HomeMy WebLinkAboutItem 8.5 Mediation in Appeals
CITY CLERK
File # D~[][Q]-~~
AGENDA STATEMENT
CITY COUNCIL MEETING DATE: November 6, 2007
SUBJECT:
Mediation in Appeals before City Council
Report Prepared by Richard Ambrose, City Manager
Elizabeth H Silver, City Attorney
RECOMMENDATION~ 1.
~ 2.
Receive Report
Provide Direction
FINANCIAL STATEMENT:
None at this time
BACKGROUND:
Currently, the City does not require parties to mediate any appeals or disputes that come before the City
Council. At the October 17, 2006 City Council meeting, the Council raised concerns that certain appeals
were excessively time-consuming, and asked whether requiring parties to mediate would save City time
by resolving disputes early in the administrative process. The City Council directed Staff and the City
Attorney's Office to do further analysis.
ANALYSIS
1. Decisions That Are Appealable to the City Council
The Dublin Municipal Code allows appeals to the City Council in quite a few situations, some of which
concern multiple parties and thus might benefit from mediation. A person other than the applicant or
permittee can appeal decisions relating to:
- decisions of the Fire Chief
- tentative maps
- animal control
- decisions ofthe Building Official (building regulation administration)
- public dances
- watercourse protection permits
- sound amplification equipment permits
- wells
- grading. regulations
- parades
- business registration licenses
- solid waste management
COPIES TO:
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ITEM NO. ~.~
- establishing right-of-way lines
- underground utility districts
- non-ministerial actions and decisions of the Planning Commission
. - smoking pollution control enforcement
- abatement of nuisances
- heritage tree decisions
Because such a large number of decisions may be appealed, any scheme of mediation might save City
Council time, 'but if not carefully conceived and implemented, could also put additional burdens and costs
on Staff and applicants.
II. Other Cities' Practices
We looked quickly at whether other cities require mediation. Berkeley does not appear to mandate
mediation in specific circumstances, but allows or recommends mediation in certain situations. For
example, Berkeley outlines a procedure that private parties may follow in attempting to resolve tree-view
disputes. If such a dispute is not resolved after initial written correspondence from the complaining party,
that party may then propose mediation to the tree owner. Acceptance of the mediation process by the tree
owner is voluntary. The complaining party pays the costs of mediation. (Berkeley Municipal Code
sections 12.45.030 and 12.45.050.) Berkeley also allows a property owner to mediate complaints that his
or her property is a nuisance. If the owner elects mediation, the costs of mediation are borne equally by
the disputing parties and the mediation must occur within 30 days of notice to the owner. (12.92.050.)
And, in certain zoning. appeal disputes, the city council will refer the parties to mediation, with the city
covering the costs.
It is Staff s understanding that mediation in Berkeley has met with limited success. It appears that some
parties have used the mediation process simply as a way tct delay projects they oppose. To avoid this
pitfall, it would be prudent for any mediation process approved by the City Council to have a maximum
time limit, after which, if the parties have not reached an agreement, the mediation process would be
discontinued.
We did not find mediation to be required by other cities, but did not do an ,exhaustive search.
III. Mediation Costs
The City Council also wished to consider imposing the costs of mediation upon the disputing parties. The
City Attorney concluded that as long as there were an exception to spare indigents the costs of mediation
and so long as the price of mediation more generally was not too high, there would be no constitutional
problem with requiring the parties to cover the costs of mediation.
East Bay Community Mediation (EBCM) provides mediation and conflict resolution services to
individuals and cities in Alameda County and South County. Many cities in these counties, including
Dublin, have used EBCM's services in the past. j EBCM charges a typical fee of $50 per party for
neighbor disputes. For complex cases, the fee can be up to $150. Parties pay based on a sliding scale,
and no one is turned away for inability to pay. Individuals fill out a simple form to qualify for a fee
waiver or reduction. Requiring disputing parties to use and pay for EBCM, or a similar service, would
seem to be permissible.
IV. Options
Staff has identified three options for the Council to consider:
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Option One. Where the Municipal Code provides for appeals for non-applicants or non-permittees after
decisions by Staff, Planning Commission, or another city official, the City Council could adopt an
ordinance adding a provision to the Municipal Code that would require the complaining party to propose
mediation in all or some of those circumstances. The appeal form would indicate that an appealing non-
applicant/permittee must propose mediation to the applicant within a certain number of days, which the
applicant may then accept or not. If the applicant accepts mediation, during the mediation process the
appeals timeline would be tolled. If the applicant declines mediation, he or she would be required to sign
a form stating awareness that the City Council encourages mediation, but that nevertheless the applicant is
opting out of the mediation process.
Option Two. The City Council could adopt an ordinance that provides that the Council can require
mediation when appropriate as long as there is adequate time and the delay does not violate time limits in
the Municipal Code and/or any state or federal law. Staff could then recommend to the City Council in
selected appeals that the Council refer the parties to mediation before hearing the appeal. Technically, the
Council would have begun to hear the appeal before the mediation occurs, but typically can simply stay
and later continue its consideration if necessary. Thus, before the appellant and other party appeared
before the City Council on the merits, they would have been required to air their differences in front of a
mediator. This would, in some situations, resolve all or much of the dispute and the appeal can be
dropped or at least narrowed.
Option Three. The Council could simply identify specific types of disputes that would require mediation,
such as parking, parade or animal disputes. .
Staff believes that Option One best conserves time for both the City and the applicant. It prevents Staff
from having to do a case-by-case analysis and staff report for every appeal, as would be required by
Option Two. Option One also prevents an automatic lengthening of the appeal process. EBCM informed
us that the mediation process usually takes a minimum of seven to ten days. Adding time to the process
could be unfair to some applicants.
Furthermore, Option One allows the parties most amenable to the mediation process to pursue mediation
before coming before the City Council. V oluntary mediation should result in a higher success rate than
mandated mediation. In fact, in many if not all cases, mediation organizations mediate disputes only
when both parties are willing.
If the City Council is interested in any of these options, the City Attorney can draft proposed ordinance
language. We recommend that the new provision be added to Title 1 as it will apply to all decisions that
may be appealed to the City Council. This would avoid the need to amend multiple sections of the
Municipal Code.
RECOMMENDATION
Staff recommends the City Council receive the staff report and provide direction.
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