HomeMy WebLinkAbout8.1 - 3206 Dublin Small Business Emergency Microloan P
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STAFF REPORT
CITY COUNCIL
DATE: May 5, 2020
TO: Honorable Mayor and City Councilmembers
FROM:
Linda Smith, City Manager
SUBJECT:
Dublin Small Business Emergency Microloan Program
Prepared by: Hazel L. Wetherford, Economic Development Director
EXECUTIVE SUMMARY:
The City Council will consider approving the Dublin Small Business Emergency
Microloan Program to help mitigate the severe impacts of COVID-19 (Coronavirus) on
small businesses. Due to COVID-19 and shelter-in-place orders, many small
businesses have had to close their doors or significantly alter their operations which has
impacted their financial sustainability.
STAFF RECOMMENDATION:
Adopt the Resolution Approving the Dublin Small Business Emergency Microloan
Program to mitigate the severe negative impacts of COVID-19 (Coronavirus) on small
businesses.
FINANCIAL IMPACT:
The proposed Small Business Emergency Microloan Program would require using
funds from the City’s Small Business Assistance Grant (SBAG) Program, which has a
projected balance of $469,461 for Fiscal Year 2019-20. If the City Council approves an
advance allocation for Fiscal Year 2020-21 (which is inclusive of the first two quarters
revenue payments of $50,000), $519,461 will be available to fund the Microloan
Program.
DESCRIPTION:
Background on COVID-19 Impacts
On March 1, 2020, the Alameda County Health Officer declared a public health
emergency.
On March 4, 2020, California Governor Gavin Newsom issued a State of Emergency
Proclamation for the State of California.
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On March 16, 2020, the Alameda County Health Officer issued an Order directing all
individuals living in the County to shelter at their place of residence, subject to certain
exceptions.
On March 16, 2020, the Dublin City Manager, acting as the Director of Emergency
Services, proclaimed the existence of a local emergency within the City of Dublin
pursuant to Dublin Municipal Code Chapter 2.44.060(A).
On March 18, 2020, the City Council at a special City Council meeting, ratified and
extended the proclamation of existence of a local emergency.
On March 31, 2020, the Alameda County Health Officer issued an Order extending the
shelter in place to May 3.
During this time of sheltering in place, self-isolation, and other social distancing, many
small business owners are experiencing substantial losses of income as a result of
business closures or the loss of hours, hindering their ability to pay rent or to maintain
employees on payroll. Small business owners in these circumstances may face possible
evictions, layoffs, or be forced to permanently close as a result of the pandemic.
Businesses are an integral part of the Dublin community from the jobs they provide for
residents to the essential services supported by the revenues they generate. To assis t
in retaining businesses that are experiencing severe negative impacts due to the
COVID-19 pandemic, Staff is proposing the creation of an Emergency Microloan
Program.
The focus of this program is on small businesses, primarily restaurants and retailers ,
because they are key providers of sales tax revenues that allow the City to provide
services and programs that broadly benefit the community. The City’s small business
community is imperative to the City’s economic health and viability.
The creation of a loan program would help with tenant stability, decrease store front
vacancies, encourage the retention of existing businesses and help maintain the
potential loss of sales tax revenue. The loan would provide a capital infusion to pay rent,
payroll, and operating expenses during this time and help bridge the gap until allowed to
re-open and fully operate. The Emergency Microloan Program would focus on
businesses, primarily restaurants and retailers, with no more than 50 employees, and
would provide unsecured, interest-free loans of up to $10,000 to those meeting the
program’s requirements as outlined below and in Attachment 2.
Funding
Funding for the program would come from the City’s existing Small Business Assistance
Grant (SBAG) Program, which has a projected balance of $469,461 for Fiscal Year
2019-20 with additional anticipated revenue of $50,000 for Fiscal Year 2020 -21
Quarters 1 and 2, bringing the total balance for the program to $519,461. Funding for
the SBAG is made possible by an annual payment to the City from Amador Valley
Industries (AVI) through an exclusive agreement for construction and debris hauling. In
exchange for the agreement, AVI makes four quarterly payments of $25,000 to the City,
totaling $100,000 annually.
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Currently, the City uses the SBAG Program to help attract new businesses to Dublin or
to help existing businesses expand and grow. Program funds have been used to assist
with the cost of complying with federal, state, and local laws relating to disability access
requirements, Title 24 upgrades, trash enclosures, and other obligations imposed on
small businesses. If the City Council approves the use of the SBAG funds for the
proposed Emergency Microloan Program, then the SBAG program would need to be
suspended until future funding was available beginning in Quarter 3 of Fiscal Year
2020-21.
The proposed funding of $519,461 for the program could be used to fund loans in the
amount of $5,000, $7,000, or $10,000.
Requirements and Restrictions
Under the proposed Emergency Microloan Program, eligibility criteria include, but are
not limited to:
Physical location in the City of Dublin, possession of a valid City of Dublin
Business License (as of March 1, 2020) and being in good standing with the City.
Minimum of one employee with a maximum of 50 employees.
Can demonstrate at least a 25% reduction in revenues due to COVID-19.
Can demonstrate that they have applied for federal or state financial assistance
(i.e. Paycheck Protection Program, Economic Injury Disaster Loan, Economic
Injury Disaster Loan Advance, etc.).
As previously noted, the goal of the program is to help small businesses such as
restaurants and retailers since they have been the most severely impacted from the
shelter-in-place orders. Under the terms of the proposed program, businesses not
eligible to receive emergency microloans include, but are not limited to:
Lending and investment institutions and insurance companies
Non-profit entities
Hotels
Professional services
Home-based businesses
Chain stores and corporately owned franchises
Repayment and Option for Forgiveness
The Emergency Microloan Program would provide an unsecured, zero-interest loan with
a repayment plan. Repayment of the loan would be deferred for up to 36 months after
approval. Businesses who have been approved would be required to sign a promissory
note with the City and agree to an automatic deduction of monthly , equal installment
payments following the 36-month period.
In addition, Staff recommends that the loan program include a forgiveness component.
If the City Council concurs, then Staff would recommend that a business would need to
meet one of the following conditions:
Longevity – For each year the business is in operation, 1/3 of the loan will be
forgiven. If at the end of three years, the business is still in operation, then the
entire loan shall be forgiven; or
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Sales Tax – If at the end of Year 3, the business has cumulatively produced
sales tax dollars to the City in the amount of the loan, then the loan shall be
forgiven.
It should be noted that there is an element of risk involved with this program. Given the
current pandemic and the uncertainty of the business climate, some small businesses
may permanently close even after receiving financial support and be unable to repay
the loan.
Time Frame
Applications will be accepted on a first-come, first-served basis and will be considered
complete when all required documentation is submitted. Applications will be accepted
through Tuesday, June 30, 2020 at 5:00 PM or when funding has been exhausted,
whichever occurs first.
On April 22, 2020, Staff presented this recommendation to the Economic Development
Committee. The Committee supported the concepts included in this report and
unanimously recommended that Staff bring the item before the City Council for
consideration. This recommendation falls under the Committee’s purview to provide
policy guidance and direction on economic development activities.
STRATEGIC PLAN INITIATIVE:
Strategy 4: Focus efforts on ways to strengthen the City’s economic vitality, including
the downtown, through public investment and economic development.
NOTICING REQUIREMENTS/PUBLIC OUTREACH:
None.
ATTACHMENTS:
1. Resolution Approving the Dublin Small Business Emergency Microloan Program
2. Exhibit A to Resolution - Dublin Small Business Emergency Microloan Program
Summary
RESOLUTION NO. XX- 20
A RESOLUTION OF THE CITY COUNCIL
OF THE CITY OF DUBLIN
*********
APPROVING THE DUBLIN SMALL BUSINESS EMERGENCY MICROLOAN PROGRAM
WHEREAS, on March 1, 2020, the Alameda County Health Officer declared a public
health emergency; and
WHEREAS, on March 4, 2020, California Governor Gavin Newsom issued a State of
Emergency Proclamation for the State of California; and
WHEREAS, on March 16, 2020, the Alameda County Health Officer issued an Order
directing all individuals living in the County to shelter at their place of residence, subject to
certain exceptions; and
WHEREAS, on March 16, 2020, the Dublin City Manager, acting as the Director of
Emergency Services, proclaimed the existence of a local emergency within the City of Dublin
pursuant to Dublin Municipal Code Chapter 2.44.060(A); and
WHEREAS, on March 18, 2020, the City Council at a special City Council meeting,
ratified and extended the proclamation of existence of a local emergency; and
WHEREAS, on March 31, 2020, the Alameda County Health Officer issued an Order
extending the shelter in place to May 3; and
WHEREAS, during this time of shelter in place, self-isolation, and other social distancing,
many small business owners are experiencing substantial losses of business income as a result
of business closures or the loss of hours, hindering their ability to pay rent or to maintain
employees on payroll; and
WHEREAS, small business owners in these circumstances may face possible evictions,
layoffs, or be forced to permanently close as a result of the pandemic; and
WHEREAS, businesses are an integral part of the Dublin community from the jobs they
provide for residents to the essential services and amen ities supported by the revenues they
generate; and
WHEREAS, to assist in retaining businesses that are experiencing severe negative
impacts due to the COVID-19 pandemic, Staff is proposing the creation of an emergency
microloan program; and
WHEREAS, the focus of this program is on small businesses, primarily restaurants and
retailers because they are more likely to have difficulty in securing capital financing and often
have higher operating costs; and
WHEREAS, small businesses are key providers of sales tax revenues that allow the City
to provide services and programs that broadly benefit the community; and
WHEREAS, the City of Dublin’s small business community is imperative to the City’s
economic health and viability; and
WHEREAS, City staff is proposing a small business emergency microloan program for
small businesses with no more than 50 employees. The proposed loan program would provide
unsecured, interest-free loans up to $10,000 for small businesses who meet the program ’s
requirements; and
NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Dublin does
hereby approve the Dublin Small Business Microloan Program attached hereto as Exhibit A to
this Resolution.
BE IT FURTHER RESOLVED that the City Council authorizes the City Manager to take
administrative action, and make any minor amendments to the Program, to carry out the intent
of this Resolution.
PASSED, APPROVED AND ADOPTED this 5th day of May, 2020 by the following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
___________________________________
Mayor
ATTEST:
_______________________________________
City Clerk
Dublin Small Business Emergency Microloan Program Summary
PROGRAM OBJECTIVE
The objective of this program is to mitigate the severe negative impacts of COVID-19 on small businesses having to close by
offering immediate financial assistance. Small businesses are those businesses with no more than 50 employees. This
program will provide small businesses with a capital infusion. The focus of this program is on small businesses, primarily
restaurants and retailers because they are more likely to have difficulty in securing capital financing. Small businesses are
key providers of sales tax revenues that allow the City to provide services and programs that broadly benefit the community.
FUNDING
Funds are limited for this program. Applications will be processed on a first-come, first-served basis. Once the grant funding
has been exhausted, the program will end. Funding for the Dublin Small Business Emergency Microloan Program will be
funded by the City of Dublin’s Small Business Assistance Grant Program (SBAG), which has a balance of $469,461 (includes
FY 2019/20 Quarter 4 SBAG payment) and an additional $50,000 in anticipated revenue for Fiscal Year (FY) 2020/2021
Quarters 1 & 2. Funding for the SBAG is made possible by an annual payment to the City of Dublin from Amador Valley
Industries through an exclusive agreement for construction & debris hauling in exchange for an annual $100,000 payment
for economic development.
$469,461 SBAG Program Funds (projected balance includes FY 2019/20 Qtr 4 payment)
$ 50,000 SBAG FY 2020/21’s First Two Quarters Revenue
$519,461 TOTAL FUNDING
ELIGIBILITY REQUIREMENTS & RESTRICTIONS
Businesses eligible to receive emergency loans include, but are not limited to:
• Physical location in the City of Dublin and possess a valid City of Dublin Business License (as of March 1, 2020) and
be in good standing with the City.
• Minimum one employee with a maximum of 50 employees.
• Can demonstrate at least a 25% reduction in revenues due to COVID-19.
• Can demonstrate that they have applied for federal or state financial assistance (i.e. Paycheck Protection
Program, Economic Injury Disaster Loan, Economic Injury Disaster Loan Advance, etc.).
• Funds must be used to cover payroll, rent, operating expenses or working capital.
Businesses not eligible to receive emergency loans include, but are not limited to:
• Lending and investment institutions and insurance companies
• Non-profit entities
• Hotels
• Professional services
• Home-based businesses
• Chain stores and corporately owned franchises
REPAYMENT OF LOAN
Business who receive financial assistance, will be placed on a repayment plan for the unsecured, zero-interest loan.
Repayment of the loan will be deferred for up to 36 months after approval. Businesses who have been approved would be
required to sign a promissory note with the City and agree to an automatic deduction of monthly equal installment
payments.
Option: If the City Council approves a loan forgiveness option, then City staff would recommend that a business would need
to meet one of the following conditions:
• Longevity – For each year the business is in operation, 1/3 of the loan will be forgiven. If at the end of three years,
the business is still in operation, then the entire loan shall be forgiven; or
• Sales Tax – If at the end of Year 3, the business has cumulatively produced sales tax dollars to the City in the amount
equal to the loan, then the loan shall be forgiven.
REQUIRED DOCUMENTATION
Applicants must complete and submit all documentation as listed below:
1. Complete City of Dublin Loan Application (Economic Injury Disaster Loan Form)
2. City of Dublin Business License
3. State Driver’s License or Identification Card
4. Verification of applying for Federal or State funding
5. Itemized Budget for Funds Requested
6. W-9 Form (Request for Taxpayer Identification and Certification)
7. Electronic Funds Transfer Form (for direct deposit of loan funds)
8. Lease Agreement or Rental Agreement
9. Promissory Note
10. Automatic Deduction of Installment Payments Form
DEADLINE
Applications will be accepted on a first-come, first-served basis and will be considered complete when all required
documentation is submitted. Applications will be accepted through Tuesday, June 30, 2020 at 5 PM or when funding has
been exhausted, whichever occurs first.