUNTY LIBRARY 276,160.00 LIBRARY SERVICES JUL-DEC 2016 4.6.b Packet Pg. 124 At t a c h m e n t : 2 . P a y m e n t I s s u a n c e R e p o r t - J a n u a r y 2 0 1 7 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) Print Date: 02/06/2017 City of Dublin Page 2 of 11 Payment Issuance Report Payments Dated 1/1/2017 through 1/31/2017 Date Issued Payee Amount Description 01/09/2017 ALL CITY MANAGEMENT SVCS INC 4,161.60 CROSSING GUARD SERVICES 11/20/16-12/3/16 8,323.20 CROSSING GUARD SERVICES 12/4/16-12/17/16 Check Total: 12,484.80 01/09/2017 AMY'S ENGRAVED SIGNS & AWARDS 38.33 NAMEPLATE FOR RECORDING SECRETARY 01/09/2017 ARLEN NESS, INC. 401.16 POLICE MOTORCYCLE MAINTENANCE 01/09/2017 ARORA, AKSHAY 7,105.04 REC CLASS INSTRUCTOR 01/09/2017 AT&T - CALNET 3 108.98 SERVICE TO 12/1/16 283.35 SERVICE TO 12/12/16 442.93 SERVICE TO 12/14/16 164.13 SERVICE TO 12/19/16 272.59 SERVICE TO 12/26/16 Check Total: 1,271.98 01/09/2017 AT&T MOBILITY 194.06 PUBLIC WORKS CELLPHONES TO 12/7/16 01/09/2017 BAY ISLAND OFFICIAL ASSOC 1,098.00 SPORTS OFFICIATING SERVICES 01/09/2017 BIG O TIRES #7 139.29 POLICE VEHICLE MAINTENANCE 01/09/2017 CALICO CENTER 4,000.00 ANNUAL FORENSIC SERVICE FEE 01/09/2017 CAPITAL ONE COMMERCIAL 188.93 BREAKFAST WITH SANTA SUPPLIES 01/09/2017 CELLEBRITE USA, CORP. 3,098.99 PD INVESTIGATIVE EQUIPMENT ANNUAL SUPPORT 01/09/2017 CODE PUBLISHING COMPANY 63.00 MUNI CODE CODIFICATION 01/09/2017 CORWOOD CAR WASH, INC. 900.00 CAR WASHES SEP-DEC 2016 01/09/2017 COUNTY OF ALAMEDA 39.00 ASSESSOR'S MAPS 01/09/2017 CSG CONSULTANTS INC 14,476.50 ENGINEERING SERVICES TO 10/31/16 10,524.00 ENGINEERING SERVICES TO 11/25/16 Check Total: 25,000.50 01/09/2017 DUBLIN CHAMBER OF COMMERCE 10,000.00 SPONSORSHIP CONTRIBUTION 01/09/2017 EAST BAY POOL SERVICE, INC. 1,241.50 DUBLIN SWIM CENTER POOL CHEMICALS 01/09/2017 ELECTRICBABY, INC. 451.25 HOUSING CONSULTING SERVICES 01/09/2017 ENTERPRISE RENT A CAR 1,474.37 VEHICLE RENTAL-SPECIAL INVESTIGATIONS 01/09/2017 GAVAGAN BOZZO, TARYN 51.00 REIMB FILING OF NOTARY BOND & OATH FEES 01/09/2017 GUIDA SURVEYING INC. 1,014.00 ENGINEERING SERVICES TO 09/24/16 845.00 ENGINEERING SERVICES TO 10/29/16 338.00 ENGINEERING SERVICES TO 11/12/16 Check Total: 2,197.00 01/09/2017 INTERNATIONAL CODE COUNCIL INC 135.00 INTERNATIONAL CODE COUNCIL CITY MEMBERSHIP 01/09/2017 JOCHNER, RICH 891.20 REIMB TEAM DUBLIN FUNDRAISER SUPPLIES 01/09/2017 LANLOGIC INC. 4,940.86 NETWORK SWITCHES FOR DOWNTOWN WI-FI PROJ 01/09/2017 LEAGUE OF CALIFORNIA CITIES 585.00 2017 MEMBERSHIP DUES-GOEL 01/09/2017 LEAGUE OF CALIFORNIA CITIES 50.00 EAST BAY DIVISION MEETING-GOEL Vendor Total: 635.00 01/09/2017 LEXISNEXIS RISK SOLUTIONS 159.55 DATABASE SEARCHES - DEC 2016 01/09/2017 MANAGEMENT PARTNERS INC. 225.00 CONTRACT PROCEDURES REVIEW SERVICES 289.50 EXECUTIVE COACHING SERVICES Check Total: 514.50 01/09/2017 MEYERS NAVE 1,312.50 LEGAL SERVICES 01/09/2017 NCCIPMA-HR 60.00 INT'L PUBLIC MGMT ASSN-HR MEMBERSHIP-CARTER 01/09/2017 PG&E 9,919.19 SERVICE TO 12/14/16 4.6.b Packet Pg. 125 At t a c h m e n t : 2 . P a y m e n t I s s u a n c e R e p o r t - J a n u a r y 2 0 1 7 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) Print Date: 02/06/2017 City of Dublin Page 3 of 11 Payment Issuance Report Payments Dated 1/1/2017 through 1/31/2017 Date Issued Payee Amount Description 260.15 SERVICE TO 12/15/16 4,553.02 SERVICE TO 12/22/16 91.40 SERVICE TO 12/23/16 2,132.96 SERVICE TO 12/26/16 1,042.30 SERVICE TO 12/28/16 2,591.27 SERVICE TO 12/29/16 Check Total: 20,590.29 01/09/2017 PHILLIPS, TYLER 20.00 REIMBURSE LIVESCAN FINGERPRINTING FEE 01/09/2017 PUBLIC BENEFIT TECHNOLOGY 390.00 CITY COUNCIL MEETING VIDEO SVCS-NOV 2016 01/09/2017 PURSUIT NORTH 56.74 POLICE VEHICLE MAINTENANCE 01/09/2017 SAFETY NETWORK TRAFFIC SIGNS 16,002.00 STREET SIGN RETROREFLECTIVITY SURVEY 01/09/2017 SNG & ASSOCIATES INC. 40,092.00 ENGINEERING SERVICES TO 8/31/16 52,236.50 ENGINEERING SERVICES TO 9/30/16 Check Total: 92,328.50 01/09/2017 TELEPACIFIC COMMUNICATIONS 2,076.57 CIVIC CENTER INTERNET & PHONE SVC TO 1/8/17 01/09/2017 TREASURER ALAMEDA COUNTY 17,939.12 ANIMAL CONTROL FIELD SERVICES JUL-SEP 2016 01/09/2017 TREASURER ALAMEDA COUNTY 7,165.00 PARKING CITATIONS COLLECTED 01/09/2017 TREASURER ALAMEDA COUNTY 7,636.18 FUEL - NOV 2016 8,879.79 FUEL - OCT 2016 Check Total: 16,515.97 01/09/2017 VERIZON WIRELESS 157.78 IT CELLPHONES TO 1/10/17 01/09/2017 WAGEWORKS, INC. 538.25 FLEXIBLE SPENDING ACCOUNT FEES 01/09/2017 WC3-WEST COAST CODE CONSULTANT 22,080.00 INSPECTION & PLAN CHECK SERVICES-NOV 2016 01/09/2017 WEE HOOP, INC. 2,541.60 REC CLASS INSTRUCTOR 01/09/2017 WESCO GRAPHICS INC 5,767.96 ACTIVITY GUIDE PRINTING SERVICES 01/09/2017 ZUMWALT ENGINEERING GROUP 16,172.00 ENGINEERING SERVICES 11/30/16 Payments Issued 1/9/2017 Total: 711,612.70 01/13/2017 CAL PERS 70,192.27 PERS RETIREMENT PLAN: PE 1/6/17 01/13/2017 EMPLOYMENT DEVELOPMENT DEPT 15,939.52 CA STATE WITHHOLDING: PE 1/6/17 01/13/2017 I C M A 401 PLAN 10,330.13 DEFERRED COMP 401A: PE 1/6/17 01/13/2017 I C M A 457 PLAN 22,352.36 DEFERRED COMP 457: PE 1/6/17 01/13/2017 INTERNAL REVENUE SERVICE 55,898.16 FEDERAL WITHHOLDING: PE 1/6/17 01/13/2017 US BANK - PARS 854.85 PARS: PE 1/6/17 01/13/2017 WAGEWORKS, INC. 81,177.03 WAGEWORKS 2017: PE 1/6/17 Payments Issued 1/13/2017 Total: 256,744.32 01/17/2017 ADVANCED INTEGRATED PEST 820.00 PEST CONTROL SERVICES-DEC 2016 01/17/2017 ALAMEDA COUNTY FIRE DEPARTMENT 1,066,079.92 FIRE SERVICES-OCT 2016 01/17/2017 ALAMEDA COUNTY FLOOD CONTROL 302,650.92 ZONE 7 FEES COLLECTED PERMITS OCT-DEC 2016 01/17/2017 ALEX, ROSEMARY 27.99 MILEAGE REIMBURSEMENT - DEC 2016 14.58 MILEAGE REIMBURSEMENT - OCT 2016 Check Total: 42.57 01/17/2017 AMADOR VALLEY INDUSTRIES LLC 1,876,348.31 RESIDENTIAL GARBAGE SERVICES JUL-DEC 2016 01/17/2017 AMP PRINTING, INC. 439.18 BUSINESS CARDS 01/17/2017 ARAMARK UNIFORM SVC LOCKBOX 38.72 MAT SERVICE-CIVIC CENTER 4.6.b Packet Pg. 126 At t a c h m e n t : 2 . P a y m e n t I s s u a n c e R e p o r t - J a n u a r y 2 0 1 7 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) Print Date: 02/06/2017 City of Dublin Page 4 of 11 Payment Issuance Report Payments Dated 1/1/2017 through 1/31/2017 Date Issued Payee Amount Description 28.00 MAT SERVICE-CORP YARD 39.18 MAT SERVICE-SHANNON CENTER Check Total: 105.90 01/17/2017 ASSOCIATED ENGINEERING 24,569.60 ENGINEERING SERVICES TO 12/2/16 01/17/2017 AT&T - CALNET 3 108.75 SERVICE TO 1/1/17 19.45 SERVICE TO 12/26/16 152.66 SERVICE TO 12/27/16 Check Total: 280.86 01/17/2017 BAY ALARM COMPANY 5,709.99 ALARM SERVICES JAN-MAR 2017 95.00 SERVICE CALL ALARM KEYPAD ISSUE -SENIOR CENTER Check Total: 5,804.99 01/17/2017 BAY AREA NEWS GROUP 210.00 LEGAL NOTICES-DEC 2016 01/17/2017 BRIGGS, VERONICA 429.20 EDUCATION REIMBURSEMENT 01/17/2017 BRODEHL, PAT 15.00 REC CLASS REFUND 01/17/2017 BROWN, AMY 458.33 REC CLASS REFUND 01/17/2017 C. OVERAA & CO. 1,450,247.90 AQUATIC COMPLEX CONSTRUCTION SERVICES 01/17/2017 CALIFORNIA BUILDING STANDARDS 2,689.20 GREEN BUILDING FEES OCT- DEC 2016 01/17/2017 CENTENO, CAMILLE 7.29 MILEAGE REIMBURSEMENT - DEC 2016 01/17/2017 CERTIFIED TIRE & SERVICE CNTRS 67.50 SENIOR CENTER VAN INSPECTION 01/17/2017 CINTAS CORPORATION NO.3 1,850.00 CARPET CLEANING-CIVIC CENTER 1,728.00 CARPET CLEANING-LIBRARY 338.00 CARPET CLEANING-SENIOR CENTER 2,922.00 CARPET CLEANING-SHANNON CENTER Check Total: 6,838.00 01/17/2017 CIVICPLUS 415.83 UPGRADE MOBILE ADMIN APP FEATURES 01/17/2017 CONCORD FEED 500.00 REFUND CASH COMPLETION BOND 01/17/2017 CONTRACT SWEEPING SERVICES 12,698.06 STREET SWEEPING SERVICES-DEC 2016 01/17/2017 CSG CONSULTANTS INC 28,768.00 ENGINEERING SERVICES TO 10/28/16 30,856.00 ENGINEERING SERVICES TO 11/25/16 Check Total: 59,624.00 01/17/2017 DEPARTMENT OF JUSTICE 192.00 FINGERPRINTING SERVICES-DEC 2016 01/17/2017 DEPT OF CONSERVATION 9,642.84 SEISMIC HAZARD MAPPING FEE OCT- DEC 2016 01/17/2017 DHARIA, PRITPAL 90.00 REC CLASS REFUND 01/17/2017 DIV OF THE STATE ARCHITECT 215.10 BUSINESS LICENSE ADMIN CASP FEE OCT-DEC 2016 01/17/2017 DOCTOR DIESEL 940.00 ANNUAL DIESEL TANK SERVICE-CIVIC CENTER 1,915.00 ANNUAL DIESEL TANK SERVICE-FIRE STATIONS Check Total: 2,855.00 01/17/2017 DSRSD 581.67 SERVICE TO 12/31/2016 01/17/2017 DU-ALL SAFETY, LLC 337.50 SAFETY CONSULTING SERVICES-DEC 2016 01/17/2017 DUBLIN HIGH BEST BUDDIES CLUB 350.00 YOUTH ADVISORY COMMITTEE MINI GRANT AWARD 01/17/2017 DUBLIN HIGH SCHOOL AVID 2017 463.13 SPLATTER FESTIVAL SERVICES 01/17/2017 DUTCHOVER & ASSOCIATES 8,137.50 ENGINEERING SERVICES TO 11/30/16 01/17/2017 ENGEO INC 1,273.23 FALLON VILLAGE GHAD CONSULTING SERVICES 1,488.01 SCHAEFER GHAD CONSULTING SERVICES Check Total: 2,761.24 01/17/2017 EVERYTHING GROWS INTERIOR 135.00 PLANT SERVICE-JAN 2017 01/17/2017 FEHR & PEERS ASSOCIATES INC. 4,738.25 PEDESTRIAN CROSSING IMPROVEMENT ANALYSIS 01/17/2017 FRANCIS, TAKAKO 30.83 REFUND REC CLASS 01/17/2017 FRANK, JOHN 120.00 REC CLASS REFUND 4.6.b Packet Pg. 127 At t a c h m e n t : 2 . P a y m e n t I s s u a n c e R e p o r t - J a n u a r y 2 0 1 7 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) Print Date: 02/06/2017 City of Dublin Page 5 of 11 Payment Issuance Report Payments Dated 1/1/2017 through 1/31/2017 Date Issued Payee Amount Description 01/17/2017 GSM LANDSCAPE ARCHITECTS, INC. 5,890.30 JORDAN RANCH PARK DESIGN SERVICES 01/17/2017 HALLMARK, DIANNE 15.00 REC CLASS REFUND 01/17/2017 HD SUPPLY WHITE CAP 22.93 SAFETY HAT-SUCGANG 01/17/2017 HUI, VIVIAN 81.00 REC CLASS REFUND 01/17/2017 IBEW LOCAL UNION 595 750.00 REFUND DEPOSIT SHANNON CENTER RENTAL 01/17/2017 KOLPURU, HAREESH 211.00 REC CLASS REFUND 01/17/2017 LANLOGIC INC. 5,242.50 AQUATIC COMPLEX FIBER FEASIBILITY & INSTALL 5,660.59 DOWNTOWN WI-FI PROJECT MANAGEMENT 1,665.00 NETWORK ENGINEERING & SUPPORT SERVICES 2,200.00 SERVER NETWORK MONITORING SERVICES Check Total: 14,768.09 01/17/2017 LAS POSITAS COLLEGE 150.00 TABLE RENTAL FOR JOB RECRUITMENT 01/17/2017 LE, AIVY 76.00 REC CLASS REFUND 01/17/2017 LOEWKE PLANNING ASSOCIATES 13,035.00 PLANNING SERVICES - DEC 2016 01/17/2017 MARELLACCI, LAURIE 15.00 REC CLASS REFUND 01/17/2017 MARK THOMAS & COMPANY, INC. 2,506.43 DESIGN SVCS - SAN RAMON RD STORM DRAIN PROJ 01/17/2017 MCLANE, TEGAN 18.47 MILEAGE REIMBURSEMENT-DEC 2016 01/17/2017 MECHANICS BANK 76,304.83 RETENTION DEPOSIT-AQUATIC COMPLEX PROJ 01/17/2017 NEXTEL COMMUNICATIONS 81.80 RECREATION CELLPHONE SERVICE TO 12/19/16 01/17/2017 NONDORF, VERONICA 390.00 REC CLASS REFUND 01/17/2017 NOVANI, LLC. 3,000.00 TRAFFIC WEBPAGE GENERAL SUPPORT 01/17/2017 NURUDDIN, FATEMA 144.00 REC CLASS REFUND 01/17/2017 OMNI-MEANS LTD 228.00 ENGINEERING SERVICES SPEED SURVEYS-DEC 2016 2,376.00 ENGINEERING SERVICES SPEED SURVEYS-NOV 2016 Check Total: 2,604.00 01/17/2017 ONE WORKPLACE L. FERRARI LLC 3,143.34 OFFICE CHAIRS FOR CDD CONFERENCE ROOM 2,781.63 OFFICE FURNITURE P&CS Check Total: 5,924.97 01/17/2017 PACHECO BROTHERS GARDENING INC 3,615.00 ASSESSMENT DISTRICTS LANDSCAPING SERVICES 01/17/2017 PAKPOUR CONSULTING GROUP, INC. 23,456.53 EASTERN DUBLIN TRAFFIC IMPACT FEE UPDATE 01/17/2017 PG&E 2,325.32 SERVICE TO 1/2/17 133.39 SERVICE TO 10/5/16 133.39 SERVICE TO 11/3/16 7,445.43 SERVICE TO 12/13/16 42.54 SERVICE TO 12/28/16 2,462.67 SERVICE TO 12/29/16 1,269.35 SERVICE TO 12/30/16 147.19 SERVICE TO 12/5/16 188.59 SERVICE TO 8/7/16 137.99 SERVICE TO 9/6/16 Check Total: 14,285.86 01/17/2017 PLEASANTON, CITY OF 38,304.93 FREEWAY INTERCHANGE DEBT PMT OCT-DEC 2016 01/17/2017 PLEASANTON, CITY OF 774.70 HUMAN SERVICES POCKET GUIDE PRINTING 01/17/2017 POLJAKOVIC, ISABEL 79.66 REC CLASS REFUND 01/17/2017 RINCON CONSULTANTS, INC. 217.50 PLANNING SERVICES - DEC 2016 01/17/2017 S & S WORLDWIDE INC 414.98 AFTER SCHOOL REC SUPPLIES 01/17/2017 SELECT IMAGING 89.53 FALL & SPRING EVENT SPONSORSHIP FLYERS 4.6.b Packet Pg. 128 At t a c h m e n t : 2 . P a y m e n t I s s u a n c e R e p o r t - J a n u a r y 2 0 1 7 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) Print Date: 02/06/2017 City of Dublin Page 6 of 11 Payment Issuance Report Payments Dated 1/1/2017 through 1/31/2017 Date Issued Payee Amount Description 95.45 NAME BADGES FOR NEW COMMISSIONERS 514.62 RETIREMENT CLOCKS Check Total: 699.60 01/17/2017 SHARMA, SAROJ 240.00 REC CLASS REFUND 01/17/2017 SNG & ASSOCIATES INC. 50,567.00 ENGINEERING SERVICES TO 10/31/16 01/17/2017 SOLAIMAN, FEROZA 69.00 REC CLASS REFUND 01/17/2017 SOZA, LINDSEY 1,000.00 REFUND DEPOSIT HERITAGE CENTER RENTAL 01/17/2017 STATE WATER RESOURCES CONTROL 14,966.00 ANNUAL PERMIT FEES FY16-17 01/17/2017 SUBTRONIC CORPORATION 3,800.00 EMERGENCY STORM DRAIN REPAIR 01/17/2017 SURF TO SNOW ENVIRONMENTAL 2,807.50 BUSINESS STORMWATER INSPECTIONS-NOV 2016 01/17/2017 SWA GROUP 1,215.84 DUBLIN CROSSING MASTER PLAN DEVELOPMENT 01/17/2017 TRI-VALLEY JANITORIAL INC. 235.20 EXTRA JANITORIAL SERVICES-CIVIC CENTER 190.82 EXTRA JANITORIAL SERVICES-HERITAGE PARK 843.14 EXTRA JANITORIAL SERVICES-SENIOR CENTER 1,251.38 EXTRA JANITORIAL SERVICES-SHANNON CENTER 482.30 JANITORIAL SUPPLIES-CIVIC CENTER 86.33 JANITORIAL SUPPLIES-HERITAGE PARK 208.66 JANITORIAL SUPPLIES-LIBRARY 162.99 JANITORIAL SUPPLIES-SENIOR CENTER Check Total: 3,460.82 01/17/2017 VANGUARD CONSTRUCTION, FBD 17,512.08 RETENTION RELEASE-AMADOR PLAZA RD BIKE & PED 01/17/2017 VERIZON WIRELESS 266.07 PLANNING & BLDG CELL PHONES TO 12/10/16 38.01 WIRELESS SERVICE FOR PCSD IPAD TO 12/10/16 Check Total: 304.08 01/17/2017 WALKER, DEBORAH 30.00 REC CLASS REFUND 01/17/2017 WELLS MS LEADERSHIP CLUB 325.00 YOUTH ADVISORY COMMITTEE MINI GRANT AWARD 01/17/2017 WEST CORPORATION 20,011.00 AQUATIC COMPLEX SECURITY & ACCESS CONSULTING 01/17/2017 WEST, DIANE 109.00 REC CLASS REFUND 01/17/2017 YUNG, LINDA 74.37 REC CLASS REFUND 01/17/2017 ZENG, LUKE 400.00 REC CLASS REFUND 01/17/2017 ZHENG, RONG 258.00 REC CLASS REFUND Payments Issued 1/17/2017 Total: 5,166,979.89 01/24/2017 3I ADVERTISING, LLC. 1,218.75 ADVERTISING & MARKETING FOR AQUATIC COMPLEX 01/24/2017 4 PAWS GOOSE CONTROL, INC 1,000.00 GEESE CONTROL SERVICES-DEC 2016 01/24/2017 ALAMEDA COUNTY CLERK 50.00 NOTICE OF EXEMPTION FILING FEE 01/24/2017 ALAMEDA COUNTY CLERK 50.00 NOTICE OF EXEMPTION FILING FEE Vendor Total: 100.00 01/24/2017 ALLIANT INSURANCE SVCS INC 4,374.00 FACILITY RENTAL INSURANCE OCT-DEC 2016 01/24/2017 ALPHAGRAPHICS 1,188.78 PRINTING OF CAFR DOCUMENT 01/24/2017 AMADOR VALLEY INDUSTRIES LLC 1,296.23 COMMERCIAL RECYCLING PROGRAM NOV-DEC 2016 01/24/2017 ARORA, AKSHAY 15,539.41 REC CLASS INSTRUCTOR 01/24/2017 ASVRF DUBLIN PLACE, LP 1,885.66 ANNUAL STORM DRAIN CLEANING 01/24/2017 BAY AREA NEWS GROUP 264.00 LEGAL NOTICES-DEC 2016 01/24/2017 BERENJI, FARIMA 500.00 CITY PRESENTED PERFORMANCE AT DUBLIN HIGH 01/24/2017 BRYANT, NANCY JONES 104.17 REC CLASS REFUND 4.6.b Packet Pg. 129 At t a c h m e n t : 2 . P a y m e n t I s s u a n c e R e p o r t - J a n u a r y 2 0 1 7 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) Print Date: 02/06/2017 City of Dublin Page 7 of 11 Payment Issuance Report Payments Dated 1/1/2017 through 1/31/2017 Date Issued Payee Amount Description 01/24/2017 CALTRONICS BUSINESS SYSTEMS 376.07 COPIES-DEC 2016 564.86 COPIES-OCT 2016 Check Total: 940.93 01/24/2017 CARDUCCI AND ASSOCIATES INC. 12,972.50 FALLON SPORTS PARK LANDSCAPE ARCHITECTURE 01/24/2017 CDW GOVERNMENT INC 2,569.02 COMPUTER SOFTWARE 194,209.53 DATA CENTER SERVER UPGRADES Check Total: 196,778.55 01/24/2017 CHANDLER ASSET MANAGEMENT 9,384.51 INVESTMENT CONSULTING SERVICES 01/24/2017 CITY OF BERKELEY 146.00 NATURE DAY CAMP EXCURSION DEPOSIT 01/24/2017 CIVICPLUS 6,700.00 AQUATIC COMPLEX WEBSITE & MOBILE APP SERVICE 01/24/2017 COGENT COMMUNICATIONS, INC 2,219.00 CIVIC CENTER INTERNET SERVICE-JAN 2017 01/24/2017 COMCAST 1,271.72 INTERNET & CABLE SERVICES TO 2/10/17 01/24/2017 COMMUNICATION STRATEGIES 13,391.50 FIBER DISCOVERY & DOCUMENTATION SVCS-EGRAC 01/24/2017 CONSOLIDATED PRINTERS INC 368.58 ELECTION SAMPLE BALLOTS TRANSLATION 1,251.31 ELECTIONS SAMPLE BALLOTS PRINTING Check Total: 1,619.89 01/24/2017 DAHLIN GROUP INC 24,124.50 AQUATIC COMPLEX ARCHITECTURAL DESIGN SVCS 01/24/2017 DAVIS, MATTHEW 896.32 REIMB REC COORDINATOR RECRUITMENT EXPENSES 01/24/2017 DEPT OF INDUSTRIAL RELATIONS 487.50 OSHA INSPECTION 01/24/2017 DINO VOURNAS PHOTOGRAPHY 425.00 PHOTOGRAPHS FOR THE WAVE WEBSITE 01/24/2017 DUBLIN HIGH SCHOOL P.A.T.C.H. 300.00 YOUTH ADVISORY COMMITTEE MINI GRANT AWARD 01/24/2017 E. MAJDALANI CONSTRUCTION 13,069.00 CONSTRUCTION MANAGEMENT-FALLON SPORTS PARK 01/24/2017 EAST BAY POOL SERVICE, INC. 770.00 DUBLIN SWIM CENTER POOL CHEMICALS 01/24/2017 EFFEX PAINTING 3,165.00 SHANNON CENTER MULTI-PURPOSE RM PAINTING 01/24/2017 ENVIRONMENTAL FORESIGHT INC 12,356.05 SEAN DIAMOND PARK DESIGN SVCS TO 12/08/16 01/24/2017 FEDEX 207.69 EXPRESS SHIPPING 01/24/2017 FIERY BLOSSOM CREATIONS 810.00 REC CLASS INSTRUCTOR 01/24/2017 FRANKLIN, RHONDA 17.39 MILEAGE REIMBURSEMENT-DEC 2016 01/24/2017 GLUMAC 906.00 LEED COMMISSION AGENT SVCS-PD & PS COMPLEX 01/24/2017 HAAG, JERRY P 5,125.00 PLANNING SERVICES - DEC 2016 01/24/2017 HEIDEN, KRISTEN 180.00 REC CLASS REFUND 01/24/2017 INDIGO/HAMMOND + PLAYLE 51,180.00 ARCHITECTURAL DESIGN-POLICE BLDG RENOVATION 01/24/2017 IRON MOUNTAIN 161.71 ACAP RECORDS STORAGE-JAN 2017 01/24/2017 JOCHNER, RICH 35.53 MILEAGE REIMBURSMENT-DEC 2016 01/24/2017 JORDAN & ASSOCIATES, INC. 1,680.00 LEGISLATIVE CONSULTING SERVICES-DEC 2016 01/24/2017 KIS 36,800.00 COMPUTER SOFTWARE 01/24/2017 LAI & ASSOCIATES 3,487.56 GEOTECHNICAL SERVICES-FALLON SPORTS PARK 127.50 GEOTECHNICAL SERVICES-PS COMPLEX 246.12 GEOTECHNICAL SERVICES-SEAN DIAMOND PARK Check Total: 3,861.18 01/24/2017 LEAGUE OF CALIFORNIA CITIES 17,111.00 ANNUAL MEMBERSHIP DUES 01/24/2017 LEAGUE OF CALIFORNIA CITIES 50.00 EAST BAY DIVISION MEETING-HERNANDEZ 01/24/2017 LIEBERT CASSIDY WHITMORE 2,390.00 EMPLOYMENT RELATIONS CONSORTIUM-CARTER 01/24/2017 LLOYD F. MCKINNEY ASSOCIATES 2,429.26 PROJECTOR SYSTEM REPAIRS-SHANNON CENTER 01/24/2017 LOVARC 24.00 OFFICE OF EMERGENCY SVCS TRNG EXP-WETHER 01/24/2017 LU, EMILY 3.63 REC CLASS REFUND 01/24/2017 LYNX TECHNOLOGIES, INC. 1,425.00 GIS SERVICES 01/24/2017 MAKE ME A PRO SPORTS 5,618.20 REC CLASS INSTRUCTOR 4.6.b Packet Pg. 130 At t a c h m e n t : 2 . P a y m e n t I s s u a n c e R e p o r t - J a n u a r y 2 0 1 7 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) Print Date: 02/06/2017 City of Dublin Page 8 of 11 Payment Issuance Report Payments Dated 1/1/2017 through 1/31/2017 Date Issued Payee Amount Description 01/24/2017 MCE CORPORATION 318,082.48 BUILDING MAINTENANCE-DEC 2016 01/24/2017 MEYERS NAVE 49,490.86 LEGAL SERVICES - NOV 2016 56.00 LEGAL SERVICES ASSESSMENT DISTRICTS Check Total: 49,546.86 01/24/2017 M-GROUP 9,655.00 PLANNING SERVICES - DEC 2016 01/24/2017 MINUTEMAN PRESS 321.13 JOB ANNOUNCEMENT CARDS-THE WAVE 01/24/2017 NEALON, KARIN 20.00 REC CLASS REFUND 01/24/2017 OLD REPUBLIC TITLE COMPANY 3,095.00 ESCROW FEES TEMP CONSTR EASEMENT-6797 DUBLIN 01/24/2017 OLD REPUBLIC TITLE COMPANY 1,980.00 ESCROW FEES TEMP CONSTR EASEMENT-6767 DUBLIN Vendor Total: 5,075.00 01/24/2017 PAKPOUR CONSULTING GROUP, INC. 2,372.50 PROJECT MANAGEMENT JORDAN RANCH PARK 8,320.00 PROJECT MANAGEMENT FALLON SPORTS PARK PH 2 Check Total: 10,692.50 01/24/2017 PEELLE TECHNOLOGIES INC 433.29 DOCUMENT PREPARATION & IMAGING SVCS 01/24/2017 PG&E 1,345.39 SERVICE TO 1/10/17 01/24/2017 RAYNE OF SAN JOSE 144.65 WATER SOFTENER SERVICES F/S #16 JAN 2017 163.80 WATER SOFTENER SERVICES F/S #17 JAN 2017 121.80 WATER SOFTENER SERVICES F/S #18 JAN 2017 Check Total: 430.25 01/24/2017 RRM DESIGN GROUP, A CA CORP 6,073.13 DUBLIN SPORTS GROUNDS ARCHITECTURAL SVCS 01/24/2017 SAN FRANCISCO ELEVATOR SVC INC 300.00 ELEVATOR SERVICE & IMPROVEMENTS-JAN 2017 01/24/2017 SHUMS CODA ASSOCIATES INC 440.00 INSPECTION & PLAN CHECK SERVICES-DEC 2016 01/24/2017 SIMPLER SYSTEMS, INC 1,500.00 SOFTWARE LICENSING-JAN 2017 01/24/2017 SKYHAWKS EAST BAY 1,662.84 REC CLASS INSTRUCTOR 01/24/2017 SOMMER, ENOYSE 100.00 REC CLASS REFUND 01/24/2017 STRATEGIC PRODUCTS & SVCS LLC, SPS 8,050.00 UPGRADE OF TELEPHONE SYSTEM SOFTWARE 01/24/2017 STUDIO BLUE REPROGRAPHICS 258.23 CLOVER PARK-PRINTING FOR PLAN REVIEW 01/24/2017 SWA GROUP 2,951.01 DUBLIN CROSSING MASTER PLAN DEVELOPMENT 01/24/2017 TELEPACIFIC COMMUNICATIONS 2,107.64 CIVIC CENTER PHONE & INTERNET TO 2/8/17 01/24/2017 TRB AND ASSOCIATES, INC. 7,380.00 INSPECTION & PLAN CHECK SERVICES-DEC 2016 01/24/2017 TREASURER ALAMEDA COUNTY 2,644,757.86 POLICE SERVICES 8/28/16-10/22/16 01/24/2017 TRI-VALLEY TRANSPORT. COUNCIL 436,084.40 TRI-VALLEY TRANSPORTATION FEES OCT-DEC 2016 01/24/2017 TRI-VALLEY YMCA 320.00 ANNUAL FELLOWSHIP BREAKFAST-8 ATTENDEES 01/24/2017 VERIZON WIRELESS 31.03 CODE ENFORCEMENT CELL PHONE SVC TO 12/15/16 91.40 IT CELLPHONES TO 1/10/17 Check Total: 122.43 01/24/2017 W. BRADLEY ELECTRIC 10,613.40 TRAFFIC SIGNAL UPGRADE-VILLAGE PKWY/BRIGHTON 01/24/2017 WETHERFORD, HAZEL 11.88 MILEAGE REIMBURSEMENT-DEC 2016 01/24/2017 ZHAO, XIN YING 18.00 REC CLASS REFUND Payments Issued 1/24/2017 Total: 3,976,857.28 01/27/2017 ACCURACY INTERNATIONAL 480.00 ELECTION MATERIALS TRANSLATION SERVICES 01/27/2017 AT&T - CALNET 3 785.00 SERVICE TO 1/12/17 71.32 SERVICE TO 1/14/17 42.87 SERVICE TO 1/6/17 Check Total: 899.19 01/27/2017 BANNER BANK 42,289.44 RETENTION DEPOSIT-FALLON SPORTS PARK PROJ 4.6.b Packet Pg. 131 At t a c h m e n t : 2 . P a y m e n t I s s u a n c e R e p o r t - J a n u a r y 2 0 1 7 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) Print Date: 02/06/2017 City of Dublin Page 9 of 11 Payment Issuance Report Payments Dated 1/1/2017 through 1/31/2017 Date Issued Payee Amount Description 01/27/2017 CA SURVEYING & DRAFTING SUPPLY 207.02 PLOTTER SUPPLIES 01/27/2017 CAL PERS 70,638.55 PERS RETIREMENT PLAN: PE 1/20/17 01/27/2017 CAL PERS HEALTH PREMIUM 133,989.25 HEALTH INSURANCE PREMIUM - FEBRUARY 2017 01/27/2017 CALIFORNIA BANK OF COMMERCE 11,620.75 RETENTION DEPOSIT-DOUGHERTY RD CONSTR PROJ 01/27/2017 CHINESE JOURNAL LLC 411.92 ELECTION NOTICE TRANSLATION SERVICES 01/27/2017 DAHLIN GROUP INC 24,124.50 AQUATIC COMPLEX ARCHITECTURAL DESIGN SVC 01/27/2017 DELTA DENTAL OF CALIFORNIA 11,765.59 DELTA DENTAL PREMIUM - FEBRUARY 2017 01/27/2017 DESILVA GATES CONSTRUCTION LP 222,194.20 CONSTRUCTION SVCS-DOUGHERTY RD IMPROV 01/27/2017 DUBLIN UNIFIED SCHOOL DISTRICT 124.45 STAGER GYM UTITLITIES TO 12/1/16 01/27/2017 EMPLOYMENT DEVELOPMENT DEPT 15,613.19 CA STATE WITHHOLDING: PE 1/20/17 01/27/2017 HARRIS & ASSOCIATES 28,965.00 CONSTRUCTION MGMT AQUATIC COMPLEX-DEC 2016 01/27/2017 I C M A 401 PLAN 870.00 DEFERRED COMP 401A: PE 1/20/17 01/27/2017 I C M A 457 PLAN 23,235.91 DEFERRED COMP 457: PE 1/20/17 01/27/2017 INTERNAL REVENUE SERVICE 56,156.01 FEDERAL WITHHOLDING: PE 1/20/17 01/27/2017 KIM, JIHWA 750.00 REFUND DEPOSIT SHANNON CENTER RENTAL 01/27/2017 LANGUAGE LINE SERVICES 9.50 LANGUAGE LINE SERVICES-DEC 2016 01/27/2017 MARADANI, RAJASEKHAR 232.00 REC CLASS REFUND 01/27/2017 MAZE & ASSOCIATES 9,842.00 FINANCIAL AUDIT SERVICES FY15-16 01/27/2017 PARNES, REBECCA 305.91 MILEAGE REIMBURSEMENT SEPT-DEC 2016 17.85 REIMB EV COORDINATING COUNCIL MTG EXPENSE Check Total: 323.76 01/27/2017 PG&E 20,891.55 SERVICE TO 1/13/17 01/27/2017 PLAY FLAG FOOTBALL 250.00 PARK RENTAL DEPOSIT REFUND 01/27/2017 QUARRY LANE SCHOOL 250.00 PARK RENTAL DEPOSIT REFUND 01/27/2017 ROBERT A. BOTHMAN, INC. 803,955.41 FALLON SPORTS PARK CONSTRUCTION 01/27/2017 SELECT IMAGING 63.50 OFFICE SUPPLIES 01/27/2017 SHAMROCK OFFICE SOLUTIONS INC 24.79 COPIES - DEC 2016 01/27/2017 STATE BOARD OF EQUALIZATION 9,440.00 SALES & USE TAX FILING 2016 01/27/2017 TERRYBERRY 1,940.69 EMPLOYEE SERVICE AWARDS 01/27/2017 TRI-VALLEY COMMUNITY TV 536.14 RECORD & TELEVISE CITY COUNCIL MEETINGS 01/27/2017 U.S. POSTAL SERVICE 3,808.15 POSTAGE FOR SUMMER CAMPS & AQUATICS GUIDES 01/27/2017 US BANK - PARS 2,732.07 PARS: PE 1/20/17 01/27/2017 VISION SERVICE PLAN - (CA) 1,298.89 VISION INSURANCE PREMIUM - FEBRUARY 2017 01/27/2017 WAGEWORKS, INC. 3,777.03 WAGEWORKS 2017: PE 1/20/17 Payments Issued 1/27/2017 Total: 1,503,710.45 01/31/2017 4LEAF INC. 102,024.00 BUILDING INSPECTION & PLAN CHECK SVCS-DEC 2016 1,326.00 INSPECTION SERVICES-DEC 2016 Check Total: 103,350.00 01/31/2017 ADAMSON POLICE PRODUCTS 327.19 POLICE UNIFORMS 01/31/2017 ALL CITY MANAGEMENT SVCS INC 3,329.28 CROSSING GUARD SERVICES 12/18/16-12/31/16 01/31/2017 AMADOR VALLEY INDUSTRIES LLC 350.29 COMMERCIAL RECYCLING PROGRAM 01/31/2017 ANYPROMO, INC. 1,493.63 POLICE PROMOTIONAL SUPPLIES 01/31/2017 APWA-AMERICAN PUBLIC WORK ASSN 2,210.00 PUBLIC WORKS ASSN DUES-PW DEPT 01/31/2017 ARAMARK UNIFORM SVC LOCKBOX 77.44 MAT SERVICE-CIVIC CENTER 56.00 MAT SERVICE-CORP YARD 148.12 MAT SERVICE-SENIOR CENTER 4.6.b Packet Pg. 132 At t a c h m e n t : 2 . P a y m e n t I s s u a n c e R e p o r t - J a n u a r y 2 0 1 7 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) Print Date: 02/06/2017 City of Dublin Page 10 of 11 Payment Issuance Report Payments Dated 1/1/2017 through 1/31/2017 Date Issued Payee Amount Description 39.18 MAT SERVICE-SHANNON CENTER Check Total: 320.74 01/31/2017 BAY ALARM COMPANY 684.05 ALARM SERVICES FEB-APR 2017 01/31/2017 BIG O TIRES #7 25.00 POLICE VEHICLE MAINTENANCE 01/31/2017 CENTRAL VALLEY TOXICOLOGY 1,235.00 LAB TESTING SERVICES - DEC 2016 01/31/2017 CINTAS CORP 117.27 FIRST AID KIT SUPPLIES 01/31/2017 DSRSD 5,504.91 SERVICE TO 1/14/2017 01/31/2017 FEHR & PEERS ASSOCIATES INC. 446.25 TRANSPORTATION IMPACT FEE NEXUS STUDY 01/31/2017 FIRST CARBON SOLUTIONS 900.00 PLANNING SERVICES SEP-DEC 2016 01/31/2017 H. T. HARVEY & ASSOCIATES 6,644.37 CONSULTING SERVICES-DOUGHERTY RD PROJECT 01/31/2017 HEADFIRST BASEBALL 250.00 PARK RENTAL DEPOSIT REFUND 01/31/2017 IACP 150.00 ANNUAL MEMBERSHIP - HOUGHTELLING 01/31/2017 IRON MOUNTAIN 289.66 OFF-SITE RECORDS STORAGE - JAN 2017 01/31/2017 LEHR AUTO 29,106.00 LICENSE PLATE READER EQUIPMENT 01/31/2017 LIVERMORE AUTO GROUP 46.11 POLICE VEHICLE MAINTENANCE 01/31/2017 OFFICE RELIEF 597.87 OFFICE EQUIPMENT 01/31/2017 PAUL NIEMUTH & ASSOCIATES 11,343.75 PLANNING SERVICES JUL-OCT 2016 12,312.50 PLANNING SERVICES WALLIS RANCH JUL-OCT 2016 Check Total: 23,656.25 01/31/2017 PG&E 2,935.77 SERVICE TO 1/10/17 9.85 SERVICE TO 1/5/17 11,981.79 SERVICE TO 1/6/17 77.51 SERVICE TO 1/9/17 Check Total: 15,004.92 01/31/2017 PGADESIGN INC. 17,656.50 LANDSCAPE ARCHITECTURE SVCS-SUBAREA 3 PARK 01/31/2017 PHOENIX GROUP INFO SYS. 264.50 PARKING CITATION PROCESSING-DEC 2016 01/31/2017 PURSUIT NORTH 852.66 POLICE VEHICLE MAINTENANCE 01/31/2017 REVEL ENVIRONMENTAL MFG INC. 13,930.00 TRASH CAPTURE DEVICES MAINTENANCE 01/31/2017 RRM DESIGN GROUP, A CA CORP 2,855.00 PLANNING SERVICES - DEC 2016 01/31/2017 S & C ENGINEERS, INC. 56,858.11 CONSTRUCTION ADMIN-DOUGHERTY RD IMPROV 01/31/2017 SILVERADO VALLEY ELECTRIC 492.79 CORP YARD ELECTRICAL WORK 01/31/2017 STATE BOARD OF EQUALIZATION 34.92 UNDERGROUND STORAGE TANK MAINT FEE 01/31/2017 STONERIDGE CHRYSLER JEEP DODGE 2,612.13 POLICE VEHICLE MAINTENANCE 01/31/2017 STUDIO BLUE REPROGRAPHICS 3,184.88 PRINTING SERVICES-PS/POLICE SVCS PROJECT 01/31/2017 SUNRUN, INC. 600.00 REFUND BUILDING PERMIT FEE 01/31/2017 THOMSON REUTERS - WEST 275.95 2017 CA PENAL CODE PAMPHLET 01/31/2017 TREASURER ALAMEDA COUNTY 1,583.00 PARKING CITATIONS COLLECTED-DEC 2016 01/31/2017 TREASURER ALAMEDA COUNTY 860.75 CRIME LAB SERVICES - DEC 2016 Vendor Total: 2,443.75 01/31/2017 TRI-VALLEY JANITORIAL INC. 850.00 EXTRA JANITORIAL SERVICES - SENIOR CENTER 14,599.00 JANITORIAL SERVICES-JAN 2017 652.20 JANITORIAL SUPPLIES-CIVIC CENTER 44.92 JANITORIAL SUPPLIES-HERITAGE PARK 261.39 JANITORIAL SUPPLIES-LIBRARY MAIN 262.99 JANITORIAL SUPPLIES-SENIOR CENTER 983.32 JANITORIAL SUPPLIES-SHANNON CENTER Check Total: 17,653.82 01/31/2017 UNITED SITE SERVICES OF CA INC 601.19 DISPOSAL SERVICES- FEB 2017 4.6.b Packet Pg. 133 At t a c h m e n t : 2 . P a y m e n t I s s u a n c e R e p o r t - J a n u a r y 2 0 1 7 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) Print Date: 02/06/2017 City of Dublin Page 11 of 11 Payment Issuance Report Payments Dated 1/1/2017 through 1/31/2017 Date Issued Payee Amount Description 01/31/2017 UNUM LIFE INS CO OF AMERICA 11,213.87 LIFE AND AD&D PREMIUM - FEBRUARY 2017 01/31/2017 VERIZON WIRELESS 266.07 PLANNING & BLDG CELL PHONES TO 1/10/17 1,585.64 POLICE CELL PHONE SERVICE TO 01/03/17 Check Total: 1,851.71 01/31/2017 WC3-WEST COAST CODE CONSULTANT 23,580.00 INSPECTION & PLAN CHECK SERVICES-DEC 2016 Payments Issued 1/31/2017 Total: 353,000.57 Grand Total for Payments Dated 1/1/2017 through 1/31/2017: 12,051,955.95 Total Number of Payments Issued: 302 4.6.b Packet Pg. 134 At t a c h m e n t : 2 . P a y m e n t I s s u a n c e R e p o r t - J a n u a r y 2 0 1 7 ( 1 3 2 0 : P a y m e n t I s s u a n c e R e p o r t s f o r D e c e m b e r 2 0 1 6 & J a n u a r y 2 0 1 7 ) Page 1 of 2 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: Cultural Arts Needs Assessment - Sixth Recommendation Prepared by: Tegan McLane, Cultural Arts & Heritage Manager EXECUTIVE SUMMARY: In December 2016, the City Council approved five recommendations resulting from the Cultural Arts Needs Assessment, and directed Staff to return to the Heritage and Cultural Arts Commission to finalize wording of a sixth recommendation, suggested by the Commission. The City Council will consider approval of the sixth recommendation. STAFF RECOMMENDATION: Approve the sixth recommendation for the Cultural Arts Needs Assessment, as proposed by the Heritage and Cultural Arts Commission. FINANCIAL IMPACT: None. DESCRIPTION: On December 20, 2016, the City Council approved five recommendations as a result of the Cultural Arts Needs Assessment conducted in summer 2016. These five recommendations were also reviewed and recommended by the Heritage and Cultural Arts Commission. 1. Proceed with plans to convert the lower level of the Police Services wing at City Hall to a Cultural Arts Center. 2. Increase multi-cultural programming (classes, events and City-produced performances), especially through partnerships with culturally specific arts and community groups. 3. Maximize use of the new Emerald Glen Amphitheater through City -produced performances and rentals. 4. Work with Dublin Unified School District on ways to increase arts-related programming at school sites, including public performances at the Dublin High School Center for Performing Arts and after-school arts-related programming to serve Dublin Unified students. 4.7 Packet Pg. 135 Page 2 of 2 5. Update the Cultural Arts Master Plan and Public Art Master Plan. At its November 2016 meeting of the Heritage and Cultural Arts Commission, the Commission requested a sixth recommendation be added, regarding engaging the community-at-large, and specifically arts organizations, in planning and promot ing arts activities in Dublin. Rather than propose the language to the City Council at the December 2016 meeting, Staff proposed referring the request for a sixth recommendation back to the Commission. The City Council agreed with the Staff recommendation. At its January 19, 2017 meeting, the Heritage and Cultural Arts Commission considered wording for a sixth recommendation and unanimously recommended the following: Develop opportunities that encourage the formation of a partnership with the cultural arts community that brings together public and private resources in ongoing communication, planning, use and implementation of cultural arts facilities and programs. Staff recommends the City Council approve this sixth recommendation. NOTICING REQUIREMENTS/PUBLIC OUTREACH: None. ATTACHMENTS: None. 4.7 Packet Pg. 136 1853 None. Page 1 4.7.a Packet Pg. 137 At t a c h m e n t : N o n e . ( 1 3 2 4 : C u l t u r a l A r t s N e e d s A s s e s s m e n t - S i x t h R e c o m m e n d a t i o n ) Page 1 of 2 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: Location for Public Artwork Honoring Veterans Prepared by: Tegan McLane, Cultural Arts & Heritage Manager EXECUTIVE SUMMARY: The City Council will consider Dublin Crossing Community Park as a proposed location for a piece of public artwork honoring U.S. military veterans and those currently serving. STAFF RECOMMENDATION: Approve Dublin Crossing Community Park as the location for a public artwork honoring U.S. military veterans and those currently serving. FINANCIAL IMPACT: Funding for public art in the Dublin Crossing Community Park has been allocated City’s current Five-Year Capital Improvement Program (CIP). The budget provides for one large permanent artwork as well as sculpture pads suitable for temporary displays, to be installed on public property as directed by the City Council. DESCRIPTION: Members of the public, the City Council and Staff have previously expressed interest in a public art piece honoring U.S. Veterans. Staff reviewed its City-owned property as well as its planned parks and facilities projects to identify possible sites for such an art piece. The sites included the Heritage Park, Mape Memorial Park, the Dublin Civic Center, the new Public Safety Complex, Sean Diamond Park (under construction) and Dublin Crossing Community Park (future park facility). Of those reviewed , Dublin Crossing Community Park has been identified as the most appropriate location. Dublin Crossing Park is being built on land that previously served the United States military, so there is historical significance and connection. Of all the publicly-owned locations, it is closest in proximity to Parks Reserve Forces Training Area (Camp Parks) and offers the best opportunity for soldiers and their families to view public expressions of appreciation. The art piece can be incorporated into the Park design and funded with the existing CIP fund allocation. With its ample parking and planned gathering spaces, 4.8 Packet Pg. 138 Page 2 of 2 Dublin Crossing Community Park would be a suitable spot for activities and events to honor service to our country near the Veterans’ memorial art piece and there is the potential to put the art in a highly visible location. Staff recommends this art piece be commissioned to honor all who have served and currently serve, and to celebrate the values that the military holds dear: loyalty, duty, respect, selfless service, honor, integrity and personal courage. Framed in this way, the art piece has the potential to inspire pride and gratitude for service to country. Staff plans to issue a Request for Artist Qualifications this spring, and (pending Council approval of the location) solicit proposals for site-specific artwork this summer. This was taken as an informational item to Heritage and Cultural Ar ts Commission on February 9, 2017. Members of the Heritage and Cultural Arts Commission expressed support for locating the piece at Dublin Crossing Community Park and expanding the focus to honor all U.S. military veterans, as well as those currently enlisted. NOTICING REQUIREMENTS/PUBLIC OUTREACH: None. ATTACHMENTS: Attachment 1 - Proposed Veterans Art Location 4.8 Packet Pg. 139 Pe r m a n e n t P u b l i c A r t Te m p o r a r y P u b l i c A r t Op t i o n 1 Op t i o n 2 Op t i o n 1 Op t i o n 2 4.8.a Packet Pg. 140 At t a c h m e n t : A t t a c h m e n t 1 - P r o p o s e d V e t e r a n s A r t L o c a t i o n ( 1 3 2 5 : L o c a t i o n f o r P u b l i c A r t H o n o r i n g V e t e r a n s ) Page 1 of 3 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: Fiscal Year 2016-17 2nd Quarter Financial Review Prepared by: Colleen Tribby, Director of Administrative Services EXECUTIVE SUMMARY: The City Council will receive a financial report through the second quarter of Fiscal Year 2016-17 and consider amendments to the budget. STAFF RECOMMENDATION: Receive the report and approve the budget change. FINANCIAL IMPACT: Approval of the budget change will result in the addition of $2,792,400 to the General Fund revenue budget, accounting primarily for increased building permit revenue, and will increase General Fund expenditures $305,000. Total General Fund reserves are projected at $109,719,351 by June 30, 2017. This report also contains various budget changes in other funds requiring City Council approval. DESCRIPTION: The focus of this report is to update the City Council on the status of the Fis cal Year 2016-17 General Fund Amended Budget, including an overview of all proposed changes and their impacts on total reserves. As a reminder, the Amended Budget includes budget amendments already approved by the City Council since July 1, as well as carry-over budgets from the prior year. The Budget Change Form (Attachment 3) lists all new amendments needing approval in the General Fund as well as in other funds. Projected General Fund Results (Attachment 1) General Fund revenues are projected to come in $2,792,400 higher than the Amended Budget due primarily to development activity ($1,500,000 more in building permit fees and $67,400 more in service charges). Additionally, interest income is increasing by an estimated $375,000 this year, reflecting an improving economy as well as the portfolio 4.9 Packet Pg. 141 Page 2 of 3 management services provided by Chandler Asset Management. Property Transfer Taxes and Transient Occupancy Taxes are estimated to come in $100,000 and $300,000 higher than budget, respectively. Finally, community benefit payment revenue will come in roughly $450,000 higher than budget, reflecting the inclusion of developer payments made for projects in the Downtown area. On the expenditure side, the Building Division will spend $250,000 more on contract services for inspection services and plan checking, and the budget for the City’s Animal Control Services contract needs to be increased by $46,000 to keep in line with the prior year’s actual expenditures. Operational expenditures will increase $9,000 for the upgrade of existing phones and purchase of new cell phones for crime prevention staff in Police Services. After incorporating those changes, total reserves are projected to increase $554,325 over the prior year, as illustrated in the table below. Changes to sp ecific reserves are shown in the General Fund Reserves Summary (Attachment 2). Total Reserves, Compared to FY 2015-16 and FY 2016-17 Amended Budget Actual 2015-16 Amended 2016-17 2nd Quarter Projection 2016-17 Revenue 82,916,416$ 79,221,752$ 82,014,152$ Expenditures (69,048,878)$ (72,373,890)$ (72,678,890)$ Transfers Out (2,409,006)$ (8,780,937)$ (8,780,937)$ Year End Reserves 109,165,026$ 106,099,071$ 109,719,351$ Change to Reserves from Prior Year (3,065,955)$ 554,325$ Non-General Fund Items In addition to the changes to the General Fund, there are various budget amendm ents in other funds that require City Council approval: 1) Appropriate $25,757.68 in the Dougherty Road Improvements Project (ST0911) by replacing congestion relief grant funding with Measure BB Funding mitigation funds. 2) Replace $430,000 in Gas Tax Funds with Measure BB Funds for the Annual Street Overlay Program (ST5016). 3) Close out the Shannon Park Water Play Area Project (PK0713) and release $24,340.27 in Quimby Act Park In-Lieu Funds. 4) Appropriate $14,397 in the Local Recycling Fund to purchase supplies related to waste collection and sorting for school EcoHeroes program. 5) Appropriate $5,000 in the Equipment Replacement Fund to account for the higher than anticipated cost of network switches. 6) Appropriate $35,000 in the Vehicle Replacement Fund for replacement of the City's pooled vehicle. 7) Appropriate $8,800 in the Cable TV Facilities Fund to cover increased capital contribution to Tri-Valley Community TV. 4.9 Packet Pg. 142 Page 3 of 3 8) Increase revenue in the Public Facilities Fund by $506,000 for developer’s payment of in-lieu fees. 9) Decrease revenue in the Public Facilities Fund by $1,427,000 to account for Dublin Crossing’s pre-payment of fees that occurred in the prior fiscal year. 10) Decrease revenue in the Fire Impact Fees Fund by $35,000 as developers acquired and utilized fire impact fee credits instead of paying the fee. 11) Increase revenue in the Traffic Impact Fee Fund by $570,000 for the reimbursement from Contra Costa County for the traffic impact of new developments on Dougherty Road. 12)Appropriate $232,075 in the Dublin Sports Grounds Renovation Project (PK0416) awarded through a Housing and Community Development grant. NOTICING REQUIREMENTS/PUBLIC OUTREACH: None. ATTACHMENTS: 1. General Fund Summary 2. General Fund Reserves 3. Budget Change Form 4.9 Packet Pg. 143 GENERAL FUND SUMMARY ATTACHMENT 1 FY 2016-17 QUARTER 2 Actual 2015-16 Adopted 2016-17 Amended 2016-17 Quarter 2 Changes Proposed Amended 2016-17 Revenues Property Taxes 33,598,601 35,182,061 36,087,937 36,087,937 Sales Taxes (1)20,938,826 20,666,260 20,666,260 20,666,260 Development Revenue 10,562,963 8,568,899 9,478,502 1,500,000 10,978,502 Other Taxes 6,606,016 5,465,000 5,465,000 400,000 5,865,000 Licenses & Permits 310,286 292,140 292,140 292,140 Fines & Penalties 116,016 109,932 109,932 109,932 Interest (2)2,937,978 465,880 465,880 375,000 840,880 Rentals and Leases 1,114,747 1,033,488 1,033,488 1,033,488 Intergovernmental 324,075 198,618 198,618 198,618 Charges for Services 5,396,964 4,838,466 4,838,466 67,400 4,905,866 Community Benefit Payments 424,000 100,000 100,000 450,000 550,000 Other Revenue 585,944 256,344 485,529 485,529 Total Revenues 82,916,416 77,177,088 79,221,752 2,792,400 82,014,152 Expenditures Salaries & Wages 9,437,426 11,100,241 11,100,241 11,100,241 Benefits 4,172,485 5,707,982 5,957,982 5,957,982 Services & Supplies 1,875,458 2,946,394 2,922,392 9,000 2,931,392 Internal Service Fund Charges 2,637,354 3,065,342 3,040,284 3,040,284 Utilities 1,723,204 2,248,261 2,234,857 2,234,857 Contracted Services 39,869,473 43,297,583 45,039,822 296,000 45,335,822 Capital Outlay 133,477 719,801 1,120,835 1,120,835 Interest & Other - 989,112 957,477 957,477 Contribution to OPEB/PERS 9,200,000 - - - Total Expenditures 69,048,878 70,074,716 72,373,890 305,000 72,678,890 Operating Impact 13,867,538 7,102,372 6,847,862 2,487,400 9,335,262 Transfers Out (2,409,006) (759,510) (8,780,937) (8,780,937) Impact on Total Reserves 11,458,531 6,342,862 (1,933,075) 2,487,400 554,325 TOTAL RESERVES 109,165,026 109,719,351 1) FY 2015-16 Sales Tax included a final triple flip payment 2) FY 2015-16 Interest Revenue included $1.9 million in unrealized gains 4.9.a Packet Pg. 144 At t a c h m e n t : 1 . G e n e r a l F u n d S u m m a r y ( 1 3 2 8 : F i s c a l Y e a r 2 0 1 6 - 1 7 2 n d Q u a r t e r F i n a n c i a l R e v i e w ) GENERAL FUND RESERVES ATTACHMENT 2 FY 2016-17 QUARTER 2 Reserve Balances Actual 2015-16 Increase 2016-17 Decrease 2016-17 NET CHANGE Actual 2016-17 Non-Spendable 717,698 - (469,937) (469,937) 247,761 Prepaid Expenses 27,080 - 27,080 Cemetery Endowment 60,000 - 60,000 Advance to Public Facility Fees - - - Advance to Fire Impact Fee 80,672 (80,672) (80,672) 0 Advance to PERS Side Fund 549,946 (389,265) (389,265) 160,681 Restricted 579,000 - - - 579,000 Heritage Park Maintenance 500,000 - 500,000 Developer Contr - Nature Pk 60,000 - 60,000 Developer Contr - Heritage Pk 19,000 - 19,000 Committed 38,928,756 80,672 (6,577,163) (6,496,491) 32,432,265 Economic Stability 8,000,000 - 8,000,000 Downtown Public Impr 1,000,000 - 1,000,000 Economic Development 1,000,000 - 1,000,000 Emergency Communications 741,000 - 741,000 Fire Svcs OPEB 3,004,000 80,672 80,672 3,084,672 Innovations & New Opport 2,122,785 - 2,122,785 One-Time Initiative 1,341,408 - 1,341,408 Specific Committed Reserves Emerald Glen Aquatic Complex 3,000,000 (3,000,000) (3,000,000) - Maintenance Facility 215,101 (215,101) (215,101) - Cemetery Expansion 5,272,210 - 5,272,210 Fallon Sports Park 2,000,000 (1,800,000) (1,800,000) 200,000 Civic Ctr Expansion 27,773 (27,773) (27,773) - Storm Drain Capture 546,878 (546,878) (546,878) - Shannon Center Parking Lot 987,410 (987,410) (987,410) - Utility Undergrounding 1,170,190 - 1,170,190 Advance to Public Facility Fee 6,000,000 - 6,000,000 Dublin Sports Ground 2,500,000 - 2,500,000 Assigned 39,053,695 - (2,840,487) (2,840,487) 36,213,208 Accrued Leave 988,708 - 988,708 Operating Carryovers 1,612,658 (1,612,658) (1,612,658) - CIP Carryovers 1,227,829 (1,227,829) (1,227,829) - Non-Streets CIP Commitments 3,879,516 - 3,879,516 Catastrophic Loss 11,368,531 - 11,368,531 Service Continuity 3,000,000 - 3,000,000 Pension & OPEB 10,614,353 - 10,614,353 Fiscally Responsible Adj 325,000 - 325,000 Municipal Regional Permit 2,225,000 - 2,225,000 HVAC Replacement 1,000,000 - 1,000,000 Relocate Parks Dept 250,000 - 250,000 Specific Assigned Reserves Civic Ctr Renovation-Police 1,962,100 - 1,962,100 Contribution to ISF - - - Fire Equipment Replacement 600,000 - 600,000 Unassigned 29,885,877 9,887,587 473,653 10,361,241 40,247,118 Unassigned-Unrealized Gains (2,197,354) - (2,197,354) Unassigned (Available)32,083,231 42,444,471 TOTAL RESERVES 109,165,026 9,968,259 (9,413,934) 554,326 109,719,351 4.9.b Packet Pg. 145 At t a c h m e n t : 2 . G e n e r a l F u n d R e s e r v e s ( 1 3 2 8 : F i s c a l Y e a r 2 0 1 6 - 1 7 2 n d Q u a r t e r F i n a n c i a l R e v i e w ) Budget Change Reference #: From Un-Appropriated Reserves X Budget Transfer Between Funds From Designated Reserves Other ST0911.9400.9401 (Improve. - Not Bldg)$25,757.68 3600.9601.49999 - Transfers In $25,757.68 ST0911.4309 (4309.9601.89101) - Transfers Out - Mitigation Contribution $20,270.68 ST0911.2208 (2208.9601.89101) - Transfers Out - Congestion Management Agency Fund ($621,513.00) ST0911.2217 (2217.9601.89101) - Transfers Out - Measure BB Grant $627,000.00 ST5016.2201 (2201.9601.89101) Transfers Out - Gas Tax ($165,000.00) ST5016.2204 (2201.9601.89101) Transfers Out - Measure B Local Streets ($265,000.00) ST5016.2214 (2201.9601.89101) Transfers Out - Measure BB Local Streets $230,000.00 ST5016.2215 (2215.9601.89101) Transfers Out - Measure BB Bike & Ped $200,000.00 4201.0000.47261 $232,075.00 PK0416.2904 (2904.9501.89101) Transfers Out - HCD Housing Related Park Grant $232,075.00 3500.9501.49999 - Transfers In $232,075.00 PK416.9400.9401 (Improve. - Not Bldg)$232,075.00 PK0713.2201 (4109.9501.89101) Transfers Out - Quimby Act Park In-lieu Fund ($24,340.27) 3500.9501.49999 - Transfers In ($24,340.27) PK0713.9200.9205 (Inspections)($401.11) PK0713.9500.9503 (Printing)($907.58) PK0713.9500.9504 (Legal Notices)($279.14) PK0713.9500.9505 (Postage)($74.50) PK0713.9400.9401 (Improve. - Not Bldg)($22,677.94) 2304.5201.64001 $14,397.00 CITY OF DUBLIN FISCAL YEAR 2016-17 BUDGET CHANGE FORM Street CIP - Dougherty Rd Improve - Sierra Ln Local Recycling Fund - Environmental Services - Contract Services City Council's Approval Required Parks CIP - Shannon Park Water Play Area Project Complete CIP Street CIP - Annual Street Overlay Program Utilization of mitigation funds collected for specific CIP and additional Measure BB grant funding for the project Replace Gas Tax with Measure BB Bike & Ped fund for the project Award 2015 HCD Housing Related Park Grant Parks CIP - Dublin Sports Grounds Renovation Funding from 2015 HCD Housing Related Park Grant for Dublin Sports Grounds Renovation OPERATING EXPENDITURES To purchase supplies related to waste collection and sorting for school EcoHeroes program G:\Budget Changes\9_2016-17\CC Approval\12_Q2 Budget Adj_022117 12_Q2 Budget Adj_022117 4.9.c Packet Pg. 146 At t a c h m e n t : 3 . B u d g e t C h a n g e F o r m ( 1 3 2 8 : F i s c a l Y e a r 2 0 1 6 - 1 7 2 n d Q u a r t e r F i n a n c i a l R e v i e w ) Budget Change Reference #: FISCAL YEAR 2016-17 BUDGET CHANGE FORM City Council's Approval Required 6305.1905.72102 $5,000.00 6105.1905.72108 $35,000.00 2811.7101.64001 $8,800.00 1001.8102.64001 $250,000.00 1001.2111.63102 $9,000.00 1001.2701.64014 $46,000.00 4101.0000.49161 (Community Parkland)$470,000.00 4102.0000.49161 (Neighborhood Parkland)$18,000.00 4102.0000.49161 (Civic Center)($1,427,000.00) 4110.0000.49161 (Community Nature Parkland)$18,000.00 4201.0000.49161 ($35,000.00) 4305.0000.49161 $570,000.00 1001.8102.44231 (Building Permits)$1,500,000.00 1001.2402.48301 (Fixed System)$32,000.00 1001.2402.48302 (Sprinkler / Underground)$24,500.00 1001.2402.48305 (Fire Plan Check)$10,900.00 1001.0000.46101 (Interest)$375,000.00 1005.0000.49151 $450,000.00 1001.0000.42201 $100,000.00 Property Transfer Tax 1001.0000.42301 $300,000.00 2/21/2017 Posted By:Date: Transient Occupancy Tax Higher than anticipated development activities Reimbursement from Contra Costa County for the traffic impact of new developments on Dougherty Road General Fund Revenues Higher investment earnings Community benefit payments related to development. ISF Vehicle Replacement Fund - Non-dept - Vehicle Replacement Replacement of the City's pooled vehicle Dublin Crossing prepaid 1600 units in FY 15-16 Developers opted to pay in-lieu fee instead of acquiring parkland credits **********Finance Use Only********** As Presented at the City Council Meeting REVENUES Public Facilities Fund - Developer Contributions Developers opted to pay in-lieu fee instead of acquiring parkland credits Developers opted to pay in-lieu fee instead of acquiring parkland credits Fire Impact Fee Fund - Developer Contributions Developers acquired and utilized fire impact fee credits instead of paying the fee Traffic Impact Fee Fund - Dougherty Valley TIF General Fund - Animal Control True up of Animal Control budget to reflect prior year costs General Fund - Building & Safety - Contract Services 1st increase in rates for consultants and plan check workload is higher than anticipated General Fund - Police Ops Support - Cell Phone Additional cell phones issued to crime prevention staff and phone upgrade ISF Equipment Replacement Fund - Non-dept - Equipment ISF Higher than anticipated network switches replacement cost Cable TV Facilities - Community TV - Contract Services Higher than estimated capital contribution to Tri-Valley Community TV G:\Budget Changes\9_2016-17\CC Approval\12_Q2 Budget Adj_022117 12_Q2 Budget Adj_022117 4.9.c Packet Pg. 147 At t a c h m e n t : 3 . B u d g e t C h a n g e F o r m ( 1 3 2 8 : F i s c a l Y e a r 2 0 1 6 - 1 7 2 n d Q u a r t e r F i n a n c i a l R e v i e w ) Page 1 of 3 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: City Council St. Patrick’s Day Parade Participation Prepared by: Hazel L. Wetherford, Assistant to the City Manager EXECUTIVE SUMMARY: The City Council is being asked to consider three options for participation in the annual Dublin Lions Club St. Patrick’s Day Parade which will be held on Saturday, March 18. STAFF RECOMMENDATION: Receive the report and select an option for participation in the Dublin Lions Club St. Patrick’s Day Parade. FINANCIAL IMPACT: Sufficient funds are available in the Fiscal Year 2016-17 Budget. DESCRIPTION: For more than 15 years, the City Council has participated in the annual St. Patrick’s Day Parade. The form of participation has varied from year to year as demonstrated in the below chart. Year Means of Participation Description 2004-2006 Antique Fire Truck Decorations and signage were included on the vehicle. 2007 Float Birthday cake celebrating the City’s 25th anniversary. 2008 Fire Truck Decorations and signage were included on the vehicle. 2009 Float Balloon rainbow with pots of gold for decorations. 2010-2011 Fire Truck Decorations and signage were included on the vehicle. 7.1 Packet Pg. 148 Page 2 of 3 Year Means of Participation Description 2012 Cable Cars Decorations and signage were included on the vehicle. 2013 Walked Staff carried signage and drove a decorated electric vehicle full of giveaways, which the City Council handed out to the crowds along the parade route. 2014 Float Balloon rainbow with pots of gold for decorations. 2015 Fire Truck Decorations and signage were included on the vehicle. 2016 Fire Truck Decorations and signage were included on the vehicle. On February 7, 2017, the City Council asked Staff to return with a report on different options for participation in the St. Patrick’s Day Parade. Staff is proposing three options for the City Council’s consideration. Option #1 - Walking with the Historic Ford Model A Truck Option #1 includes the City Council walking in the Parade with the Historic Ford Model A Truck. The Ford Model A Truck would include signage indicating the City Council’s presence and the City’s 35th anniversary. The Truck will be driven by a trained Volunteer and would carry giveaways for the City Council to hand to parade onlookers. This option provides the greatest interaction with the parade onlookers out of the three options. The one drawback to this option would be the weather; the Truck would not be able to be used in the Parade if it is raining. Option #2 - Cable Car Option #2 includes the rental of a Cable Car that would transport the City Council through the Parade. The Cable Car would include signage indicating the City Council’s presence and the City’s 35th anniversa ry. However, this option will limit the City Council’s interaction with the parade onlookers because the Cable Car will be in motion throughout the Parade and getting on and off is not advised, and will also impact the ability to hand out giveaways to Parade onlookers. Due to liability issues with the Lion’s Club’s insurance company, the tossing of giveaway items into the crowd is not permitted. The cost to rent the cable car is $1,700. Should the City Council consider this option, Staff would need to contact the rental company regarding availability. At current time, the rental company cannot guarantee that a cable car will be available for the Parade given the date. Option #3 - Fire Truck Option #3 includes the City Council riding on a Fire Truck through the Parade. The Fire Truck would include signage indicating the City Council’s presence and the City’s 35th anniversary. However, this option will not allow the City Council to interact with the parade onlookers because the Fire Truck will be in m otion and there is no way to get off and on the vehicle without a complete stop, and will also impact the ability to hand out giveaways to Parade onlookers. Due to liability issues with the Lion’s Club’s insurance 7.1 Packet Pg. 149 Page 3 of 3 company, the tossing of giveaway items into the crowd is not permitted. Staff is seeking input from the City Council on how it would like to participate in the 2017 Parade. NOTICING REQUIREMENTS/PUBLIC OUTREACH: None. ATTACHMENTS: None. 7.1 Packet Pg. 150 1855 None. Page 1 7.1.a Packet Pg. 151 At t a c h m e n t : N o n e . ( 1 3 3 1 : O p t i o n s f o r P a r a d e P a r t i c i p a t i o n ) Page 1 of 1 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: Mayor's Recommendation for Appointment to Senior Center Advisory Committee Prepared by: Caroline P. Soto, City Clerk/Records Manager EXECUTIVE SUMMARY: The City Council will consider the Mayor’s recommendation for appointment to fill an unscheduled vacancy on the Senior Center Advisory Committee. STAFF RECOMMENDATION: Confirm the Mayor’s recommendation of appointment to the Senior Center Advisory Committee or provide other appropriate direction. FINANCIAL IMPACT: None. DESCRIPTION: An unscheduled vacancy on the Senior Center Advisory Committee recently occurred due to a Committee member resignation. The vacancy was posted and applications were accepted. Mayor Haubert has since reviewed submitted applications and is recommending Claire Salsman to a two -year term on the Senior Center Advisory Committee, with the term expiring in December 2018. NOTICING REQUIREMENTS/PUBLIC OUTREACH: None. ATTACHMENTS: 1. Senior Center Advisory Committee Application Claire Salsman 8.1 Packet Pg. 152 From:noreply@civicplus.com To:Caroline Soto; Walfred Solorzano ; Shari Jackman Subject:Online Form Submittal: Senior Center Advisory Committee Application Date:Saturday, January 21, 2017 1:28:01 PM Senior Center Advisory Committee Application Senior Center Advisory Committee Application Name Claire. Salsman Address City, State, Zip Code Phone (Home) Phone (Cell): Phone (work):Field not completed. E-mail Why are you interested in serving on the Senior Advisory Committee? As I get older I want there to be services available for my age group. In what organizations are you currently a member? Please list. Dublin SanRamon woman's Club 11yrs. Try valley book club 5yrs st Raymond's 20yrs What is your impression of the programs and services offered for seniors through the Dublin Senior Center? There are some high quality programs offered but some need to be offered at more convenient hours. Have you or a family member participated in the programs, services or events offered at the Dublin Senior Center? Yes Bingo. Lunch program. Special dinners exercise classes Are there additional programs and services A travel program would be nice to bring back. Overnight trips seemed to be a hit a few years ago. There may be a new group of travelers out there now to make it profitable.r 8.1.a Packet Pg. 153 At t a c h m e n t : 1 . S e n i o r C e n t e r A d v i s o r y C o m m i t t e e A p p l i c a t i o n C l a i r e S a l s m a n ( 1 3 2 3 : S e n i o r C e n t e r A d v i s o r y C o m m i t t e e A p p o i n t m e n t ) that should be offered through the Dublin Senior Center? Please describe. What do you feel are some of the most pressing issues facing senior adults in our society? Housing ,cost of food ,and extra activities, being apart from family, illness when alone,Alzheimer's What is the most important contribution you can make as a member of the Senior Center Advisory Committee? I am a good listener ( I was a social worker) and know quite a bit about senior services either from the county or state and beyond. Application must be submitted by no later than Tuesday, February 7, 2017, at 5:00 p.m. If you select "Submit," your application will be sent electronically to the City Clerk's office. If you'd like to retain a copy of your application, please choose Submit and Print." After you click this button, you will be shown a page with your information provided. Please choose Print from your "File" navigation and then select "Continue." Email not displaying correctly? View it in your browser. 8.1.a Packet Pg. 154 At t a c h m e n t : 1 . S e n i o r C e n t e r A d v i s o r y C o m m i t t e e A p p l i c a t i o n C l a i r e S a l s m a n ( 1 3 2 3 : S e n i o r C e n t e r A d v i s o r y C o m m i t t e e A p p o i n t m e n t ) Page 1 of 4 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: Citywide Tree Report Prepared by: Dan Stevenson, Public Works Manager EXECUTIVE SUMMARY: The City Council will receive a report on the status of City trees within public facilities, parks, and streets. STAFF RECOMMENDATION: Receive the report and provide direction, if any. FINANCIAL IMPACT: None. DESCRIPTION: Background The City of Dublin currently owns and maintains 12,700 trees of which approximately 4,100 trees are in parks and 8,600 trees are in public streets. Trees provide many benefits to the community and are an important asset to the City of Dublin. The City’s tree inventory is currently valued at approximately $20,000,000. Trees improve quality of life by improving air and water quality, lowering heating and cooling costs, cleaning the air, producing oxygen, reducing storm water runoff, reducing traffic speeds, providing shade, and providing wildlife habit. Trees also increase property values, enhance the economic vitality of business areas, and beautify the community. The City of Dublin is recognized as a Tree City USA community by the Arbor Day Foundation. To be a Tree City USA, the City must meet certain requirements that include having a tree ordinance, maintaining a tree board, spending at least two dollars per capita on urban forestry, and observing Arbor Day. Tree City USA recognition indicates that the City of Dublin emphasizes robust tree maintenance and urban forest management programs. The City’s current tree maintenance program includes trimming trees approximately every five years, depending on the tree species and growth cycles. The current tree 8.2 Packet Pg. 155 Page 2 of 4 maintenance budget is approximately $185,000 per year. The budget allows for tree trimming and emergency response and removal for tree hazards, but has not necessarily focused on the replacement and replanting of trees. Trees are typically removed only if there are extenuating circumstances or concerns with them such as a tree is dead, a structural deficiency exists, the tree indicates signs of illness or disease, proximity to something that could render it a hazard, etc. The City uses the services of a certified arborist to evaluate trees proposed or requested for removal. The arborist provides recommendations based on a site evaluation of the tree. Recent City tree maintenance placed emphasis on tree trimming and tree removal as necessary. Tree replacement and planting is the next potential step, which will remedy a number of missing trees that have accumulated over time. The City tree inventory and maintenance history is currently maintained in a detailed GIS database. The GIS database includes: each tree site location, s pecies, age (if known), approximate height and trunk diameter, approximate value, and maintenance history. The database also identifies sites as ‘vacant’ if no tree exists at the site. The database currently indicates 646 sites as being vacant and another 103 trees have been recommended for removal and replacement. Staff estimates that approximately 100 additional sites are vacant due to storm damage, structural damage, vehicle accidents, vandalism, etc. These additional sites are not yet reflected in the d atabase because the database is updated after the maintenance visits, which occur on a five - year cycle. All totaled, Staff estimates 850 trees would be necessary to replace and/or replant at this time. Drought Three years of the worst drought in California’s history had a detrimental effect on trees throughout the State as well as in the City of Dublin. In some cases, trees have simply perished as a result of drought stress, while many others are in a state of decline and may eventually die off. The U.S. Forest Service published that at least 66 million trees died throughout the Sierra Nevada mountain range from drought conditions in California between 2013 and 2016. It is estimated that municipalities in California can expect to lose 10% to 20% of urban forest tree inventory as a direct result of the recent devastating drought. The exact number of trees that Dublin has lost or will lose due to the drought is difficult to ascertain as trees can often take several years to die off. Staff is estimating that the City might expect as many as 10% (approximately 1,300) of the City’s tree inventory to perish as a direct result of the drought over the next 10 years based on available data, but the City of Dublin should expect less loss due to the fact that we irrigate most of our public landscaping with recycled water. No matter the final number of tree casualties due to the recent drought, funding for these replacements will be proposed in a future operating budget or CIP. The drought has also caused trees to experience high levels of stress and many have become severely weakened. Trees in a weakened state become more susceptible to the effects of pests and diseases. For example, Bradford Pear species trees were preferred throughout the region and were planted extensively in Dublin. However, a tree disease known as “fire blight” has recently spread throughout the region and has caused extensive damage to Bradford Pear tree species. Fire blight is a bacteriological disease that attacks tree blossoms in early spring and then moves up the twigs and branches through the tree’s system. The name “fire blight” comes from the scorched appearance of the infected leaves, stems, and bark. These areas may appear black, 8.2 Packet Pg. 156 Page 3 of 4 shrunken, and cracked. Blossoms will turn brown, wilt, an d die about 1-2 weeks after an infection occurs. In many cases in Dublin, Bradford Pear variety trees are in need of removal and replacement due to their current condition and extended vulnerability. For example, 38 Bradford Pear trees that were severely i nfested with fire blight and dying were removed from Emerald Glen Park last summer. Public Works is monitoring the remaining Bradford Pear trees for signs of disease. Recycled Water Recycled (reclaimed) water use has been gaining in popularity. Recycled water infrastructure has been extensively expanded in recent years and most of Dublin’s irrigation systems have been converted to recycled water. While treated to a high standard, the treated wastewater does contain some residual total dissolved solids (TDS) and salinity (salt). Some tree species do not perform well when irrigated with recycled water. For example, redwood trees are particularly sensitive to the trace amount of salt content in recycled water. Landscaped areas converted to recycled water in our community have seen redwood trees die off or show significant signs of decline. As a result, redwood trees are no longer selected for planting in areas of Dublin that have recycled water or are planned to be converted to recycled water in the future. Tree Species Selection The City considers several factors when selecting tree species to plant in public right -of- ways and parks for success in an urban forest environment. These factors include: Safety Heartiness Growth patterns Root impact Variation Drought tolerance Recycled water tolerance Consistency with adopted plans Urban forest planning and tree selection palettes have evolved as communities have learned how trees have responded in an urban setting. Dublin has learned from its experience, and the experiences of other Bay Area communities, that certain tree species do not perform as well as intended and thus are no longer used. For example, liquid ambar and camphor trees have aggressive roots that often have a damaging impact on infrastructure such as sidewalks and curbs. As a result, these types of trees are no longer included for planting in planter strips or other small areas in Dublin. The City Streetscape Master Plan adopted by the Dublin City Council in 2005, and amended in 2009, includes existing street tree pallets and includes recommendations for changes or additions when new trees are planted. The Plan designates East -West corridors to be planted with trees to achieve strong, fall colors, and a statuesque large canopy of foliage. North-south corridors were designated to include delicate, flowering trees displaying spring colors. Public Works communicates regularly with the Planning Division to incorporate updates to the City’s design guidelines when Staff has experienced or observed tree species that may not be performing as intended. Design guidelines that include a current list of approved trees are provided to developers to integrate during the design process. Submitted development project plans are also 8.2 Packet Pg. 157 Page 4 of 4 thoroughly reviewed prior to acceptance by City Planning Division staff to assure compliance and adherence to the approved tree species list. It also important to keep a diversified palette of tree species to avoid developing a “mono-culture” of trees throughout the City. A mono-culture develops when similar tree species are planted in large numbers in one general area. In instances where a disease develops or a new pest type is introduced that effect one particular tree species, then the entire City tree inventory could suffer adverse consequences and large volumes of trees could be compromised. Safety is always a concern when selecting tree species. Tree species that have proven weak and prone to structural failure are excluded from planting. Species such as eucalyptus grow so quickly that the structural strength can be compromised and they can be brittle. For this reason, the City currently does not plant any eucalyptus trees. The City also does not include in the tree palette trees that shed objects such as large seed pods or fruit that can be hazardous. Tree Replacement As noted earlier, Staff has identified the need to replant and/or replace approximately 850 trees in City parks (475) and streets (375). While costs vary by tree size/box and level of removal/repair, the overall average cost to replace a tree is approximately $300 per tree, including labor. At this time, regular tree maintenance and removal is included in the City’s annual operating budget. The City Council may be interested in replacing the 850 trees identified in the City’s tree inventory either at one time or over a period of time. Staff will evaluate the better of two options; creating a Capital Improvement Program (CIP) project or managing replacement through the operating budget. Staff will either bring back a separate item at a future City Council meeting or the City Council will see a proposal as part of the upcoming budget process. NOTICING REQUIREMENTS/PUBLIC OUTREACH: None. ATTACHMENTS: None. 8.2 Packet Pg. 158 1852 None. Page 1 8.2.a Packet Pg. 159 At t a c h m e n t : N o n e . ( 1 3 1 6 : C i t y w i d e T r e e R e p o r t ) Page 1 of 3 STAFF REPORT CITY COUNCIL DATE: February 21, 2017 TO: Honorable Mayor and City Councilmembers FROM: Christopher L. Foss, City Manager SUBJECT: Preliminary Discussion of Public Art Master Plan Update Prepared by: Tegan McLane, Cultural Arts & Heritage Manager EXECUTIVE SUMMARY: The City Council will receive a report on the current Public Art Master Plan (adopted in 2006) and provide direction to Staff, if desired, on new items or updates that the City Council wishes to consider as part of an update to the Plan. STAFF RECOMMENDATION: Receive the report and provide direction and input for the Public Art Master Plan update. FINANCIAL IMPACT: None. DESCRIPTION: At its December 20, 2016, meeting, the City Council requested a review of the existing Public Art Master Plan, which is now more than 10 years old , as the City begins the process of updating the Plan. (Attachment 1) Staff has reviewed the Plan and believes much of the original material, including the goals, and most policies and procedures, are still applicable today and consistent with best practices in the field. The goals, as stated in Dublin’s original 2006 Public Art Master Plan, are: Public Art Program Goals 1) Establish and enhance pedestrian friendly public spaces su ch as parks, plazas, pathways, public restrooms, parking lots and other places where people travel or gather. 8.3 Packet Pg. 160 Page 2 of 3 2) Strengthen the unique character of individual neighborhoods, business districts and transit corridors with artwork that relates to the site’s p urpose, history and natural environment. 3) Provide numerous opportunities for Dublin’s citizens to gain a deeper understanding and appreciation for visual art. 4) Enhance the City’s identity and regional image by actively promoting Dublin’s unique public art collection. 5) Encourage the creation of artworks that are integrated into the City’s built environment, including signage, gateways, sidewalks, bus stops, bollards, parking structures, crosswalks and other public amenities. 6) Involve artists in the planning of public spaces such as parks, and transit corridors. 7) In existing neighborhoods and parks, ensure community support for the artworks through public participation in artist selection and artwork development. 8) In new developments, support the design themes, goals and objectives of City planners and private developers by working closely with these parties in the development of public art. 9) In rehabilitation of existing developments, further the design themes and goals of the area by working with residents and business owners as well as City planners and private developers in public art planning and development. The original Public Art Master Plan includes policies designed to: Encourage partnerships with non-profit organizations; Affirm artist rights and artistic freedom of expression; Require community involvement in each public art project; Require disclosure of potential conflicts of interest; and Prohibit discrimination. The original Public Art Master Plan also established many procedures, or guidelines, that are still working well, including: An artist selection process; Methods of artist selection; Criteria for artist selection and artwork selection; Definition of eligible/ineligible artworks; Collection review and conservation plans; and Criteria for accepting donated artworks; and Guidelines for Art in Private Development. However, Staff has identified some areas regarding opportunities for art placement, roles of various parties involved, and implementatio n measures that are either outdated or unclear. In addition to general clean up items to align the Plan with current conditions, Staff recommends these items be reviewed and/or updated: Opportunities for public art, including distribution throughout the City 8.3 Packet Pg. 161 Page 3 of 3 Responsibilities of City Council, Heritage and Cultural Arts Commission, Staff and other City departments Procedures regarding pre-qualified artist lists Deaccessioning procedures Gift or loan procedures Developer’s options for fulfilling the requirement and obtaining occupancy Community participation and outreach activities Public Art Fund procedures and allowable expenses Staff also recommends these three new items be considered: Providing art guidelines by planning district to help begin to establish the “unique character” of each; Recording art requirements on the deed, to guarantee that Dublin’s success getting private developers to install art are not lost when properties change hands; and Formalizing the creation of an art maintenance fund, to ensure that the City will always have sufficient funds to maintain its collection . As City Council members have previously expressed interest in using public art to enhance economic vitality, Staff also recommends taking this opportunity to explore options for strengthening this idea in the Public Art Master Plan update - possibly with more specific language added to the goals, or by providing more explicit direction regarding placement of public art in shopping district areas. Staff requests the City Council's input on any additional items that it might like to see re - examined or new considerations it would like to have presented in this update. NOTICING REQUIREMENTS/PUBLIC OUTREACH: None. ATTACHMENTS: 1. City of Dublin Public Art Master Plan, 2006 8.3 Packet Pg. 162 BACKGROUND The City of Dublin has seen remarkable change over the last decade. Since the late 1990s, the City has grown dramatically with new housing, retail and office development, and public improvements. Additional housing and retail is currently under construction. Dublin’s public art program has grown along with City development. Begun as a partnership with the nonprofit Dublin Fine Arts Foundation in the late 1980s, the City boasts a collection of 19 City owned works, two works on long-term loan, and four privately owned works displayed in public places throughout Dublin. In 1997, the City of Dublin adopted its first Public Art Policy. The Policy encouraged development projects to include artwork in buildings and public spaces, and set out criteria for artwork selection and guidelines for implementation. The Policy identifies the Dublin Fine Arts Foundation to act in an advisory capacity to the City and developers on public art projects. Since the adoption of the Public Art Policy, many fine artworks have been created for the City of Dublin. However, many of the conditions on which the 1997 Policy was based have changed. In 1999, the Heritage and Cultural Arts Commission was established to act in an advisory capacity to City Council on matters pertaining to art, including public art. City Departments were reorganized in 2000, to include arts and culture within the Department of Parks and Community Services. In 2002 a full-time Heritage and Cultural Arts Supervisor position was created, with the management of public art as a major responsibility. In 2001, the Dublin Heritage and Cultural Arts Commission completed its first long-range plan that called for the development of a Public Art Master Plan to identify opportunities for public art and to also revise the Public Art Policy to identify alternate funding sources and approval processes for public art. It was in this context of program growth and change that Wright & Associates was hired to develop a Public Art Master Plan in July 2003. A Public Art Master Plan Task Force was created to provide feedback and guidance during the development of the plan. “GAIA” by Ned Smyth (1990) City of Dublin March 2006 Public Art Master Plan Page 1 of 25 8.3.a Packet Pg. 163 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) PUBLIC ART MASTER PLAN This Public Art Master Plan describes the principle methods used to develop public art in the City of Dublin including: City Projects: Projects developed and funded by the City of Dublin. These projects are planned by City Staff in conjunction with the development of the annual Capital Improvement Program based on available funding. City Projects in Partnership with Community Organizations: Projects developed in partnership with nonprofit and community organizations such as the Dublin Fine Arts Foundation (DFAF) which may be funded, in part, by the City of Dublin. Private Development: Projects on private property funded and constructed by private developers. The Plan outlines opportunities, guidelines and policies for the City’s Public Art Program as well as implementation strategies. Public Art Opportunities The Plan summarizes potential opportunities for the placement of public art both on public and private property. Opportunities were developed based on a review of the existing City infrastructure, proposed City specific plans, private development projects and proposed City capital projects. Public Art Guidelines The guidelines establish administrative procedures for implementing the proposed Public Art Program including City Council, Heritage and Cultural Arts Commission and Staff responsibilities, procedures for site and artist selection, eligible artworks, collection review, and funding options. Program Policies These policies will give the City Council, Heritage and Cultural Arts Commission, Staff and the public guidance on issues that often arise in the administration of a public art program. They reflect the best practices in the field, adjusted to fit the unique circumstance of the City of Dublin. Program Implementation Strategies for implementation of the Public Art Program as well as potential funding mechanisms for both City and private development projects are summarized in this section. “The Rising Blue” by Yoshio Taylor (2003) City of Dublin March 2006 Public Art Master Plan Page 2 of 25 8.3.a Packet Pg. 164 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) PUBLIC ART PROGRAM - OVERVIEW Public Art Vision The City of Dublin celebrates humanity and promotes a healthy civic society through the administration of its Public Art Program. The Public Art Program and its collection inspire residents and attract visitors with high quality artworks, both freestanding and incorporated in Dublin’s public spaces. The Public Art Program will create a unique sense of place and a strong identity for the City as a whole. This vision will be furthered through the creation and promotion of a citywide collection of art works specifically placed within the community, which enhance urban planning goals and portray the dreams and visions of the community. Public Art Program Purpose The purpose of Dublin’s Public Art Program is to inspire civic pride among its residents and strengthen the City’s regional identity by enhancing public spaces, giving character to neighborhoods and business districts, and providing numerous opportunities for people to experience visual art. Public Art Program Goals 1) Establish and enhance pedestrian friendly public spaces such as parks, plazas, pathways, public restrooms, parking lots and other places where people travel or gather. City of Dublin March 2006 2) Strengthen the unique character of individual neighborhoods, business districts and transit corridors with artwork that relates to the site’s purpose, history and natural environment. 3) Provide numerous opportunities for Dublin’s citizens to gain a deeper understanding and appreciation for visual art. 4) Enhance the City’s identity and regional image by actively promoting Dublin’s unique public art collection. 5) Encourage the creation of artworks that are integrated into the City’s built environment, including signage, gateways, sidewalks, bus stops, bollards, parking structures, crosswalks and other public amenities. 6) Involve artists in the planning of public spaces such as parks, and transit corridors. 7) In existing neighborhoods and parks, ensure community support for the artworks through public participation in artist selection and artwork development. 8) In new developments, support the design themes, goals and objectives of City planners and private developers by working closely with these parties in the development of public art. 9) In rehabilitation of existing developments, further the design themes and goals of the area by working with residents and business owners as well as City planners and private developers in public art planning and development. “Aaron and Dillon” by Katherine Keefer (2002) Public Art Master Plan Page 3 of 25 8.3.a Packet Pg. 165 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) PUBLIC ART PROGRAM - OPPORTUNITIES The City of Dublin has extensive plans to build new neighborhoods and rehabilitate others. As the plans are implemented, there will be many opportunities to involve artists in the early design of urban development projects. Artists will be encouraged to work with the City’s Heritage and Cultural Arts Commission and Staff, Community Development Department, private developers, neighborhood residents and business owners to enhance constituents’ goals and design themes for each neighborhood. This opportunities section summarizes existing public art projects both public and private and identifies potential projects for the placement of public art in the City of Dublin. Existing Public Art – City Projects Beginning in 1990, the City has actively pursued the development of public art. Identifying public art opportunities at local parks and City facilities, Dublin’s collection now includes 21 artworks for public display. A listing of the public artwork and locations follows. Dublin Civic Center “GAIA” by Ned Smyth (1990) “Gail” by Katherine Keefer (1994) “Aaron and Dillon” by Katherine Keefer (2002) “20th Anniversary Quilt” by Linda Schmidt (2002) “Sisyphus” by Roger Berry (1989, on loan since 1992) “Steel Water Color #99” by Fletcher Benton (1989, on loan since 1996) Dublin Library “Know Way” by Robert Ellison (2003) “Seasons” by Peter Mollica (2003) “Cutouts” by Mark Evans and Charlie Brown (2003) Dublin Senior Center “Wisdom Through the Ages” by Rowland Cheney (2005) Art in the Parks Commissioned by the Dublin Fine Arts Foundation Shannon Park: "Sirius" by Peter Voulkos (1990) Stagecoach Park: “Mosaic Tile Seating Area/Wagon Wheel” by Twyla Arthur (1996) Alamo Creek Park: “Black Pool” by Alan Counihan (1997) Mape Memorial Park: “Archway” by Donna Billick and Troy Corliss (1999) Kolb Park: “Dust in the Universe” by John King (2000) Ted Fairfield Park: “Birdwatch” by Johanna Poethig (2002) Dolan Park: “Dreams of Longing After Nothing” by Bryan Tedrick (2004) Emerald Glen Park: “Divided Sea” by Ned Kahn, (2004) Underpass Murals I-680 at Dublin Boulevard and I-680 at Amador Valley Boulevard “Historic Crossroads” by Daniel Galvez, John Pugh, and John Wehrle (2003) Bus Shelter Art Dublin Boulevard, north at Village Parkway Dublin Boulevard north and south at Golden Gate Drive. By Dan Dykes (2003) City of Dublin March 2006 Public Art Master Plan Page 4 of 25 8.3.a Packet Pg. 166 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) Existing Public Art – Private Development In 1997 the City of Dublin adopted its first Public Art Policy. The Policy encouraged development projects to include artwork in buildings and public spaces. To date four private development projects have included artwork. A listing of the artwork and locations follows. Dublin Boulevard Safeway: “Dublin Time” by Dan Dykes (2004) Expo Design Center: “Indesign” by Ray Lamb (2001) Archstone Apartments: “Ironhorse Trail” by Vickie Jo Sowell (2002) Waterford Shopping Center: “The Rising Blue” by Yoshio Taylor (2003) Existing Public Art - School Projects In 1994, the Dublin Unified School District and the Dublin Fine Arts Foundation formed a partnership to create permanent art projects in each of Dublin's schools involving a collaboration between professional artists and the students, using Measure "B" monies. The goal of the project was to create works that would enhance the environment of each school and create a sense of ownership for the students as well as providing much needed arts education. A listing of the artwork and locations follows. Murray Elementary School: "A Cultural Voyage" a courtyard mural created by six classes from 1st through 5th grade under the supervision of artists Sofie Siegmann and Kenneth Huerta (1995). Wells Middle School: “Tell me and I will forget. Show me and I may not remember. Involve me and I will understand" and “Equations” a tile wall pattern created by students in collaboration with artist Johanna Poethig (1997). Nielsen Elementary School: "We Make the World" an entry-way mural created by 200 students in collaboration with artists Gary Carlos and Jennifer Trammel (1998). Dublin Elementary School: “Soaring to New Heights” a mural created by students from kindergarten through 6th grade in collaboration with artist Argunnur Yr Gylfadottir (1999). Public Art Opportunities – City Projects Capital Improvement Projects A Capital Improvement project means any permanent public improvement project paid for wholly by monies appropriated by the City to construct, improve, or renovate a building, including its appurtenant facilities, a decorative or commemorative structure, a park, a sidewalk, a parking facility, a utility, or any portion thereof, within the City limits or under the jurisdiction of the City. In large capital projects it is recommended that artworks be located on site, using a general budget guideline of 1% - 2% of the total capital project budget. Potential capital projects include: • Shannon Community Center Reconstruction • Emerald Glen Park Recreation and Aquatic Center • Emerald Glen Park Community Center • Community Theater/Cultural Arts Center Parks City of Dublin March 2006 Public art should be included in neighborhood and community parks. Potential artwork locations should be identified as part of the park design. Installation of art shall occur at such time that occupancy of the surrounding Public Art Master Plan Page 5 of 25 8.3.a Packet Pg. 167 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) development reaches a minimum of 25%. Neighborhood Selection Committees should be convened to assist with artwork selection. Coordination with the Dublin Fine Arts Foundation on the award winning “Art in the Parks” project should be continued, as deemed appropriate. Potential park projects include: • Bray Commons • Dublin Ranch Neighborhood Parks • Dublin Historic Park • Fallon Sports Park • Fallon Village Neighborhood and Community Parks • Schaefer Ranch Parks • Transit Center Park Public Art Venue A Public Art Venue is a location where several pieces of public art are on display in a consolidated area. The size of the site can typically vary from 1/3 acre to 10 acres in a park location, or in the case of a streetscape, one to several blocks long. Usually, a large number of different types of art sculptures are on display for the public’s view, in some cases, surrounded by a garden like setting. Some Venues are thematic in nature whereas others can be educational. Public Art Venues can range in cost from $350,000 up to $5 million or more, depending on the amount of art pieces and possible land costs. Potential locations for a Public Art Venue include: • Camp Parks • Dublin Historic Park • Emerald Glen Park Public Art Opportunities – Private Development As the City embarks on development of area specific projects, opportunities for public art thrive. Public art can be included in a single development project or part of a larger planned development. Artworks should be located in an area which is accessible to the public and allow for unrestrained viewing from a variety of vantage points. Sites may include urban gateways, vistas, public spaces and plazas, or other interior or exterior, publicly accessible places. As a condition of approval, public art will be included in the following private development projects: • Gateway Medical Center • General Motors • Ikea • Metropolitan Dublin Station • San Ramon Village • Sorrento • Tralee • Ulferts Other potential private development projects may include, but are not limited to: • Camp Parks • Dublin Land Company • Dublin Place Shopping Center • Dublin Transit Center • Emerald Place • Fallon Villages • Wallis Ranch • West Dublin BART Site Selection Process Sites will be selected based on the Public Art Master Plan and goals of the public art program: 1) Establish and enhance pedestrian friendly public spaces where people travel or gather. City of Dublin March 2006 Public Art Master Plan Page 6 of 25 8.3.a Packet Pg. 168 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) 2) Sites that are accessible to the public a minimum of eight hours a business day may be considered suitable locations for public art. 3) Site spaces may be interior or exterior. 4) Locations can include surface treatments of buildings, retaining walls and bridges. The definition of “location” can also be expanded by an artist’s ability to extend the possibilities for public art, and would then be determined on a case-by-case basis. 5) Strengthen the unique character of individual neighborhoods, business districts and transit corridors with artwork that relates to the site's purpose, history and natural environment. 6) Provide numerous opportunities for Dublin's citizens to be exposed to and gain a greater appreciation for visual art. 7) Enhance the City's identity and regional image by actively promoting Dublin's unique public art collection. In addition, sites should have maximum public exposure. For site selection to be maximized, the artist will work with developers, city planners, residents and business owners so that the theme and development goals of the project are enhanced. This will allow the artist and community to decide if a work is best incorporated into the building or other infrastructure, or created as a freestanding artwork. This process underscores the importance of involving the artist at the same time as the project architect. City of Dublin March 2006 Public Art Master Plan Page 7 of 25 8.3.a Packet Pg. 169 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) PUBLIC ART PROGRAM – GUIDELINES FOR CITY PROJECTS The guidelines outlined below establish procedures for the implementation of the Public Art Program for City projects. Responsibilities The City Council shall: • Adopt policies and procedures under which the Public Art Program operates; • Review and approve the annual workplan presented by Staff on behalf of the Heritage and Cultural Arts Commission that shall include identification of eligible capital improvement projects and recommended funding appropriations; • Appropriate monies for individual capital improvement projects as part of the annual capital budgeting process; • Approve all contracts with artists; and • Approve all public works of art. The Heritage and Cultural Arts Commission shall: • Provide oversight of the Public Art Program; • Review and recommend the annual public art workplan to City Council; • Recommend guidelines, policies and procedures for the selection, implementation and conservation of public art in Dublin to the City Council; • Receive and review the recommendations of the Artist Selection Panel and forward to the City Council; • Review and approve Staff recommendations regarding the care and maintenance of the Public Art Collection; • Support Staff in community outreach efforts; • Review and recommend proposed gifts of public art to the City, as well as loans and long term exhibitions of public art on City- owned property; • Review and recommend accessioning (acquisition) and de-accessioning (removal) of artworks from the Public Art Collection; and • Periodically review and recommend changes to the Public Art Program guidelines, policies and procedures. City Staff shall: • Steer the overall work objectives of the Public Art Program, such as project administration, artist project management, short and long-term planning and community outreach; • Lead the development of the annual public art workplan that shall include identification of eligible capital improvement projects and funding appropriations and submit to the Heritage and Cultural Arts Commission; • Monitor the overall development of the Public Art Collection, including ensuring that the Collection policies are followed; • Oversee the existing public art collection, survey the works quarterly, update the maintenance survey and communicate maintenance needs to appropriate staff and/or consultants; • Advise the Heritage and Cultural Arts Commission and the artist selection panel; • Act as liaison to the artist selection panels; • Act as a liaison to the Dublin Fine Arts Foundation; • Provide services to assist private developers in creating and implementing their public art plans; • Present recommendations to the Dublin City Council on behalf of the Heritage and Cultural Arts Commission; and City of Dublin March 2006 Public Art Master Plan Page 8 of 25 8.3.a Packet Pg. 170 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) • Ensure community outreach and citizen participation in the Public Art Program. Artist Selection Panels shall: • Be ad-hoc panels formed for a limited period of time and be appointed by the Mayor with the consent of the City Council with the responsibility of recommending artists for individual City projects or groups of projects; • Be comprised of individuals representing the following interests: arts professionals, community leaders, business owners, residents, gallery owners and art educators, and o One or more panelists shall be a representative from the Heritage and Cultural Arts Commission o At least half the panel shall be Dublin residents o One or more panelists shall be professional artists, architects or landscape architects with experience in public art • Have strong representation from partnering nonprofit organizations, when appropriate; • Recommend to the Heritage and Cultural Arts Commission an artist or artists to be commissioned for projects; • Review the credentials, prior work, proposals and other materials submitted by artists for particular projects; • Look for the best fit between the artist and the requirements in the project prospectus and guidelines; and • Be sensitive to the public nature of each project and the necessity for cultural diversity in the Public Art Program. City Departments shall: • Determine, in consultation with the Heritage and Cultural Arts Staff, which projects are eligible for public art inclusion, the amount of eligible project costs available for public art and whether the project is appropriate for artist involvement; • Provide the Heritage and Cultural Arts Staff with information on the capital improvement program, budgets and schedules; • Designate a departmental representative to participate in the artist selection process if appropriate; • Review the maintenance needs survey for artworks located at the site; and • Inform the project architect of the artist involvement in the capital improvement project and the method of artist selection. Construction Project Managers shall: • Collaborate with the Heritage and Cultural Arts Staff on the development of public art projects; • Coordinate with the Heritage and Cultural Arts Staff on all issues related to the Public Art Program and the overall project including safety, liability, timeline, code requirements and installation deadlines, etc.; and • Provide Heritage and Cultural Arts Staff and artist with the appropriate documentation necessary for project compatibility and completion (i.e., architectural design drawings and specifications, as-built drawings, structural drawings, mechanical drawings, electrical drawings, materials to support public outreach efforts, etc.). City of Dublin March 2006 Public Art Master Plan Page 9 of 25 8.3.a Packet Pg. 171 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) “Cutouts” by Mark Evans and Charlie Brown (2003) City of Dublin March 2006 Public Art Master Plan Page 10 of 25 8.3.a Packet Pg. 172 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) Artist Selection Process Selecting the “right” artist – one whose experience, artistic style, commitment to collaboration, communication and facilitation skills matches the needs of the project – is critical to the success of any project. Specifically, the goals of the selection process are to: • Implement the goals of the overall capital improvement program through an appropriate artist selection; • Further the mission and goals of the Public Art Program; • Select an artist or artists whose existing public artworks or past collaborative efforts have maintained a level of quality and integrity; • Identify the optimal approach to public art that is suitable to the demands of the particular capital project; • Select an artist or artists who will best respond to the distinctive characteristics of the site and the community it serves; • Select an artist or artists who can work successfully as members of an overall project design team; and • Ensure that the selection process represents and considers the interests of all parties concerned, including the public, the arts community and the City department involved. In consideration of selection of an artist for a City Public Art project, certain requirements of the artist will need to be met. These requirements include: • Submit credentials, visuals, proposals and/or project materials as directed for consideration by artist selection panels; • Conduct necessary research, including attending project orientation meetings and touring project sites, when possible; • If selected, execute and complete the artwork, conceptual work or design work, or transfer an existing work, in a timely and professional manner; • Work closely with Heritage and Cultural Arts Supervisor, the project manager, design architect and/or other design professionals associated with the project; • Make presentations to City Council, the Heritage and Cultural Arts Commission and other reviewing bodies at project milestones as required by contract; and • Make public presentations, conduct community education workshops, or do a residency at an appropriate time and forum in the community where the artwork will be placed, as required by contract. Methods of Artist Selection The method of selection for individual projects shall be determined by City Staff in consultation with the Heritage and Cultural Arts Commission in accordance with the adopted Public Art Program guidelines and policies. Any of the following methods may be used, depending upon the requirements of a particular project. Open Competition: An open competition is a call for artists for a specific project in which artists are asked to submit evidence of their past work. Any artist may submit credentials and/or proposals, subject to any limitations established by the Artist Selection Panel. Calls for entries for open competitions will be sufficiently detailed to permit artists to determine whether their work is appropriate for the project under consideration. Limited or Invitational Competition: A limited number of artists shall be invited by the artist selection panel to submit credentials and/or proposals for a specific project. Artists shall be invited, based on their past work and City of Dublin March 2006 Public Art Master Plan Page 11 of 25 8.3.a Packet Pg. 173 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) demonstrated ability to successfully respond to the conditions posed by the particular project (i.e., water features, light works, paintings, sound works, landscape works, design team efforts, etc.), or based on other non-aesthetic Public Art Program goals (i.e., artists who reside in a particular neighborhood where a project is occurring, local artists or regional artists, etc.). Pre-qualified Artists List: Heritage and Cultural Arts Staff will develop a pool of pre- qualified artists who can be selected for small, community-based projects with budgets under $25,000, where a separate selection panel may not be warranted, if recommended by the Heritage and Cultural Arts Commission. Mixed Process: A mixed process may include any combination of the above means. Criteria for Selection of Artists or Artworks • Qualifications: Artists shall be selected based on their qualifications as demonstrated by past work and the appropriateness of their concepts to the particular project. • Quality: Of highest priority are the design capabilities of the artist and the inherent quality of artwork. • Media: All forms of visual arts shall be considered, subject to any requirements set forth by the project prospectus. • Style: Artists whose artworks are representative of all schools, styles and tastes shall be considered. • Appropriateness to Site: Artwork designs shall be appropriate in scale, material, form and content to their immediate social and physical environments. • Appropriateness to Public Art Program Goals: Artworks should address, or artists should be willing to address within their process, a commitment to enhancing public spaces and giving character to neighborhoods by supporting the larger urban design themes of the neighborhood or district. • Permanence: Consideration shall be given to structural and surface integrity, permanence and protection of the proposed artwork against theft, vandalism, weathering, excessive maintenance and repair costs. • Elements of Design: Consideration shall be given to the fact that public art is a genre that is created in a public context and that must be judged by standards that include factors in addition to the aesthetic. Public art may also serve to establish focal points; terminate areas; modify, enhance or define specific spaces; establish identity; or address specific issues of urban design. • Community Values: While free artistic expression shall be encouraged, consideration must be given to the appropriateness of artworks in the context of local community and social values. • Public Liability: Safety conditions or factors that may bear on public liability must be considered in selecting an artist or artwork. • Diversity: The Public Art Program shall strive for diversity of style, scale, media and artists, including ethnicity and gender of artists selected. • Communications: The ability of the artist to effectively communicate with a variety of groups, including other design professionals, public officials and community members, should be taken into consideration. City of Dublin March 2006 Public Art Master Plan Page 12 of 25 8.3.a Packet Pg. 174 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) “Dust in the Universe” by John King (2000) City of Dublin March 2006 Public Art Master Plan Page 13 of 25 8.3.a Packet Pg. 175 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) Eligible Artworks It is the policy of the City Council that all artworks commissioned or acquired under the public art program be designed by professional visual artists. Such artworks include, but are not limited to, the following: • Sculpture: free standing, wall supported or suspended; kinetic, electronic; in any material or combination of materials. • Murals or portable paintings: in any material or variety of materials, with or without collage or the addition of non- traditional materials. • Earthworks, fiber-works, neon, glass mosaics, photographs, prints, calligraphy, any combination of forms of media including sound, literary elements, film, holographic images and video systems; hybrids of any media and new genres. • Furnishings or fixtures, including but not limited to gates, railings, streetlights, signage, seating, etc., if created by artists as unique elements or limited editions. • Artistic or aesthetic elements of the overall architecture or landscape design if created by a professional artist or a design team that includes a professional artist. • Temporary artworks or installations, if such artworks serve the purpose of providing community and educational outreach purposes. • The incremental costs of infrastructure elements, such as sound-walls, utility structures, roadway elements or other items if designed by a professional artists or a design team that included an artist as a co-designer. Ineligible Artworks • “Art objects” which are mass produced or of standard manufacture, such as playground equipment, fountains or statuary elements, unless incorporated into an artwork by a project artist. • Reproductions, by mechanical or other means, of original works of art, except in the cases of film, video, photography, printmaking or other media arts. • Works that are decorative, ornamental or functional landscape or architectural elements except when commissioned from an artist as an integral aspect of a structure or site. • Those elements generally considered to be components of the landscape architectural design, vegetative materials, pool(s), paths, benches, receptacle, fixtures, planters, etc., except when designed by artists. Collection Review and Conservation At least once in every five-year period, the Public Art Collection should be evaluated for the purposes of collection management and conservation in order to assess the collection’s condition. The City, with the advice of the Heritage and Cultural Arts Commission and approval of City Council, shall retain the right to de-accession any work of art in the Collection, regardless of the source of funding for the particular artwork. Objectives: • To establish a regular procedure for evaluating artworks in the Public Art Collection; • To establish a regular procedure for repairing public artworks; • To ensure regular maintenance of public artworks and that all maintenance is completed with the highest standards of professional conservation; • To establish standards for the acquisition of artworks by the City of Dublin; • To strive for an equitable distribution of artworks throughout the City. City of Dublin March 2006 Public Art Master Plan Page 14 of 25 8.3.a Packet Pg. 176 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) • To ensure that de-accessioning is governed by careful procedures; and • To insulate the de-accessioning process from fluctuations in taste. Acquisition Review Standards: • Acquisitions should be directed toward artworks of the highest quality; • Acquisition of artworks into the Public Art Collection implies a commitment to the ongoing preservation, protection, maintenance and display of the artworks for the public benefit; • Acquisition of artworks, whatever the source of funding, should imply permanency within the Public Art Collection, so long as physical integrity, identity and authenticity are retained, and so long as the physical sites for the artworks remain intact; and • When possible, artworks should be acquired without restrictions as to future use and disposition. De-accessioning Review Standards: Any proposal for de-accessioning – the destruction or removal of an artwork in the collection – or relocation of an artwork shall be reviewed by the Heritage and Cultural Arts Commission according to the policy and procedures contained herein and shall be as deliberate as those practiced during the initial selection. This process should operate independently from short-term public pressures and fluctuations in artistic or community taste. During the review process, the work of art shall remain accessible to the public in its original location. The final decision with respect to de-accessioning of artworks shall rest with the City Council. City of Dublin March 2006 De-accessioning should be a seldom-employed action that operates with a strong presumption against removing works from the Collection. Artwork may be considered for review toward de-accessioning from the Public Art Collection if one or more of the following conditions apply: • The condition or security of the artwork cannot be reasonably guaranteed; • The artwork requires excessive maintenance or has faults of design or workmanship and repair or remedy is impractical or unfeasible; • The artwork has been damaged and repair is impractical or unfeasible; • The artwork’s physical or structural condition poses a threat to public safety; • No suitable site is available, or significant changes in the use, character or design of the site have occurred which affect the integrity of the work; • Significant adverse public reaction has continued unabated over an extended period of time (at least five years or more); • De-accessioning is requested by the artist; or • The site and/or agency housing the work is undergoing privatization. When an artwork in the collection is being considered for de-accessioning, the artist shall, when practical, be given the first right of refusal to purchase the work at its fair market value. Gifts or Loans of Artworks Artworks proposed for donation or long-term (one year or longer) loan to the City shall be carefully reviewed by the Heritage and Cultural Arts Commission in order to meet the following objectives prior to submitting to the City Council for approval: • To provide uniform procedures for the review and acceptance of gifts or loans of artworks to the City; Public Art Master Plan Page 15 of 25 8.3.a Packet Pg. 177 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) • To vest in a single agency the responsibility of insuring the management and long-term care of the donated artworks; • To facilitate planning for the placement of artworks on City-owned property; • To maintain high artistic standards for artworks displayed in City facilities; and • To provide for appropriate recognition for donors of artworks to the City. Review Criteria for Gifts or Loans of Artworks: Aesthetic considerations: To ensure artworks of the highest quality, proposed gifts or long- term loans of artworks should be accompanied by a detailed written proposal and concept drawings of the proposal and/or photographs of an existing artwork, documentation of the artist’s professional qualifications and, if needed, a current certified appraisal of the worth of the artwork. The following will be considered in the acceptance of a gift or loan of artworks: • To preserve artworks which provide the public with a truer understanding and deeper appreciation of historic Dublin. • To strengthen and enrich the public art collection of the City. • To promote artwork that has an educational or communicative function. • To choose artwork that is the best available example to accomplish an interpretive purpose. Financial considerations: Based on the cost of installation, the proposal should identify sources of funding for the project, and the estimated cost of maintenance and repair over the term of the loan or expected life of the artwork. Legal title to the donated artwork must pass from the donor to the City without restriction or conditions. Restrictive gifts are detrimental to the artwork collection and should be courteously declined. A legal instrument of conveyance of the work of art should be executed between the City and donor. Liability: The proposal should discuss susceptibility of the artwork to damage and vandalism, any potential danger to the public and any special insurance requirements. The City will accept long-term loans only to fill a gap in the City’s public art collection. Artworks that are on indefinite loan shall have an expiration or renewal date defined. Environmental considerations: The proposal should address appropriateness of the artwork to the site and the scale of the artwork in relation to its immediate context. The Heritage and Cultural Arts Commission will review and discuss the donation and direct Staff as to any questions to be asked of the donor or artist. A personal appearance by artist may be requested. The Commission will determine when all issues have been addressed and recommend to accept or reject the artwork. Proposed artwork donations shall be reviewed by the Heritage and Cultural Arts Commission and approved by the City Council. “Wisdom Through the Ages” by Rowland Cheney (1990) City of Dublin March 2006 Public Art Master Plan Page 16 of 25 8.3.a Packet Pg. 178 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) Donation proposals shall be accompanied by the following information: • Slides, photos or a model of the proposed work; • Biography of the artist; • Proposed site and installation plans; • Monetary value of the artwork and budget for installation; • Maintenance requirements for the artwork; and • Contact information for the donor. Exceptions to the Review Process for Gifts or Loans of Artworks: Gifts of state presented to the City by foreign governments or by other political jurisdictions of the United States – municipal, state or national – which may be accepted by the City Council on behalf of the City shall be reviewed as follows: • Permanent placement of artworks of substantial scale, suitable and accessible for public display shall be determined jointly by the appropriate City Department and the Heritage and Cultural Arts Commission with the approval of the City Council; • Appropriate recognition and publicity shall be the responsibility of the City Council; and • If not provided by the donor, maintenance of the artwork shall be the responsibility of the department with jurisdiction over the site, in consultation with the Heritage and Cultural Arts staff. “Sisyphus” by Roger Berry (1989) City of Dublin March 2006 Public Art Master Plan Page 17 of 25 8.3.a Packet Pg. 179 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) PUBLIC ART PROGRAM – GUIDELINES FOR PRIVATE DEVELOPMENT The guidelines outlined below establish procedures for the implementation of the Public Art Program for Private Development projects. Requirements Commercial, Industrial, Office Development: The Public Art Program requires all new commercial, industrial, and office development projects over 50,000 square feet to allocate one-half of one percent (1/2%) of the Building Valuation (exclusive of land) per development project, to finance an art project according to the public art guidelines. In lieu of providing on-site artwork, an applicant may choose to deposit the required allocation into a Public Art Fund. If an in-lieu fee option is chosen, the developer must reserve a space for possible public art to be installed by the City, if the City determines such a space is necessary. Any new commercial, industrial, and office development project under 50,000 square feet will be required to allocate one-half of one percent (1/2%) of the Building Valuation (exclusive of land) per development project, to finance an art project or in lieu of providing a public art work on site, may contribute funds equal to 90% of the one-half of one percent (1/2%) to a Public Art Fund. The building valuations shall be calculated by the City’s Building Official. An applicant may choose to allocate more than the1/2% of Building Valuation to public art. The Public Art obligation, if art is to be installed on-site, must be satisfied prior to the issuance of a Certificate of Occupancy. If the in lieu fee option is chosen, the obligation must be satisfied prior to the issuance of the first building permit. Residential Development: The Public Art Program requires all new residential developments including single- family (detached), single family (attached), and multi-family in excess of 20 residential units to allocate one-half of one percent (1/2%) of the Building Valuation per development project, to finance an art project according to the public art guidelines. The building valuations shall be calculated by the City’s Building Official. In lieu of providing on site artwork, an applicant may choose to deposit the required allocation into a Public Art Fund. If an in-lieu fee option is chosen, the developer must reserve a space for possible public art to be installed by the City, if the City determines such a space is necessary. An applicant may choose to allocate more than the1/2% of Building Valuation to public art. The Public Art obligation, if art is to be installed on-site, must be satisfied prior to the issuance of a Certificate of Occupancy. If the in lieu fee option is chosen, the obligation must be satisfied prior to the issuance of the first building permit. Exemptions The following categories of projects are exempt from the Public Art Program requirements: City of Dublin March 2006 Public Art Master Plan Page 18 of 25 8.3.a Packet Pg. 180 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) 1) Any current or future tenant improvement projects; 2) Any 100% low-income housing projects; 3) Child Care Centers; 4) Nonprofit agencies and institutions that exclusively provide social services only, to the general public. 5) Any current or future condominium conversions. Verification of Expenses The Project Developer shall provide satisfactory evidence to the Parks & Community Services Department that the minimum allocation (1/2% of the Building Valuation for commercial, industrial, office and residential development) has been expended for art work or allocated to the Public Art Fund, prior to the issuance of the Certificate of Occupancy (for on-site work) or prior to the issuance of a building permit (for in lieu fee option) for the development project. All financial arrangements shall be negotiated between the Project Developer and the artist(s) and shall be verified in a written agreement. Copies of the executed contracts between the applicant and the artists shall be submitted to the Parks & Community Services Department prior to the issuance of the Certificate of Occupancy. Assistance with Artist Selection If an applicant elects to provide public art, the applicant is free to choose the artist(s) of its choice. The Parks & Community Services Department can assist the applicant, in selecting and locating qualified artists for their project and can provide a list of private art consultants that can assist the applicant with artist selection. In addition, technical support and artwork review and critique can be provided by the Parks & Community Services Department. Eligible Costs The following costs shall be included in determining whether the public art allocation meets the minimum required allocation: • Artists, professional design and production fee inclusive of labor, materials and services including art consultant or management fees provided that these fees do not exceed 15% of the minimum allocation; • Travel of the artist for site visitation and research; • Transportation of the work to the site; • Installation of the completed work; • Sales tax; • Any required permit or certification fees; • Identification plaques; • Directional or other functional elements such as supergraphics, signing, color- coding, etc., provided they are designed by an artist and are, in the opinion of the City, an integral part of the work of art; • Walls, bases, pools or other architectural components on or in which works of art are placed or affixed, provided they are an integral part of the work of art; • Electrical, water or mechanical services for activation of the work, when they are an integral part of the work of art. Non-Eligible Costs The following costs will not be accepted as satisfying the Public Art Program requirements: • Preparation of the site EXCEPT as necessary to receive the work of art. • Exhibitors and education aspects which are interpretive of and tangential to the actual work of art. This includes tours and docents, videotaping or filming of construction and installation of artwork. City of Dublin March 2006 Public Art Master Plan Page 19 of 25 8.3.a Packet Pg. 181 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) Criteria for Selection of Artist and Artwork The criteria followed in the selection of an artist and eligible artwork should be consistent with the City's policies for public projects (see Criteria for Selection of Artists or Artworks, and Eligible Artworks, page 10 and 11). Process Steps 1) The Project Developer shall submit a completed Site Development Review (SDR) application to the Community Development Department, Planning Division. The applicant will be informed of the Public Art requirement and policies, and will be encouraged to meet with the Parks & Community Services Department to discuss the requirements. 2) Residential Development Applicants, who desire to provide public art within their projects, are required to present a plan to the City that conforms to the requirements of the Public Art Master Plan. The Applicant’s plan shall be submitted at the time of an application for tentative map in which individual lots are created. If a tentative map is not required in the project, the plan for public art shall be submitted at the time of Site Development Review (SDR). 3) The Building Valuation will be verified and the minimum art allocation will be calculated by the Building Division upon receipt of the building permit application. The developer may be required to apply and obtain a separate building permit for the construction and installation of the art project. 4) Applicants choosing not to provide on site artwork will be required to pay in lieu fees of a minimum art allocation of 1/2% for commercial, industrial, office, and residential developments and 90% of 1/2% for commercial, industrial, and office developments under 50,000 square feet to the Public Art Fund, to satisfy the development standard. In lieu fees must be paid prior to the issuance of a building permit. 5) Upon selection of an artist and artwork, the developer will be required to meet with the Heritage & Cultural Arts Commission for review of the artwork. Upon recommendation by the Heritage & Cultural Arts Commission, the developer will be required to receive final approval by the City Council. Art Project Checklist Developer will be responsible for providing the following documents: • Landscape and site plans and structural calculations; • Sample or model (Maquette) of the art project, drawings and photos; • Material samples and finishes (if appropriate); • Artist resume (artist's record of group and solo exhibitions, art training, art education, private and public collections, critiques and articles); • Building Valuation as determined by the City’s Building Official; • Artist/developer contract; • Slides or photos of the artist's past work which demonstrates like work to proposal, accompanied by the price for which these works were sold; • Maintenance provisions which provide specific technical requirements; • Documentation which indicates that the property owner is responsible for maintaining the artwork at all times. City of Dublin March 2006 Public Art Master Plan Page 20 of 25 8.3.a Packet Pg. 182 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) PUBLIC ART PROGRAM - POLICIES Nonprofit Partnerships The City recognizes the value of its partnerships with nonprofit agencies. It was because of the leadership of the nonprofit Dublin Fine Arts Foundation that public art was successfully established in the City of Dublin. Other nonprofit organizations have also contributed to public art in the City. The City encourages fostering partnerships with other community groups in the development of public art projects. Policy In order to promote community involvement, the City will actively work to encourage nonprofit organizations in its Public Art Program to create public art on City owned property. Nonprofit organizations are welcome to approach the Dublin Heritage and Cultural Arts Commission or Staff at any time to discuss a public art project. Nonprofit organizations must simply write the City Heritage and Cultural Arts Staff with a description of the proposed project. If the project falls within the vision and goals of the City public art program, it will go to the Heritage and Cultural Arts Commission and then City Council for approval. The project will then be guided by the same guidelines and criteria as other City public art projects, with the Heritage and Cultural Arts Staff working in partnership with the nonprofit organization’s leadership. The nonprofit organization will have representation on the Public Art Advisory or Artist Selection Committee that advises the project. In general, nonprofit organizations are expected to contribute the cost of the artwork and its installation. The artwork must be installed on City property and will become the property of the City of Dublin once installed. Artist Rights The City of Dublin is committed to attracting the highest quality artists to create works for its public art program. For that reason, it is important that artists retain reasonable control over the integrity of their artworks and receive equitable compensation for their creative endeavors. Policy The City of Dublin seeks to assure the following rights to artists, which shall be embodied in artist contracts for the commissioning or purchase of works of art. • Recognizing that successful public art is generally inseparable from the site for which it is created, City Departments shall not move or remove an artwork unless its site has been destroyed, the use of the space has changed, or compelling circumstances arise that require relocation of the work of art. Should it become necessary to move or remove an artwork, City Staff shall make reasonable efforts to consult with the artist before effecting any removal or relocation. However, the City reserves the right to move or remove the artwork without notification under emergency circumstances where an immediate threat to property or public safety is present. • If an artwork is significantly altered, modified or destroyed, whether intentionally or unintentionally, the artist shall have the right to disclaim authorship of the artwork. Should an artist choose to exercise this disclaimer, the City shall remove any plaques, labels or other identifying materials that associate the work with the artist. City of Dublin March 2006 Public Art Master Plan Page 21 of 25 8.3.a Packet Pg. 183 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) • The City shall make its best effort to ensure that all maintenance and repairs to works of art are accomplished in accordance with any maintenance and repair instructions the artist has provided to the City at the time of accession, and that all such maintenance and repairs adhere to the highest professional standards of artwork conservation. The City shall make reasonable efforts to notify the artist before undertaking repairs or restorations to the artwork during the lifetime of the artist. Where practical, the City shall seek to ensure that the artist be consulted and given an opportunity to accomplish the repairs or restorations at a reasonable fee. The City reserves the right to make emergency repairs without prior notification to the artist. • The artist shall retain all copyrights associated with works of art accessioned under this program including those acquired for the City. The City agrees that it will not copy or reproduce the artwork in any way, or permit third parties to do so, without prior written permission of the artist. Notwithstanding this policy, the City reserves the right to make photographs or other two-dimensional representations of the artwork for public, noncommercial purposes, such as catalogues, brochures and guides. City of Dublin March 2006 Artistic Freedom of Expression The City recognizes that free expression is crucial to the making of works of art of enduring quality. At the same time, public art must be responsive to its immediate site in community settings, its relatively permanent nature and the sources of its funding. Policy It is the policy of the City to encourage free expression by artists participating in the Public Art Program, consistent with due consideration of the values, aspirations, and goods of the City. Community representatives will be invited to serve on artist selection panels to ensure discussion of community sensibilities. Artists selected to participate in the program will be encouraged to engage the community directly in the process of developing their artistic concepts and designs. Community Participation and Outreach The purpose of the Public Art Program is to serve the citizens of Dublin. By building a regular program of educational and promotional activities, a sense of community ownership can be instilled and cultivated. Such activities can generate broader community appreciation of public art and recognition of the role of public art in reflecting the community’s culture. Policy The City shall make community participation a part of each public art project, as well as of the program as a whole. This may be accomplished through the use of Artist Selection Panels and/or the Heritage and Cultural Arts Commission and artist interaction with the community. The Heritage and Cultural Arts Staff may develop a comprehensive approach to educational outreach concerning the Public Art Program. Elements of this ongoing educational policy shall include programs in public schools and special events, such as exhibitions, public art tours, artist-in-residence programs, education and/or school programs, publications, brochures, films and videos and public meetings. In addition, avenues such as print and broadcast media will be cultivated in order to give access to the Public Art Program to the widest possible audience. Public Art Master Plan Page 22 of 25 8.3.a Packet Pg. 184 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) Conflicts of Interest The City recognizes and encourages those with arts backgrounds and other related professionals to serve as members of the Heritage and Cultural Arts Commission, its subcommittees and selection panels. It further recognizes that artists and other related professionals may have a real or perceived conflict of interest when serving in such a capacity while competing for projects. In general, a conflict of interest may arise whenever a committee or panel member has a business, familial or personal relationship that would make it difficult to render an objective decision or create the perception that an objective decision would be difficult. A conflict may also arise whenever a committee or panel member possesses inside information or has a role in the decision-making process that could influence the outcome of a public art process or project. Therefore, the City has established policies to govern service on the Commission and its panels. Policy Members of the Heritage and Cultural Arts Commission • Must disclose any real or potential conflict of interest; • Are not eligible for any competition, commission or project during his or her tenure on the Heritage and Cultural Arts Commission; • Must withdraw from participating or voting on any competition, commission or project for which any family member or business associate has any financial interest or personal gain; • Are ineligible for participation in any competition, commission or project of the Heritage and Cultural Arts Commission for a period of one year following the end of an individual’s term on the Commission; and • Are ineligible for any competition, commission or project on which he/she voted during service on the Heritage and Cultural Arts Commission, regardless of the length of time that has elapsed following Commission service. Members of Advisory Committees or Artist Selection Panels • Must disclose any real or potential conflict of interest; • Must withdraw from participation, discussion and voting on any artist who is a family member, business associate or with whom the panel member has a gallery affiliation; and • May not enter any competition, commission or project on which he or she is serving as a panelist or advisory committee member. Non-discrimination The City recognizes that cultural and ethnic diversity is essential in programs sponsored by the City and seeks to be inclusive in all aspects of the Public Art Program. Policy The City will not discriminate against any artist or other program participant based on race, gender, ethnicity, age, socio-economic class, religion, sexual orientation, skills and abilities, and politics among other qualities. “Iron Horse Trail” by Vicki Jo Sowell (2002) City of Dublin March 2006 Public Art Master Plan Page 23 of 25 8.3.a Packet Pg. 185 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) PUBLIC ART PROGRAM – IMPLEMENTATION City of Dublin March 2006 The goals, guidelines and policies set forth in this Master Plan represent an ambitious plan. The plan, however, reflects the desire of the City of Dublin to develop and maintain a Public Art Program that will create a unique sense of place in each neighborhood and create a strong sense of identity for the City as a whole. The goal of this section is to identify implementation measures and funding mechanisms to facilitate the success of the Master Plan. Implementation Measures Adoption of the Public Art Master Plan is the first step in the implementation of the Public Art Program. The Master Plan sets the framework for the City’s Public Art Program through the identification of a vision, purpose and goals. Additionally the Master Plan identifies opportunities for placement of public art both on public and private property. Further the Master Plan establishes program guidelines related to the responsibilities of the City Council, Heritage and Cultural Arts Commission, Staff and the public in the stewardship of the Public Art Program. Guidelines also deal with the artist selection process, eligible artworks and the maintenance of the City’s collection. Lastly the Public Art Master Plan recommends policies related to non-profit partnerships, artist rights and freedom of expression and community participation and outreach. Funding Mechanisms At present, the City does not have an established funding mechanism for public art projects. For City projects, the City has elected to include public art in selected public buildings and has appropriated 1%-2% of the construction budget for the public art. For public art in private development, the City’s current Public Art Policy encourages the inclusion of public art but it is not a mandatory requirement. For developers who choose to include public art, the amount spent on art is discretionary. The Public Art Master Plan recommends that designated funding sources be identified to fund the Public Art Program on an ongoing basis. Private Development: For private development, a percent-for-art program is recommended whereby all residential (single-family and multi-family) in excess of 20 residential units and non- residential (commercial, industrial and office) development projects are required to allocate one-half of one percent (1/2%) of the project costs to finance an art project according to the public art guidelines contained in the Master Plan. Commercial, industrial and office development projects under 50,000 square feet, as an option to providing public art on site, may contribute funds equal to 90% of the one-half of one percent to a Public Art Fund. Non-residential projects in excess of 50,000 square feet and residential projects can also choose to deposit the required allocation into a Public Art Fund in lieu of providing on site artwork but no discount is given. “Historic Crossroads” by Daniel Galvez, John Pugh, and John Wehrle (2004) Public Art Master Plan Page 24 of 25 8.3.a Packet Pg. 186 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e ) City Projects: In large City capital building projects it is recommended that artworks be located on site, using a general budget guideline of 1% - 2% of the total capital project budget. Potential projects include: Shannon Community Center Reconstruction; Emerald Glen Park Recreation and Aquatic Center; Emerald Glen Park Community Center; and Community Theater/Cultural Arts Center. City of Dublin March 2006 For park projects, it is recommended that public art be included in neighborhood and community parks. Potential artwork locations should be identified as part of the park design and installation of art shall occur at such time that occupancy of the surrounding development reaches 25%. Neighborhood Selection Committees should be convened to assist with artwork selection. Coordination with the Dublin Fine Arts Foundation on the award winning “Art in the Parks” project should be continued, as deemed appropriate. The Public Art Master Plan recommends that consideration be given to establishing a Public Art Venue. A Public Art Venue is a location where several pieces of public art are on display in a consolidated area. The size of the site can typically vary from 1/3 acre to 10 acres in a natural setting, or in the case of a streetscape, one to several blocks long. Usually, a large number of different types of art sculptures are on display for the public’s view, in some cases, surrounded by a garden like setting. Public Art Fund: Finally it is recommended that a Public Art Fund be established for the purpose of collecting fees paid in lieu of committing the required allocation to an on-site art project. Such funds shall be used to acquire, place and maintain public art projects located at public buildings or on public grounds, or at the private development site from which the funds were received, if the City so chooses, and to administer the Public Art Program. “Dreams of Longing After Nothing” by Bryan Tedrick (2004) Public Art Master Plan Page 25 of 25 8.3.a Packet Pg. 187 At t a c h m e n t : 1 . C i t y o f D u b l i n P u b l i c A r t M a s t e r P l a n , 2 0 0 6 ( 1 3 2 6 : P r e l i m i n a r y D i s c u s s i o n o f P u b l i c A r t M a s t e r P l a n U p d a t e )