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HomeMy WebLinkAboutItem 5.2 Adopt Ordinance Personnel System (2) CITY OF DUBLIN AGENDA STATEMENT CITY COUNCIL MEETING DATE: March 26, 1984 SUBJECT Adoption of Ordinance Establishing a Personnel System and a Resolution Establishing Personnel System Rules . EXHIBITS ATTACHED Ordinance Establishing a Personnel System and Resolution Establishing Personnel System Rules . RECOMMENDATION 1 ) Waive the reading and adopt Ordinance Establishing Personnel System 2 ) Adopt Resolution establishing Personnel System Rules FINANCIAL STATEMENT: Costs related to leave and holidays are consistent with current practices and 1983-84 budget . — DESCRIPTION At the regular City Council meeting on March 12 , 1984 , an Ordinance Establishing a Personnel System was introduced. Minor changes were made in the language of Section 3 ( e) and Section 7 . It is recommended that the City Council waive the reading and adopt this ordinance as presented . A draft Resolution Establishing the Personnel System Rules was also reviewed at the City Council meeting on March 12 , 1984 . Based on the input from the City Council the draft was revised and is presented in final form. This resolution will designate the procedures to be utilized in administering the Personnel System. ---------------------------------------------------------------------------- COPIES TO: ITEM NO. ��� ORDINANCE NO. - 84 AN ORDINANCE OF THE CITY OF DUBLIN ESTABLISHING A PERSONNEL SYSTEM The City Council of the City of Dublin does ordain as follows : Section 1 . Adoption of personnel system: In order to establish an equitable and uniform system for dealing with personnel matters, and to comply with applicable laws relating to the administration of the personnel process, the following personnel system is hereby adopted . Section 2 . Definitions : The terms used to administer the personnel system shall be defined in the personnel rules . Section 3 . Administration: The City Manager shall administer the city personnel system and may delegate any of the powers and duties to a staff member or may delegate the appointing authority granted by the City Council to any other officer or employee of the city or may recommend that such powers and duties be performed under contract as provided in Section 11 of this ordinance . The City Manager shall : ( a ) Act as the appointing authority for the City. In the case of City officers including the City Clerk , City Treasurer and department heads , but excluding the City Attorney, appointment shall be approved by the City Council . (b) Administer all the provisions of this ordinance and of the personnel rules not specifically reserved to the City Council . ( c) Prepare and recommend to the City Council personnel rules and revisions and amendments to such rules . (d) Prepare or cause to be prepared a position classification plan, including class specifications, and revisions of. the plan— , ( e) Have the authority to evaluate and discipline employees in accordance with this ordinance and the personnel ' rules of the City. ( f) Provide for the publishing or posting of notices of- tests for positions in the competitive service; the receiving of applications therefor ; the conducting and grading of tests; the certification-of-:a list of all persons eligible for appointment to the appropriate position ' in the competitive service; and performing any "other duty that - may be . required to administer. the ,-personnel--..system Section 4 : Competitive Service The ':p.rovisions- of -this ordinance shall "apply to all ..offices, positions __and employments f, in�ahe �service.:of the City, except: rA . (a ) "Elective officers (b) All individuals appointed by the City "Council" and who serve at the ' :: pleasure of the City Council, c . ( c) Persons engaged under contract to supply expert, professional, technical or any other services . (d) Volunteer personnel . (e) Emergency employees who are hired to meet the immediate requirements of an emergency condition, such as extraordinary fire, flood, or earthquake which threatens life or property. ( f) Employees not included in the competitive service under this section shall serve at the pleasure of their appointing authority. Section 5 . Adoption and Amendment of Rules : -Personnel rules shall be adopted by resolution of the City Council . The rules may establish regu- lations governing the. personnel system,- including; Page 1 r, ORDINANCE ESTABLISHING A PERSONNEL SYSTEM Page 2 (a ) Preparation, installation, revision, and maintenance of a position classification plan covering all positions in the competitive service, including employment standards and qualifications for each class . (b) Appropriate announcement of the selection process and acceptance of applications for employment . ( c) Preparation and conduct of tests and the establishment and use of resulting employment lists containing names of persons eligible for appointment . ( d) Certification and appointment of persons from employment lists, and the making of provisional appointments . ( e ) Establishment of probationary testing periods . ( f) Evaluation of employees during the probationary testing period and thereafter . ( g) Transfer , promotion, demotion, reinstatement, disciplinary action and layoff of employees in the competitive service . ( h ) Separation of -employees from the City service. ( i ) The establishment and maintenance of adequate personnel records for purposes of accounting and legal requirements . ( j ) The establishment of any necessary appeal procedures. Section 6 . Appointments : . Appointments to vacant positions in the competitive service shall be made in accordance with the personnel rules . Appointments and promotions shall be based on merit and fitness to be ascertained so far as practicable by competitive examination. Examinations may be used and conducted to aid in the selection of qualified employees and shall consist of selection techniques which will test fairly the qualifications of candidates such as achievement and aptitude tests, written tests, personal ,interview, performance tests, physical agility tests, , evaluation of daily work performance, work samples or any I combinations ,of these or other ,tests Physical, medical -.and psychological tests may'.'be given as a part of any examination. . In any examination the City Manager or his/her designee may include, in `,addition to competitive tests, :a qualifying . test,.or =tests,•1-and -set minimum- .* standards :therefor . 7 -The appointing 'authority .of employees in the competitive ?'service '=is`:the 'City -' Manager '-unless otherwise: noted herein. The City .Managermay'delegate,_the .:appointing .authority :to any other officer or employee of ,..the 1City.4 Section 7 . Demotion, 'Dismissal , Reduction in Pay; "Sus ension, _ Reprimand: The City Manager shall have the authority to .demote, dismiss-,.' reprimand, reduce in pay, or . suspend, any regular employee for -cause -lin 1 accordance with procedures included in the personnel rules. . , With the exception of dismissal of those positions noted in Section, 3 (a) of this ordinance, which require . City Council approval . Section 8 . Right of Appeal : Any employee in the .competitive service shall have the right to appeal a demotion, reduction in pay, suspension, or dismissal for disciplinary or medical reasons, except in those instances where the right of appeal is specifically prohibited by this ordinance or the rules adopted thereunder . All appeals shall be processed in accordance with the requirements and procedures as set forth in the personnel rules adopted pursuant to this ordinance. Page 2 ORDINANCE ESTABLISHING A PERSONNEL SYSTEM Page 3 Section 9 . Lay-Off and Re-Employment : Lay-off and re-employment actions shall follow the process outl-fined in the personnel rules . Section 10 . Political Activity : The political activities of City employees shall conform to pertinent provisions of state law and any local provision adopted pursuant to state law . Section 11 . Contracts for Special Service : The City Manager shall consider and make recommendations to . the City Council regarding the extent to which the City should contract for the performance of technical services in connection with the establishment or operation of the personnel system. The City Council may contract with any qualified person or public or private agency for the performance of all or any of the following responsibilities and duties imposed by this ordinance : ( a ) The preparation of personnel rules and subsequent revisions and amendments thereof . ( b) The preparation of a position classification plan, and subsequent revisions and amendments thereof . ( c ) The preparation, conduct and grading of competitive tests . ( d) The conduct of employee training programs . - ( e ) Special and technical services of advisory or .informational character on matters relating to personnel administration . Section 12 . SEVERABILITY . ,` - If any part of this Ordinance - or the application thereof �to any .person. or circumstances is held invalid, the remainder of the Ordinance and the = application of such provision or circumstanes shall not.—be—affected thereby. . . - - Section 13 . Posting of Ordinance — The City Clerk of-,the :City of Dublin shall. cause this ordinance to be posted in ' at -least :three.� .(3 ) :;publi c:places.. in the City of .Dublin in accordance.-,with Section '36933 of _the{Government Code =:!cl of the State of ,.California . -.:PASSED AND "ADOPTED. by.'.the .City ;Council :of. the 'City ;of Dublin on this th' 'day -of, 1984 , by t'he jollowing votes � '.., • •:AYES.. I ~� .• '`' �?4^ 'Z.,�; f�...(t �l s ' t � 4r� r r �$�"f7�C3'p����ir.N Y r '� £a�.. i r "NOES : ,r A !-yl3+. }? � vvf 7in�,r t 7Litt � Y� T• t � t.� I, �SZ+ t, - �~�F �h+,. La44 F2 .l ':.� ,' .. - .•r ` ' t i r t. - s 'e'r�2 Y'} r'7ti' ,, ,V�r ? c4 ''r ct,. v ABSENT - -.Y.' r c - i 5,,.fr...�, �: Y+'3 w�..k4��rrc 4., � .-,4,d .. •1 Mayor= ATTEST : . City .Clerk -Page 3 RESOLUTION NO. - 84 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DUBLIN ------------------------- ESTABLISHING PERSONNEL SYSTEM RULES WHEREAS, the objectives of these rules are to facilitate efficient and economical services to the public and to provide for an equitable system of personnel management in the municipal government; and WHEREAS, these rules set forth in detail those procedures which insure similar treatment for those who compete for original employment and promotion, and define many of the obligations , rights, privileges and prohibitions which are placed upon all employees in the competitive service of the City; and WHEREAS, at the same time, within the limits of administrative feasibility, considerable latitude shall be given the City Manager in the interpretation of these rules . NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Dublin does hereby adopt the following rules: RULE I . - DEFINITION OF TERMS All words and terms used in this section and in 'any ordinance .or resolution dealing with personnel policies or procedures shall be defined as they are normally and generally defined in the field of personnel administration. For the purpose of convenience, however , the following words and . terms most commonly used are hereinafter defined: "Appointin"g Power" means the appointive powers to fill -positions in the competitive service 'as :follows: For employees of a department - the City .Manager , following.- recommendation by the respective Department Head. ' For Department Heads - the appointive power shall be the City Manager. with . the approval of the City Council. "Classification Plan ';.means the designation by - resol.ution -of the- City; . Council of- a ' title for =-each class together with the' specifications--for each class as prepared and . maintained by the City Manager . f _ "Class.,,;Specifications" means .. a .written :des_cription of wa :_class;?setting forth L the" essent`ia1 'characteristics knowled e r , g , skills;` abilities, .and the requirements `of„positions 'An ;the r.class "Competit.iwe' Service" , means..all :positions_ in ! Ci the - ty service except those '< =f specifically ex'c'luded; by• the` Personnel ;.Ordinance ,� - ±Kf { "Days shall..mean calander -days.'unless .otherwise ;stated: "Demotion" :means the 'voluntary or involuntary reductiori''of 7?an' employee from a position in one class .to a position in another class having a'-lower - maximum salary rate. "Disciplinary Action" The dismissal, reduction in pay, demotion, 'or .suspension of an employee for punitive reasons."'- .: "Dismissal" The removal of an employee from employment with the City. "Eligibility List" means a list of names of persons who 'have taken an examination for a position in the competitive service and passed and are ranked on the list in order of the score 'received. "Full-time Position" means a position in the competitive service of the city which requires at least 40 hours of work per week . Page 1 " Immediate Family" Spouse, children, parents, brothers , sisters , grandparents, grandchildren of the employee; and the corresponding' relationships by affinity. "Part-time Position" A position having a work week of fewer hours than the work week established for full-time positions . A part-time position may be either temporary or regular . "Promotion" The advancement of an employee from a position in one class to a position in another class having a higher maximum salary rate. "Regular employee" An employee who has completed the examination process and has been retained as hereafter provided in these rules . "Reinstatement" The restoration without examination of a former regular employee to a classification in which the employee formerly served with the City. "Suspension" The temporary separation of an employee from the competitive service with or without pay for disciplinary purposes . "Temporary Employee" An employee who is appointed to a non-regular position for a limited period of time. "Termination" The separation of an employee from the city service because of retirement, resignation, death, or dismissal. RULE II . - GENERAL PROVISIONS SEC. 1 . Fair Employment Practices : Any technique or procedure used in the recruitment and selection of employees shall be designed to measure only job related .qualifications of applicants . No recruitment or selection technique shall be used which, in the opinion of the City Manager, is not justifiably linked to successful job performance. In accordance with Federal and State laws, the City does not discriminate on the basis of handicapped status*, race, creed, religion, gender . or , national origin. SEC. ' 2 . 'Administration: The City Manager is hereby given the authority and responsibility to .administer the provisions of these rules . :The City _ Manager may delegate his/her authority when deemed appropriate. - ; These rules w shall .be ,interpreted by the City Manager . RULE III . .. CLASSIFICATION PLAN SEC. .1 : Adoption, : Amendment and Revision . of Plan ';,-The` classification :plan shall ..be,,;.approved by..the City Council and may'. ay be,amended from .time .,to .time i;?�._ :A`new.,position.shall not be :created and "•filled until 'ythe ,'classification has been -amendedr"ao :provide therefor .. Upon :adoption by the; Council, ::by , : V 2t resolution; . the. provisions .of' the classification plan ~shall ..be�,observed =in -y the :handling .of all personnel . actions and activities RULE IV ��APPLICATIONS AND APPLICANTS SEC. .l . :. Announcement: All examinations for classes'- in -;'the -competitive F service shall be ' publicized by such methods approved by?the'*City -Manager 'or f` his/her designee. _ ..The announcements shall specify the title and pay of the =". s class for which the examination is announced; the nature of the work to be performed; preparation desirable for the performance of the work of the class ; the manner of making application; and ,other pertinent information. SEC. 2 . Application Forms : Applications shall be made as prescribed on the examination announcement . Application forms shall require information covering training, experience, and other pertinent information, and may - include certificates from an examining physician, references and fingerprints . All applications must be signed by the person applying. SEC. 3 . Disqualification The City Manager , or designee, may reject any application which indicates on its face that the applicant does not possess the minimum qualifications required for the position .or is not properly completed. Applications may be rejected if the application indicates facts Page 2 that show that the applicant is physically or psychologically unable. to perform the job applied for , and no reasonable accommodation can be made for such disability; is addicted to the habitual excessive use of drugs or intoxicating liquor ; has made any false statement of any material fact, or practiced any deception or fraud in an application . Whenever an application is rejected, notice of such rejection shall be mailed to the applicant . RULE V. - EXAMINATIONS SEC . 1 . Examination Process . The selection techniques used in the examination process shall be impartial and relate to those subjects which, in the opinion of the City Manager , fairly measure the relative capacities of the persons examined to execute the duties and responsibilties of the class to which they seek to be appointed . Examinations shall consist of selection techniques which will test fairly the qualifications of candidates such as , but not necessarily limited to, achievement and aptitude tests, other written tests, personal interview, performance tests, physical agility tests , evaluation of daily work performance, work sample, medical tests, psychological tests, successful completion of prescribed training, or any combination of these or other tests . The training period shall be considered as a portion of the examination process . Examinations shall be designed to provide equal opportunity to all candidates by being based on an analysis of the essential requirements of the class, covering only factors related to such requirement . SEC. 2 . Qualifying Grade and Rating Examinations. In all examinations the minimum grade or standing for which eligibility may be earned shall be based upon all .factors in the examination, including educational requirements, experience, and other qualifying elements as shown in the application of the candidate or other verified information. Failure in one part of the examination may be grounds for declaring the applicant as failing in 'the entire examination, or as disqualified for subsequent 'parts of an examination. .SEC. 3 . Conduct of Examination. The City Council may contract with any competent agency or individual for the preparing and/or administering of examinations . In the absence of such a contract, the :City Manager shall -see that such duties are performed. The City .Manager shall arrange for the :'use -- of buildings and equipment for the conduct of examinations .* i- SEC. 4 . Notification of.•Examination Results and Reviewof -Paper := • `Eachn candidate in an examination shall be given notice 'of ,.thee-results rthereof," and if successful, of the final earned score and/or ranks on .•the,-employment = J list.. ' .5z All Candidates, shall :have''.the right' to -inspect' their gown="test°answer Lsheet Ict within five working' days •`after . the notifications _of :exami''nation.-result's.. ; Any error in computation,' if• called to - the attention:,of it he" City,IMan«ger �S 1 = within .this. period, ' shall; be. corrected. Such;.corrections' shall `not, t da : s ' however , = require -invalidation of ;appointments previously made RULE VI . EMPLOYMENT EMPLOYMENT LISTS ``�ln +' �r°��� ? ''m ' ?; SEC. 1 . Employment Lists . As -'soon as possible after::>the'. completion"'of an examination, 'the City Manager . or designee shall prepare ;"and 'maintain "ari ` ' = = G . employment list consisting of the names of candidates ?who :qualified in",the examination. :x: ,� - -.... _. .. . SEC. • 2 . Duration of Lists ; Employment lists shall remain in effect until exhausted or abolished by the City Manager . =t : . • _. SEC. 3 . Removal of Names From List; The name of any -person appearing on an employment list shall be removed by the City Manager . if >the eligible requests in writing that the name be removed, or if the �eligihle fails to respond to a notice of certification mailed to the last—designated address . The person affected shall be notified of the removal of the name by a notice mailed to the last known address . Page 3 RULE VII . - METHOD OF FILLING VACANCIES SEC. 1 . Types of Appointment : All vacancies shall be filled by transfer , promotion, demotion, reinstatement , existing eligible lists certified by the City Manager , or , through competitive examination . SEC. 2 . Placement From a Certified Employment List : If the City Manager or his/her designee determines that the position cannot be filled through transfer , promotion, demotion, or reinstatement , consideration shall be given to any existing employment lists including those which are promotional lists . The Department Head shall consider the candidates and recommend one from the appropriate list unless he/she rejects in writing all candidates on the list . SEC. 3 . Selection of Method: The City Manager shall have the right to decide whether to fill the vacancy by reinstatement, transfer , promotion, demotion, appointment from a promotional employment list, or appointment from an open employment list . At any time the appointing authority may request the establishment of a new employment list . SEC. 4 . Appointment : After interview and investigation, the appointing authority shall be authorized to make appointments from among those certified. The person accepting appointment shall report to the Department Head or designated representative, for processing on or before the date of appointment . If the applicant accepts the appointment and reports for duty within such period of time as the appointing authority shall prescribe, the applicant shall be deemed to be appointed; otherwise, the applicant shall be deemed to have declined appointment . The appointment of all Department Heads shall be subject to approval of the City Council . SEC. 5 . Prohibition Against Hiring Relatives. No employee, 'prospective . employee, or applicant shall be improperly denied employment or benefits of employment on the basis _of marital status or relationship to another employee or official -of the City. For the purpose of administration, a relative shall be defined as a member of the immediate family. Not withstanding the above provisions, the City retains the right : (a) .'To refuse to place -.one party to a relationship under .- the direct - or- 'indirect supervision of the other party to a relationship.. (b) To 'refuse to place both parties to 'a relationship in �.the same - _ department,- division, or *facility where such has the ' potential''for creating adverse impact on supervision, safety,: --,security,-"morale, or involves potential conflicts of interest . ( c) To ...disqualify one party .to --a ':.relationship"for :ar position privy:•to - confidential personnel:.,matters� :who has a relative;.already"):in the` ' = . l City's �employmerit when =the relationship may compromise ?confidential • = information �: ' < < :, I— RULE VIII : L. -REINSTATEMENT,�-.:PRO MOT ION,;:DEMOTION.-AND , SUSP ENS ION _ x =�.•_ 'v :u . Sec: -1 : Reinstatement i'. With the`.'.approval of the'..appoin'ting power,i a ; regular ` employee who has resigned -.with a good record may-be reinstated within two years of the effective :date of resignation, to a vacant"position in the same or a .comparable class. SEC. - 2 . Promotion: Insofar as consistent with .the best- interests of the service all vacancies .in the competitive service may be filled by promotion from within the competitive service, after a promotional, examination has been given and a promotional list established. If, in the opinion of the City Manager, it is in the best interests of the municipal service, a vacany in the position may be filled by an open- competitive examination instead of promotional examination. Arrangements shall then be made for an open-competitive examination and for the preparation and certification of an open competitive employment list . , SEC. 3 . Demotion: The appointing power may demote an employee whose ability to perform the required duties falls below standard, or for disciplinary purposes .. ' ,Upon ,request of the employee, and with the consent Page 4 of the appointing power , demotion may be made to a vacant position. No employee shall be demoted to a position to which that employee does not possess the minimum qualifications . Disciplinary demotion action shall be in accordance with Rule IX hereof . SEC. 4 . Suspension : The City Manager may suspend an employee from a position at any time for a disciplinary purpose. Suspension without pay shall not exceed thirty calendar days , nor shall any employee be penalized by suspension for more than thirty calendar days in any fiscal year . Intended suspension action shall be reported immediately to the City Manager , and shall be taken in accordance with Rule IX hereof . RULE IX . - DISCIPLINARY ACTION SEC. 1 . Policy; Prior to the suspension, demotion, reduction in pay, or discharge of a regular employee for disciplinary purposes, the procedure set forth in this rule shall be complied with . SEC. 2 . Written Notice : Written notice of the proposed disciplinary action shall be given to the employee . Such notice shall include a statement of the reason( s ) for the proposed action and the charge( s) being considered. SEC. 3 . Employee Review: The employee shall be given an opportunity to . review the documents or materials upon which the proposed disciplinary action is based. SEC. 4 . Employee Response: Within five ( 5 ) working days after the employee has been notified, the employee shall have the right to respond, orally or in writing, at the employee ' s option, to the Department Head concering the proposed action. SEC. 5 . Relief of Duty: : Not withstanding the provisions of this Rule, upon the recommendation from a Department Head, the City Manager may approve the temporary assignment . of an employee to a status of leave with pay -pending- : the conduct of completion of such investigations or opportunity to respond..- .as may be required to determine if disciplinary action is to be taken. - SEC. 6 . Appeal ; Regular employees may appeal disciplinary actions to an' = administrative hearing before the City Manager , by filing a written 'request. with the City Manager within five (5 ) days of 'the imposition of the action. The action taken by the City Manager shall be considered :final •^with the ;.; = exception of -'cases involving the dismissal of a Department-�Head:- ;="This7er-- ?•, action must .be approved by the City . Council . SEC 7 . Causes for,-Acti on: Appropriate ;disciplinary .action 'may:`be;take-n .- '_,C' :ct:-. causes; for any'of .•the following ,.'.'a '�; "Incompet`ency '_inefficiency, or negligence .-in the performance?of d t uy. k r- i z b` Chronic physical or mental incapacity to perform the work of,'the ? t Y position. t" i � • " c Insubordination '- :constituting a -breach of discipline. d. Unauthorized absence' or abuse of leave privileges . Including r exessive tardiness . e . Acceptance of money, goods, services, or favors from anyone for t the performance of ' any act which is required or . expected during the performance or regular duties. - - . f. Falsification of an employment application or of any City :•:. records . g . Use of employee ' s official position, or of the City ' s time, facilities, equipment, or supplies for private gain or advantage. Page 5 h . Disclosure of confidential information acquired by or available;--.- to the employee in the course of employment , or the use of such information for personal gain. i . To participate in or facilitate wagering . j . Reporting to work under the influence of drugs or intoxicants, possessing or using drugs or intoxicants on City Premises, which adversely impacts the employees job performance. k . The act of engaging in sexual harassment in the workplace . 1 . Willful violation of the provisions of any local, county, state, or federal law, or of these rules . In a list of this type, it is impossible to foresee all of the various conditions, situations, and actions which could be subject to disciplinary action . Therefore, this list is not to be construed as preventing the City from disciplining an employee for doing or failing to do something which reasonably calls for discipline or discharge, although not specifically listed herein . RULE X . - EMPLOYEE ACTIVITIES SEC. 1 . General Considerations : During the employee ' s work day, he/she is expected to devote his/her full time in the performance of his/her assigned duties as a city employee. An employee in the competitive service shall not engage in any employment, activity or enterprise which is inconsistent, incompatible or in conflict with his/her duties, functions or responsibil- ities as a city employee, nor shall he/she engage in any outside activity which will directly or indirectly contribute to the lessening of his/her effectiveness as a city employee. SEC. 2 . Determination of Inconsistent Activities: In making a determination as to the consistency or inconsistency of outside activites, the appointing authority shall consider , among other pertinent factors, whether the actvity: - a . involves receipt or acceptance by the employee of any money or other consideration from anyone other than the City for the performance of an act which the employee, if not performing such act, would be required or expected to render in the regular course or hours of his/her city employment or as a part of his/her duties as a city employee; b. involves the performance of an act or work which may later be directly or indirectly subject to the control, inspection, review, audit or enforcement by such employee or his/her department; or C. involves conditions or factors which would probably directly or indirectly lessen the efficiency of the employee in his/her regular city employment, or conditions in which there is a substantial danger or injury or illness to the employee; or, d. involves the use for private gain or advantage of City time, facilities , equipment and supplies, prestige, influence, or information of one ' s City office or employment ; or e . involves the solicitation of future employment with a firm or individual doing business with the City over which the employee has some control or influence in his/her official capacity at the time of the transaction . SEC. 3 . Improper use of City Equipment Prohibited: No City-owned equipment, instruments, tools , supplies, machine, badge, identification cards, or other items which are the property of the City shall be used by an employee except upon prior approval of the City Manager . No employee shall allow any unauthorized person to rent, borrow or use any City property unless upon prior approval of the City Manager . Page 6 R,;:,E XI . - ANNIVERSARY DATE Anniversary Date : Anniversary dates shall be set on the date of hire . When an employee is promoted, the Anniversary date shall be changed to the effective date of the promotion . RULE XII . - EVALUATIONS SEC. 1 . Written Performance Evaluation: Thereafter , all employees shall receive a written performance evaluation six months following the date of hire or promotion. Thereafter , within 30 days of each anniversary date a written employee performance evaluation shall be completed. In addition, a report may be prepared at any time, at the discretion of the employee ' s supervisor . SEC. 2 . Each performance evaluation shall be discussed with the employee to point out areas of successful performance and those which require improvement. The employee may comment regarding his/her work performance, either in a written statement attached to the report or orally. The employee shall sign the report which will signify that he/she is aware of the contents . The employees signature does not imply that he/she agrees with the contents of the report . The report shall also be signed by the City Manager . In addition the employees direct supervisor shall sign the evaluation as appropriate . SEC. 3 . A copy of the report shall be provided to the employee and the original will be placed in the employee ' s permanent file . RULE XIII . - COMPENSATION AND BENEFITS SEC. 1 . Compensation and Benefit Plan: A Compensation and Benefit Plan covering all classes of positions in the service shall be prepared by the City Manager or any person or agency which has been employed to complete said .plan. The plan shall indicate the minimum and maximum rates of pay. In addition, the benefit portion of the plan will define contributions by the City for employee benefits . _ SEC. 2 . The City Manager shall submit the proposed Compensation and Benefit Plan, or any amendments, to the City Council. The Council shall adopt the proposed plan or any amendments by resolution. No position shall be assigned a salary or receive benefit contributions beyond what is defined in the plan . or any adopted amendments . SEC. 3 . The City Manager shall thereafter make such further studies of the Compensation and Benefit Plan as deemed appropriate, or as directed by the City Council. Any adjustments must be adopted as outlined above: •- . SEC. .4 . Overtime Compensation: It shall be the policy of the City to conduct all business with a minimum amount of overtime.-'.' } Overtime shall not be accrued under normal operating conditions and must .be' approved by -the City Manager prior to commencement . When the following : onditions :exist, an :-z employee shall be paid at the rate of one and 'one-half-.11"-1/.2 ) time's his/her regular rate: r •. ;, (A) When an employee is required to take minutes of a City Council-, Planning Commission, or any other such meeting that may be approved by the City Manager (The Deputy City Clerk shall be exempt from this clause) ; and (B) The time spent taking such minutes shall be in excess of the' employee ' s normal forty ( 40 ) hour week . Also, the City Manager may grant the payment of overtime compensation for eligible employees in instances under unusual circumstances, and only when such payment is deemed by the City Manager to be in the best interests of the City. Page 7 SEC. 5 . Compensatory Time Off : At the discretion of the City Manager , an employee may be granted Compensatory Time Off . The employee shall have consistently worked in excess of normal working hours, excluding incidental overtime, which is described as one ( 1 ) hour or less . Under this provision, consideration will not be given to time worked where the employee received overtime compensation, as provided for in Section 4 . Compensatory Time Off shall only be granted for increments of eight ( 8 ) hours or less . RULE XIV. - MERIT INCREASES SEC. 1 . Merit Increases : All merit salary adjustments shall be based entirely on employee performance . a . As provided for in the salary and benefit plan, the City Manager is authorized to assign salaries within a range, which is adopted by the Council . b. The employee ' s performance shall be reported on a form designated by the City Manager . Where applicable this evaluation shall also include input and observations from the employee ' s Supervisor . c. Any recommendation for a merit increase shall include a written performance evaluation. d. Based upon the performance evaluation, the City Manager may authorize a merit salary adjustment, provided that adjustment will not create a salary which is greater than the range authorized by the Council . The amount of the adjustment shall be based on the evaluation presented and any other factors indicating the employee ' s work performance. e. Merit increases shall be made effective on the first day of a pay period. RULE XV. - ATTENDANCE AND LEAVES SEC. 1 . Work Hours : The usual working hours for City employees shall be 8 : 00 a.m, to 5 : 00 p.m. and a normal work week shall consist of forty ( 40 ) hours . Some departments may require a different work schedule which shall be developed by the department head and approved by the City Manager . = SEC. 2 . Holidays : The following days shall be deemed holidays and all - full-time regular employees shall receive eight (8 ) hours of - compensation at their regular hourly rate: = a . New Year ' s Day January b. Washington ' s Birthday Third Monday in .Febrbary c. Memorial Day . Last Monday in May c, = d. Independence Day July 4 Day :First Monday in September e -..Labor Da _ f. ' Veteran ' s Day -:November •11 L -- g. Thanksgiving Day . Fourth Thursd ay' in November- '= h. . Day following Thanksgiving Day following above i . Christmas Day s December 25 SEC. 3 . Holidays Occuring on Weekend: In the event that a holiday falls on a Saturday, the preceding Friday shall be a holiday. In the event a holiday falls on a Sunday the following Monday shall be a holiday. SEC. 4 . If an employee is required to work on a holiday, they will receive eight ( 8 ) hours of time off "in lieu" of the designated holiday. This time " in lieu" of a holiday must be used in the fiscal year in which it is earned. SEC. 5 . Attendance: Employees shall be in attendance at their work in accordance with the rules regarding hours of work holidays, and leaves . All departments shall keep daily attendance records in a manner which is approved by the City Manager , or his designee, who may request the presentation of such data at specific intervals . Page 8 SEC. 6 . Failure on the part of an employee, absent without leave, to return to duty within 24 hours after receipt of notice to return shall be cause for immediate dismissal , and such employee automatically waives all rights under the personnel ordinance and these rules . The depositing in the United States mail of a first class letter , postage paid, addressed to the employee ' s last known place of address , and a signed notice of receipt of delivery shall be reasonable notice . RULE XVI . - LEAVE SEC. 1 . General Leave Purpose: A general leave plan shall be established for all full-time employees in lieu of traditional vacation leave, sick leave, bereavement leave, etc. General leave may be used for any leave purpose, however , its use shall be governed by the following sections . SEC. 2 . Categories : There shall be two categories of general leave as outlined below: A. Scheduled Leave : Any leave which one can reasonably forecast or anticipate i . e . , vacation leave, scheduled medical/dental appointments, "extended weekends, "- personal leave, etc. B . Unscheduled Leave : Any leave that is genuinely of an unanticipated nature i . e . , "sick leave, " bereavement leave, etc. SEC. 3 . Use of Leave: Scheduled Leave requires the approval of the employee ' s Department Head and City Manager . A request for scheduled leave should be submitted on a form designated by the City Manager . The employee shall be given due regard in selecting a convenient period to take scheduled leave, provided it is not in direct conflict with the best interest of the City. Every effort should be made to submit requests two weeks prior to the requested leave. The use of unscheduled leave shall be reported on a form and in a manner designated by the City Manager . Inappropriate or excessive use of unscheduled leave may be grounds for disciplinary action. SEC. 4 . Accrual : Each full-time regular employees shall accrue 13 . 33 hours of general leave for each month of service, with the exception of Department Heads who shall accrue 14 . 66 hours per month of service."`-The accrual of leave shall begin upon completion of the first full month of service. . SEC. 5 . Maximum Accrual : :: No employee shall accrue more .-than 360 'hours of general :leave. When an :employee ' s unused leave balance reaches -this limit_ all accrual of additional-general leave shall cease. == . _. . :.: SEC: 6 . Leave .Advance ' ;''If during the first three months .of employment ''an . z employee exhausts all ,;leave.';accrued, .the City Manager ,mayadvance an - - employee „up to forty `(40 ) ; hours Hof general leave.", An '.advance �"shall '-only -be t ; ` provided when .it is :.in the best interest, of the`-:City. and °:the 'following ?" conditions :are':inet � '. t � ' � z The .request.."is in •-writing, stating '-the reason 'for' the advance: - '= b. The employee states the date of anticipated return. Any leave which is advanced will be deducted from future -.accruals . If an employee terminates employment prior to repayment of the advanced leave, the cost shall be deducted from the final paycheck . SEC. 7 . Compensation for General Leave at Termination: Any employee separating from the City service who has accrued general leave shall be entitled to terminal pay in lieu of such general leave. When separation is caused by death of any employee, payment shall be made to the spouse or the estate of such employee or , in applicable cases, as provided by the Probate Code of the State. Terminal pay will be paid at the employee 's current hourly rate at time of termination, for any unused general leave-. SEC. 8 . Military Leave : Military Leave shall be granted in accordance with the provisions of State law. All employees entitled to military leave under this section shall give the appointing power an opportunity within the limits of military regulations to determine when such leave shall be taken. Page 9 SEC. 9 . Jury Duty: Every full-time employee eligible for leave benefits, who is called or required to serve as a trial juror upon notification and proper verification submitted to his/her department head, shall be entitled to be absent from his/her duties with the City during the period of such service or while necessarily being present in court as a result of such call . The employee shall be required to reimburse' the City for any pay received for jury duty, in exchange for receiving regular salary from the City. Any amount which is paid to the employee as travel reimbursement while on jury duty shall be retained by the employee. SEC. 10 . Leave of Absence Without Pay: The City Manager , in his/her unrestricted discretion, may grant a regular employee a leave of absence, without pay, benefits, or seniority. Any leave of absence which is approved shall not exceed 90 days . An extension of any leave of absence may be granted upon approval of the City Council when it is in the best interest of the City. In cases where a leave of absence without pay is requested due to pregnancy, the length of leave granted and conditions under which it is granted shall be made pursuant to State and Federal law. A leave of absence requires that the employee make a written request setting forth the reason for the request and the date the employee expects to return to work . The approval of any leave of absence shall also be in writing . Upon expiration of regularly approved leave, or within a reasonable period of time after notice to return to duty, the employee shall be reinstated in the position held at the time leave was granted. The employee shall reimburse the City for the cost of any insurance policies which cover the employee and/or dependents during the course of the leave . Failure on the part of an employee on leave to return on duty promptly at its expiration, or within a reasonable time after notice, shall be deemed to be discharged. The depositing in the United States mail of a first class letter, postage paid, addressed to the employee ' s last known place of address,, shall be reasonable notice . RULE XVII ; - SEPARATION FROM THE SERVICE SEC. 1 . Dismissal : An employee in the competitive service may be dismissed at any time by the appointing authority. Disciplinary dismissal action shall be taken in accordance with Rule IX. SEC. 2 . Resignation: An employee wishing to leave the competitive service in good standing shall file with his/her department head 'a written resignation stating the effective date and reasons for leaving. .. '- The resignation should be filed two weeks prior to the effective date,,- unless such time limit is waived by the department head. A statement- as to the - resigned employee ' s service . performance, a copy of the resignation, - and - other -pertinent information shall be _forwarded by the department ' to'..the City : Manager '.-.* ,Failure to 'give'.:notice as . required by this rule,.shal.l .be.'.cause for denying future. employment by . the :City. �, ,f, � :' - RULE XVIII ADMINISTRATIVE REPORTS 'AND RECORDS SEC.' 1 '' Personnel Records : The City Manager, or h is/her='designee ' sha11 -. =r " maintain",a "service or`:personnel record for each employee = in'.the' service of >' ' the City. showing the name, title of position held, - department -.'to which : -, _:- assigned, .:salary, changes in employment .status, and such other- information as may be considered pertinent . SEC. 2 . ' Personnel Action Report . Every appointment, transfer , promotion, demotion, change of salary rate, or any other temporary or permanent change in status of employees shall be reported to the City Manager in such manner as he/she may prescribe . Page 10 RULE XIX. - VIOLATIONS SEC. 1 . Violation of Rules : Violations of the provisions of these rules shall be grounds for rejection, suspension, demotion, dismissal , or other disciplinary action. PASSED, APPROVED AND ADOPTED this th day of , 1984 . AYES . NOES . ABSENT : Mayor ATTEST: City Clerk Page 11