HomeMy WebLinkAboutItem 4.03 CostAllocComprehenFee
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CITY CLERK
File # DWl[Q]-~~
AGENDA STATEMENT
CITY COUNCIL MEETING DATE: November 16,2004
SUBJECT:
Agreement with Public Resources Management Group (PRM) for a
Cost Allocation and Comprehensive Fee Study
Report Prepared by: Carole A. Perry, Administrative Services
Director and Fred Marsh, Finance Manager
ATTACHMENTS: 1. Excerpts From Proposal
2. Proposed Agreement
RECOMMENDA nON: ~ ~uthOrize the City Manager to execute the Agreement with PRM.
FINANCIAL STATEMENT: The cost for consultant services related to Fiscal Year 2004-2005 is
estimated at $36,000. Adequate funds are included in the adopted
budget for Fiscal Year 2004-2005 for completion of this study.
DESCRIPTION:
Included in the City's Goals and Objectives for Fiscal Year 2004-2005 is a high priority Council goal to
complete an update of fees charged for City services and indirect charges assessed on development
services. The goal is to ensure that the City of Dublin is utilizing comprehensive overhead rates and
accurately accounting and charging for the true cost of providing City services.
Development of Request for Proposal (RFP)
Since the scope of this study affects multiple departments, a committee was formed from members of the
City Manager, Community Development, Public Works and Administrative Services Departments to
contribute to the development of the RFP and to participate on the panel to interview the finalists.
Based upon input from the committee, a RFP was issued which asked the respondents to provide detail on
providing an overhead cost allocation analysis and for a comprehensive user fee study. The scope of
services required in each of these areas are briefly summarized below:
Overhead Cost Allocation Analysis
· Work with City staff to develop an Overhead Cost Allocation Model and to define the
methodology used for calculating the full cost of providing each City service.
· Work with the Administrative Services Department in developing service provisions, cost
categories, and allocation criteria for current and future programs.
· Draft an overhead cost allocation plan and prepare a final plan for the City.
COPIES TO: J. Bradley Wilkes, PRM
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Comprehensive User Fee And Rate Study
.
Conduct a comprehensive review o,f the City's fee structure for all departments, with the goal of
establishing a consistent and objectively based fee structure.
Review the documentation supporting the current fee structures for all departments and services.
Draft a Comprehensive User Fee Study and prepare a final study for the City.
.
.
Analysis of RFPs Received
Four project proposals were received by the due date of September 16, 2004. The following is a
breakdown of the four proposals; including "not to exceed" project costs, total hours proposed by each
firm for the project and the effective hourly rate for these services (firms are listed from lowest to highest
pricing, in terms of the hourly consultant costs):
NAME OF FIRM
MAXIMUM
COST
$35,000
$36,000
$41,500
$39,460
PROPOSED HOURS
FOR SERVICES
321
327
348
240
Maximus
PRM
Muni Financial
Revenue & Cost S ecialists
$110.09
$119.25
$164.42
Firm Backe:round and Selection Rationale
On October 15,2004, interviews were conducted with each of the four firms. These interviews provided
an opportunity for the interview panel to meet with representatives from each firm. Based upon the
review of the proposals, assessments from the interviews, and follow-up reference checks by Staff, Public
Resources Management Group (PRM) is being recommended for selection. Although not the lowest
bidder for this project, this firm has been selected by Staff for several reasons, including, but not limited
to:
,... thorough, comprehensive, reliable and user-friendly product
,... easy to use/Excel based program
,... extensiye knowledge/experience in this field.
,... competitively priced proposal (approximately $1.00/average per hour above the lowest bidder)
Attachment 1 includes excerpts from the proposal submitted by PRM. The firm has extensive experience
in this type of work, is familiar with the Tri-Valley area, and has conducted numerous overhead cost
allocation and user-fee projects for cities, including Campbell, Emeryville, Los Gatos, Roseville, and
Sacramento. Additionally, PRM will provide Excel-based software to allow Staff the capability to
prepare annual updates on the overhead rates that are assessed and on the fees charged for City services.
Attachment 2 includes an agreement for the proposed scope of services. The firm has presented a detailed
schedule for pricing and their work plan, which is tailored towards meeting the City's needs. It should be
noted that the City has never conducted such an intensive fee study; therefore, a comprehensive and user-
friendly product is of critical importance. Reference checks completed on PRM have been positive and
have verified the thoroughness, accuracy and ease-of-use of their cost allocation plans, user fee studies
and Excel based software.
Recommendation
It is recommended that the City Council authorize the City Manager to execute the proposed agreement
with PRM to provide a Cost Allocation and Comprehensive Fee Study.
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PUBj..! C RESOU RCE MAN AGEMENT GROUP
PR.OPOSAL FOR.
A COST ALLOCATION
AND COMPREHENSIVE FEE AND RATE
STUDY TO:
THE CITY OF DUBLIN
SEPTEMBER 14, 2004
1380 Lead Hill Blvd, Suite 106, Roseville, CA 95661
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Tele: 916+677-4233
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PROVIDING PROFESSIONAL SERVICES TO GOVERNMENT
FlIl(: 916-677-2283 WWW.pnngroup.net
ATTACHMENT 1
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P U 13 LIe RES 0 U RC E MAN AGE MEN t G R 0 LJ P
September '13, 2004
Kay Keck
City Clerk
City of Dublin
100 Civic Plaza
Dublin, California 94568
Dear Kay Keck,
Public Resource Management Group (PRM) is pleased to submit this proposal for an Overhead Cost
Allocation and Comprehensive Fee and Rate Study. By way of introduction, PRM was started with the
belief that to be successful, a company must focus its attention on a limited number of services, hire only
the best people, and provide them with the best tools. I believe that PRM is accomplishing these three
objectives.
The goal of this PRM proposal is to provide the city with the confidence that PRM has a high level of
interest in this proj ect, has the very best people to provide this service, and that the tools and proposed
budget will be at a level that will allow us to complete the project in a professional way. I believe there
are several key issues that, if addressed properly, will lead to success.
People
The first person to join PRM after its inception was Ms. Erin Payton. Ms. Payton is the state's expert on
user fee/cost plan studies, having completed more of these projects for California city governments than
any other person. In just the past year, Ms. Payton and our staffhave successfully completed user-fee
projects for the following cities:
. Campbell . Emeryville
. Cupertino . Folsom
. Dixon . Sacramento
. Pittsburg . Santa Barbara
. Los Gatos . Roseville
. La Mirada . La Mesa
. Whittier
PRM is fortunate to have also provided cost allocation services to the Dublin San Ramon Services
District, located just mile from Dublin City Hall. We are pleased that Mr. John Archer in the finance
department is an excellent reference for our firm.
1380 L"ad Hm Blvd., Suite 106, Roseville, CA ~)5661
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teI916-677-4233 fax !J16-677-2283 www.prmgroup,net
PROVIDING PROFESSIONAL SERVICES TO GOVERNMENT
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In addition to these recent projects, our project team (while with their previous employer), has provided
cost plan and user fee services to many other local governments in Northern California. Our Bay Area
clients include: Danville, San Francisco, Redwood City, Hercules, and others. fu just the past year, our
staffhas grown to twelve professionals. We are the largest firm in the western United States focusing on
the cost analysis of local government services. While other firms have lost staff, PRM has had the good
fortune of attracting the very best professionals on the West Coast.
Communication:
PRM prides itself on being able to effectively communicate the often times confusing world of direct and
indirect costs. This ability is a result of our long experience providing these services to California local
government and our confidence in the accuracy of our work.
It has been our experience that the success of a complex cost analysis project is 70% dependent upon the
communication ofproject results, and 30% upon the technical ability of the consultant. Therefore, in all
of our projects, we recommend and provide several "workshops" and presentations to city staff -
including general fund and enterprise fund managers, city councils and outside interested groups.
Technical Accuracy:
To have confidence in the results findings presentation, it is essential that the consultant has confidence in
the data. PRM is extremely confident in our ability to provide your city with a state-of-the-art study.
Most of our senior managers have a background preparing county government-related cost studies. This
is of utmost importance because these studies are audited on an annual basis by the State Controller's
Office. Naturally, this auditing process causes our staff to be very mindful of all the generally accepted
accounting guidelines that dictate the calculation of direct and indirect costs.
In addition to our county government background, PRM senior managers have personally prepared more
city government cost plan/user fee studies than any other team in the Western United States. PRM has the
unique combination of solid training - steeped in the demanding world of county cost allocation, and
years and years of experience preparing cost allocation and user fee analysis for California city
governments. The Dublin RFP referred to the study's objective - which is to ensure that the overhead
rates are "accurately accounting for the true cost of providing services". Our background in conducting
these studies, for not only hundreds of city governments - but also for hundreds of county governments,
will provide the city the assurance that the study will be prepared accurately and in accordance to federal
guidelines described in OMB A-87.
Prior to our proposal submission, we visited the city to obtain background information on the city's
general structure and any specific, unique aspects that would assist in developing a more meaningful
proposal. Our visit was very helpful in terms of learning about your city departments that are contract
departments, those operated with city staff, general information about fee levels, etc. We also have
reviewed the city's use of the two general overhead rates and believe we can offer some excellent advice
in terms of a more accurate approach for these rates.
Public Resource Management Group
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PRM has 100% client satisfaction. We welcome reference calls to. any of our clients. Weare confident
that your city will be pleased with our work. We look forward to the opportunity to discuss our proposal
with you in person if our proposal is selected for further consideration.
Sincerely,
-
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J Bradley Wilkes
Public Resource Management Group
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City ofDubJin Proposal 3
TABLE OF CONTENTS
Cover Letter
Executive Summary
Scope of Services
Description of Project Team
Description of Recent Projects and References
Proposed Process, Work plan and Strategy
Schedule
Meetings
Proposed Budget
Cost Plan
Fee Study
Hourly Rates
Attachments:
Fee Comparison Example Chart
Sample Work Product
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SECTION
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III
IV
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City ofDublin Proposal 4
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EXECUTIVE SUMMARY
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Executive Summary
Public Resource Management Group (PRM) is a firm focused on the analysis of the full cost of
govemmentalservices. This includes the development ofOMB A-87 and full cost allocation
plans, indirect cost rates, the full cost of providing user fee and SB 90 claiming services and other
related cost and revenue enhancement consulting services. As a focused, California based company;
PRM's business model facilitates providing excellent service and quick response at professional fees
that reflect a low overhead structure.
Its principal consultant and owner has a long history of providing professional consulting services to
local government in California. Mr. Brad Wilkes began working with local governments in California
in 1982 as a front-line consultant with DMG. Since that time, he has prepared hundreds of cost
allocation plans, user fee calculations and indirect cost rate studies. When he left DMG-Maximus he
was the company's Director for all consulting projects, staff members and offices in the Western
States.
The City of Dublin's (City) project presents a complex opporhmity. The services requested are
challenging and require not only technically sound consultants, but ones who have the stature required
to make presentations to a diverse group of City staff and managers.
The PRM team oflocal government consultants represents the most experienced individuals available
in the Western United States. Between our proposed project team members, we have completed
hundreds of cost of service studies for city governments. PRM will conduct a thorough analysis of the
full cost of city services as requested. In addition, we would like to draw particular attention to the
following areas of focus:
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1. Communication Plan:
PRM believes the success of this project will hinge on the consultant's ability to
communicate results. To address the importance of this factor, PRM recommends the
development of a communication plan. This plan can be fine tuned for the unique nature of
Dublin, but in general, our plan includes the following broad steps:
Step One: Do not wait to introduce the study until the projects completion. There is too
much to digest if communication waits until the end of the project. PRM has been successful
in laying the groundwork for the underpinnings of the project by conducting a "Full Cost of
Governmental Service - Workshop 101". This presentation reviews the principles of direct
and indirect costs. We review: what a cost allocation plan is, how it was developed by the
federal government, and its historic role in calculating the support costs of government. We
walk the audience through how to read a cost plan, how it calculates "overhead" allocations
to enterprise funds and how its numbers flow into a user fee study. . It is imperative that a
solid understanding of the process be developed up front before the results are presented. The
PRM software is linked, so that the flow of data from the cost plan and the user fee study is.
seamless and easier to understand than most other professional prepared cost plan and user
fee documents.
Step Two: With the groundwork laid in step one, our staff fans out across the city and meet
individually with city staff. Departments that are cost plan related (both departments that
allocate costs and the enterprise funds that receive the allocations) are met with to continue
, more detailed discussions These individual meeting solidify what was presented in step one
and are meant to inspire confidence in staff members' minds that PRM is well qualified to
prepare this study.
Step Three: Presentation ofinterim results. When preliminary results are obtained, PRM has
found it helpful to provide a presentation to interested parties. This is part of the "no-
surprises" approach to consulting to which PRM to. This allows decision makers the
opportunity to prepare themselves for the final results, reducing the chances of having staff,
managers and elected officials being caught off guard.
Step Four: Presentation offinal results. It is our experience that this may require two
presentations. The first would be a presentation of the results, and a second follow-up
meeting may be required to answer questions and re-present the project, given questions and
concerns brought up in the first meeting.
PRM believes this communication plan will be vital to the success of this project. However,
our long career has taught us that one can not plan for everything. Even the best plans
sometimes go awry. Our long histoty in providing these services to local governments gives
us the confidence that will be able to address any surprises that will inevitably arise.
In addition to our standard references, the following are clients who selected PRM over other
firms because of the value they placed on our ability to communicate and present project
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results. Please feel free to call any of these clients to ask specifically about our presentations
and workshops.
Santa Barbara
Ms. Jill Taura
Finance Department
itaura(cV,ci.santa-barbara.ca. us
805-564-5528
Huntington Beach
Mr. Clay Martin
Director, Administrative Services
cmartin(cV,surfcity-hb.org
714-536-5236
Burbank
Ms. Jennifer Kaplan
Budget Office
ikap1an@ci.burbank.ca.us
818-238-5500
Cupertino (recently moved to Mtn. View)
Aarti Shrivastava
Principal Planner
Aarti. Shri vastava(ci}ci .mtnview. ca. us
650.903.6452
Dublin San Ramon Services
Mr. John Archer
Finance Department
archer(cV,dsrsd. .com
925-875-2271
2. Cost Allocation Plan Development:
To accurately calculate citywide indirect costs, a cost allocation plan must be prepared. The
city of Dublin has had cost plans prepared in the past - and PRM is confident that the city will
appreciate our staff s attention to detail and accuracy in the preparation of the indirect cost
analysis. PRM consultants have prepared more cost allocation plans than has any other group
of individuals in the State. Our cost plan report was designed with input from clients, the State
Controller's Office and our some 70 years worth of experience represented by our consulting
team members. The resulting cost plan software and printed report is the most complete and
easy-to-read cost plan report available. Weare confident that the city will find our process
extremely detailed, rock solid and easy to read. When combined with our "Cost Plan 101"
workshops, our cost allocation plan process has been well received by our clients.
PRM will develop the city's cost allocation plan, using the generally accepted guidelines that
meet all the goals of the study and that are set forth by the State Controller's Office. Our team
is second to none in understanding how citywide indirect costs should flow into a user fee
calculation. Additionally, the cost plan will:
a. Ensure enterprise (if any) funds are being allocated full cost
b. Ensure citywide allocations are being allocated to user fee departments in enough
detail
c. Link the cost plan with the PRM Excel-based user fee system
d. Provide OMB A-87 related allocations for State and Federal claiming opportunities
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PRM will ensure that the cost plan allocates the correct layers of costs needed for an accurate
user fee analysis. We will prepare both an OMB A-87 cost plan and a full cost allocation
plan. A detailed description of our cost plan process and an example of our easy to read cost
plan report is provided as an attachment to this proposal.
3, User Fee Analysis:
PRM software is extremely flexible. The software has a variety of features. These features
allow the user to select the degree of complexity they desire. For example, when developing
the analysis for a particular user fee service, the user can select an option that details every step
in the service and provides a ''per minute" time estimate for each step, all adding up to a ''total
time per service."
The other option would be a more summary look at the service wherein the user bypasses the
"step-by-step" analysis and enters injust the total time per service. Second, the software has
built into it an "Interactive Factor." This feature allows the user to enter into factors into the
major schedules, which will update the basic cost assumptions in the fee analysis. For
example, the city of Campbell, a recent client, wants to use this factor to update the fee study
to reflect an inflation factor next year. For example, by entering a factor of 1.02, the cost
assumption (salary levels, supply and service costs, etc.) will all be increased 2 percent.
4. User Fee Comparisons:
PRM is currently completing the development of a statewide user fee database. Over 150 city
fee schedules (mostly planning departments) have been gathered, and a centralized user fee
database is being developed for fee comparisons. The database will enable comparisons to be
made by county, population size, fee title, etc. Comparisons can be drawn to provide the city
with an ''unscientific'' look at
As an example of the eompari.wms the database ean
how their fees compare. As cost provide, an example ehart is shown in Attachment I of
analysts, we know that this proposal The chart displays a listing of over 9() eity
comparisons should be made fee examplesfor a planning department Conditional U.,'e
carefully, but we also know Permit. As can be seen in the chart, Dublin is one of the
through experience that city lowest ill the sample.
decision makers (such as city council members) need such comparisons to provide a certain
''unscientific comfort level" as they approach fee increase decisions.
5. New Fees:
This statewide user fee database, combined with our team's experience in all areas of city user
fee services will enable PRM to assist in identifying new areas of fee opportunity. In addition,
PRM will develop the cost allocation process to ensure all areas general fund support costs are
being recovered in new and existing fees.
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6. Fee Study and Cost Plan Workshops:
As a part of our standard use fee study project, PRM offers two additional "workshops" for
city decision makers. Our experience has shown that city management and the city council
will be better prepared to make fee increase decisions if an introductory workshop has been
held in advance of the final presentation of the study results. This "Full Cost Analysis 101" .
workshop. describes the process of full cost calculation. This presentation is balanced to
provide enough high level detail to give the decision makers a sound understanding of how
costs will be calculated - leaving time for questions if more detail is requested. PRM clients
have found this process to be critical in the understanding and acceptance of study results.
PRM offers to provide three presentations/workshops related to this study.
7, Cost Plan and User Fee Software:
PRM is pleased to offer full tested software completely based in Microsoft Excel. As a
required part of the city's RFP, PRM is the only firm, to our knowledge, that has both the
cost allocation plan and the user fee analysis both developed in Excel. While other firms
may suggest that their studies are based in Excel, that usually means that the final reports are
Excel based, but the actual formulas that are required to make changes are found in other
software. PRM will make both modules available as part of this proposal.
In summary, the project proposed is a wide ranging study of all the general fund services in the city.
The PRM project team has the varied background and experience to address all the areas of concern
expressed by the City. PRM considers this a premier opportunity to work with the City of Dublin. It
also offers a chance to tackle a challenging project and build a solid foundation of full cost analyses
that will benefit the City for years to come.
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I. SCOPE OF SERVICES
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I. Scope of Services
As PRM approaches this project for the city of Dublin, we are guided by three overriding goals, 1)
produce the most technically sound project possible, 2) manage the project in a professional
manner to ensure as much ''buy-in'' as possible by city departments and, 3) produce management
reports that are professionally presented, informative and useful. Our project approach supports these
objectives.
A. Project Approach:
1. Introduction:
The city has requested information related to the full cost of providing city services. Specifically the:
,... Development of a cost allocation plan
,... Development of an indirect cost rate
,... Full cost of providing user fee related services
The steps required to calculate the full cost of services involve the calculation of 1) indirect cost and 2)
direct cost. The chart below provides an overview of the calculation process. Each example of
indirect and direct cost is illustrated. Indirect costs are broken into three levels.
The first level illustrates costs to support the entire city government structure or "citywide" indirect
costs. In the example below, a citywide cost such as payroll service to planning department staff is
labeled a citywide indirect service (yellow squares). Department-wide support services, or the second
level of indirect costs, are those that support staff in only one department (dark blue squares). Finally,
the third level of indirect costs are those accounted for within the program itself (light green squares).
This level includes costs such as: clerical support, certain supply and services, etc. Finally, the direct
cost is solely the cost of the service provided by the planner I (in the example below) who directly
interacts with the customers/citizens (gray square).
The chart below illustrates the three levels of indirect versus direct cost:
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Citywide
Indirect Costs
Payroll Svc
Departmentwide
Indirect Costs
Program
Indirect Costs
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Bldg Maint
Legal Support
Budgeting
City Manager
PRM uses federally approved guidelines and generally accepted indirect costing methods to identify
and calculate these levels of costs. The cost allocation plan is used to allocate citywide indirect costs
throughout the city government structure. The development of the city's cost allocation plan is the first
step in calculating the full cost of city services. This document Will be key to all other cost calculations
made in the study. Departmental and program indirect cost rates are also calculated to determine the
level of departmental indirect costs used to support a direct city service. Once the indirect costs are
calculated, the data is integrated into the PRM user fee software and combined with the direct cost
analysis to form a full cost calculation.
The steps involved in a full cost of services study include:
1. Prepare the city's Cost Allocation Plan. Review the following:
a. Costs allocated - ensure all indirect costs are being allocated for use in a user fee study
(this is key, because a typical cost plan may not be designedfor the allocation of all costs required in an
accurate user fee study.)
b. Allocation base selection
c. Allocations of indirect cost to enterprise funds
d. Allocations of indirect costS to user fee services
e. Allocations of indirect costs to facilities and fields
2. Development of a User Fee Study
a. IdentificationlInventory of all user fee related services
b. Calculation of the direct cost of each user fee service
i. Salary cost of direct staff supplying service
ii. Fringe benefits
iii. Direct services and supplies
c. Full Cost Identification
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i. Integrate indirect cost data from the cost allocation plan
ii. Integrate direct cost data
d. Subsidy Analysis
e. Develop a comparison of fee levels among other selected cities.
B. Work Plan:
Step 1: Proiect Introductory Meeting
To ensure a successful start, PRM recommends holding an introductory meeting with key staff
members that include both general fund departments and non-general fund departments. Of course,
PRM will look to city staff for guidance for the purpose and content of the meeting and for a list of
invitees. PRM considers an initial meeting designed to review the project's overall goals and
objectives vital to a successful outcome. Agenda items for the introductory meeting could include:
,... An explanation of the cost plan and user fee analysis process
,... The purpose of a full cost study
,... How other cities use full costing
,... Example summary reports produced by the project
,... Questions and answers
,... Etc.
Step 2: Data Review
As soon as possible, lists of basic data requirements will be developed. They include: lists of selected
staff salary levels, benefit cost detail, operational budgets, transaction statistics, etc. PRM will work
with the city to develop and gather needed data in the most efficient way. Once this basic data is
acquired, the cost plan and rate structures will be developed.
Step 3: Cost Allocation Plan Development
a) Central Service Department Interview Preparation: After the central city financial and
operational data is gathered,PRM interview forms will be completed. PRM interview formsare
developed with questions related to staffing lists, actual salary level, staff titles, department
expenditure report detail, development of pre-interview questions, etc. The completion of interview
forms prior to the City department interviews will facilitate 1) a professionally conducted streamlined
interview, and 2) a thorough and complete understanding of city processes.
b) Central Service Departmental Interviews: Central service or "allocating departments" are
interviewed to ensure that costs are spread in a manner that reflects: the work that was done; the
departments that benefited, and which allocation bases are proper - all key principles stated throughout
OMB A-87. While PRM staffwill bring a background oflmowledge and ideas to these interviews, it
is also important to listen to department staffwho understand more about their particular area of
expertise. Examples of departments interviewed will include building maintenance, accounting,
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management and budget, purchasing, etc. In addition, any internal services funds (ISF) that charge for
services willbe interviewed with emphasis on ensuring indirect costs are allocated accurately so that
they can be included in the full cost analysis when calculating ISF rates.
c) Department Personnel Staff Analvsis: Departmental Staffing Analysis (PSA) worksheets
will be completed utilizing information gathered in the initial interviews. The PSA provides a basis
for the distribution of departmental costs into departmental functions. During our interviews with
central service departments, we will discuss each person's assignments and duties. Using time sheets,
assignments, or interview notes, we will determine what percentage of each person's time should be
divided into departmental functions. This information will be entered into the PSA worksheets to
define departmental functions. Once staff members and their corresponding salaries are distributed to
functions, other department costs, such as materials and supplies, will also be distributed into the same
functions or cost pools. This process takes a departmental budget unit and breaks it into functional
cost pools, which can then be allocated throughout the city using a meaningful allocation base.
d) Departmental Cost Distribution: This schedule allocates the departmental costs of the
central service department and any "incoming costs" being allocated from other central service
departments. At this point, the PRM software takes an added step usually not considered in other cost
allocation plan software. No other software has the ability to analyze, display and allocate the indirect
costs of each central service department in such detail. This detail facilitates review, explanation and
audit, leading to reduced errors and re-runs of reports.
e) Developing Allocation Bases: After the departmental functions are created, and costs are
distributed across functions, a separate meaningful allocation base will be selected that best reflects
the benefit each department in the city receives from the various services. For example, in accounting,
once the payroll functional cost pool is developed, an allocation base will be selected to distribute the
payroll cost to all departments that benefit from the payroll service. Using OMB A-87 as a guide, the
allocation base must reflect a connection between the service provided and the service received. An
example for payroll could be the number of paychecks issued per department during the fiscal year-
in other words - the more paychecks the department received, the more payroll cost is allocated.
f) Cost Allocation Management Reoorts: After each central service department is interviewed,
departmental costs are distributed to functional cost pools, and each cost pool is given an allocation
base, the cost plan is ready to be produced. PRM software is based on off-the-selfMicrosoft products.
This provides unlimited flexibility in calculating, formatting and reporting information.
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Step 4: User Fee Direct Cost Analvsis:
a) User Fee Inventory: Working with city staff, an inventory of all current user fee charges
will be developed. This list will include all general fund services provided to the public for which fees
are charged. The objectives of the inventory are to identifY all general fund user fee charges matched
to the departments which supply the services. h1 some cases, more than one department will
participate on a particular service. Information such as the following will be reviewed:
,... fee history
,... rate increase history
,... revenue history
,... fee purpose
,... # of units completed each year
,... departments providing service
b) Departmental Interviews: With information from the fee inventory, each department
supplying user fee services will be interviewed. Using the PRM interview forms, the following data
will be gathered:
,... Staff members providing service
,... Amount oftime:
Required to complete one unit of the service
Per year spent supplying the service
,... Activity statistics such as:
# completed per year
# completed last fiscal year
estimated # of units completed in the coming fiscal year
The key statistics needed from a departmental interview are: individual staff estimates oftime spent
providing each service, and the number of units completed on an annual basis. The attached PRM
interview form provides an example of the data needed. In each department interview, 100% of each
staffmember's time is identified to ensure that no service, user fee related or not, is excluded from the
full cost analysis.
(Optional ~ Building Department Nexus Study - this option is shown here for informational
purposes only):
Traditionally, city building departments have depended on the Uniform Building Code (UBC) rate
tables to establish building inspection and plan check fees. A fee study can review the revenue
generation of these tables and recommend general increases and/or adjustments to the UBC rate
factors depending on the total cost of the building department. Several PRM clients have requested
that PRM conduct a more thorough "Nexus" study that develops a new method and basis' for charging
fees. This nexus method makes a firm connection between hours and cost of service that some feel is
lacking in the traditional UBC table method. We are currently conducting this analysis for the cities
ofRoseville and Whittier. Because the process is more detailed and time consuming, we of(er it on
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City of Dublin Proposal 16
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optional basis. If the city of Dublin desires this approach PRM, will be pleased to develop a process
for it.
c) Financial Analvsis: Once the basic time and workload transaction data is gathered from the
departmental interviews, salary data, departmental service and supply cost data is entered into the
PRM user fee software. This departmental data is integrated with the indirect cost data developed
within the PRM cost allocation plan module. The direct costs and indirect cost of each fee is
calculated and displayed for review.
d) User Fee Management Reports: All the financial, transaction and comparison data is
reported in the final management reports. Each department is provided an opportunity to review the
cost/revenue data at least two separate times. This ensures that the raw data is as accurate as possible,
resulting in a more reliable final report.
Deliverables:
OMB A-87 Cost Allocation Plan
Full Cost Allocation Plan
User Fee Detail and Summary Reports
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City ofDuhlin Proposal 17
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II. PROJECT TEAM
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II. Proiect Team:
The project will be conducted by a combination of: Mr. Brad Wilkes, Ms. Erin Payton, Mr. Jeff
Wakefield, Mr. Patrick Dyer, Ms. Nicky Cass and Mr. Mike Adams. Mr. Wilkes has over 20
years of experience; Ms. Payton and Mr. Wakefield have over 15 years of experience oflocal
governmental consulting, specifically, in cost allocation and indirect cost rate calculation. Mr. Dyer,
Mr. Adams and Ms. Cass are expert in the calculation of the full cost of city services and will bring
added strength to our team. PRM's ability to provide a team of this size is unique among consulting
firms. No other firm can offer such a large and experienced staff. All members of our team focus
solely on the calculation of local government cost. No junior level or enter level staff will be assigned
to this proj ect.
FIRM QUALIFICATIONS:
PRM is extremely well qualified to complete this study. Our staffhas completed more of these types
ofprojects than any other team. While the firmis new, our staffis not. Together our tearri has
completed hundreds of user fee projects in the state of California. In just the past year we have
completed projects for Los Altos, Campbell, Whittier, La Mirada, Roseville; Placer County,
Sacramento, and Dixon. Our growth rate has been excellent and is an independent testament to the
quality of our work. We have grown from a 1 person company to a team of twelve within 16 months.
Our client list has grown from 1 client in October of 2002 to over 35 current clients. While other
consulting firms have lost clients and staff, PRM has grown. Our enthusiasm and dedication to
meeting or exceeding our client's expectations has made PRM an attractive place to work. We
believe our clients benefit from our success of attracting only the very best professionals that enj oy
providing these professional services.
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A. Project Management:
The consultants offered on ourproject team are all senior level consultants. Together, our team will
serve both as management and as on.,site consultants. We will have no junior level consultant
working on the Dublin project.
Together, we will be responsible for project schedules, on-site interviews, data management,
document preparation and presentations. Mr. Wilkes has served as a project consultant, manager,
senior manager, vice president and regional director for David M. Griffith and Associates, Ltd.
(DMG) and DMG-Maximus. He has participated, managed, and led hundreds of consulting
engagements - many similar to the project requested by the City of Dublin.
B. Experience:
There is no better measure of experience than actual project experience. PRM is led by a group of
senior managers with at least 15 years of experience. A sample of the agencies Mr. Wilkes has
personally prepared cost full cost studies for includes:
City/County of San Francisco
City of Campbell, California
City of Sacramento, California
City of Burbank, California
City of Culver City, California
City of Concord, California
City ofWatsonville, California
City of Stockton, California
City/County of Kauai, Hawaii
City of Los Angeles, California
County of Sacramento, California
Counties of Glenn, Inyo, Lassen, Mono
and Marin California
City of Portland, Oregon
County of Clackamas, Oregon
County of Pierce, Washington
City of Provo, Utah
County of Salt Lake, Utah
City of Tacoma, Washington
City Gresham, Oregon
Similarly, Ms. Payton has an impressive list of clients. Below is a sample of the 205 cost accounting-
related projects she has completed over the last 17 years:
Alameda
Brentwood
Burbank
Calistoga
Camarillo
Campbell
Colfax
Compton
Concord
Culver City
Danville
Dixon
El Centro
El Segundo
Emeryville
Fairfield
Fresno
Grover Beach
Hercules
Hermosa Beach
Lathrop
Lompoc
Long Beach
Los Gatos
Manhattan Beach
Menlo Park
Milpitas
Mission Viejo
Modesto
Moorpark
Morgan Hill
Morro Bay
Ontario
Orange
Oroville
Palo Alto
Pasadena
Pinole
Placer County
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Rancho
Cucamonga
Redondo Beach
Richmond
Sacramento
San Fernando
San Francisco
San Jose
San Luis Obispo
San Mateo
Santa Clara
Santa Monica
Santa Paula
South San
Francisco
Sf. Helena
Stockton
Suisun City
Sunnyvale
Temecula
Torrance
Watsonville
'Wheatland
Whittier
Woodland
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Mr. Brad Wilkes
ProiectDirector
Mr. Wilkes specializes in governmental cost of service studies. He has a 20 year background in local
government consulting focusing on cost allocation development, user fee rate calculations, indirect
cost rate calculations, information technology, operations reviews, and cost of services for state and
local governments. He is the former Regional Director for all DMG-Maximus consulting offices in
the Western United States. His areas of expertise include state and local OMB A-87 cost allocation
plans and user fee analyses, information technology requirement and cost-benefit studies, project
management, and rate and service cost analyses. During his consulting career, Mr. Wilkes served as a
consultant, manager, senior manager, vice president, regional director and board member ofDMG and
DMG-Maximus, both national management consulting firms. Mr. Wilkes received his RA. from
Brigham Young University, and his M.RA. from California State University.
Representative Experience
1982-1985: As a consulting staff member, Mr. Wilkes.was responsible for approximately 20 annual
cost allocation plans, user fee and indirect cost rate calculations for city and county governments
in California, Oregon and Washington. As a team member, Mr. Wilkes participated in data
gathering efforts, departmental interviews, and document preparation.
1985-1987: As a consulting manager and senior manager, Mr. Wilkes was responsible for all phases
of a consulting project. Responsibility for client management and project scheduling were added
to the day-to-day responsibilities ofproject work.
1987-1992: As a vice president, Mr. Wilkes became responsible for project staff, project scheduling,
and project management. During this time, Mr. Wilkes was responsible for over 100 annual cost
allocation plan and indirect cost rate projects.
1992-2002: DMG-Maximus Regional Director for all consulting offices in the Western States. Duties
. included the direction of 90 employees, five consulting offices, and over 400 annual individual
consulting engagements.
1982-2002: Each year during this 20 year period, Mr. Wilkes continued to participate in all phases of
consulting projects. In addition to his management responsibilities, he consistently maintained a
list of local government clients for whom he completed cost allocation plan and indirect cost rate
projects. By maintaining a continuous exposure to on-site client work, Mr. Wilkes maintained all
the consulting skills needed to complete any cost analysis related consulting project.
2002- Present: Owner of Public Resource Management Group (pRM)currently completing cost of
service projects for several California public agencies. .
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Ms. Erin Pavton
Senior Manazer
Ms. Payton has been performing governmental cost of service studies since 1985. She has a
background in local government consulting focusing on cost allocation development, and user fee rate
calculations. She was formerly a Senior Manager at Maximus Inc. Ms. Payton received her degree
from UC Santa Barbara.
Representative Experience
. 1995~2002: As a senior manager with DMG-Maximus and Maximus Ms. Payton was responsible for the
management of all complex cost allocation and user fee related projects She participated in all levels of
service - project design, on~site interviewing and data gathering, computer modeling, and all levels of
presentations.
. 1990-2002: As a senior member ofDMG, DMG-Maximus and Maximus, Ms. Payton continued to service
her cost allocation clients while taking on the additional responsibilities of training new consultants, product
development and other managerial duties.
. 2003: As the frrst person to join the PRM team, Ms. Payton has completed several cost allocation plans and
user fee studies. She is the most experienced cost analyst in the western united states - having completed
hundreds of cost plan and user fee studies for local governments
The following is a sample of representative governmental entities for which Ms. Payton has provided
professional services:
Alameda
Brentwood
Burbank
Calistoga
. Camarillo
Campbell
Colfax
Compton
Concord
Culver City
Danville
Dixon
El Centro
El Segundo
Emeryville
Faiifield
Fresno
Grover Beach
Hercules
Hermosa Beach
Lathrop
Lompoc
Long Beach
Los Gatos
Manhattan Beach
Menlo Park
Milpitas
Mission Viejo
Modesto
Moorpark
Morgan Hill
Morro Bay
Ontario
Orange
Oroville
Palo Alto
Pasadena
Pinole
Placer County
Rancho
Cucamonga
Redondo Beach
Richmond
Sacramento
San Fernando
San Francisco
San Jose
San Luis Obispo
San Mateo
Santa Clara
Santa Monica
Santa Paula
South San
Francisco
St. Helena
Stockton
Suisun City
Sunnyvale
Temecula
Torrance
Watsonville
Wheat/and
Whittier
Woodland
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III. RECENT PROJECTS AND REFERENCES
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III. REFERENCES
PRM has 100 percent client satisfaction. To underscore how confident we are about our
client service, we have requested, and have received positiye letters of recommendations
from our PRM clients - a sample of which are attached. PRM includes the following
project synopsis. These projects are described because they each have an aspect that relates
well with the requirements of this project.
They include a large county project which requires great communication and management
skills (County of Spokane), a large complex cost allocation plan project (City of
Sacramento), and finally, user fee projects that attest to PRM's determination and
commitment to meeting project schedules and providing client service (Cities of Campbell,
La Mirada and Whittier).
County of Spokane Washington:
This is the fourth largest county in the state of Washington. It is a full-service county which
faces budget, organizational and political issues. PRM was selected to replace its traditional
cost plan consultant in order to bring a fresh look at challenges that were facing the county.
The PRM contract was initially designed to address just the traditional Citywide cost
allocation plan. Once the initial meetings were held with the county, additional
responsibilities were added. All the PRM contract additions centered on the calculation of
full cost, with the goal of finding alternative methods that could be used to increase revenue
to the general fund. Jail rate calculations, low security holding facilities rates, departmental
indirect rate calculations, etc. were all added to the PRM list of responsibilities. In addition,
charging issues related to county services being provided to the city of Spokane, and the
newly incorporated Spokane Valley City presented challenges to the county. PRM was
asked to assist in the full cost analysis of these county-supplied services to these city
governments within the county. Since the beginning of the project, PRM has met with over
15 county departments and senior county financial officials in an effort to explain the full
cost calculation process and develop strategies that will ensure that the county is recovering
as much cost as possible from services it provides to outside agencies and to non-general
fund operations. PRM was able to establish a sense of trust and confidence with the county
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in a very short period of time, which led to PRM becoming an integral part of the county's
strategy to increase general fund revenue in a very tight budget year.
City of Sacramento:
This project is highlighted to show PRM's ability to handle one of the most complicated cost
allocation plan projects in the country. The City of Sacramento's cost plan has over 45
central service departments and hundreds of cost plan functions and allocation bases. The
cost plan printout is over 1,100 pages. PRM recently completed the city's cost plan after
interviewing over 90 individuals spread over the 45 central service departments. PRM held
citywide cost plan workshops to address the negativity that had developed across the city as
related to the previous cost plan process. PRM was selected by Sacramento after having a
previous cost plan consultant for over 15 years in a row. The Sacramento project is an
example of the power of the PRM software, our communication style and our determination
to tackle a very difficult project which was surrounded with built-up confusion and
discouragement.
City of La Mirada:
The city of La Mirada is a full-service city. They had particular concerns related to facility
and field use and rental. PRM provided added service and attention to areas not usually
addressed in fee studies. The full cost of facility, field, and theatre use was analyzed in
conjunction with the citywide cost of service analysis. Several city council workshops and
presentations were made, and the project was enthusiastically received by all levels of staff
and managers within the city.
Cities of Campbell and Whittier:
These projects are highlighted to represent our determination to meet project schedules. Both
cities requested user fee full cost studies for fees charged by their general funds. The projects
included cost allocation plan development and the analysis of the direct costs of user fee
related services. In both cases, the demands for increased general fund revenue required the
cities to request the studies be completed in two to three months. Most citywide user fee
projects take 5 to 6 months. But in order to meet the new fiscal year starting in July, both
cities requested the very aggressive completion schedule. PRM worked with the city finance
departments and created strategies to meet the schedule. City departments were broken up
into groups, with teams ofPRM consultants assigned to different groups. This allowed PRM
to complete all the department full cost analysis in parallel instead of in the linear approach
typically employed. Both cities were pleased with PRM's ability to tackle difficult obstacles
and to develop solutions by thinking outside the norm.
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City ofDublin Proposal 26
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Please feel free to contact any PRMclient, as we have 100% client satisfaction. The following are a
sample ofPRM references:
Mr. Bob Peirson
Finance Director
City of Santa Barbara
735 Anacapa Street
Santa Barbara, CA 9310 1
Mr. Jesse Takahashi
Finance Department
City of Campbell
70 North First Street
Campbell, CA 95008-1436
408.866~2111
John DiMario
Assistant City Manager
City of La Mirada
13700 La Mirada Blvd.
Client References:
La Mirada, CA 90638
562-943-0131
Mr. Rod Hill
Finance Manager
City of Whittier
13230 Perm Street
Whittier, CA 90602
Jennifer Kaplan
Management Service Department
City of Burbank
275 E. Olive Ave.
Burbank, CA 91502
818-238-5500
PRM Clients (please call any city finance director or county auditor on the list below for a
reference:
Campbell
La Mirada
Burbank
Salinas
Whittier
Cupertino
Santa Barbara
San Clemente
Pittsburg
California Only
San Francisco
Sacramento
Roseville
Stockton
Redding
Los Gatos
Ojai
Oxnard
Dixon
Orange Cmmty
Glenn County
Calaveras County
Placer County (Asst. CAO)
San Mateo County
Lassen County
Marin County
Monterey County
In addition, PRM has recently been selected in recent cost plan/user fee RFP processes in the
cities of:
La Mesa (Carol McLaughlin, Asst. to the City Manger 619-667-1162)
Chino Hills (Judy Landcaster, Finance Director, 909-364-2640)
Folsom (Nav Gill, Finance Director, 916-355-7347)
Emeryville (Debbie Yamamoto, Finance Department, 510'-596-4326)
Huntington Beach (Clay Martin, Administrative Services 714-374-5358)
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IV. WORKPLAN
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IV. PROCESS, WORKPLAN
& STRATEGY
PRM proposes to conduct the project in a team approach, with each team dedicating the
. necessary amount oftime required. As with our other successful projects, a commitment
from city staffis also a requirement. Using the team approach, the project will be divided up
into 2 teams - or focus groups. With the goal of completing each task in a parallel marmer, the
two teams will focus on the following areas:
(The teams/tasks are as follows)@
1. Cost Allocation Plan Team
2. User Fee Study Team
The teams are as follows:
Team One - Cost Allocation Plan Review
Team Two- User Fee Study
Brad Wilkes and Nicky Cass
Erin Payton, or Jeff Wakefield with Mike Adams and
Patrick Dyer
Since no firm discussion has been held regarding the City's desired schedule, the following
example schedule is provided for proposal purposes. The schedule is an illustration of our step-
by-step process and can be adjusted to meet the city's needs once the contract is signed and the
project starts. Each on-site visit is described. PRM will work with the City to fine-tune the
schedule to meet the City's goals and objectives:
Week One and Two: On-site meetings in Dublin
1) Meet with City management team and department heads to introduce study.
2) Obtain budgets, salary levels, staff lists, etc. to begin the cost plan.
3) Begin meetings with departments
Explain the data needs for the study
Hand out the already developed PRM data sheets
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City ofDublin Proposal 29
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4) Begin development of the cost allocation plan by entering basic data into PRM
software.
Week Three-Four:
On-site meetings in Dublin:
1) Obtain any feedback from departments, continue communication, and answer
questions.
2) Continue cost plan review and user fee department interviews and data collection
Week Five -Nine:
1) Continue to meet with departments and obtain draft fee data and begin to enter data
into PRM software.
Week Ten-Twelve:
1) Project teams will provide a draft of the cost allocation plan and user fee data back to
City staff for review.
2) Project teams will update data as needed.
Week Thirteen-Fourteen:
1) Staff changes and comments will be used to update cost plan and user fee data.
2) Project teams will update data as needed.
Week Fifteen-Sixteen:
1) Changes and comments will be addressed and a second draft of the user fee and a
final draft of the cost plan will be developed.
2) Project teams will update data as needed.
Meetin!!s with City Council and Manaf!ement:
1) Management reports will be developed for each department in the study. The user
fee and cost plan will be finalized. Meetings, will be held as scheduled by the City and
the PRM.
Updates and Corrections:
1) Any changes as requested during the management meetings will be made and final
reports will be delivered.
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PROPOSED PROJECT SCHEDULE OUTLINE:
Project Step:
Project Week:
Month 1
1 2 3 4 5
Month 2
6 7 8 9
Month 3
10 11 12 13 14
Month 4
15 16 17 18
Initial Mtgs:
Cost Plan Development:
User Fee Interviews:
Draft Cost Plan Completed:
-
1 st Draft of User Fee Data:
Final Cost Plan Delivered:
2nd Draft of User Fee Data:
Final User Fee Reports Delivered:
The schedule above is representative of a summary of the steps required to complete a thorough cost allocation
plan and user fee study. The schedule allows for a number of draft reports which allows Dublin several
opportunities to review the study fmdings and make changes. The number of draft iterations is limited by the
desired schedule. If the city desires additional chances for review, the schedule can be adjusted to reflect the
City's final goals and objectives.
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v. PROJECT BUDGET
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v. PROJECT BUDGET
PRM has been successful in providing the best level of service for reasonable prices. During
the competitive bidding process, a city often selects the lowest bidder. PRM has developed
this proposal using the following three assumptions - all of which affect the price of the study.
1) Using only experienced staff: The price proposed below is based on using only
experienced team members. Mr. Wilkes, Ms. Payton, or Mr. Wakefield, Mr. Adams
and Ms. Cass will actually be on-site working day-to-day.
2) Special Land Development Team Analvsis: Our proposed budget provides a range
of fees to reflect that each project is unique. Several of our recent clients have asked for
specific analysis of their planning related services that are processed in several
departments. The resulting study details all costs - across departmental lines - for these
servIces.
3) Statewide fee database: Our proposed fees below reflect a study that will take
advantage of our statewide user fee database to make comparisons to other cities in the
state.
These factors make the PRM proposal unique, perhaps making an apples-to--apples comparison
with other proposals difficult. Therefore, it is important to note that PRM has the ability to
reduce our fee by using less experienced staff and/or by increasing the project schedule. We
have shown our fees using a range so that the city can select how detailed our study needs to be
to match the city's goals and objectives. For example, some of our clients request a simple fee
comparison, while others have requested an extensive comparison. Decisions such as this and
the number of formal presentations greatly affect the cost of the study.
We will be pleased to negotiate our prices to reflect the final goals and objectives of the city.
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City ofDublin Proposal 33
Our proposed professional fees are:
Cost Allocation Plan Development:
General Fund User Fee Study:
Hourly Rates (for informational use:)
Senior Team Members:
Team Members:
Support:
Payment Schedule:
3~ro;;~
$8,000
$24,000 - $28,000
$1401hr.
$125/hr.
$ 15/hr.
PRM requests that payment be made on a monthly basis during the project tenn.
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City of Dublin Proposal 34
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ATTACHEMENT A
FEE COMPARISON EXAMPLE
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PRM FEE DATABASE EXA.MPLE REPORT
PLANNING FEES
Conditional Use Permit
OubH7
1 Cerritos
2 Hayward
3 Bell Gardens
4 Dixon
5 South EI Monte
6 Danville
7 Omville
8 Encinitas
9 Duarte
10 Tehachapi
11 Downey
12 Gardena
13 Lomita
14 San Anselmo
15 Woodland
16 Marysville
17 Fair1ax
18 Santa Rosa
19 Lemon Grove
20 Alameda
21 Temple City
22 Union City
23 Porterville
24 Alhambra
25 Beaumont
26 Calabasas
27 Pinole
28 Walnut
29 Costa Mesa
30 Montebello
31 Woodland
32 Burlingame
33 Monterey Park
34 Rosemead
35 San Carlos
36 Anaheim
37 Mill Valley
38 Hanford
39 Milpitas
40 Orange
41 Sausalito
42 Los Altos Hills
43 Covina
44 EI Monte
45 Danville
46 Martinez
47 National City
48 Redondo Beach
49 Arcadia
50 laVerne
51 Perris
52 San Gabriel
53 La Habra
54 Lincoln
55 Mountain View
56 Moorpark
57 Stanton
58 San Jose
59 Downey
60 Santa Clara
61 Pomono
62 Woodside
63 Lawndale
64 Upland
65 Oceanside
66 EI Segundo
67 Hawthorn
68 Colton
69 Santa Ana
70 Brea
71 Lathrop
72 Torrance
73 Westminster
'itiot18/ Vse 'it
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S5l7-$T.JO
$200
$200 Plus HeM
$206
$250
$250
$263
$350
$400
$450
$470
$500
$500
$500
$500 Deposit
$533
$550
$578
$600
$625
$676 Plus HeM
$682
$699
$700
$750 b~e fee
$750
$ 750 Plus $25 per llddt'llot
$750
$750
$770
$781
$811
$850
$850
$875
$890
$904 $31/ecre if over 5 ecres
$945
$1.000
$1.000 Deposit
$1.000
$1.000
$1.125
$1,200
$1.200
$1,250 Deposit
$1.280 Minimum cost [$BO/hr.}
$1,325
$1.400
$1,500 for 55.000.65.000 square feet
$1.500 Deposit
$1.500 $4500 Deposil
$1,500
$1,537
$1,550
$1.574
$1.584
$1.705
$1,715
$1,750
$1.750
$1,785
$1,790
$1.800
$1,800
$1,828
$1,835
$1,875
$1.950 plus $35 per 101
$1,990
$2.000 Deposit
$2,045
$2,075
$2.100
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$500 for projects over $150.000.00
plus $70 for each 5,000 ft
plus B4 code waiver fee
$4000 Mex
Deposit
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74 Ontario Conditional Use Permit $2,230 a~ 5'"
75 Fullerton ConditionallJse Permit $2,335
76 Campbell Conditional Use Permit $2,500 50% COllt Recovery
n San Juan Capistrano Conditional Use Permit $2,500
78 Carlabad Conditional Use Permit $2.950
79 Laguna Hills Conditional Use Permit $3.000 Deposit
80 Manhattan Beach Conditional Use Permit $3,005 Commercilll ReIidentiet $2420
81 Los Gates Conditional Use Permit $3,278
82 Yucaipa Conditional Use Permit $3,400 Deposit. Pll.l' actual cost
83 Saratoga Conditional Use Permit $3,500 Deposit
84 TemeaJla Conditional Use Permit $3,TT7
85 Riverside Conditional Use Permit $3,850
86 Murrieta Conditional Use Permit $4,000 minlIr permit $1000
87 Citrus Heights Conditional' Use Permit $4,263
88 Lake Forest Conditional Use Permit $5,500 Deposa
89 Rocklin Conditional Use Permit $5,851
90 Huntington Beach Conditional Use Permit $6,490
91 Santa Oarita Conditional Use Permit $7,407
92 Thousand Oaks Conditional Use Permit $7.740 $1340 er acre betwlllln 2.10 acrM
1
2
3 Hermosa Beach Conditional Use Permit, minor $118
4 Daly City Conditional Use Permit. minor $300 Plus $1 00 per acre
5 Monrovia Conditional Use Permit, mihor $345
6 Cypress Conditional Use Permit, minor $350 Plus Enwormenlal E vlIlualion
7 Fillmore Conditional Use Permit. minor $350 Deposit
8 Dana Point Conditional Use Permit. minor $392
9 Hermosa &ach Conditional Use Permit, major $409
10 Auburn Conditional Use Permit. minor $415
11 Costa Mesa Conditional Use Permit, minor $500
12 Albany Conditional Uae Permit, minor $550
13 Chowc:hilla Conditional Use Permit, minor $600 Deposit Pa,lIAlC
14 Cypress Conditional Use Permit, major $800 Plus E nwonmenllll Evaluation
15 Higland Conditional Use Permit, minor $740
16 San Dimas Conditional Use Permit. minor $750
17 Yuba City Conditional Use Permit, minor $792
18 Petaluma Conditional Use Permit. minor $800
19 Monrovia Conditional Use Permit. major $825
20 Azusa Conditional Use Permit. minor $845
21 Albany Conditional Use Permit, major $1,000 minimum. or AIC $1 000 deposa
22 Davis Conditional Use Permit, minor $1,000 Depori
23 San Dimas Conditional Use Permit, major $1,000
24 Coronado Conditional Use Permit, minor $1.070 Depo.t
25 SunnyVale Conditional Use Permit, minor $1.100
28 SunnyVale Conditional Use Permit. minor $1,100
27 Daly City Conditional Use Permit. major $1.200 Plus $1 00 pllr IIcrll
28 Santa Paula Conditional Use Permit, minor $1.200
29 Ria/to Conditional Use Permit. minor $1,400
30 Auburn Conditional Use Permit, major $1,443
31 Chowchilla Conditional Use Permit, major $1,500 Deposit Pa,lIAlC
32 Los Altos Conditional Use Permit, minor $1,622
33 Yuba City Conditional Use Permit, major $1,848
34 Camarillo Conditional Use Permit. minor $2,000
35 Dana Point Conditional Use Permit, major $2,355
36 Coronado Conditional Use Permit, major $2,365
37 SunnyVale Conditional Use Permit, major $2,400
38 Los AJtos Conditional Use Permit. major $2,493
39 Calabuas Conditional Use Permit, major $2.500 ply. $25 pIlr 1 .000 .qlt
40 Ria/to Conditional Use Permit, major $2,790
41 Fillmore Conditional Use Permit, major $2,860 Deposa
42 Livermore Conditional Use Permit, minor $2,939
43 Davis Conditional Use Permit, major $3,000 Deposit
44 Petaluma Conditional Use Permit. major $3,075 Deposit
45 Santa Paula Conditional Use Permit, major $3,200
46 Livermore Conditional Use Permit. major $3,290
47 Azusa Conditional Use Permit, major $3,370
48 Camarillo Conditional Use Permit, major $4,400
49 Hi hland Conditional Use Permit. m 'or $6,200 De
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'3'1'1> 66
CONSULTING SERVICES AGREEMENT BETWEEN
THE CITY OF DUBLIN AND PUBLIC RESOURCE MANAGEMENT GROUP (PRM)
THIS AGREEMENT for consulting services is made by and between the City of Dublin ("City") and
Public Resource Management Group (PRM) as of November 16, 2004.
Section 1. SERVICES. Subject to the terms and conditions set forth in this Agreement, Consultant
shall provide to City the services described in the Scope of Work attached as Exhibit A at the time and
place and in the manner specified therein. In the event of a conflict in or inconsistency between the terms
of this Agreement and Exhibit A, the Agreement shall prevail.
1.1 Term of Services. The term of this Agreement shall begin on the date first noted above
and shall end on the date of completion specified in Exhibit A, and Consultant shall
complete the work described in Exhibit A prior to that date, unless the term of the
Agreement is otherwise terminated or extended, as provided for in Section 8. The time
provided to Consultant to complete the services required by this Agreement shall not affect
the City's right to terminate the Agreement, as provided for in Section 8.
1.2 Standard of Performance, Consultant shall perform all services required pursuant to this
Agreement in the manner and according to the standards observed by a competent
practitioner of the profession in which Consultant is engaged in the geographical area in
which Consultant practices its profession. Consultant shall prepare all work products
required by this Agreement in a substantial, firsklass manner and shall conform to the
standards of quality normally observed by a person practicing in Consultant's profession.
1.3 Assianment of Personnel. Consultant shall assign only competent personnel to perform
services pursuant to this Agreement. In the event that City, in its sole discretion, at any
time during the term of this Agreement, desires the reassignment of any such persons,
Consultant shall, immediately upon receiving notice from City of such desire of City,
reassign such person or persons.
1.4 Time. Consultant shall devote such time to the performance of services pursuant to this
Agreement as may be reasonably necessary to meet the standard of performance
provided in Section 1.1 above and to satisfy Consultant's obligations hereunder.
Section 2. COMPENSATION. City hereby agrees to pay Consultant a sum not to exceed Thirty Six
Thousand Dollars ($36,000), notwithstanding any contrary indications that may be contained in
Consultant's proposal, for services to be performed and reimbursable costs incurred under this Agreement.
In the event of a conflict between this Agreement and Consultant's proposal, attached as Exhibit A,
regarding the amount of compensation, the Agreement shall prevail. City shall pay Consultant for services
rendered pursuant to this Agreement at the time and in the manner set forth herein. The payments
specified below shall be the only payments from City to Consultant for services rendered pursuant to this
Agreement. Consultant shall submit all invoices to City in the manner speCified herein. Except as
specifically authorized by City, Consultant shall not bill City for duplicate services performed by more than
one person.
Consulting Services Agreement between
City of Dublin and PRM
G:\RFPSlCost Overhead_Development FeeslUser Fee - Cost Plan contract agreement. doc
October 23, 2004
Page 1 of 1
ATTACHMENT 2
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Consultant and City acknowledge and agree that compensation paid by City to Consultant under this
Agreement is based upon Consultant's estimated costs of providing the services required hereunder,
including salaries and benefits of employees and subcontractors of Consultant. Consequently, the parties
further agree that compensation hereunder is intended to include the costs of contributions to any pensions
and/or annuities to which Consultant and its employees, agents, and subcontractors may be eligible. City
therefore has no responsibility for such contributions beyond compensation required under this Agreement.
2.1 Invoices. Consultant shall submit invoices, not more often than once a month during the
term of this fixed fee Agreement, based on the cost for services performed prior to the
invoice date. Invoices shall contain the following information:
· Serial identifications of progress bills; Le., Progress Bill No.1 for the first invoice,
etc.;
· The beginning and ending dates of the billing period;
· A Task Summary containing the original contract amount, the amount of prior
billings, the total due this period, the balance available under the Agreement, and
the percentage of completion;
· At City's option, for each work item in each task, a copy of the applicable time
entries or time sheets shall be submitted showing the name of the person doing
the work, the hours spent by each person, a brief description of the work, and
each reimbursable expense;
2.2 Monthly Payment. City shall make monthly payments, based on invoices received, for
services satisfactorily performed, and for authorized reimbursable costs incurred. City
shall have 30 days from the receipt of an invoice that complies with all of the requirements
above to pay Consultant.
2.3 Final Payment. City shall pay the last 10% of the total sum due pursuant to this
Agreement within sixty (60) days after completion of the services and submittal to City of a
final invoice, if all services required have been satisfactorily performed.
2.4 Total Payment. City shall pay for the services to be rendered by Consultant pursuant to
this Agreement. City shall not pay any additional sum for any expense or cost whatsoever
incurred by Consultant in rendering services pursuant to this Agreement. City shall make
no payment for any extra, further, or additional service pursuant to this Agreement.
In no event shall Consultant submit any invoice for an amount in excess of the maximum
amount of compensation provided above either for a task or for the entire Agreement,
unless the Agreement is modified prior to the submission of such an invoice by a properly
executed change order or amendment.
2.5 Hourly Fees. Fees for work performed by Consultant on an hourly basis shall not exceed
the amounts shown in the consultant's proposal.
Consulting Services Agreement between
City of Dublin and PRM
October 23, 2004
Page 2 of 17
ATTACHMENT 2
~IDb &6
2.6 Reimbursable Expenses. Reimbursable expenses are included in the total amount of
compensation provided under this Agreement that shall not be exceeded.
2.7 Payment of Taxes. Consultant is solely responsible for the payment of employment taxes
incurred under this Agreement and any similar federal or state taxes.
2.8 Payment upon Termination. In the event that the City or Consultant terminates this
Agreement pursuant to Section 8, the City shall compensate the Consultant for all
outstanding costs and reimbursable expenses incurred for work satisfactorily completed as
of the date of written notice of termination. Consultant shall maintain adequate logs and
timesheets in order to verify costs incurred to that date.
2,9 Authorization to Perform Services. The Consultant is not authorized to perform any
services or incur any costs whatsoever under the terms of this Agreement until receipt of
authorization from the Contract Administrator.
Section 3. FACILITIES AND EQUIPMENT. Except as set forth herein, Consultant shall, at its sole
cost and expense, provide all facilities and equipment that may be necessary to perform the services
required by this Agreement. City shall make available to Consultant only the facilities and equipment listed
in this section, and only under the terms and conditions set forth herein.
City shall furnish physical facilities such as desks, filing cabinets, and conference space, as may be
reasonably necessary for Consultant's use while consulting with City employees and reviewing records and
the information in possession of the City. The location, quantity, and time of furnishing those facilities shall
be in the sole discretion of City. In no event shall City be obligated to furnish any facility that may involve
incurring any direct expense, including but not limited to computer, long-distance telephone or other
communication charges, vehicles, and reproduction facilities.
Section 4. INSURANCE REQUIREMENTS. Before beginning any work under this Agreement,
Consultant, at its own cost and expense, shall procure "occurrence coverage" insurance against claims for
injuries to persons or damages to property that may arise from or in connection with the performance of the
work hereunder by the Consultant and its agents, representatives, employees, and subcontractors.
Consultant shall provide proof satisfactory to City of such insurance that meets the requirements of this
section and under forms of insurance satisfactory in all respects to the City. Consultant shall maintain the
insurance policies required by this section throughout the term of this Agreement. The cost of such
insurance shall be included in the Consultant's bid. Consultant shall not allow any subcontractor to
commence work on any subcontract until Consultant has obtained all insurance required herein for the
subcontractor(s) and provided evidence thereof to City. Verification of the required insurance shall be
submitted and made part of this Agreement prior to execution.
4,1 Workers' Compensation. Consultant shall, at its sole cost and expense, maintain
Statutory Workers' Compensation Insurance and Employer's Liability Insurance for any
and all persons employed directly or indirectly by Consultant. The Statutory Workers'
Compensation Insurance and Employer's Liability Insurance shall be provided with limits of
not less than ONE MILLION DOLLARS ($1,000,000.00) per accident. In the alternative,
Consulting Services Agreement between
City of Dublin and PRM
October 23, 2004
Page 3 of 17
ATTACHMENT 2
42.~'
Consultant may rely on a self-insurance program to meet those requirements, but only if
the program of self-insurance complies fully with the provisions of the California labor
Code. Determination of whether a self-insurance program meets the standards of the
labor Code shall be solely in the discretion of the Contract Administrator. The insurer, if
insurance is provided, or the Consultant, if a program of self-insurance is provided, shall
waive all rights of subrogation against the City and its officers, officials, employees, and
volunteers for loss arising from work performed under this Agreement.
An endorsement shall state that coverage shall not be suspended, voided, canceled by
either party, reduced in coverage or in limits, except after thirty (30) days' prior written
notice by certified mail, return receipt requested, has been given to the City.
4.2 Commercial General and Automobile Liability Insurance.
4.2.1 General reauirements. Consultant, at its own cost and expense, shall maintain
commercial general and automobile liability insurance for the term of this
Agreement in an amount not less than ONE MilLION DOLLARS ($1,000,000.00)
per occurrence, combined single limit coverage for risks associated with the work
contemplated by this Agreement. If a Commercial General Liability Insurance or an
Automobile Liability form or other form with a general aggregate limit is used,
either the general aggregate limit shall apply separately to the work to be
performed under this Agreement or the general aggregate limit shall be at least
twice the required occurrence limit. Such coverage shall include but shall not be
limited to, protection against claims arising from bodily and personal injury,
including death resulting therefrom, and damage to property resulting from
activities contemplated under this Agreement, including the use of owned and non-
owned automobiles.
4.2.2 Minimum scope of coveraae. Commercial general coverage shall be at least as
broad as Insurance Services Office Commercial General Liability occurrence form
CG 0001 (ed. 11/88) or Insurance Services Office form number Gl 0002 (ed. 1/73)
covering comprehensive General Liability and Insurance Services Office form
number Gl 0404 covering Broad Form Comprehensive General Liability.
Automobile coverage shall be at least as broad as Insurance Services Office
Automobile Liability form CA 0001 (ed. 12/90) Code 1 ("any auto"). No
endorsement shall be attached limiting the coverage.
4.2.3 Additional reauirements. Each of the following shall be included in the
insurance coverage or added as an endorsement to the policy:
a. City and its officers, employees, agents, and volunteers shall be covered
as insureds with respect to each of the following: liability arising out of
activities performed by or on behalf of Consultant, including the insured's
general supervision of Consultant; products and completed operations of
Consultant; premises owned, occupied, or used by Consultant; and
Consulting Services Agreement between
City of Dublin and PRM
October 23, 2004
Page 4 of 17
ATTACHMENT 2
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43ZSb S ~
automobiles owned, leased, or used by the Consultant. The coverage
shall contain no special limitations on the scope of protection afforded to
City or its officers, employees, agents, or volunteers.
b. The insurance shall cover on an occurrence or an accident basis, and not
on a claims-made basis.
c. An endorsement must state that coverage is primary insurance with
respect to the City and its officers, officials, employees and volunteers,
and that no insurance or self-insurance maintained by the City shall be
called upon to contribute to a loss under the coverage.
d. Any failure of CONSULTANT to comply with reporting provisions of the
policy shall not affect coverage provided to CITY and its officers,
employees, agents, and volunteers.
e. An endorsement shall state that coverage shall not be suspended, voided,
canceled by either party, reduced in coverage or in limits, except after
thirty (30) days' prior written notice by certified mail, return receipt
requested, has been given to the City.
4.3 Professional Liability Insurance. Consultant, at its own cost and expense, shall
maintain for the period covered by this Agreement professional liability insurance for
licensed professionals performing work pursuant to this Agreement in an amount not less
than ONE MILLION DOLLARS ($1,000,000) covering the licensed professionals' errors
and omissions.
4.3.1 Any deductible or self-insured retention shall not exceed $150,000 per claim.
4.3.2 An endorsement shall state that coverage shall not be suspended, voided,
canceled by either party, reduced in coverage or in limits, except after thirty (30)
days' prior written notice by certified mail, return receipt requested, has been given
to the City.
4.3.3 The policy must contain a cross liability or severability of interest clause.
4.3.4 The following provisions shall apply if the professional liability coverages are
written on a claims-made form:
a. The retroactive date of the policy must be shown and must be before the
date of the Agreement.
b. Insurance must be maintained and evidence of insurance must be
provided for at least five years after completion of the Agreement or the
work, so long as commercially available at reasonable rates.
Consulting Services Agreement between
City of Dublin and PRM
October 23,2004
Page 5 of 17
ATTACHMENT 2
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c. If coverage is canceled or not renewed and it is not replaced with another
claims-made policy form with a retroactive date that precedes the date of
this Agreement, Consultant must provide extended reporting coverage for
a minimum of five years after completion of the Agreement or the work.
The City shall have the right to exercise, at the Consultant's sole cost and
expense, any extended reporting provisions of the policy, if the Consultant
cancels or does not renew the coverage.
d. A copy of the claim reporting requirements must be submitted to the City
prior to the commencement of any work under this Agreement.
4.4 All Policies Requirements.
4.4.1 Acceptability of insurers. All insurance required by this section is to be placed
with insurers with a Bests' rating of no less than A:VII.
4.4.2 Verification of coverage. Prior to beginning any work under this Agreement,
Consultant shall furnish City with certificates of insurance and with original
endorsements effecting coverage required herein. The certificates and
endorsements for each insurance policy are to be signed by a person authorized
by that insurer to bind coverage on its behalf. The City reserves the right to
require complete, certified copies of all required insurance policies, at any time.
4.4.3 Subcontractors. Consultant shall include all subcontractors as insureds under its
policies or shall furnish separate certificates and endorsements for each
subcontractor. All coverages for subcontractors shall be subject to all of the
requirements stated herein.
4.4.4 Variation. The City may approve a variation in the foregoing insurance
requirements, upon a determination that the coverages, scope, limits, and forms of
such insurance are either not commercially available, or that the City's interests
are otherwise fully protected.
4.4.5 Deductibles and Self.lnsured Retentions. Consultant shall disclose to and
obtain the approval of City for the self-insured retentions and deductibles before
beginning any of the services or work called for by any term of this Agreement.
During the period covered by this Agreement, only upon the prior express written
authorization of Contract Administrator, Consultant may increase such deductibles
or self-insured retentions with respect to City, its officers, employees, agents, and
volunteers. The Contract Administrator may condition approval of an increase in
deductible or self-insured retention levels with a requirement that Consultant
procure a bond, guaranteeing payment of losses and related investigations, claim
Consulting Services Agreement between
City of Dublin and PRM
October 23,2004
Page 6 of 17
ATTACHMENT 2
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administration, and defense expenses that is satisfactory in all respects to each of
them.
4.4.6 Notice of Reduction in Coveraae. In the event that any coverage required by
this section is reduced, limited, or materially affected in any other manner,
Consultant shall provide written notice to City at Consultant's earliest possible
opportunity and in no case later than five days after Consultant is notified of the
change in coverage.
4.5 Remedies. In addition to any other remedies City may have if Consultant fails to provide
or maintain any insurance policies or policy endorsements to the extent and within the time
herein required, City may, at its sole option exercise any of the following remedies, which
are alternatives to other remedies City may have and are not the exclusive remedy for
Consultant's breach:
· Obtain such insurance and deduct and retain the amount of the premiums for such
insurance from any sums due under the Agreement;
· Order Consultant to stop work under this Agreement or withhold any payment that
becomes due to Consultant hereunder, or both stop work and withhold any payment,
until Consultant demonstrates compliance with the requirements hereof; and/or
· Terminate this Agreement.
Section 5. INDEMNIFICATION AND CONSULTANT'S RESPONSIBILITIES. Consultant shall
indemnify, defend with counsel selected by the City, and hold harmless the City and its officials, officers,
employees, agents, and volunteers from and against any and all losses, liability, claims, suits, actions,
damages, and causes of action arising out of any personal injury, bodily injury, loss of life, or damage to
property, or any violation of any federal, state, or municipal law or ordinance, to the extent caused, in whole
or in part, by the willful misconduct or negligent acts or omissions of Consultant or its employees,
subcontractors, or agents, by acts for which they could be held strictly liable, or by the quality or character
of their work. The foregoing obligation of Consultant shall not apply when (1) the injury, loss of life, damage
to property, or violation of law arises wholly from the negligence or willful misconduct of the City or its
officers, employees, agents, or volunteers and (2) the actions of Consultant or its employees,
subcontractor, or agents have contributed in no part to the injury, loss of life, damage to property, or
violation of law. It is understood that the duty of Consultant to indemnify and hold harmless includes the
duty to defend as set forth in Section 2778 of the California Civil Code. Acceptance by City of insurance
certificates and endorsements required under this Agreement does not relieve Consultant from liability
under this indemnification and hold harmless clause. This indemnification and hold harmless clause shall
apply to any damages or claims for damages whether or not such insurance policies shall have been
determined to apply. By execution of this Agreement, Consultant acknowledges and agrees to the
provisions of this Section and that it is a material element of consideration.
In the event that Consultant or any employee, agent, or subcontractor of Consultant providing services
under this Agreement is determined by a court of competent jurisdiction or the California Public Employees
Consulting Services Agreement between
City of Dublin and PRM
October 23,2004
Page 7 of 17
ATTACHMENT 2
4lPIb5~
Retirement System (PERS) to be eligible for enrollment in PERS as an employee of City, Consultant shall
indemnify, defend, and hold harmless City for the payment of any employee and/or employer contributions
for PERS benefits on behalf of Consultant or its employees, agents, or subcontractors, as well as for the
payment of any penalties and interest on such contributions, which would otherwise be the responsibility of
City.
Section 6. STATUS OF CONSULTANT.
6.1 Independent Contractor. At all times during the term of this Agreement, Consultant shall
be an independent contractor and shall not be an employee of City. City shall have the
right to control Consultant only insofar as the results of Consultant's services rendered
pursuant to this Agreement and assignment of personnel pursuant to Subparagraph 1.3;
however, otherwise City shall not have the right to control the means by which Consultant
accomplishes services rendered pursuant to this Agreement. Notwithstanding any other
City, state, or federal policy, rule, regulation, law, or ordinance to the contrary, Consultant
and any of its employees, agents, and subcontractors providing services under this
Agreement shall not qualify for or become entitled to, and hereby agree to waive any and
all claims to, any compensation, benefit, or any incident of employment by City, including
but not limited to eligibility to enroll in the California Public Employees Retirement System
(PERS) as an employee of City and entitlement to any contribution to be paid by City for
employer contributions and/or employee contributions for PERS benefits.
6.2 Consultant No Aaent. Except as City may specify in writing, Consultant shall have no
authority, express or implied, to act on behalf of City in any capacity whatsoever as an
agent. Consultant shall have no authority, express or implied, pursuant to this Agreement
to bind City to any obligation whatsoever.
Section 7. LEGAL REQUIREMENTS.
7.1 Governina Law. The laws of the State of California shall govern this Agreement.
7.2 Compliance with Applicable Laws. Consultant and any subcontractors shall comply with
all laws applicable to the performance of the work hereunder.
7.3 Other Governmental Reaulations. To the extent that this Agreement may be funded by
fiscal assistance from another governmental entity, Consultant and any subcontractors
shall comply with all applicable rules and regulations to which City is bound by the terms of
such fiscal assistance program.
7.4 Licenses and Permits. Consultant represents and warrants to City that Consultant and
its employees, agents, and any subcontractors have all licenses, permits, qualifications,
and approvals of whatsoever nature that are legally required to practice their respective
professions. Consultant represents and warrants to City that Consultant and its
employees, agents, any subcontractors shall, at their sole cost and expense, keep in effect
at all times during the term of this Agreement any licenses, permits, and approvals that are
Consulting Services Agreement between
City of Dublin and PRM
October 23, 2004
Page 8 of 17
ATTACHMENT 2
L.n 'b 5:)
legally required to practice their respective professions. In addition to the foregoing,
Consultant and any subcontractors shall obtain and maintain during the term of this
Agreement valid Business Licenses from City.
7.5 Nondiscrimination and Equal Opportunity. Consultant shall not discriminate, on the
basis of a person's race, religion, color, national origin, age, physical or mental handicap or
disability, medical condition, marital status, sex, or sexual orientation, against any
employee, applicant for employment, subcontractor, bidder for a subcontract, or participant
in, recipient of, or applicant for any services or programs provided by Consultant under this
Agreement. Consultant shall comply with all applicable federal, state, and local laws,
policies, rules, and requirements related to equal opportunity and nondiscrimination in
employment, contracting, and the provision of any services that are the subject of this
Agreement, including but not limited to the satisfaction of any positive obligations required
of Consultant thereby.
Consultant shall include the provisions of this Subsection in any subcontract approved by
the Contract Administrator or this Agreement.
Section 8.
TERMINATION AND MODIFICATION.
8.1
Termination. City may cancel this Agreement at any time and without cause upon written
notification to Consultant.
Consultant may cancel this Agreement upon 30 days' written notice to City and shall
include in such notice the reasons for cancellation.
In the event of termination, Consultant shall be entitled to compensation for services
performed to the effective date of termination; City, however, may condition payment of
such compensation upon Consultant delivering to City any or all documents, photographs,
computer software, video and audio tapes, and other materials provided to Consultant or
prepared by or for Consultant or the City in connection with this Agreement.
8.2 Extension. City may, in its sole and exclusive discretion, extend the end date of this
Agreement beyond that provided for in Subsection 1.1. Any such extension shall require a
written amendment to this Agreement, as provided for herein. Consultant understands and
agrees that, if City grants such an extension, City shall have no obligation to provide
Consultant with compensation beyond the maximum amount provided for in this
Agreement. Similarly, unless authorized by the Contract Administrator, City shall have no
obligation to reimburse Consultant for any otherwise reimbursable expenses incurred
during the extension period.
8.3 Amendments. The parties may amend this Agreement only by a writing signed by all the
parties.
Consulting Services Agreement between
City of Dublin and PRM
October 23, 2004
Page 9 of 17
ATTACHMENT 2
Section 9.
9.1
Lf~Ub GG
8.4 Assianment and Subcontractina. City and Consultant recognize and agree that this
Agreement contemplates personal performance by Consultant and is based upon a
determination of Consultant's unique personal competence, experience, and specialized
personal knowledge. Moreover, a substantial inducement to City for entering into this
Agreement was and is the professional reputation and competence of Consultant.
Consultant may not assign this Agreement or any interest therein without the prior written
approval of the Contract Administrator. Consultant shall not subcontract any portion of the
performance contemplated and provided for herein, other than to the subcontractors noted
in the proposal, without prior written approval of the Contract Administrator.
8.5 Survival. All obligations arising prior to the termination of this Agreement and all
provisions of this Agreement allocating liability between City and Consultant shall survive
the termination of this Agreement.
8,6 Options upon Breach bv Consultant. If Consultant materially breaches any of the terms
of this Agreement, City's remedies shall included, but not be limited to, the following:
8.6.1 Immediately terminate the Agreement;
8.6.2 Retain the plans, specifications, drawings, reports, design documents, and any
other work product prepared by Consultant pursuant to this Agreement;
8.6.3 Retain a different consultant to complete the work described in Exhibit A not
finished by Consultant; or
8.6.4 Charge Consultant the difference between the cost to complete the work
described in Exhibit A that is unfinished at the time of breach and the amount that
City would have paid Consultant pursuant to Section 2 if Consultant had
completed the work.
KEEPING AND STATUS OF RECORDS.
Records Created as Part of Consultant's Performance. All reports, data, maps,
models, charts, studies, surveys, photographs, memoranda, plans, studies, specifications,
records, files, or any other documents or materials, in electronic or any other form, that
Consultant prepares or obtains pursuant to this Agreement and that relate to the matters
covered hereunder shall be the property of the City. Consultant hereby agrees to deliver
those documents to the City upon termination of the Agreement. It is understood and
agreed that the documents and other materials, including but not limited to those described
above, prepared pursuant to this Agreement are prepared specifically for the City and are
not necessarily suitable for any future or other use. City and Consultant agree that, until
final approval by City, all data, plans, specifications, reports and other documents are
confidential and will not be released to third parties without prior written consent of both
parties.
Consulting Services Agreement between
City of Dublin and PRM
October 23, 2004
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9.2 Consultant's Books and Records. Consultant shall maintain any and all ledgers, books
of account, invoices, vouchers, canceled checks, and other records or documents
evidencing or relating to charges for services or expenditures and disbursements charged
to the City under this Agreement for a minimum of three (3) years, or for any longer period
required by law, from the date of final payment to the Consultant to this Agreement.
9.3 Inspection and Audit of Records. Any records or documents that Section 9.2 of this
Agreement requires Consultant to maintain shall be made available for inspection, audit,
and/or copying at any time during regular business hours, upon oral or written request of
the City. Under California Government Code Section 8546.7, if the amount of public funds
expended under this Agreement exceeds TEN THOUSAND DOLLARS ($10,000.00), the
Agreement shall be subject to the examination and audit of the State Auditor, at the
request of City or as part of any audit of the City, for a period of three (3) years after final
payment under the Agreement.
. Section 10 MISCELLANEOUS PROVISIONS.
10.1 Attorneys' Fees. If a party to this Agreement brings any action, including an action for
declaratory relief, to enforce or interpret the provision of this Agreement, the prevailing
party shall be entitled to reasonable attorneys' fees in addition to any other relief to which
that party may be entitled. The court may set such fees in the same action or in a
separate action brought for that purpose.
10.2 Venue. In the event that either party brings any action against the other under this
Agreement, the parties agree that trial of such action shall be vested exclusively in the
state courts of California in the County of Alameda or in the United States District Court for
the Northern District of California.
10.3 Severability. If a court of competent jurisdiction finds or rules that any provision of this
Agreement is invalid, void, or unenforceable, the provisions of this Agreement not so
adjudged shall remain in full force and effect. The invalidity in whole or in part of any
provision of this Agreement shall not void or affect the validity of any other provision of this
Agreement.
10.4 No Implied Waiver of Breach. The waiver of any breach of a specific provision of this
Agreement does not constitute a waiver of any other breach of that term or any other term
of this Agreement.
10.5 Successors and Assigns. The provisions of this Agreement shall inure to the benefit of
and shall apply to and bind the successors and assigns of the parties.
10,6 Use of Recycled Products. Consultant shall prepare and submit all reports, written
studies and other printed material on recycled paper to the extent it is available at equal or
less cost than virgin paper.
Consulting Services Agreement between
City of Dublin and PRM
October 23, 2004
Page 11 of 17
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10.7 Conflict of Interest. Consultant may serve other clients, but none whose activities within
the corporate limits of City or whose business, regardless of location, would place
Consultant in a "conflict of interest," as that term is defined in the Political Reform Act,
codified at California Government Code Section 81000 et seq.
Consultant shall not employ any City official in the work performed pursuant to this
Agreement. No officer or employee of City shall have any financial interest in this
Agreement that would violate California Government Code Sections 1090 et seq.
Consultant hereby warrants that it is not now, nor has it been in the previous twelve (12)
months, an employee, agent, appointee, or official of the City. If Consultant was an
employee, agent, appointee, or official of the City in the previous twelve months,
Consultant warrants that it did not participate in any manner in the forming of this
Agreement. Consultant understands that, if this Agreement is made in violation of
Government Code 91090 et.seq., the entire Agreement is void and Consultant will not be
entitled to any compensation for services performed pursuant to this Agreement, including
reimbursement of expenses, and Consultant will be required to reimburse the City for any
sums paid to the Consultant. Consultant understands that, in addition to the foregoing, it
may be subject to criminal prosecution for a violation of Government Code 9 1090 and, if
applicable, will be disqualified from holding public office in the State of California.
10,8 Solicitation. Consultant agrees not to solicit business at any meeting, focus group, or
interview related to this Agreement, either orally or through any written materials.
10.9 Contract Administration. This Agreement shall be administered by Joni Pattillo,
Assistant City Manager ("Contract Administrator"). All correspondence shall be directed to
or through the Contract Administrator or his or her designee.
10,10 Notices. Any written notice to Consultant shall be sent to:
J. Bradley Wilkes
Public Resource Management Group (PRM)
1380 Lead Hill Blvd., Suite 106
Roseville, CA 95661
(tel) 916.677.4233 (fax) 916.677.2283
Any written notice to City shall be sent to:
Joni Pattillo, Assistant City Manager
City of Dublin
100 Civic Plaza
Dublin, CA 94568
Consulting Services Agreement between
City of Dublin and PRM
October 23, 2004
Page 12 of 17
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10.11 Intearation. This Agreement, including the scope of work attached hereto and
incorporated herein as Exhibit A, represents the entire and integrated agreement between
City and Consultant and supersedes all prior negotiations, representations, or agreements,
either written or oral.
CITY OF DUBLIN
CONSULTANT
Richard C, Ambrose, City Manager
Attest:
Kay Keck, City Clerk
Approved as to Form:
City Attorney
G:\RFPSICost Overhead~Development FeeslUser Fee - Cost Plan contract agreement. doc
Consulting Services Agreement between
City of Dublin and PRM
October 23, 2004
Page 13 of 17
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EXHIBIT A
SCOPE OF SERVICES
PRM will perform a cost allocation plan and general fund user fee study per the PRM proposal submitted to
the City October 15th, 2004. The scope of services include:
The steps involved in a full cost of services study include:
1. Prepare the city's Cost Allocation Plan. Review the following:
a. Costs allocated - ensure all indirect costs are being allocated for use in a user fee
study (this is key, because a typical cost plan may not be designed for the
allocation of all costs required in an accurate user fee study.)
b. Allocation base selection
c. Allocations of indirect cost to enterprise funds
d. Allocations of indirect costs to user fee services
e. Allocations of indirect costs to facilities and fields
2. Development of a User Fee Study
a. Identification/Inventory of all user fee related services
b. Calculation of the direct cost of each user fee service
i. Salary cost of direct staff supplying service
ii. Fringe benefits
iii. Direct services and supplies
c. Full Cost Identification
i. Integrate indirect cost data from the cost allocation plan
ii. Integrate direct cost data
d. Subsidy Analysis
e. Develop a comparison of fee levels among other selected cities.
B. Work Plan:
Step 1: Proiect Introductory Meeting
To ensure a successful start, PRM recommends holding an introductory meeting with key staff
members that include both general fund departments and non-general fund departments. Of
course, PRM will look to city staff for guidance for the purpose and content of the meeting and
for a list of in vi tees. PRM considers an initial meeting designed to review the project's overall
goals and objectives vital to a successful outcome. Agenda items for the introductory meeting
could include:
,... An explanation ofthe cost plan and user fee analysis process
,... The purpose of a full cost study
,... How other cities use full costing
,... Example summary reports produced by the project
,... Questions and answers
Consulting Services Agreement between
City of Dublin and PRM
October 23, 2004
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,... Etc.
Step 2: Data Review
As soon as possible, lists of basic data requirements will be developed. They include: lists of
selected staff salary levels, benefit cost detail, operational budgets, transaction statistics, etc.
PRM will work with the city to develop and gather needed data in the most efficient way. Once
this basic data is acquired, the cost plan and rate structures will be developed.
Step 3: Cost Allocation Plan Development
a) Central Service Department Interview Preparation: After the central city financial and
operational data is gathered, PRM interview forms will be completed. PRM interview forms are
developed with questions related to staffing lists, actual salary level, staff titles, department
expenditure report detail, development of p:.;-e-interview questions, etc. The completion of
interview forms prior to the City department interviews will facilitate 1) a professionally
conducted streamlined interview, and 2) a thorough and complete understanding of city
processes.
b) Central Service Departmental Interviews: Central service or "allocating departments"
are interviewed to ensure that costs are spread in a manner that reflects: the work that was done;
the departments that benefited, and which allocation bases are proper - all key principles stated
throughout OMB A-87. While PRM staff will bring a background of knowledge and ideas to
these interviews, it is also important to listen to department staff who understand more about
their particular area of expertise. Examples of departments interviewed will include building
maintenance, accounting, management and budget, purchasing, etc. In addition, any internal
services funds (ISF) that charge for services will be interviewed with emphasis on ensuring
indirect costs are allocated accurately so that they can be included in the full cost analysis when
calculating ISF rates.
c) Department Personnel Staff Analysis: Departmental Staffing Analysis (PSA)
worksheets will be completed utilizing information gathered in the initial interviews. The PSA
provides a basis for the distribution of departmental costs into departmental functions. During
our interviews with central service departments, we will discuss each person's assignments and
duties. Using timesheets, assignments, or interview notes, we will determine what percentage of
each person's time should be divided into departmental functions. This information will be
entered into the PSA worksheets to define departmental functions. Once staff members and their
corresponding salaries are distributed to functions, other department costs, such as materials and
supplies, will also be distributed into the same functions or cost pools. This process takes a
departmental budget unit and breaks it into functional cost pools, which can then be allocated
throughout the city using a meaningful allocation base.
Consulting Services Agreement between
City of Dublin and PRM
October 23, 2004
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d) Departmental Cost Distribution: This schedule allocates the departmental costs of the
central service department and any "incoming costs" being allocated from other central service
departments. At this point, the PRM software takes an added step usually not considered in other
cost allocation plan software. No other software has the ability to analyze, display and allocate
the indirect costs of each central service department in such detail. This detail facilitates review,
explanation and audit, leading to reduced errors and re-runs of reports.
e) Developing Allocation Bases: After the departmental functions are created, and costs
are distributed across functions, a separate meaningful allocation base will be selected that best
reflects the benefit each department in the city receives from the various services. For example,
in accounting, once the payroll functional cost pool is developed, an allocation base will be
selected to distribute the payroll cost to all departments that benefit from the payroll service.
Using OMB A-87 as a guide, the allocation base must reflect a connection between the service
provided and the service received. An example for payroll could be the number of paychecks
issued per department during the fiscal year - in other words - the more paychecks the
department received, the more payroll cost is allocated.
f) Cost Allocation Management Reports: After each central service department is
interviewed, departmental costs are distributed to functional cost pools, and each cost pool is
given an allocation base, the cost plan is ready to be produced. PRM software is based on off-
the-self Microsoft products. This provides unlimited flexibility in calculating, formatting and
reporting information.
Step 4: User Fee Direct Cost Analysis:
a) User Fee Inventory: Working with city staff, an inventory of all current user fee
charges will be developed. This list will include all general fund services provided to the public
for which fees are charged. The objectives ofthe inventory are to identify all general fund user
fee charges matched to the departments which supply the services. In some cases, more than one
department will participate on a particular service. Information such as the following will be
reviewed:
,... fee history
,... rate increase history
,... revenue history
,... fee purpose
,... # of units completed each year
,... departments providing service
b) Departmental Interviews: With information from the fee inventory, each department
supplying user fee services will be interviewed. Using the PRM interview forms, the following
data will be gathered:
Consulting Services Agreement between
City of Dublin and PRM
October 23, 2004
Page 16 of 17
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,... Staff members providing service
,... Amount oftime:
Required to complete one unit ofthe service
Per year spent supplying the service
,... Activity statistics such as:
# completed per year
# completed last fiscal year
estimated # of units completed in the coming fiscal year
The key statistics needed from a departmental interview are: individual staff estimates oftime
spent providing each service, and the number of units completed on an annual basis. The
attached PRM interview form provides an example of the data needed. In each department
interview, 100% of each staffmember's time is identified to ensure that no service, user fee
related or not, is excluded from the full cost analysis.
(Optional- Building Department Nexus Study - this o?tion is shown here for informational purposes only):
Traditionally, city building departments have depended on the Uniform Building Code (UBC) rate tables to establish
building inspection and plan check fees. A fee study can review the revenue generation of these tables and
recommend general increases and/or adjustments to the UBC rate factors depending on the total cost of the building
department. Several PRM clients have requested that PRM conduct a more thorough "Nexus" study that develops a
new method and basis for charging fees. This nexus method makes a firm connection between hours and cost of
service that some feel is lacking in the traditional UBC table method. We are currently conducting this analysis for
the cities ofRoseville and Whittier. Because the process is more detailed and time consuming, we offer it on
optional basis. If the city of Dublin desires this approach PRM, will be pleased to develop a process for it.
c) Financial Analysis: Once the basic time and workload transaction data is gathered
from the departmental interviews, salary data, departmental service and supply cost data is
entered into the PRM user fee software. This departmental data is integrated with the indirect
cost data developed within the PRM cost allocation plan module. The direct costs and indirect
cost of each fee is calculated and displayed for review.
d) User Fee Management Reports: All the financial, transaction and comparison data is
reported in the final management reports. Each department is provided an opportunity to review
the cost/revenue data at least two separate times. This ensures that the raw data is as accurate as
possible, resulting in a more reliable final report.
Deliverables:
OMB A-87 Cost Allocation Plan
Full Cost Allocation Plan
User Fee Detail and Summary Reports
PRM Excel Cost Plan and User Fee Software
Consulting Services Agreement between
City of Dublin and PRM
October 23,2004
Page 17 of 17
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