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Home My WebLink AboutItem 8.1 Tri-Vly Housing Oppty Attch 11 CITY OF DUBLIN COMMUNITY GROUP/ORGANIZATIONAL FUNDING REQUE-8T ApPLICATION PACKET Fiscal Year 2.008-2009 Section 2: Application for Community Group/Organizational Funding SECTION 2 Page 1 of 16 ftTT/k!.tfUG/V1 /1 i i'" '" CITY OF DUBLIN Fiscal Year 2008-2009 COMMUNITY GROUP/ORGANIZATION ApPLICATION FOR FUNDS COVER PAGE AGENCY NAME: TRI-VALLEY H.OUSING OPPORTUNITY CENTER PROPOSED PROJECT/PROGRAM NAME: HOUSINGOPPORTUNITES FUNDING AMOUNT REQUESTED: 25.,000 SECTION 2 Page 2 of 16 &. Ai CITY OF DUBLIN Fiscal Year 2008-2009 ApPLICATION FOR FUNDS 1. Please select one expense category: 0 Capital X Operating 2. Applicant Information: Organization! Agency Name Tri- V allevHousing Opportunity Center Mailing Address 20-A South L Street Street Address Same as mailing address City Livermore State CA Zip 94550 Jacqueline Rickman Executive Director/Chairperson Bill Aboumrad Board President (if applicable) (925) 373-3930 Work Phone (925)744-3555 Work Phone iacqueline@tvhoc.org Email boomer3555@ao1.com Email Please list the Primary Project Contact Person who would be able to answer questions about this application and project/program during the funding period. Mr. Jorge Ramirez Family Stability and Home Linkage Coordinator Contact Person for Project/Program Job Title (925) 373-3930 iorgeilV,tvhoc.org Work Phone Email (925) 373-3934 Fax Federal Tax Identification No. (required) 20-8081482 City of Dublin Business License No. (required) Non-profit exempt SECTION 2 Page 3 of 16 [J- '9 City of Dublin Fiscal Year 2008-2009 Application for Funds 3. Proposed ProjectJProgram Information (Do not describe Organization.) Amount of Funds Requested $ 25,000 (Maximum $25,000 per project.) Proposed ProjectlProgram Name: Housing Opportunities Program Proposed ProjectlProgram Date(s): Start 07 /01/08 and End 06/30109 mo. day yr. mo. day yr. Please note: City Council Grant Funds are distributed on a reimbursement basis. your Agency needs a 100% disbursement at thebeginning of the Fiscal Year, please indicate this below and please provide justification for this need. o Agency is requesting 100% disbursement at the beginning of the Fiscal Year. If selecting this option, please provide justification in the blank space below. X Agency is not requesting 100% disbursement at thebeginnin.g ofthe Fiscal Year. If selecting this option, please provide the frequency that reimbursements. will be submitted to the City in the blank space below; e.g., monthly, quarterly, at project completion, etc. We expect the frequency for invoicing to be the same as 2007-08; quarterly. SECTION 2 Page 4 of 16 % Ai City of Dublin Fiscal Year 2008-2009 Application for Funds a. How would the requested funds be used? · Describe, in detail, the PROPOSED PROJECTIPROGRAM (not the Agency). · Bulleted text is acceptable. · Identify ifthe proposed project/program is a new service, or extension of an existing one. · An additional page may be added, if needed. The Homebuyer Opportunities Program (HOP) is designed to complement the existing lnclusionary Housing programs operated in the City of Dublin, as well as in the surrounding Tri- Valley region. This program is an existing program servicing the Cities of Dublin, Livermore, San Ramon, Pleasanton and the Town of Danville. Each ofthe 5 cities within the Tri Valley region has a unique affordable housing program targeting the needs of their communities. The Homebuyer Opportunities Program consists of education programs and counseling services designed to locate and educate buyers for home ownership opportunities, while working specifically towards the qualifications of each lnclusionary Housing program. Even though the HOP is focused primary on the Inclusionary Buyer, all open market buyers are welcome to attend and receive all counseling and educations programs. , Inclusionary Housing Programs within the Tri Valley region target the Very Low, Low and Moderate Income categories, with a majority ofthe programs in the Low income range. Within each income category there is a variety of housing available for household sizes with a minimum of 1-4 applicants: condos, townhouses, detached and attached single family homes. Due to the high cost of market rate housing in the Tri Valley region, Homebuyer Programs are competitive and often result in as many as 500-1,000 applicants per program. The Homebuyer targets home buyers' interested in the Tri Valley Inclusionary Housing Programs and provides education and counseling to applicants with the main outcome of placing a qualified buyer in each available housing unit. The Homebuyer Opportunities Program scope of services for the 2008-2009 funding cycle: · Pre-Purchase education and Counseling Services 1. Orientations 2. Needs Assessment and path determination 3. Pre-purchase education workshop (8-hours) 4. One-on-one homebuyer counseling 5. Linkage to the TVHOC's Family Stability Programs · Lending Services I. Loan Packaging 2. Down Payment and Closing Cost Assistance Referral and Information 3. First and second mortgage lending information and referral list SECTION 2 Page 5 of 18 ~ ~ ~ ~ 4. Predatory Lending and Early Delinquency Information · Property Services 1. Annual certification for municipalities (BMR Buyers) 2. Loan Servicing 3. Homeowner meeting annually . Post-Purchase 1. Post-purchase education workshop (3 hours) 2. Post-purchase one-on-one counseling services 3. Default and Foreclosure counseling b. How would the PROPOSED PROJECTIPROGRAM address an unmet community need and improve the quality of life for Dublin residents. Why is this project/program needed? (Additional page may be added, ifneeded): The HOP has worked closely with the City of Dublin's Inclusionary Housing Programs over the past year to determine the common barriers to home ownership: access, credit and down payment. We are able to address these issues by working closely with our own Family Stability Program (FSP). The FSP consists of over 650 families emolled in our counseling and education program who are actively seeking home ownership. We market Inclusionary Housing Programs to our clientele to increase access and we work closely with our clients to ensure that they understand the guidelines and assist with the application process. The Homebuyer Program is also a resource for the general public and provides exposure for the Cities. The Homebuyer Program provides unlimited individual housing counseling and group education. The program is designed to counsel potential home buyers towards lnclusionary Housing Program guidelines: a minimum credit score of 660 and down payment savings plan of 3% of the sales price of an Inclusionary Unit, approximately $6000. By focusing on access, credit and down payment, we are working to increase the number of qualified applicants for each Inclusionary Housing Program. c. What documentation/data/records support the need for this PROPOSED PROJECT/PROGRAM? Please identify your data sources. (Additional page may be added, if needed.) Tri Valley Reldon Statistics*: City Median Family Income Median Sales Price- - Condo Median Sales Price- SineJe Familv Home Population Danville $168,400 $622,476 $1,139,635 SECTION 2 Page 6 of 18 41,715 I!! "'I $530,000 $730,000 29,973 $445,475$641,000 87,054 $539,475 $835,000 67,018 $536,271 $917,187 44,722 Average: Average: 270,482 Tri Total $534,739 $852,564 Valley Residents *Sales Prices: Bay East Association of Realtors & Contra Costa Association of Realtors, December 2007. Income & Population: Bay Area Census, January 2008. Dublin Livermore Pleasanton San Ramon $122,237 $127,616 The number or extremely low-to-low-income households in the City of Dublin according to the 2000 census, was approximately 3% ofthe population or roughly 913 households were living at or below poverty, 50% of the area median income and approximately 25% were living at or below 80% of the area median income. With growth in the Dublin population and the extreme cost of housing and basic living needs in the Bay area, the 3% in poverty has certainly increased and is currently estimated at 41,907. Application for Funds d. Specify the PROPOSED PROJECT/PROGRAM population to be served. The Homebuyer Program will service 350 Dublin applicants: low income, minority, limited- English, disabled, and seniors, and will offer orientations, workshops, literature, curricula, and case management in English and Spanish. To address the high demand for Spanish speaking services, the program Coordinator is bilingual Spanish. The program will provide four Homebuyer workshops, one per quarter. The homebuyer workshop will satisfy the homebuyer certificate requirements of the city homebuyer assistance programs. e. Projects/programs must be evaluated to determine ifthey are being carried out efficiently and if project/program goals are being met. Please describe how you plan to monitor your project/program's success and impact. · An additional page may be added, if needed. SECTION 2 Page 7 of 18 I! ~. The TVHOC Homebuyer Program will be monitored on aquarterly basis TVHOC will be willing to provide monthly invoices and milestones, to reflect the Program's progress and future plans to all supporters of the Homebuyer Program. The measure of success for this program will be through assisting participants successfully complete their established goals and through case management and tracking of changes that allow the participants to achieve individual financial and housing stability. e. Specify numbers of clients served by agency, then by PROPOSED PROJECTIPROGRAM: BMRLP Inclusionarv Housin2 Pro2ram Statistics*: Units U nits In Total # of Inc. # of TVHOC Sold Pro2ress Units Pro2rams Applicants Fee Danville 5 1 6 I 100 TBD (City) 0.08% Dublin 3 23 26 2 350 (Developer) 0.04% Livermore 13 18 31 5 1300 (City) 0.04% Pleasanton 5 5 10 I 200 (City) San Ramon 0 Summer 2008 0 0 0 TBD (City) 9 1950 Total 26 units 47 units 73 units pr02rams applicants Out of all applicants who have purchased a unit in the BMRLP Inclusionary Housing Program, 68% are existing TVHOC clients. This demonstrates that the counseling and education programs offered by our Homebuyer Program are effectively preparing clients for home ownership. In addition, the Homebuyer Program offers a strong knowledge of City Down Payment Assistance programs in Dublin, Livermore, Pleasanton and San Ramon and we also work closely with the preferred lenders in each city to ensure that applicants are introduced to all available types of assistance. Cost to the Public: a. $45 individual applicant b. $60 joint applicant c. $85 (3) applicants SECTION 2 Page 8 of 18 '!J ~ Total Proposed Participants Served by this ProjectlPro ram Total Number of Dublin Residents Served b this Project 600 350 City of Dublin Fiscal Year 2008-2009 Application for Funds 5. Financial Information - Operating Budget a. Expense Budget Services & Supplies Capital Costs Other (please specify) Housing certification trainings Other (please specify) TOTAL 46,010 o 15,000 o 225,010 10,000 o 5,000 5,000 o 5,000 80,000 25,000 Further Comments/Explanations (if necessary): SECTION 2 Page 9 of 18 l! ~ City of Dublin Fiscal Year 2008-2009 Application for Funds b. Revenue Budget ACAP 26,685 Citibank 15,000 Bay East Realtor Association 20,000 City of Livermore 12,500 Town of Danville 13,500 Family Stability Program Center Center Center Center East Bay Foundation 25,000 TOTAL 247,685 Fee for service Fee for service Fee for service Fee for service City Funds/Family Stability Family Stability Partnership program 25,000 BMR rogram 50,000 Vendor Program 25,000 BMR resale ro ram 10,000 City of Pleasant on 25,000 Further Comments/Explanations (if necessary): SECTION 2 Page 10 of 18 City of Dublin Fiscal Year 2008-2009 Applicationfor Funds 6. General Agency Information x Past grant applicants may check this box in lieu of completing item 6 (a-d) if the program/organizational description on file with the City is correct and current. a. List all years that Organization has previously received City of Dublin funding (not Community Development Block Grant - CDBG). b. Describe the population(s) served by the Organization. c. Describe all the services the Organization currently provides to Dublin residents. · An additional page may be added, if needed. d. Has your agency ever previously received funds from the City of Dublin? If yes, please specify in what Fiscal Years and the amount received each year. SECTION 2 Page 11 of 18 City of Dublin Fiscal Year 2008-2009 Application for Funds 7. Required Attachments: o Only one (1) copy per Al!encv of each of the following is required, even with multiple projects/programs submitted. o Applications without the following documents will not be reviewed for funding. o Please label attachments: A, B, C. etc. o A. Names of Governing Board; identify current Board officers. o B. Current total Organization operating budget, including revenue. · Clearly label/identify the program that includes the PROPOSED PROJECT/PROGRAM. o C. Most recent audit report or tax return (if applicable). o D. Resolution, letter or other document providing evidence of Board/Organization approval of application, and date approval was granted. · Board/Organization approval may be pending. o E. Organization's certificate of insurance showing coverage for liability and workers' compensation. o F. Application Verification Declaration Signature Page. o G. Signed affidavit form from each collaborating agency named in proposed project/program plan (if applicable). o H. Copy of IRS Letter of Determination indicating tax exempt status. SECTION 2 Page 12 of 18 ~ fi City of Dublin Fiscal Year 2008-2009 Application for Funds ApPLICATION VERIFICATION I attest that the information contained in this FY 2008-2009 grant application is accurate and that the funds requested will not supplant any other monies secured by the organization. Attached is a resolution, letter, or other document providing evidence that the Board of Directors approved the application as submitted. Successful applicants are required to submit a summary report as soon as possible after submitting the reimbursement request, but not later than August 30,2009. Failure to submit a report will result in ineligibility for future funding. Signat~______ /' / ) (f /' .....--., " ~-.:;:::;"" .,"~-<_..,,",'- -, ExecUtive-rm (==~/2 Date 1/:>.e>l0'8 ~i ;r:~L{ Sk'h<-~^ Board President/Chairperson IJ d~;t~ { bate SECTION 2 Page 13 of 18 City of Dublin Fiscal Year 2008-2009 Application for Funds COLLABORATION AGENCY AFFIDA VIT FORM o This form is to be completed by each collaborating organization as named by the applicant agency in the proposed project/program. o Completed forms must be submitted at time of application. Collaborating Agency Name: Agency Division/Department: Project/Program Title: Project/Program Role Description (i.e., facility space, staff support, etc.): Agency Project/Program Contact Person Title Phone Email I attestthat the applicant agency and our organization agree to work collaboratively to implement the proposed project/program as identified in the FY 2008-2009 funding application. Executive Director Date Project/Program Contact Person Date SECTION 2 Page 14 of 18 I CITY OF DUBLIN Fiscal Year 2008-2009 COMMUNITY GROUP/ORGANIZATIONAL FUNDING PROGRAM REQUEST FOR REIMBURSEMENT AGENCY NAME MAILING ADDRESS FOR REIMBURSEMENT: PROJECTIPROGRAM NAME CLAIM # OF TOTAL FUNDING AMOUNT AWARDED TOTAL REIMBURSEMENT REQUESTED THIS PERIOD $ $ (If requesting project/program "start-up" funding, please describe initial funding use above.) I attest that the above listed expenses are accurate and true and have been used as represented in the approved funding application. Submitted by: Signature: Date: SECTION 2 Page 15 of 18 CITY OF DUBLIN Fiscal Year 2008-2009 COMMUNITY GROUP/ORGANIZATIONAL FUNDING PROGRAM SUMMARY REpORT (Summary Report must be completed and submitted prior to August 31, 2009.) AGENCY NAME MAILING ADDRESS: TELEPHONE: PROJECTIPROGRAM NAME: TOTAL FUNDING AMOUNT AWARDED $ TOTAL REIMBURSEMENT RECEIVED $ 1.) How has the PROJECTIPROGRAM addressed an unmet community need and improved the quality of life for Dublin residents. (Additional page may be added, if needed): 2.) Please evaluate the success of your proj ect/program. Were the goals outlined in the application met? Was the project/program carried out efficiently? Please use the objectives identified in your application to discuss your program/project's success and impact. Include any documentation/data/records you have that support your conclusions. SECTION 2 Page 16 of 18 City of Dublin Fiscal Year 2008-2009 SUMMARY REPORT 3) How many total participants were served by this project/program? How many of those participants are Dublin residents? I attest that the above listed information is accurate and true. Submitted by: Signature: Date: , SECTION 2 Page 17 of 18 !J ~ AGREEMENT BETWEEN CITY OF DUBLIN AND (insert organization name) THIS AGREEMENT, dated for identification this _ day of _ 2008, is entered into between the City of Dublin ("City") and (organization). RECITALS A. ( organization) has asked City to contribute $ ( Dollars) for use by (organization) to cover costs in order to provide the services as described in Exhibit A. The services rendered pursuant to this agreement will be for the period July 1,2008 through June 30, 2009. B. City has determined that it is in the interest of the residents of the City of Dublin to make a donation of $ ( Dollars) for such purpose, provided certain conditions are met to ensure that the services will benefit the residents of City. AGREEMENT City and (organization) agree as follows: 1. Recitals The foregoing recitals are true and correct and are part of this agreement. 2. City Donation City shall donate $ ( Dollars) to be used by (organization) to be used for operational support for as described in Exhibit A to this Agreement. The donation shall be paid upon invoice to the City. 3. Records (Organization) shall maintain records for project/program review, evaluation, audit and/or other purposes and make them available to City upon request. 4. Periodic Reports Upon request by City, (or~anization) shall provide reports describing the progress made by (organization) accomplishing the goals and objectives outlined in the work plan. CITY OF DUBLIN Dated: By: Richard C. Ambrose, City Manager Dated: By: Title: SECTION 2 Page 18 of 18 ACORDTM INSURANCE BINDER I DATE 12/17/07 THIS BINDER IS A TEMPORARY INSURANCE CONTRACT, SUBJECT TO THE CONDITIONS SHOWN ON THE REVERSE SIDE OF THIS FORM. PRODUCER I PHONE COMPANY I BINDER # I iAlc No Extl: I FAX St. Paul Travelers CUP3055Y281 I iAic Nol: UnionBanc Insurance Svcs, Inc. DATE EFFE~TIVE TIME DATEEXPIRATIO~ TIME 4480 Willow Road 12/19/07 112:01 ~ AM 01/19/08 M12:01AM Pleasanton, CA 94588-8519 PM NOON I THIS BINDER IS ISSUED TO EXTEND COVERAGE IN THE ABOVE NAMED COMPAW CODE: I SUB CODE: PER EXPIRING POLICY #: AGENCY 50396 DESCRIPTION OF OPERATlONSNEHICLESII'ROPERTY (Including Location) CUSTOMER 10: INSURED Tri Valley Housing Opportunity Loc#1: 20 South L Street, Livermore, 20 South L Street CA 94550 Livermore, CA 94550 Loc#2: 141, 145, 147A, B & C, 149 N. Livermore Ave., Livermore, CA 94550 I TRIV ALLEY3 COVERAGES LIMITS TYPE OF INSURANCE COVERAGElFORMS DEDUCTIBLE COINS % AMOUNT PROPERTY CAUSES OF LOSS - o BROAD 0 SPEC - BASIC GENERAL LIABILITY EACH OCCURRENCE $ - COMMERCIAL GENERAL LIABILITY DAMAGE TO MI"c" $ I CLAIMS MADE o OCCUR MED EXP (Anyone person) $ - PERSONAL & ADV INJURY $ GENERAL AGGREGATE $ RETRO DATE FOR CLAIMS MADE: PRODUCTS - COMP/OP AGG $ AUTOMOBILE LIABILITY COMBINED SINGLE LIMIT $ - - ANY AUTO BODILY INJURY (Per person) $ - ALL OWNED AUTOS BODILY INJURY (Per accident) $ - SCHEDULED AUTOS PROPERTY DAMAGE $ - HIRED AUTOS MEDICAL PAYMENTS $ - NON-oWNED AUTOS PERSONAL INJURY PROT $ - UNINSURED MOTORIST $ $ AUTO PHYSICAL DAMAGE DEDUCTIBLE U ALL VEHICLES U SCHEDULED VEHICLES ACTUAL CASH VALUE ~ COLLISION: STATED AMOUNT $ OTHER THAN COL: OTHER ~GE LIABILITY AUTO ONLY - EA ACCIDENT $ I-- ANY AUTO OTHER THAN AUTO ONLY: I-- EACH ACCIDENT $ AGGREGATE $ EXCESS LIABILITY EACH OCCURRENCE $ 1,000,000 ~ UMBRELLA FORM AGGREGATE $ 1,000,000 OTHER THAN UMBRELLA FORM RETRO DATE FOR CLAIMS MADE: SELF~NSURED RETENTION $10,000 I WC STATUTORy'L1MITS WORKER'S COMPENSATION E.L. EACH ACCIDENT $ AND EMPLOYER'S LIABIUTY E.L. DISEASE - EA EMPLOYEE $ E.L. DISEASE - POLICY LIMIT $ SPECIAL FEES $ CONDmONSI OTHER TAXES $ COVERAGES ESTIMATED TOTAL PREMIUM $ NA.ME & ADDRESS Tri Valley Housing Opportunity Attn: Center Director 20 South L Street Livermore, CA 94550 MORTGAGEE ADDITIONAL INSURED LOSS PAYEE LOAN # AUTHORIZED REPRESENTATIVE ACORD 75 (2001/01) 1 of 2 #35571 NOTE: IMPORTANT STATE INFORMATION ON REVERSE SIDE ARCHA@ ACORD CORPORA1'ION 1993 CONDITIONS This Company binds the kind(s) of insurance stipulated on the reverse side. The Insurance is subject to the terms, conditions and limitations of the policy(ies) in current use by the Company. This binder may be cancelled by the Insured by surrender of this binder or by written notice to the Company stating when cancellation will be effective. This binder may be cancelled by the Company by notice to the Insured in accordance with the policy conditions. This binder is cancelled when replaced by a policy. If this binder is not replaced by a policy, the Company is entitled to charge a premium for the binder according to the Rules and Rates in use by the Company. Applicable in California When this form is used to provide insurance in the amount of one million dollars ($1,000,000) or more, the title of the form is changed from "Insurance Binder" to "Cover Note". Applicable in Delaware The mortgagee or Obligee of any mortgage or other instrument given for the purpose of creating a lien on real property shall accept as evidence of insurance a written binder issued by an authorized insurer or its agent if the binder includes or is accompanied by: the name and address of the. borrower; the name and address of the lender as loss payee; a description of the insured real property; a provision that the binder may not be canceled within the term of the binder unless the lender and the insured borrower receive written notice of the cancel- lation at least ten (10) days prior to the cancellation; except in the case of a renewal of a policy subsequentto the closing of the loan, a paid receipt of the full amount of the applicable premium, and the amount of insurance coverage. Chapter 21 Title 25 Paragraph 2119 Applicable in Florida Except for Auto Insurance coverage, no notice of cancellation or nonrenewal of a binder is required unless the duration of the binder exceeds 60 days. For auto insurance, the insurer must give 5 days prior notice, unless the binder is replaced by a policy or another binder in the same company. Applicable in Nevada Any person who refuses to accept a binder which provides coverage of less than $1,000,000.00 when proof is required: (A) Shall be fined not more than $500.00, and (B) is liable to the party presenting the binder as proof of insurance for actual damages sustained therefrom. ACORD 75 (2001/01) 2 of 2 #35571 ACORD.. PAYCHEXAGENCY INC 150 SAWGRASS DRIVE ROCHESTER, NY 14620 (877) 362-6785 SV996 CERTIFICATE OF LIABILITY INSURANCE g~/~t~~~8~) THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. PRODUCER 70A INSURERS AFFORDING COVERAGE NAIC# INSURED TRI- VALLEY HOUSING OPPORTUNITY CENTER INC 20 A SOUTH L STREET LIVERMORE, CA 94550 INSURER A:TRA VELERS CASUALTY AND SURETY COMPANY INSURER B: INSURER C: INSURER D: INSURER E: COVERAGES THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT. TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO AlL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR f'DD' POLICY EFFECTIVE POLICY EXPIRATION LTR IINSR. TYPE Of INSURANCE POLICY NUMBER DATE 4MMIDDIYYl DATE IMMlDDIYYI LIMITS GENERAL LIABllTY EACH OCCURRENCE $ t-- COMMERCIAL GENERAL LIABILITY DAMAGE TO RENTED $ I-- =.J CLAIMS MADE 0 OCCUR ,..~~. t-- MED EXP lAm one oerson) $ PERSONAL & ADV INJURY $ r.~N~"AI $ GENt. AGGREGATE LIMIT APPLIES PER: PRODUCTS-COMPIDPAGG $ h POLICY nPRQ- n: JECT lOC AUTOMOBILE UABILlTY COMBINED SINGLE LIMIT f-- (Ea accident) $ f-- ANY AUTO f-- ALL OWNED AUTOS . BODilY INJURY $ (Per person) t-- SCHEDULED AUTOS t-- HIRED AUTOS BODilY INJURY $ (Per accident) t-- NON-OWNED AUTOS PROPERTY DAMAGE $ (Per accidenl) GARAGE LIABILITY AUTO ONLY - EA ACCIDENT $ R ANY AUTO OTHER THAN EA ACC $ AUTO ONLY: AGG $ EXCESSlUMBRELLA UABILlTY EACH OCCURRENCE $ tJ OCCUR o ClAIMS MADE AGGREGATE $ $ R ~EDUCTIBlE $ RETENTION $ $ A WORKERS COMPENSATION AND UB-8893L024-08 01/02/2008 01/0212009 X I T~~~ml~S I IOiR EMPLOYERS' LIABILITY $ 1 000 000 ANY PROPRIETORlPARTNERlEXECUTIVE E.l. EACH ACClIDENT OFFICERlMEMBER EXCLUDED? YES E.l. DISEASE - EA EMPLOYEE $1,000,000 ~~~~I~~s~~V~gl~NS below E.l. DISEASE - POLICY LIMIT $1,000,000 OTHER DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES I EXCLUSIONS ADDED BY ENDORSEMENT I SPECIAL PROVISIONS IN THE EVENT OF NON-PAYMENT OF PREMIUM, ONLYTEN(10) DAYS NOTICE OF CANCELLATION SHALL BE GIVEN. ABOUMEAD, WILLIAM; PARSON, JAMES; ANIXNER, RICK; AND MARTIN, KEVIN ARE EXCLUDED OFFICERS ON THIS WORKERS' COMPENSATION POLICY. CERTIFICATE HOLDER CANCELLATION TRI- VALLEY HOUSING OPPORTUNIT 20 A SOUTH L STREET LIVERMORE, CA 94550 SHOULD ANY Of THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRA no!,! DATE THEREOF, THE ISSUING INSURER WILL ENDEAVOR TO MAlL ~ DAYS WRmEN NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT, BUT FAILURE TO DO SO SHAll IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON THE INSURER, ITS AGENTS OR REPRESENTATIVES. AUTHORIZED REPRESENTATIVE ACORD 25 (2001/08) IMPORTANT If the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). DISCLAIMER The Certificate of Insurance on the reverse side of this form does not constitute a contract between the issuing insurer(s), authorized representative or producer, and the certificate holder, nor does it affirmatively or negatively amend, extend or alter the coverage afforded by the policies listed thereon. ACORD 25 (2001/08) T ri-V alle!:J Housing Opporl:unit!:J Center 20 South L St, Livermore, CA 9+550 925.)7).)9)0 Board of Directors Mr. Bill Aboumrad (Board Chair) ReMax Executive 1642 Lodestone Road Livermore, CA 94550 Phone: (510) 744-3555 Fax: (510) 744-3530 boomer3 5 55@aol.com Mr. Robert Storer Danville Planning Commissioner/ Builder 86 La Pera Court Danville, CA 94526 Phone: (510) 614-6200 or (510) 343-4415 Fax: (510) 614-6203 storer@pacbell.net Mr. Rick Anixter (Treasurer) Bank of America 391 Diablo Road, #100 Danville, CA 94526 Phone: (925) 876-9534 Fax: (925) 855-2107 rick.s.anixter@bankofamerica.com Kevin Martin (Secretary) McNichols, Randick, O'Dea & Tooliatos LLP 5000 Hopyard Road, Suite 400 Pleasanton, CA 94588 Phone: (925) 460-3700' Fax: (925) kmartin@mcnicholslaw.com Ms. Laura Olson UNCLE Credit Union 2100 Las Positas Court Livermore, CA 94551 Phone: (925) 447-5001 xl185 Cell: (925) 525-3510 Fax: (925) 960-6035 lolson@unclecu.org Gib Souza Financial Title 180 Grand Avenue, Suite 850 Oakland, CA 94612 Phone: (510) 645-9230 Mobile: (925) 216-7211 Fax: (510) 217-6505 gsouza@financialtitle.com Mr. James Paxson (Vice Chair) Hacienda Owners Association 4473 Willow Road #105 Pleasanton, CA 94588-8570 Phone: (925) 734-6510 Fax: (925) 734-6501 iames@hacienda.org Mayor Janet Lockhart Tri-Valley Region Representative (Non- Voting) City of Dublin 100 Civic Plaza Dublin, CA 94568 Phone: (925) 833-6650 Cell: 925.819-0463 ianet.lockhart@ci.dublin.ca.us T ri-Valle'y Housing Opportunit'y Center January 25, 2008 To Whom It May Concern: The Tri-Valley Housing Opportunity Center became its own 501 (c) (3), October 2007, and has not had an independent audit or filed taxes. The organization was working under the umbrella of the Tri-Valley Business Council prior to becoming a separate entity; I submitted the 990 tax return, filed by the Tri-Valley Business Council for review. c~~ Jacqueline Rickman 20 South Lstreet, Uvennore,CA9+;;0 · FhoneC92;);Jj-;9;0. FaxC92;);Jj-;9;+ Tri- Vallc!! Housing Opportunit.'J Ccntcr 2o-A South L Strcet Livermore, C4 ,Q-1550 (}>25)}7}-)Jl}O RESOLUTIONS OF THE BOARD OF DIRECTORS RESOLUTION IN WRITING of the Directors of The Tri-Valley Housing Opportunity Center (the "Corporation") dated this 23rd day of January, 2008. BACKGROUND: A. A non-profit public benefit corporation organized and operating under the laws of the State of California. B. The Corporation desires to make certain resolutions. IT WAS RESOLVED THAT: 1. RESOLVED, that the Board of Directors ofthe Tri-Valley Housing Opportunity Center, authorized the submission of the TVHOC Home Linkage and BMR Housing Opportunities Programs to the City of Dublin, for consideration to receive funds from the 2008-2009 City of Dublin Grant Program. 2. RESOLVED, that Jacqueline Rickman, Center Director of the Tri-Valley Housing Opportunity Center, is hereby authorized to do and perform any and all such acts, under the Agreement, including execution of the Agreement, submission of required docmnentation, reports, and reimbursements, as such deemed necessary or advisable, to carry out the proposed scope of work, under such Agreement. 3. Anyone Board Executive officer of the corporation is authorized to sign all documents and perform such acts as may be necessary or desirable to give effect to the above resolutions. , 4. This resolution may be executed in counterparts. Facsimile signatures are binding and are considered to be original signature 5. The resolutions have been legally adopted by the Board of Directors. ~/~ Kevin Martin Tri- Valley Housing Opportunity Center Secretary MORELAND & BOLOGNA ACCOUNTANTS & CONSULTANTS 1424 CONCANNON BLVD, BLDG G LIVERMORE, CA 94550 (925) 449-0100 August 24, 2007 TOBY BRINK TRI-V ALLEY BUS CNCL EDUC. COLLABORATIVE 1424 CONCANNON BLVD LIVERMORE, CA 94550 Dear TOBY: Enclosed is your 2006 Federal Return of Organization Exempt from Income Tax. The original should be signed at the bottom of page nine. No tax is payable with the filing of this return. Mail your Federal return on or before August 15, 2007 to: INTERNAL REVENUE SERVICE OGDEN, UT 84201-0027 Enclosed is your 2006 California Exempt Organization Annual Information Return. The original should be signed at the bottom of page one. There is a balance due of $10 payable by December 17, 2007. Mail the California return on or before December 17, 2007 and make the check payable to: FRANCHISE TAX BOARD P.O. BOX 942857 SACRAMENTO, CA 94257-0701 Enclosed is your California RegistrationlRenewal Fee Report to the Attorney General. The original should be signed at the bottom of page one. There is a fee due of $25 payable by August 15,2007. Make the check or money order payable to "Attorney General's Registry of Charitable Trusts" and mail your California report on or before August 15, 2007 to: REGISTRY OF CHARITABLE TRUSTS P.O. BOX 903447 SACRAMENTO, CA 94203-4470 Please be sure to call us if you have any questions. Sincerely, M. Weldon Moreland 2006 Exempt Org. Return prepared for: TRI-V ALLEY BUS CNCL EDUC. COLLABORATIVE 1424 CONCANNON BLVD LIVERMORE, CA 94550 Moreland & Bologna Accountants & Consultants 1424 Concannon Blvd, Bldg G Livermore, CA 94550 2006 PAGEl FEDERAL EXEMPT ORGANIZATION TAX SUMMARY TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-322n87 REVENUE CONTRIBUTIONS, GIFTS, AND GRANTS..........". INTEREST ON SAVINGS/TEMP CASH INVEST...... NET INCOME (LOSS) - SPECIAL EVENTS......... OTHER REVENUE.............."......"........;.......... TOTAL REVENUE......................................... EXPENSES MANAGEMENT AND GENERAL........................... TOTAL EXPENSES..............".....".......".......... NET ASSETS OR FUND BALANCES EXCESS OR (DEFICIT) FOR THE YEAR..........." NET ASSETS/FUND BAL. AT BEG. OF YEAR...... NET ASSETS/FUND BAL .AT END OF YEAR....... 2006 2005 394,750 191,952 337 244 -338,131 -189,432 20 0 56,976 2,764 4,393 8,381 4,393 8,381 52,583 -5,617 -91,976 -86,359 -39,393 -91,976 DIFF 202,798 93 -148,699 20 54,212 -3,988 -3,988 58,200 -5,617 52,583 2006 2006 337 411 394,750 PAGEl 94-3227787 2005 DIFF 244 93 14,263 -13,852 191,952 202,798 206,459 189,039 212,076 130,839 212,076 130,839 -5,617 58,200 10 0 10 0 43,188 -5,539 43,188 -5,539 37,649 52,583 37,649 52,583 CALIFORNIA 199 TAX SUMMARY TRI.VALLEY BUS CNCL EDUC. COLLABORATIVE REVENUE INTEREST. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . OTHER INCOME.......................................... GROSS CONTRIBUTIONS, GIFTS, & GRANTS...... TOTAL INCOME.......................................... EXPENSES AND DISBURSEMENTS OTHER DEDUCTIONS.........................:.......... TOTAL DEDUCTIONS.................................... EXCESS OF RECEIPTS OVER DISBURSEMENTS..... FILING FEE FILING FEE .............. ..... ....... ..... ....... ....... BALANCE DUE............................................ SCHEDULE L BEGINNING ASSETS.................................... BEGINNING LIABILITIES & NET WORTH.......... ENDING ASSETS......................................... ENDING LIABILITIES & NET WORTH............... 395,498 342,915 342,915 52,583 10 10 37,649 37,649 90,23.2 90,232 Form 990 OMS No. 1545.0047 Return of Organization Exempt From Income Tax Under' section 501 (c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation) Department of the Treasury Internal Revenue Service .. The organization may have to use a copy of this return to satisfy state reporting requirements. A For the 2006 calendar ear, or tax ear be innin .2006, and endin 8 Check if applicable: C Address change ~I~s~:~~e TRI - VALLEY BUS CNCL EDUC. COLLABORATIVE Name change ~~t~':: 1424 CONCANNON BLVD Se!fi LIVERMORE, CA 94550 Initial return spec. IC instruc. tions. 2006 Open to Public Inspection o Employer Identification Number 94-3227787 E Telephone number Final return (925) 449-0100 F ~~~~~ng X Cash Other (specify) ~ H and I are not applicable to section 527 organizations. H (a) Is this a group return for affiliates? . .. 0 Ves H (b) If 'Yes,' enter number of affiliates ~ H (C) Are all affiliates included? , . . . . . .. 0 Ves (If 'No,' attach a list. See instructions.) H (d) Is this a separate return filed by an organization covered by a group ruling? No Accrual Amended return Application pending . Section 501(c)(3) organizations and 4947(aXn nonexempt charitable trusts must attach a completed Schedule A (F orm 990 or 99O-EZ). ~ No ONO G Web site: ~ N/A J Organization type (check onl one)......... ~ X 501 (c) 3..... (insert no.) 4947(a)(1) or 5Z1 K Check here ~ if the organization is not a 5D9(a)(3) supporting organization and its gross receipts are normaUy not more than $25,000. A return is not required, but if the organization chooses to file a return, be sure to file a complete return, R E V E N U E I Grou Exem tion Number. .. ~ M Check" X if the organization is not required Gross recei ts: Add lines 6b, 8b, 9b, and 1 Db to line 12. .. ~ 395, 498 . to attach Schedule B (Form 990, 99O-EZ, or 990-PF). Revenue Ex enses and Chan es in Net Assets or Fund Balances See the instructions. 1 Contributions, gifts, grants, and similar amounts received: a Contributions to donor advised funds. . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . . 1 a b Direct public support (not included on line 1 a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 b c Indirect public support (not included on line 1 a) . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 c d Government contributions (grants) (not included on line 1 a). . . . . . . . . . . . . . . . 1 d 384 505. e T~I~rb~i~li'd)s(CaSh $ 394,750. noncash $ )........................ 2 Program service revenue including government fees and contracts (from Part VII, line 93). . . . . .. . . . . . . . 3 Membership dues and assessments. . . . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Interest on savings and temporary cash investments. . . . . . . . . . . . . . , , . . . . . . . . . . . . . . . . , . . . . . . . . . . . . . . . . . 5 Dividends and interest from securities. . . . . . . . . . . . , . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . . . . . . . 6 a Gross rents. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 a b Less: rental expenses. . . . . . . . . . . . . . . , . . . , . . . . . . . . . . . . . . . , . . . . . . . , . . . . . . . 6 b c Net rental income or (loss). Subtract line 6b from line 6a . . . . . . . . . . . . .. . .. , . . .. . . . .. . . . . . . . . . . . , . . . . . . 7 Other investment income (describe. . . . . .. ~ ) 394,750. 10 245. le 2 3 4 5 337. (A) Securities (8) Other -338,131. 8a Gross amount from sales of assets other than inventory. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8a b Less: cost or other basis and sales expenses. . . . . . , 8b c Gain or (loss) (attach schedule} . . .. . . . . . . . . . . . . . . . . . . . . . . 8c d Net gain or (loss). Combine line 8c, columns (A) and (8) . . . . . . . . . . , . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . '. . . 9 Special events and activities (attach schedule). If any amount is from gaming, check here... ~O a Gross revenue (not including $ 394, 750. of contributions reported on line lb)..................................................... 9a 391. b Less: direct expenses other than fundraising expenses.. . . . ... ... ... ... ... 9b 338,522. c Net income or (loss) from special events. Subtract line 9b from line 9a.. ....... ..... . .STATEMENT..1 lOa Gross sales of inventory, less returns and allowance.s.. . . . ... . ... ..... .. ... lOa b Less: cost of goods sold.................."...........".................. lOb c Gross profit or (loss) from sales of inventory (attach schedule). Subtract line lOb from line lOa.. .... . .... .. , .. .. . . .. .. .. . ". iOc 11 Other revenue (from Part VII, line 103).. . . ... . .. , . , .. .. .. ... .. .. . ..... ., ... .,. .... "... ... . ... .. . . .." 11 12 Total revenue. Add lines 1e, 2, 3, 4, 5, 6c, 7, 8d, 9c, 10c, and 11.. . .. ".. .......... .. ......." ... .. .. . .. 12 E 13 Program services (from line 44, column (8)). . . . . . . . . . . . , . . . . . . . . . . . . .. . . . . . . . , .. . . . . . . . . . , . . . .. . . . . . 13 ~ 14 Management and general (from line 44, column (C)). . . . . . . . . . . . . . . .. . . . . . . ... . . . . . . .. ., . . . . . . . . . , . . . . 14 ~ 15 Fundraising (from line 44, column (D)). . . . . . . . . . , . . . . . . . . , , . . . . . . . . .. . . . . . . . . . . .. . . . . . . . . . . . . . .. . . . .. 15 ~ 16 Payments to affiliates (attach schedule). . .. . . . . . . . . . . . . . . , . . . . . . . . . . . . . . . . . . . . . ., . . . . . . . . . . . . . . . . . . . 16 s 17 Total ex enses. Add lines 16 and 44, column (A) ... . . .... ... ... ..... ...." ..... .. . . . .. , . ... . .. .. .. . .. 17 A 18 Excess or (deficit) for the year. Subtract line 17 from line 12..................."....................". 18 ~.~ 19 Net assets or fund balances at beginning of year (from line 73, column (A)). .." ..... .. .., .. .. . . . .. . . . .. 19 T ~ 20 Other changes in net assets or fund balances (attach explanation) . . . . . . . . . . . . . , . . . . . . . . . . . . . . . , . . . . .. 20 s 21 Net assets or fund balances at end of year. Combine lines 18. 19, and 20..".........................". 21 BAA For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions. TEEA0109L 01/22/07 20. 56,976. 4,393. 4 393. 52,583. -91,976. -39,393. Form 990 (2006) Form 990 (2006) TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 Pae2 " Statement of Functional EXJ:lenses All organizations must complete column (A). Columns (B), (C), and (D) are reqUired for section 501 (c)(3) and (4) organizations and section 4947(a)(1) nonexempt cnaritable trusts but optional for others. 44 Total functional expenses. Add lines 22a through 43g" (Organizations completing columns (B) . (D), car these totals to lines 13 . 15) , . . . 44 4 , 3 9 3 . Joint Costs. Check. ~ if you are following SOP 98-2. Are any joint costs from a combined educational campaign and fundraising solicitation reported in (B) Program services?. . N/1\ ~D Yes 0 No If 'Yes,' enter (i) the aggregate amount of these joint costs $ ; (ii) the amount allocated toProgram services $ ; (iii) the amount allocated to Management and general $ ; and (iv) the amount allocated Do not include amounts reported on line 6b, Bb, 9b, 7 Db, or 76 of Part I. 22a Grants paid from donor advised funds (attach sch) (cash $ non.cash $ If this amount includes foreign grants, check here.. ~ 0 . . .. 22a 22 b Other grants and allocations (att sch) (cash $ non-cash $ If this amount includes foreign grants, check here.. ~ 0 . . .. 22b 23 Specific assistance to individuals (attach schedule). . . . . . .. . . . . . . . . . . . . . 23 24 Benefits paid to or for members (attach schedule). . . . . . . . . . . . . . . . . . . . . 24 25a Compensation of current officers, directors, key employees, etc listed in Part V-A (attach sch). .... . . .. ... .., .. 2Sa b Compensation of former officers, directors, key employees, etc listed in Part V.B (attach sch). . . . . . . . . . . . . . . . . 2S b c Compensation and other distributions, not included above, to disqualified persons (as defined under section 4958(fX1)) and persons described in section 4958( cX3XB) (attach schedule). . . . . . . . . . . . . . . . . . . . . . . . 2Sc 26 Salaries and wages of employees not included on lines 25a, b, andc . . . . . . . . 26 27 Pension plan contributions not included on lines 25a, b, and c. . . . . . . . 27 28 Employee benefits not included on lines 25a - 27. . . . . . . . . , . . . . . . . , . . . . . . 29 Payroll taxes. . . . . . . . . . . . . . . . . . . , . . . . . 30 Professional fundraising fees. . . . . . . . . . 31 Accounting fees. . . . . . . . . . . . . . . . . . . . . . 32 Legal fees. . . . . . . . . . . . . . . . . . . . . . . . . . . 33 Supplies............................. 34 Telephone............."............. 3S Postage and shipping. .. . . . . . , . . . . . . . . 36 Occupancy.."........................ 37 Equipment rental and maintenance. . . . 38 Printing and publications. . . . . . . . . . . . . . 39 Travel....................".."....... 40 Conferences, conventions, and meeti ngs. . . . . . . . 41 Interest.... . . . . . . , . . . . . . . . . . . . . . . . , . . 42 Depreciation, depletion, etc (attach schedule). . . . 43 Other expenses not covered above (itemize): a~~~K~E~___________ b J'l~I_NQ J]~~ _ _ _ _ _ _ _ _ _ c d e f g to Fundraising $ BAA (A) Total (B) Program services o. o. o. o. o. o. o. o. o. o. o. o. 28 29 30 31 32 33 34 3S 36 37 38 39 40 41 42 4,195. 4,195. -37. 39. -37. 39. 43a 43b 43c 43d 43e 43f 43 65. 10. 65. 10. o. 4 393. o. TEEA0102L 01/23/07 Form 990 (2006) Form 990 (2006) TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 Page 3 _ Statement of Program Service Accomplishments N/A Form 990. is available for public inspection and, for some people, serves as the primary or sole source of information about a particular organization. How the public perceives an organization in such cases may be determined by the information presented on its return. Therefore, please make sure the return is complete and accurate and fully describes, in Part III, the organization's programs and accomplishments. What is the organization's primary exempt purpose? ~. Program Service Expenses AU organizations JTlus.t de!;cribe their e?<empt pwpose achievements In-aciear and con~lse manner. State the numberof (Re(l)'~~~~~rZ~~i~~~(i~;nd ~lieots served, publications Issued, etc. Dls~uss achievements that are not measurable. (Section 501 (c)!3) an.d (4) organ. 4947(a)(1) trusts; but IzatlOns and 4947(a)(1) nonexem t charitable trusts must also enter the amount of ( rants ana aOocatlons to others.) optional for others.) a (Grants and allocations $ b ) If this amount includes forei n rants, check here. .. ~ (Grants and allocations $ c If this amount includes foreign rants, check here. .. ~ (Grants and allocations $ d ) If this amount includes foreign rants, check here. .. ~ -----------------------------------------------------. -----------------------------------------------------. (Grants and allocations $ ) If this amount includes foreign grants, check here. .. ~ e Other program services. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (Grants and allocations $ ) If this amount includes forei n rants, check here. .. ~ f Total of Program Service Expenses (should equal line 44, column (8), Program services).. ..... .. . ... .... . .". ~ BAA Form 990 (2006) TEEA0103L 01/18/07 Form 990 (2006) TRI - VALLEY BUS CNCL EDUC. COLLABORATIVE ,;~ Balance Sheets See the instructions. Note: Where required, attached schedules and amounts within the description column should be tor end-ot-year amounts only. 45 Cash - non-interest-bearing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . 46 Savings and temporary cash investments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94-3227787 (A) Beginning of year 15,831. 45 21,818. 46 47 a Accounts receivable. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b Less: allowance for doubtful accounts. . . . . . . . . . . . . . 48a Pledges receivable. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b Less: allowance for doubtful accounts ',' .. ... . . . . . .. 48b 49 Grants receivable. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 a Receivables from current and former officers, directors, trustees, and key employees (attach schedule). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) (attach schedule} . . . . . . . . . . . . . . . A ~ 51 a Other notes and loans receivable E (attach schedule). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 a T s b Less: allowance for doubtful accounts. . . . . . . . . . . . .. 51 b 52 Inventories for sale or use. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 Prepaid expenses and deferred charges. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54a Investments - publicly-traded securities. . . . . . . . . . . . . . . .. ~ B Cost 8 FMV b Investments - other securities (attach sch) . . . . . . . . . . . . .. ~ Cost FMV 55a Investments - land, buildings, & equipment: basis.. 55a b Less: accumulated depreciation (attach schedule). . . . . . . . . . . . . . . . . . . . . . . : . . . . . . . . . . 55 b 56 Investments - other (attach schedule). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57a Land, buildings, and equipment: basis.. . . . ... .. . ... 57a b Less: accumulated depreciation (attach schedule). . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . 57b 58 Other assets, including program-related investments (describe ~ _ _ _ _ ____ _ _ _ __ __ ___ _ _ __ _ _____ __).. 59 Total assets (must equal line 74). Add lines 45 through 58. . . . . . . . . . . . . . . . . . . . . . 60 Accounts payable and accrued expenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 Grants payable. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ 62 Deferred revenue. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ 63 I L I T I E S 13,171. Loans from officers, directors, trustees, and key employees (attach schedule). .. . . . . . . . . . . . .. . . . . . . .. . . . . . . . . . . . . . . . . . . . . .. . . . . 64a Tax-exempt bond liabilities (attach schedule). . . . . . . . . . .. . . . . . . . . . . . . . . . . .. . . .. . b Mortgages and other notes payable (attach schedule). . . . . . . . . . . . . . . . . . . . .. . . . . . . .. . . . . . . . . 65 Other liabilities (describe ~.. j).;~ _S1'~T_E!'.1~l!.T _ ~ _ _ _ _ _ _ _ _ _ _ j . 66 Total liabilities. Add lines 60 through 65..... . .. .. ... ... ... .. ... ... .... . ., . .... Organizations that follow SFAS 117, check here ~ 0 and complete lines 67 through 69 and lines 73 and 74. 67 Unrestricted...... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68 Temporarily restricted. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . .. . 69 Permanently restricted. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Organizations that do not follow SFAS 117, check here" lID and complete lines 70 through 74. 70 Capital stock, trust principal, or current funds. . . . . . . . . . . . .. . . . . . . . . . . .. . . . . . . . . 71 Paid-in or capital surplus, or land, building, and equipment fund. . . . . . . . . . . . . . . . 72 Retained earnings, endowment, accumulated income, or other funds. . . . . . . , . . . . ~ A S S ~ S o R F ~ D B A L A ~ 73 Total net assets or fund balances. Add lines 67 through 69 or lines 70 through ~ 72. (Column (A) must equal line 19 and column (B) must equal line 21)......... 74 Total liabilities and net assetslfund balances. Add lines 66 and 73. . . . . . . . . . . . . . BAA TEEA0104L 01/18/07 48c 49 50a SOb 51 c 52 53 54a 54b 57c 58 37,649~ 59 60 61 62 63 64a 64b 129,625. 65 129,625. 66 -91,976. -91,976. 37,649. Page 4 (B) End of year 61,085. 15,976. 13,171. 90,232. 129,625. 129,625. -39,393. -39,393. 90,232. Form 990 (2006) Form 990 (2006) TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 Pa e5 ,"8: .~. Reconciliation of Revenue per Audited Financial Statements with Revenue per Return (See the instructions.) a Total revenue, gains, and other support per audited financial statements. .. . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . b Amounts included on line a but not on Part I, line 12: 1 Net unrealized gains on investments. . .. . .. . . .. . . . . . . . . . . ... . . . ... . . .. . ... . ... . bl 2Donated services and use of facilities. . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . ., . . . . . . .. . b2 3Recoveries of prior year grants. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . b3 40ther (specify): __ _ _ _ _ __ __ _ _ _ _ ___ __ _ _ _ _ __ _ ____ ______________________________________ b4 Add lines bl through b4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c Subtract line b from line a. . . . .. . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . d Amounts included on Part I, line 12, but not on line a: 1 Investment expenses not included on Part I, line 6b. . . . . . . . . . . . . . . . . . .. . . . . . . . . . dl 20ther (specify): __ _ _ _ _ __ __ __ __ __ __ _ _ _ _ _ _____ __ e a Total expenses and losses per audited financial statements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b Amounts included on line a but not on Part I, line 17: 1 Donated services and use of facilities. . . . . . . . . .. . . . . . . . . . . . . .. . . . . . . ., . . . . . . .. . bl 2Prior year adjustments reported on Part I, line 20. . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . b2 3Losses reported on Part I, line 20.............................................. b3 40ther (specify): _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ ______________________________________ b4 Add lines bl through b4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c Subtract line b from line a. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . .. . .. . . . . . . . . . . . . ., . . . . . . . . . . . . . . d Amounts included on Part I, line 17, but noton line a: 1 Investment expenses not included on Part I, line 6b. . . . . . . . . . . . . . . . . . .. . . . . . . . . . dl 20ther (specify): 56,976. 56,976.. 56,976. 4,393. 4,393. ______________________________________ d2 Add lines dl and d2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Total ex enses (Part I, line 17). Add lines c and d....................................................... ~ e 4,393. Current Officers, Directors, Trustees, and Key Employees (List each person who was an officer, director, trustee, or key employee at any time during the year even if they were not compensated.) (See the instructions.) (8) Title and average hours (C) Compensation (0) Contributions to (E) Expense (A) Name and address per week devoted (if not paid, employee,benefit account and other to position enter -0-) plans and deferred allowances compensation plans yg~~~~I~_____________ O. O. o. _6.1 ~ 5_ ~'K~~:u>g~ j)BI~ L _ *- ~ ~O 0 PLEASANTON, CA 94588 ~l~~_'KOj)~_____________ SECRETARY O. O. O. _5..Q Q. O_liQP_Y~_ BQ@_ _ _ _ _ _ _ _ 0 PLEASANTON, CA 94588 1'1..:. _ ~bQ.O_N _ ~O_~~~ _ _ _ _ _ _ _ CFO O. O. O. ~j~~fQ~C~~OB_~LYQ______ 0 LIVERMORE, CA 94550 ---------------------- --------------------- --------------------- --------------------- --------------------- --------------------- BAA TEEA0105L 01118107 Form 990 (2006) Form 990 (2006) TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 Current Officers Directors Trustees, and Ke Em 10 ees continued 75 a Enter the total number of officers, directors, and trustees permitted to vote on organization business as board meetings.. ~ 3_ _ _ _ _ _ _ _ _ _ b Are any officers, directors, trustees, or key employees listed in Form 990, Part V-A, or highest compensated employees listed In Schedule A, Part I, or highest compensated professional and other independent contractors listed in Schedule ~, Part II-A or II-B! related to each other through family or business relationships? If 'Yes,' attach a statement that I entlfles the individuals and explains the relatlonshlp(s). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c Do any officers, directors, trustees, or key employees listed in form 990, Part V-A, or highest compensated employees listed in Schedule A, Part I, or highest compensated professional and other independent contractors listed in Schedule A, Part II-A or II-B, receive compensation from any other organizations, whether tax exempt or taxable, that are related to the organization? See the instructions for the definition of 'related organization' . . . . . . . . . . .. . . . . . .. . . . ., . . . . ., . . . . . . If 'Yes,' attach a statement that includes the information described in the instructions. d Does the organization have a written conflict of interest polic ?................................................ . . . .. 75d X Former Officers, Directors, Trustees, and Key Employees That Received Compensation or Other Benefits (If any former officer, director, trustee, or key employee received compensation or other benefits (described below) during the year, list that person below and enter the amount of compensation or other benefits in the appropriate column. See the instructions.) (C) Compensation (0) Contributions to (E) Expense (A) Name and address (8) Loans and (if not paid, employee benefit account and other Advances enter -0-) plans and deferred allowances compensation plans NONE ------------------------ Other Information See the instructions. 76 Did the organization make a change in its activities or methods of conducting activities? If 'Yes,' attach a detailed statement of each change. . . . . . . . . . . . . . . .. .. . . . . . . . . .. . . . . . . . . . . . .. . . . . . . . .. . . . . . . . . . .. . . . n Were any changes made in the organizing or governing documents but not reported to the IRS? . . . . . . . . i' . . . . . . . . . . . . . If 'Yes,' attach a conformed copy of the changes. 78a Did the organization have unrelated business gross income of $1,000 or more during the year covered by this return? .. b If 'Yes,' has it filed a tax return on Form 990- T for this year? . . . . . . . . . . . . . . . . .. . . . . . . . . . . .. . . . . . . . . . . .. . . . . . . . . . . . . . . 79 Was there a liquidation, dissolution, termination, or substantial contraction during the year? If 'Yes,' attach a statement. . . . . . . . . . . . . . . . . . . . . . . . . . . ., . . . . . . . . . . . . . ., . . . . . . . . . . .. . . . . . . . . . ... . . . . . . . . . . . . . . 80a Is the organization related (other than by association with a statewide or nationwide organization) through common membership, governing bodies, trustees, officers, etc, to any other exempt or nonexempt organization? .. . . . . . . . . . . . .. b If 'Yes,' enter the name of the organization ~ ~LA_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ - - - - - -- _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ and check whether it is TI exempt or' 0 nonexempt. 81 a Enter direct and indirect political expenditures. (See line 81 instructions.).................. 81 a 0 . b Did the or anization file Form 1120-POL for this ear?.............................................................. BAA TEEA010GL 01/18/07 94-3227787 Page 7 Yes No 9 For supporting organizations and sponsoring organizations maintaining donor advised funds: Did the supporting. organization, or a fund maintained by a sponsoring organization, have excess business holdings at any time dUring the year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 a List the states with which a copy of this return is filed ... _N.9~_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ - - - - - - - - - - - - b ~~~~~~~~~t~~I~.)~~~ .~~~I~:.~~ .i~. ~~~ .~~~ .~~~i~~. ~~~~ .i~~~~~~:. ~.~r~.~ .1~: . ~~?~. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~I 0 91 a The books are in care of'" M. WELDON MORELAND Telephone number'" J.~~5J _ ~~.:Q.l_O.9 - -- - -- Located at... _lj~~~Q.I!C!4@B=B],~.~=~I~~M",=~~,==== _____ ______ _ ZIP +4'" Yj~5_0_ ___ ---- No X 82 a ~~~iraenli~91~ni:;ii~ha~er:i~;e~~~la~~~U~}~~i~~:. ~~ .t~e. ~:.e. ~~.~.~t:.r~~I~: .~~~~~~~~~'. ~~ .f~~~I~t.i~:. ~~ ~.~ .c.~a~~~ .~r. ~~.. . . . . . . b If 'Yes: you may indicate the value of these items here. Do not include this amount as revenue in Part I or as an expense in Part II. (See instructions in Part III.). .. .... .. . . . .. ... 82b N/A 83a Did the organization comply with the public inspection requirements for returns and exemption applications?.. ... . .. .. . b Did the organization comply with the disclosure requirements relating to quid pro quo contributions? . . . . . . . . . . . . . . . . . . . 84a Did the organization solicit any contributions or gifts that were not tax deductible? . . . . . . . . . . . . . . . . . . . . . . . . . . . .., . . . . . . b If 'Yes: did the or~anization include with every solicitation an express statement that such contributions or gifts were not tax deductible. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85 501 (c)(4), (5), or (6) organizations. a Were substantially all dues nondeductible by members? . . . . . . . . . . . . . . . . .. . . . . . . . b Did the organization make only in-house lobbying expenditures of $2,000 or less? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . If 'Yes' was answered to either 85a or 85b, do not complete 85c through 85h below unless the organization received a waiver for proxy tax owed for the prior year. c Dues, assessments, and similar amounts from members........ .. .. . .... ..... . ..... .. . .. 85c d Section 162(e) lobbying and political expenditures. . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . .. 85d e Aggregate nondeductible amount of section 6033(e)(1)(A) dues notices.. . . .... .. .. .. ...... 85e f Taxable amount of lobbying and political expenditures (line 85d less 85e} . . . . . . . . . . . . . . . .. 85f 9 Does the organization elect to pay the section 6033(e) tax on the amount on line 85f? . . . . . . . .. . . . . . . . . . . . . . . ... . . . .. . h If section 6033(e)(1)(A) dues notices were sent, does the organization agree to add the amount on line 85f to its reasonable estimate of dues allocable to nondeductible lobbying and political expenditures for the following tax year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 501 (c)(7) organizations. Enter: a Initiation fees and capital contributions included on line 12.. .. . . . . . . . . .. ... .. .. . .. ... ... ....... .. ..... ........ .. ... ... .... . .... . ... .. .. ... 86a b Gross receipts, included on line 12, for public use of club facilities. ., .. .. .... ... .. . .. .. . .. 86b 87 501(c)(72) organizations. Enter: a Gross income from members or shareholders.......... 87a b Gross income from other sources. (Do not net amounts due or paid to other sources against amounts due or received from them.). ..... . .... ....... . ..... . ........ . ..... ..... 87b 88 a At any time during the year, did the organization own a 50% or greater interest in a taxable corporation or partnership, or an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If 'Yes: complete Part IX.. .. . . . . .. ... .. . . . .. ...... .. ....... .... .... .,. . .... .. .. ... .. . .... .. .. . .. .. ... .... .. .... .. . b At any time during the year, did the organization, directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)? If 'Yes,' complete Part XI..................................................................... ~ 89a 501 (c)(3) organizations. Enter: Amount of tax imposed on the organization during the year under: section4911 ..._________.9:... ; section 4912'" _________j)~ ;section4955..._________j)~ b 501 (c)(3) and 501 (c)(4) organizations. Did the organization engage in any section 4958 excess benefit transaction durin!;! ~he year or did it become aware of an excess benefit transaction from a prior year? If 'Yes: attach a statement explaining each transaction... ... . . ... ... .. ....... .. . ...... .. ..... .. ... .. .......... ., . .... .. .. .. . . . .,. ... ... ..... .. c Enter: Amount of tax imposed on the organization managers or disqualified persons during the year under sections 4912, 4955, and 4958. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. ~ d Enter: Amount of tax on line S9c, above, reimbursed by the organization. .. . . . . . . . . . . . . . . . . .. ~ e All organizations. At any time during the tax year, was the organization a party to a prohibited tax shelter transaction?. f All organizations. Did the organization acquire a direct or indirect imterest in any applicable insurance contract? . . . . . . . . b At any time durin!;! the calendar year, did the organization have an in~erest in or a signature.or other authority over a financial account In a foreign country (such as a bank account, securlttes account, or other financial account)? . . . . . . . . . If 'Yes: enter the name of the foreign country... ~ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ - -- See the instructions for exceptions and filing requirements for Form TD F 90-22.1, Report of Foreign Bank and Financial Accounts. BAA Form 990 (2006) TEEA0107L 01118107 Form 990 (2006) TRI - VALLEY BUS CNCL EDUC. COLLABORATIVE Other Information (continued) c At any time during the calendar year, did the organization maintain an office outside of the United States? . . . . . . . . . . . . . If 'Yes,' enter the name of the foreign country. .. ~ 92 Section 4947(a)(1) nonexempt charitable trusts filing Fo~ -990In-i;;of Fo-;;; 7047 -=- Che~k-h;r;.~.~.~.~.~.~.~.~.~.~.~. ~NJ.A ~ - ~O and enter the amount of tax-exempt interest received or accrued during the tax year. . . . . . . . . . . . . . . . . . . .. ~ 92 N/A . Anal sis of Income-Producin Activities See the instructions. Unrelated business income Excluded b section 512, 513, or 514 94-3227787 Note: Enter gross amounts unless otherwise indicated. (A) Business code (B) Amount (C) Exclusion code (0) Amount (E) Related or exempt function income 93 Program service revenue: a b c d e f Medicare/Medicaid payments. . . . . . . . 9 Fees & contracts from government agencies. . . 94 Membership dues and assessments. 95 Interest on savings & temporary cash invmnts. 96 Dividends & interest from securities. 97 Net rental income or (loss) from real estate: a debt-financed property.. . . . . . . . . . . . . b not debt-financed property.. . .. .. .. . 98 Net rental income or (loss) from pers prop. . . 99 Other investment income. . . . . . . . . . . 100 Gain or (loss) from sales of assets other than inventory. . . . . . . . . . . . . . . . 101 Net income or (loss) from special events. . . . . 102 Gross profit Dr (IDSS) frDm sales Df inventDry. . . . 103 Other revenue: a b 3 337. -338,131. c d e 104 Subtotal (add columns (6), (D), and (E)). . . . . 337 . 105 Total (add line 104, columns (B), (D), and (E)).. . .... ... .. ... . ... . ..... .... ...... .. .. . ... .. .. . .. .. ..... ~ Note: Line 705 plus line 7e, Part I, should equal the amount on line 72, Part I. ..- Relationshi of Activities to the Accom Iishment of Exem t Pur oses See the instructions. Line No. Explain how each activity for which income is reported in column (E) of Part VII contributed imp0rtantly to the accomplishment ... of the organization's exempt purposes (other than by providing funds for such purposes). -338,111. -337,774. N/A Information Re ardin Taxable Subsidiaries and Disre arded Entities See the instructions. (A) (B) (C) (D) (E) Name, address, and EIN of corporation, partnership, or disregarded entity N/A Percentage of ownership interest % % Nature of activities Total income End-of-year assets s- o % Information Re ardin Transfers Associated with Personal Benefit Contracts See the instructions. a Did the organization, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? . . . . . . . . . . . . . . . . Yes X No b Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? .. . . . . . .. Yes X No Note: If 'Yes' to (b), file Form 8870 and Form 4720 (see instructions). BAA TEEA0108L 04/04/07 Form 990 (2006) Form 990 (2006) TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 _.fllnformation Regarding Transfers To and From Controlled Entities. Complete only if the organization is a controlling organization as defined in section 572(b)(73). Page 9 Yes No 106 Did the reporting organization make any transfers to a controlled entity as defined in section 512(b)(13) of the Code? If 'Yes,' com lete the schedule below for each controlled entit . ... .. . .... ... ... . . . .. .. .. .... .., . . . . . ... .. .. ........ . ... . .. X (A) Name, address, of each controlled entity (B) Employer Identification Number (C) Description of transfer (0) Amount of transfer a b c Totals Yes No 107 Did the reporting organization receive any transfers from a controlled entity as defined in section 512(b)(13) of the Code? If 'Yes,' com lete the schedule below for each controlled entit . . . . .. . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . .. .. . . . . . . . X W ~ ~ Name, address, of each Employer Identification DesCrIption of (D) controlled entity Number transfer Amount of transfer a b c Totals Yes No 108 ~~dn~7tTe~r~~~~~~~Od i~av~e~t~~~i8~ ~b~~~~ ~~.~t~~~~ .i~. ~~~.c.t. on. ~~.g.~~t. ~?.. .~~~~: .c.~~~~i~~. ~~~ . i~.t~~~~~\. ~~~~~'. ~~~~It.i~~: .~~~ X g accompanying $chedUle& and statements, and to the best of my knowledge and belief, it is sed on all infOrmation of whIch pre parer has any knowledge. Please Sign Here ~ Signature of officer Date ~ M. WELDON MORELAND. CFO Type or print name and title. Date Check if self. employed ~ Pre parer's SSN or PTIN (See General Instruction W) N/A Paid Pre- parer's Use Only BAA Pre parer's signature ~M. WELDON MORELAND MORELAND & BOLOGNA ACCOUNTANTS 1424 CONCANNON BLVD, BLDG G LIVERMORE, CA 94550 & CONSULTANTS Firm's name (or yours if self. empioyed), ~ address, and ZIP +4 EIN ~ N/A Phone no. ~ (925) 449-0100 Form 990 (2006) TEEAOllOL 01/19/07 Department of the Treasury Internal Revenue Service Name of the organization Organization Exempt Under Section 501(cX3) (Except Private Foundation) and Section 501(e), 501(f), 501(k), 501(n), or 4947(a)(1) Nonexempt Charitable Trust Supplementary Information - (See separate instructions.) ~ MUST be completed by the above organizations and attached to their Form 990 or 99O.EZ. OMB No. 1545.0047 SCHEDULE A (Form 990 or 990-EZ) 2006 Employe, identification numbe, TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 . " Compensation of the Five Highest Paid Employees Other Than Officers, Directors, and Trustees (See instructions. List each one. If there are none, enter 'None. ') (a) Name and address of each (b) Title and average (c) Compensation employee paid more hours per week than $50,000 devoted to position (d) Contributions to employee benefit plans and deferred compensation (e) Expense account and other allowances ~9~~_____________________ Total number of other employees paid over $50,000. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ 0 Compensation of the Five Highest Paid Independent Contractors for Professional Services (See instructions. List each one (whether individuals or firms). If there are none, enter 'None.') (a) Name and address of each independent contractor paid more than $50,000 NONE ---------------------------------------- (b) Type of service (c) Compensation Total number of others receiving over $50,000 for professional services. . . . . . . .. ~ 0 Compensation of the Five Highest Paid Independent Contractors for Other Services (List each contractor who performed services other than professional services, whether individuals or firms. If there are none, enter 'None.' See instructions.) (a) Name and address of each independent contractor paid more than $50,000 (b) Type of service (c) Compensation NONE Total number of other contractors receiving over $50,000 for other services. . . . . . . . . .. ~ 0 BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990 and Form 99O.EZ. Schedule A (Form 990 or 990-EZ) 2006 TEEA0401L 01/19/07 Schedule A (Form 990 or 990-EZ) 2006 TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 1i"WIII Statements About Activities (See instructions.) 1 During the year, has the organization attempted to influence national, state, or local legislation, including any attempt to influence public opinion on a legislative matter or referendum? If 'Yes,' enter the total expenses paid or incurred in connection with the lobbying activities. . ., ~ $ N/A (Must equal amounts on line 38, Part VI.A, or line i of Part VI-B.). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . . . . . . . . . . Organizations that made an election under section 501 (h) by filing Form 5768 must complete Part VI-A. Other organizations checking 'Yes' must complete Part VI-B AND attach a statement giving a detailed description of the lobbying activities. 2 During the year, has the organization, either directly or indirectly, engaged in any of the following acts with any substantial contributors, trustees, directors, officers, creators, key employees, or members of their families, or with any taxable organization with which any such person is affiliated as an officer, director, trustee, majority owner, or principal beneficiary? (If the answer to any question is 'Yes,' attach a detailed statement explaining the transactions.) a Sale, exchange, or leasing of property? . . . . . . . ... . . . . . . . . . . . .. . ',' . . . . . . . . , . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . b Lending of money or other extension of credit? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c Furnishing of goods, services, or facilities? . . . . . . . . . . . . . .. . . . .. .. . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . d Payment of compensation (or payment or reimbursement of expenses if more than $1 ,OOO)? . . . . . . . . . . . . . . . . . . . . . . . . . . e Transfer of any part of its income or assets? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . .. . . . . .. . . . . . . . . . . . . . . . . .. . . . . . . . . . . 3a Did the organization make grants for scholarships, fellowships, student loans, etc? (If 'Yes,' attach an explanation of how the organization determines that recipients qualify to receive payments.). . . . . . . . . . . . . . . . . . . . . . . . . . . b Did the organization have a section 403(b) annuity plan for its employees? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c Did the organization receive or hold an easement for conservation purposes, including easements to preserve open space, the environment, historic land areas or histone structures? If 'Yes,' attach a detailed statement. . . . . . . . . . . . . . . . . . . . . , . . . . . . . . . , . . . . . . . .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ;. . . . . . . d Did the organization provide credit counseling, debt management, credit repair, or debt negotiation services? . . . .. . . . . . 4a Did the organization maintain any donor advised funds? If 'Yes,' complete lines 4b through 4g. If 'No,' complete lines 4f and 4g.. .. . . . . , .. .. . . .. .. . .. . . . .. ...... ....... . .. . .,..... .... .... .. . . .. .... .... . .. ...... . .. .. . . .. .... . .. . .. .. .. . b Did the organization make any taxable distributions under section 4966? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c Did the organization make a distribution to a donor, donor advisor, or related person? . . . . . . . . . . . . . . . . . . . . . . . . . .. . . .. . d Enter the total number of donor advised funds owned at the end of the tax year. . . . . . . . . . . . . . . . . . . . . . . . ',' . . . .. ~ e Enter the aggregate value of assets held in all donor advised funds owned at the end of the tax year. . . . . . . . . .. ~ f Enter the total number of separate funds or accounts owned at the end of the tax year (excluding donor advised funds included on line 4d) where donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . '. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . . .. ~ 9 Enter the aggregate value of assets held in all funds or accounts included on line 4f at the end of the tax year.. ~ Page 2 Yes No 2a X 2b X 2c X 2d X 2e X 3a X 3b X 3c X 3d X 4a X 4b N A 4c N A N/A N/A 0 o. BAA TEEA0402L 04104107 Schedule A (Form 990 or Form 990-EZ) 2006 Schedule A (Form 990 or 990-EZ) 2006 TRI - VALLEY BUS CNCL EDUC. COLLABORA _ Reason for Non-Private Foundation Status (See instructions.) 94-3227787 Page 3 I certify that the organization is not a private foundation because it is: (please check only ONE applicable box.) 5 0 A church, convention of churches, or association of churches. Section 170(b)(1)(A)(i). 6 0 A school. Section 170(b)(1 )(A)(ii). (Also complete Part V.) 7 0 A hospital or a cooperative hospital service organization. Section 170(b)(1)(A)(iii). 8 0 A federal, state, or local government or governmental unit. Section 170(b)(1)(A)(v). 9 0 A medical research organization operated in conjunction with a hospital. Section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state · J______________________________________________~______-- 10 0 An organization operated for the benefit of a college or university owned or operated by a governmental unit. Section 170(b)(1)(A)(iv). (Also complete the Support Schedule in Part IVA) 11 a 00 An organization that normally receives a substantial part of its support from a governmental unit or from the general public. Section 170(b)(1 )(A)(vi). (Also complete the Support Schedule in Part IV.A.) 11 bOA community trust. Section 170(b)(1)(A)(vi). (Also complete the Support Schedule in Part IV -A.) 12 0 An organization that normally receives: (1) more than 33-1/3% of its support from contributions, membership fees, and gross receipts from activities related to its charitable, etc, functions - subject to certain exceptions, and (2) no more than 33-1/3% of Its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Also complete the Support Schedule in Part IV-A.) 13 0 An organization that is not controlled by any disqualified persons (other than foundation managers) and otherwise meets the requirements of section 509(a)(3). Check the box that describes the type of supporting organization: · l]Type I DType II OType III-Functionally Integrated DType III-Other Provide the following information about the supported organizations. (See instructions.) (a) (b) (c) (d) (e) Name(s) of supported Employer identification Type of Is the supported Amount (If organization(s) number (EIN) organization (described organization listed in support in lines 5 through 12 the supporting above or IRe section) orgamza~on's governmg documents? Yes No , " Total. . .. . . . . . . .. . . . . .. . . . .. . . . . . . . .. .. . .. .. . . . .. . .. .. . .. . . .. .. . .. .. . .. . . .. . . .. . . . .. . .. . . .. .. .. . . . . . .. .. . . . .. . . .. O. ~ An organization organized and operated to test for public safety. Section 509(a)(4). (See instructions.) BAA Schedule A (Form 990 or 990-EZ) 2006 TEEA0407L 01/22/07 Schedule A (Form 990 or 990-EZ) 2006 TRI-VALLEY BUS CNCL EDUC. COLLABORATI 94-3227787 ~__Support Schedule (Complete only if you checked a box on line 10, 11, or 12.) Use cash method of accounting. Note: You ma use the worksheet in the instructions for convertin from the accrual to the cash method of accounting. Calendar year (or fiscal year (a) (b) (c) (d) beginningin)..................... ~ 2005 2004 2003 2002 15 Gifts, grants, and contributions received. (Do not include unusual rants. See line 28.)... 231,207. 139,810. 16 Membershi fees received. . . . .. 17 Gross receipts from admissions, merchandise sold or services performed, or furnishing of facilities in any activity that is related to the organization's charitable, etc, purpose. . . . . . . . . . . . . . 18 Gross income from interes~ dividends, amounts received from payments on securities loans (section 512(a)(5)), rents, royalties, and unrelated business taxable income (less section 511 taxes) from businesses acquired by the organ- ization after June 30, 1975 . . . . . . . . . . . Page 4 (e) Total 371,017. o. -187,626. -161,641. -349,267. 956. 1 199. 2,155. 19 Net income from unrelated business activities not included in line 18 . . . . . . . 20 Tax revenues levied for the organization's benefit and either paid to it or expended on its behalf. . . . . . . . . . . . . . . . . . . 21 The value of services or facilities furnished to the organization by a governmental unit without charge. Do not include the value of services or facilities generally furnished to the ublic without char e....... 22 Other income. Attach a schedule. Do not include gain or (loss) from sale of capital assets. . . . . . . . . . . . . . . . . . 23 Total of lines 15 throu h 22..... 44,537. 24 Line 23 minus line 17. . . . . . . . . . . 232,163. 25 Enter 1 % of line 23 . .. .. .... . .. 445. 26 Organizations described on lines 10 or 11: a Enter 2% of amount in column (e), line 24. . . . . . . . ... . . . . b Prepare a list for your records to show the name of and amount contributed by each p'erson (other than a governmental unit or publicly supported organization) whose total gifts for 2002 through 2005 exceeded the amount shown in line 26a. Do not file this list with your return. Enter the total of all these excess amounts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. ~ c Total support for section 509(a)(1) test: Enter line 24, column (e)......................................... ~ d Add: Amounts from column (e) for lines: 18 2, 155. 19 22 ~b ~d e Public support (line 26c minus line 26d total) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ! . '. .. ~ 26e f Public su ort ercenta e ine 26e numerator divided b line 26c denominator)....................... ~ 26f 27 Organizations described on line 12: N/A a For amounts included in lines 15, 16, and 17 that were received from a 'disqualified person,' prepare a list for your records to show the name of, and total amounts received in each year from, each 'disqualified person.' Do not file thiS list with your return. Enter the sum of such amounts for each year: (2005) _ _ _ _ _ _ _ _ _ _ _ _ (2004) _ _ _ _ _ _ _ _ _ _ _ _ (2003) _ _ _ _ _ _ _ _ _ _ _ _ (2002) _ _ _ _ _ _ _ _ _ _ _ _ _ bFor any amount included in line 17 that was received from each person (other than 'disqualified persons'), prepare a list for your records to show the name of, and amount received for each year, that was more than the larger of (1) the amount on line 25 for the year or (2) $5,000. (Include in the list organizations described in lines 5 through 11 b, as well as Individuals.) Do not file this list with your return. After computing the difference between the amount received and the larger amount described in (1) or (2), enter the sum of these differences (the excess amounts) for each year: (2005) _ _ _ _ _ _ _ _ _ _ _ _ (2004) _ _ _ _ _ _ _ _ _ _ _ _ (2003) _ _ _ _ _ _ _ _ _ _ _ _ (2002) _ _ _ _ _ _ _ _ _ _ _ _ - c Add: Amounts from column (e) for lines: 15 16 17 20 ~ d Add: Line 27a total. . . . . and line 27b total. . . . . . . . . . . . e Public support (line 27c total minus line 27d total). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. ~ f Total support for section 509(a)(2) test: Enter amount from line 23, column (e) ., ~ 27f g Public support percentage (line 27e (numerator) divided by line 27f (denominator)) . . . . . . . . . . . . . . . . . . . . . .. ~ h Investment income ercenta e, ine 18, column e numerator divided b line 27f denominator ......... ~ % 28 Unusual Grants: For an organization described in line 10,11, or 12 that received any unusual grants during 2002 through 200~, prepare a list for your records to show, for each year, the name of the contributor, the date and amount of the grant, and a bnef descnptlon of the nature of the grant. Do not file this list with your return. Do not include these grants in line 15. BAA TEEA0403L 01119/07 Schedule A (Form 990 or 990-EZ) 2006 o. o. o. o. 23,905. 373,172. 2,155. 371,017. 99.42 % Schedule A (Form 990 or 990-EZ) 2006 TRI -VALLEY BUS CNCL EDUC. COLLABORA rs_ Private School Questionnaire (See instructions.) (To.be completed ONLY by schools that checked the box on line 6 in Part IV) 94-3227787 29 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws, other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 Does the organization include a statement of its racially nondiscriminatory policy toward students in all its brochures, catalogues, and other written communications with the public dealing with student admissions, programs, and scholarships?.. ... .. . .. .. ... .. ... .. . ...... . .. .. .. . ... . .. .. . ., .. . . ... .... .. ..... .. .. ... . . .. . ... . ... . ... . ... . .. 31 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during the penod of solicitation for students, or during the registration period if it has no solicitation program, in a way that makes the policy known to all parts of the general community it serves? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . If 'Yes,' please describe; if 'No,' please explain. (If you need more space, attach a separate statement.) 32 Does the organization maintain the following: a Records indicating the racial composition of the student body, faculty, and administrative staff? ... .. ... . . .. . ... ..... .. 32a b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory basis? . . .. . .. .. ., . . . .. . ... ........ .. .. ...... .. .. .. .. ......... .. .,. .. .. .... . .. . ... ..... . ... ... . .. 32b c Copies of all catalogues, brochures, announcements, and other written communications to the public dealing with student admissions, programs, and scholarships? . . . . .. . . . . . . .. . . . . .. . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . .. . .. 32c d Copies of all material used by the organization or on its behalf to solicit contributions? . . .. .. . . . . . .. . . . . . . .. . . . . . . . . . .. 32d If you answered 'No' to any of the above, please explain. (If you need more space, attach a separate statement.) --------------------------------------------------------- -------------------------------"-------------------------- 33 Does the organization discriminate by race in any way with respect to: a Students' rights or privileges? . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . .. . . . . . .. .. . . . . .. .. . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . ... . .. 33a b Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 33b c Employment of faculty or administrative staff? . . . . . . . . . . . . . . . .. . . . . . .. . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . .. 33c d Scholarships or other financial assistance? .. . .. . . . . . . . . . . . . . .. . . . .. . . . . . . . . .. . . . . .. . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . .. 33d e Educational policies? . . . . . . . . .. . . . . . . . . .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . ., . . . . .. .:.............. 33e f Use of facilities? . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .. . .. . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . ., . .. 33f 9 Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . h Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . If you answered 'Yes! to any of the above, please explain. (If you need more space, attach a separate statement.) ----------------------------------------------~~--_._----- -------------------------------------------~------------- --------------------------------------------------------- 34a Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . . . . . . . . . . . . . . . . . . . b Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . If you answered 'Yes' to either 34a or b, please explain using an attached statement. Page 5 N/A Yes 35 Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05 of Rev Proc 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If 'No,' attach an explanation. . . . . . . . . . . . . . .. . . . . . .. . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . .. 35 BAA TEEA0404l 01/19/07 Schedule A (Form 990 or 990-EZ) 2006 Schedule A (Form 990 or 990-EZ) 2006 TRI -VALLEY BUS CNCL EDUC. COLLABORAT -ralll Lobbying Expenditures by Electing Public Charities (See instructions.) (To be completed ONLY by an eligible organization that filed Form 5768) N/A Check ~ a Check ~ b if you checked 'a' and 'limited control' provisions ap I . (a) (b) Affiliated group To be completed totals for all electing or anizations 94-3227787 Page 6 Limits on Lobbying Expenditures (The term 'expenditures' means amounts paid or incurred.) 36 Total lobbying expenditures to influence public opinion (grassroots lobbying). . . . . . . . . 37 Total lobbying expenditures to influence a legislative body (direct lobbying)... .... . .. 38 Total lobbying expenditures (add lines 36 and 37). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 Other exempt purpose expenditures. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 Total exempt purpose expenditures (add lines 38 and 39} . . . . . . . . . . . . . . . . . . . . . . . . . . 41 Lobbying nontaxable amount. Enter the amount from the following table - If the amount on line 40 is - The lobbying nontaxable amount is - Not over $500,OOQ . . . . . . . . . . . . . . . . . . . .. 20% of the amount on line 4Q . . . . . ~ Over $500,000 but not over $1,000,000. . . . . . . . . .. $100,000 plus 15% of the excess over $500,000 Over $1,000,000 but not over $1,500,000 . . . . . . . .. $175,000 plus 10% of the excess over $1,000,000 Over $1,500,000 but not over $17,000,000 . .. . .. .. $225,000 plus 5% of the excess over $1,500;000 Over $17,000,000. . . .. .. .. . . . .. .. . . .. .. $1,000,000....................... 42 Grassroots nontaxable amount (enter 25% of line 41) . ..... .. .... ....... .. . .. ... ... 43 Subtract line 42 from line 36. Enter -0- if line 42 is more than line 36. . . . . . . . . . . . . . . . 44 Subtract line 41 from line 38. Enter -0- if line 41 is more than line 38...... ... .. .... . Caution: If there is an amount on either line 43 or line 44, ou must file Form 4720. 4 .Year Averaging Period Under Section SOl(h) (Some organizations that made a section 501 (h) election do not have to complete all of the five columns below. See the instructions for lines 45 through 50.) 36 37 38 39 40 Lobbying Expenditures During 4.Year Averaging Period Calendar year (a) (or fiscal year 2006 beginning in) ~ 45 Lobbying nontaxable amount. . . . , . . . . . . . . . 46 Lobbying ceiling amount (150% of line 45(e)) ... . .. 47 Total lobbying expenditures. . . . . . . . . . 48 Grassroots non- taxable amount. . . . . . . 49 Grassroots ceiling amount (150% of line 48(e)) . ' . . . . (b) 2005 (c) 2004 (d) 2003 (e) Total 50 Grassroots lobbying expenditures, . . . . . . . . . Lobbying Activity by Nonelecting Public Charities .. (For reporting only by organizations that aid not complete Part VI-A) (See Instructions.) During the year, did the organization attempt to influence national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of: a Volunteers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . '. . . . . . . . . . . b Paid staff or management (Include compensation in expenses reported on lines c through h.) . . . , . . . . . c Media advertisements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . . . . d Mailings to members, legislators, or the public. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . e Publications, or published or broadcast statements. . . . . . . . . . . . ' . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ' . . . . . . . f Grants to other organizations for lobbying purposes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ' . . . . . . . . . . . . . . . g Direct contact with legislators, their staffs, government officials, or a legislative body. , . . . . . . . . ' . . . . . . . h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any other means. . . . . . . . . . . . . . i Total lobbying expenditures (add lines c through h.). . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . If 'Yes' to any of the above, also attach a statement giving a detailed description of the lobbying activities. BAA Schedule A (Form 990 or 990-EZ) 2006 N/A Yes No TEEA0405L 01/19/07' Schedule A (Form 990 or 990-EZ) 2006 TRI -VALLEY BUS CNCL EDUC. COLLABORA ~4-3227787 _Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations (See instructions) 51 Did the reporting organization directly or indirectly engage in any of the following with any other organization described in section 501 (c) of the Code (other than section 501 (c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting organization to a noncharitable exempt organization of: Yes No (i) Cash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 a I X (ii)Other assets. . . . .. . . . . ... .. . .. . .. . . . . ...... .. .. . . .. .. . .. .. ... ., .. . . .. .. .... . ....... . ... .. . . . . .. .. . . .. .. .. . a Ii X b Other transactions: (i) Sales or exchanges of assets with a noncharitable exempt organization. . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . b (i) X (ii)Purchases of assets from a noncharitable exempt organization. . . . .. . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b Ii) X (iii)Rental of facilities, equipment, or other assets. . . . . . . . . . . . . . . . . . . . . . . . . . . .. . .. . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . b (iii X (iv)Reimbursement arrangements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b (iv X (v)Loans or loan guarantees. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . ... . . .. . . . .. . . . .. . . . . . . . . . . . . . . . . . . . . . . . b v X (vi)Performance of services or membership or fundraising solicitations. . . .. . ., . . . . . . . . .. .. . . . . . . . . . . . . . . . . . . . . .. . b (vi) X c Sharing of facilities, equipment, mailing lists, other assets, or paid employees. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c X d If the answer to any of the above is 'Yes,' complete the following schedule. Column {b) should always show the fair market value of the ~oods, other assets, or services given by tlie re~ortin~ orfhanization. If the organization received less than fair market value in Page 7 any ransaction or s.harina arranaement, show in co umn d) e value of the aooas, other assets, or services received: (a) (b) ~c) (d) Line no. Amount involved Name of noncharitab e exempt organization Description of transfers, transactions, and sharing arrangements N/A 52a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501 (c) of the Code (other than section 501 (c)(3)) or in section 5277. . . . . . . . . . . . . . . . . . . . . . . . . . . b If 'Yes,' complete the following schedule: (a) Name of organization ~ 0 Yes [!] No (b) Type of organization . (c) Description of relationship N/A BAA Schedule A (Form 990 or 990-EZ) 2006 TEEA0406L 01/19/07 2006 FEDERAL STATEMENTS PAGEl TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-322n87 STATEMENT 1 FORM 990, PART I, LINE 9 NET INCOME (LOSS) FROM SPECIAL EVENTS LESS LESS NET GROSS CONTRI- GROSS DIRECT INCOME SPECIAL EVENTS RECEIPTS BUTIONS REVENUE EXPENSES (LOSS) TRI VALLEY HOUSING OPPORTUNITY 244,750. 244,750. O. 198,672. -198,672. VISION PROJECT 150,000. 150,000. O. 137,09l. -137,091. TTEC 39l. o. 39l. 2,575. -2,184. SCIENCE FAIR O. o. O. 184. -184. TOTAL $ 395,14l. $ 394,750. $ 39l. $ 338,522. $ -338,13l. STATEMENT 2 FORM 990, PART IV, LINE 65 OTHER LIABILITIES ............... ........ ........... ,.. .......... ..... ............. ..... ..... ,..... ...... .... ,.... ... .... o. $ 129,625. TOTAL $ 129,625. . YEAR 2006 California Exemf:lt Organization Annuallnformabon Return FORM 199 and ending month day Final return? Check applicable box. Yes X No . D Dissolved D Withdrawn D ~~~/~~~~~~71~~f If a box is checked, enter date. Check forms D D D B filed this year. State: 109 100 100S Fed; D990EZ D990T D990PF D 1041 1933107 Corporation/Organization name TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 1424 CONCANNON BLVD City State ZIP Code C If organization is exempt under R&TC Section 23701d and is a school, public charity, religious organization, or is controlled by a religious operation, check box. See General Instruction F. No filing fee is required. . D D Is this a group filing? See General Instruction N . . . . . .. DYes [R] No E Accounting method used.. CAS H F Type of X Exempt under Section 23701 D (mserlletler) organization IRC Section 4947(a)(1) trust Address including Suite, Room, or PMB no. Part I LIVERMORE, CA 94550 Filing fee $10 or $25. See General Instruction F. . . , . . . . . . . .. . . . .. , . . . . , . . , . . . . . . . . . . . . . . .. . . Filing Fee ,12 Penalty for failure to file on time. See General Instruction L.. , . . . .. . . . . . .. , . , .. . . . . . . . . . . . ... 12 13 Use tax. See General Instruction M. . . . . . . . . , , , . . . , . . . . . . . .. . . . . .. . . . .. . , . . . . . . . . . . . . . . . .. 13 14 Balance due. Add line 11, line 12, and line 13.. .. . .. .... ... ... . ., ,...... ... ,. ... .. , , .., , " .. ..... ,... 14 15 If exempt under R&TC Section 23701d, has the organization during the year: (1) participated in any political campaign or (2) attempted to influence legislation or any ballot measure, or (3) made an election under R&TC Section 23704.5 (relating to lobbying by public charities)? If 'Yes,' complete and attach form FTB 3509, Political or Legislative Activities by Section 23701d Organizations. . ... .... ..... .. ... .. , .... .. . .. ,.. .. ... ,., ,. .. ... .,.. ... ... ... . . .. . .. .. , .. .. ., .,. . . 16 Did the organization have any changes in its activities, governing instrument, articles of incorporation, or,bylaws that have not been reported to the Franchise Tax Board? If 'Yes,' complete an explanation and attach copies of revised documents. . , , . . . . . . . . . . . . , . . . , , . . . . . . . . . , . . . . . . . . , . . . . . , . . . . . . . . , . . . . . . . . . . . , . . . . . . , . . . . . , . . . , . . . , . . . . . . . 17 Is the organization exempt under R&TC Section 23701 g? . . . . . . . , . . . . . . . .. ., . . . . . . .. , . , . . . .. . . . . , . . . , . , . . . . . . , . . . . . , If 'Yes,' enter amount of gross receipts from nonmember sources. ,. $ 18 Did the organization file Form 100, Form 100S, 100W, or Form 109 to report taxable income?......................... If 'Yes,' enter amount of total income reported. . . .. $ 1 2 3 Rece~ts 4 an Revenues (Enclose, but 5 do not staple, 6 any payment.) 7 8 Expenses 9 10 11 Complete Part I unless not required to file this form. See General Instructions Band C. Gross sales or receipts from other sources. From Side 2, Part II, line 8. . . .. . . . . . . .. . . . . . . . . Gross dues and assessments from members and affiliates. ..... ....,. ,'. ,.. ... , .. .. . , .. . . . · Gross contributions, gifts, grants, and similar amounts received. See instructions. . . , . . . . . . , . . . . . . . . . . . . . . . . · Total gross receipts for filing requirement test. Add line 1 through line 3 This line must be completed. If the result is less than $25,000, see General Instruction C . . . Cost of goods sold. . . . . . . . . . . . . . . . , . . . . . . . . . . . . . . . . . , . . . . . . . . . . 5 Cost or other basis, and sales expenses of assets sold. . . . . . . , . . . 6 Total costs. Add line 5 and line 6. . . . , . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . .. . .. . . . . . . . . . Total gross income. Subtract line 7 from line 4. . . . . . . . . . . . . . . . . . . . . . . , . .. . . . , , . . . . . . , . , . . . , , Total expenses and disbursements. From Side 2, Part II, line 18.......,.........,.......,.,. Excess of receipts over ex enses and disbursements. Subtract line 9 from line 8. . , . . . . . . . . . . . 748. 1 2 3 394,750. 7 8 395,498. 9 342,915. 10 52,583. " 10. 10. DYes [R] No BYes ~NO Yes X No DYes [R] No 19 The financial records are in care of. M. WELDON MORELAND Day time telephone (925) 449-0100 located at 1424 CONCANNON BLVD. , LIVERMORE, CA 94550 Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of pre parer (other than ta a is b d on all information of which preparer has any knowledge. Please Sign Here Paid Pre parer's Use Only ~ Signature of officer Date CFO ~ Title Date . (925) 449-0100 Daytime telephone Check Paid preparer's SSN or PTIN if self. employed . 552-84-6714 FEIN Paid ~i~e~~~~~s ~ M. WELDON MORELAND Firm's name (or MORELAND & BOLOGNA ACCOUNTANTS yours, if self. ~ 1424 CONCANNON BLVD BLDG G employed) and address LIVERMORE CA 94550 & CONSULTANTS . 94-3187785 . Daytime telephone (925) 449-0100 051 I CACA1112L 12/11/06 Form 199 C1 2006 Side 1 F or Privacy Notice, get form FTB "31. 3651064 Receipts from Other Sources TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 Part II Organizations with gross receipts of more than $25,000 and private foundations regardless of amount of gross receipts - com lete Part II or furnish substitute information. See S ecific Line Instructions. 1 Gross sales or receipts from all business activities. See instructions. . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 2 Interest..................................................................................... 2 3 Dividends................................................................................... 3 4 Gross rents. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 5 Gross royalties. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 6 Gross amount received from sale of assets. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 7 Other income. Attach schedule................................... SEE. STATEMENT. .1..... 7 8 Total gross sales or receipts from other sources. Add line 1 through line 7. Enter here and on Side 1, Part I, line 1. . . .. .... . .. ... .. ... . . .. ........ . . . .., . ... .. ... . . . . .. . . 8 Contributions, gifts, grants, and similar amounts paid. Attach schedule. . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . 9 Disbursements to or for members. . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . 10 Compensation of officers, directors, and trustees. Attach schedule. . . . . SEE. STATEMENT. .2. 11 Other salaries and wages. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . .. . .. . . . . . . . . . . . . . 12 Interest. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Taxes... .. ... .. .. .... .. .. . .. . .. . . . . . . . . . . . . . ., .. ... . . ... . . .. ... ..... ..... ... .. . . ;. . . . .. . . .. 14 Rents. .. ... .. . .. . . .... . . . . ... . . . . . .. . . ... .. .. . . . . . . .. . . . . .. ............ .. . .. ... . .... . .. . ... 15 Depreciation and depletion... .. . . . ... .. . .., . . . . .. .. . .. .. .. . ... ... .. .... ..... . .... . . .. . ... ... 16 Other. Attach schedule.......................................... SEE. STATEMENT. .3..... 17 Total expenses and disbursements. Add line 9 through line 17. Enter here and on Side 1, Part I, line 9. . . . . . . . . . . . . . .. 18 Balance Sheets Be innin of taxable ear End of taxable 337. 411. 748. Expenses and Disburse- ments 9 10 11 12 13 14 15 16 17 18 Schedule L Assets 1 Cash. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 Net accounts receivable. . . . . . . . . . . . . . . . . . . . 3 Net notes receivable. Attach schedule. . . . . . . . . . . . . . . 4 Inventories................................ 5 Federal and state government obligations. . . 6 Investments in other bonds. Attach schedule. . . . . . . . . . 7 Investments in stock. Attach schedule. . . . . . . . . . . . . . . 8 Mortgage loans (number of loans. . ) 9 Other investments. Attach schedule. . . . . . . . . 10aDepreciable assets......................... b less accumulated depreciation. . . . . . . . . . . . . 11 land...................................... 12 Other assets. Attach schedule. . . . . . . . . . . . . . 13 Total assets. . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . Liabilities and net worth 14 Accounts payable. . . . . . . . . . . . . . . . . . . . . . . . . . 15 Contributions, gifts, or grants payable. . . . . . . 16 Bonds and notes payable. Attach schedule. . . . . . . . . . . . 17 Mortgages payable. ....... .. .... . ... . .... .. 18 Other liabilities. Attach schedule. . .ST . A . . . 19 Capital stock or principle fund. . . . . . . . . . . . . . 20 Paid-in or capital surplus. Attach reconciliation. . . . . . . . 21 Retained earnings or income fund. . . . . . . . . . . 22 Total liabilities and net worth. . . . . . . . . . . . . . . Schedule M-' Reconciliation of income per books with income per return Do not complete this schedule if the amount on Schedule L, line 13, column (d), is less than $25,000 1 Net income per books. . . . . . . . . . . : . . . . . . . . 52 , 583 . 7 Income recorded on books this year 2 Federal income tax. . . . . . . . . . . . . . . . . . . . . . . not included in this return. 3 Excess of capital losses over capital gains. Attach schedule. . . . . . . . . . . . . . . . . . . . . . 4 Income not recorded on books this year. 8 Deductions in this return not charged Attach schedule. . . . . . . . . . . . . . . . . . . . . . . . . . against book income this year. S Expenses recorded on books this year not deducted Attach schedule. . . . . . . . . . . . . . . . . . . . . . in this return. Attach schedule. . . . . . . . . . . . . . . . . . . 9 Total. Add line 7 and line 8. . . . . . . . . . . 6 Total. 10 Net income per return. Add line 1 throu h line 5 . . . . . . . . . . . . . . . . . Subtract line 9 from line 6. . . . . . . . . . . . o. 342,915. 342,915. 13 171. 129,625. -39,393. 90,232. Side 2 Form 199 C1 2006 051 I 3652064 CACA 1112L 12/11/06 2006 CALIFORNIA STATEMENTS PAGE 1 TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 STATEMENT 1 FORM 199, PART II, LINE 7 OTHER INCOME ............ .... .... .................. ..... ........ ........ ...... ..... .................... ...... .... ..... $ 20. INCOME FROM SPECIAL EVENTS.................................................................. 391. TOTAL $ 411. STATEMENT 2 FORM 199, PART II, LINE 11 COMPENSATION OF OFFICERS, DIRECTORS, AND TRUSTEES TITLE AND CONTRI- EXPENSE AVERAGE HOURS COMPEN- BUTION TO ACCOUNT/ NAME AND ADDRESS PER WEEK DEVOTED SATION EBP & DC OTHER TOBY BRINK $ o. $ o. $ O. 6155 STONERIDGE DRIVE, # 260 NONE PLEASANTON, CA 94588 LINDA TODD SECRETARY O. O. O. 5000 HOPYARD ROAD NONE PLEASANTON, CA 94588 M. WELDON MORELAND CFO o. o. O. 1424 CONCANNON BLVD NONE LIVERMORE, CA 94550 TOTAL $ O. $ o. $ O. STATEMENT 3 FORM 199, PART II, LINE 17 OTHER EXPENSES ACCOUNTING FEES...........................................................................'........ $ BANK FEES............................................................................................. FILING FEES.......................................................................................... POSTAGE AND SHIPPING............................................................................ SPECIAL EVENT EXPENSES......................................................................... TELEPHONE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . TOTAL $ 4,195. 65. 10. 39. 338,522. -37. 342,794. STATEMENT 4 FORM 199, SCHEDULE L, LINE 18 OTHER LIABILITIES ............... ....... ....... ........... ............... ...... ,.... ........ ...... .... .......... ... ........ TOTAL $ 129,625. 129,625. IN MAIL TO: Registry of Charitable Trusts P.O. Box 903447 Sacramento, CA 94203-4470 Telephone: (916) 445-2021 WEBSITE ADDRESS: http:// ag. ca.g ov/ chariti es/ ANNUAL REGISTRATION RENEWAL FEE REPORT TO ATTORNEY GENERAL OF CALIFORNIA Sections 12586 and 12587, California Government Code 11 Cal. Code Regs. sections 301-307, 311 and 312 Failure to submit this report annually no later than four months and fifteen days after the end of the organization's accounting period ma~ result in the loss of tax exemption and the assessment of . minimum tax of ~800, plus Interest, and/or fines or filing penalties as defined in Government Code Section 12586.1. IRS extensions will be honored. State Charity Registration Number 98268 Check if: o Change of address o Amended report TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE Name of Organization 1424 CONCANNON BLVD Address (Number and Street) LIVERMORE, CA 94550 City or Town Corporate or Organization No. 1933107 Federal EmployerlD No. 94-3227787 ANNUAL REGISTRATION RENEWAL FEE SCHEDULE (11 Cal. Code Regs. sections 301-307, 311 and 312) Make Check Payable to Attorney General's Registry of Charitable Trusts State ZIP Code Gross Annual Revenue Less than $25,000 Between $25.000 and $100,000 PART A - ACTIVITIES Fee Gross Annual Revenue Fee Gross Annual Revenue $50 Between $1,000,001 and $10 million $75 Between $10,000,001 and $50 million Greater than $50 million o Between $100,001 and $250,000 $25 Between $250,001 and $1 million For your most recent full accounting period (beginning Gross annual revenue $ 56, 976 . 1/01/06 ending Total assets $ 12/31/06) list: 90,232. Note: PART B - STATEMENTS REGARDING ORGANIZATION DURING THE PERIOD OF THIS REPORT Fee $150 $225 $300 If you answer 'yes' to any of the questions below, you must attach a separate sheet providing an explanation and details for each 'yes' response. Please review RRF- 1 instructions for information required. Yes No 1 During this reporting period, were there any contracts, loans, leases or other financial transactions between the organization and any officer, director or trustee thereof either directly or with an entity in which any such officer, director or trustee had an financial interest? 2 During this reporting period, was there any theft, embezzlement, diversion or misuse of the organization's charitable prope or funds? . 3 During this reportin 4 During this reporting period, were any organization funds used to pay any penalty, fine or judgment? If y\>u filed a Form 4720 with the Internal Revenue Service, attach a co . 5 During this reporting period, were the services of a commercial fundraiser or fundraising counsel for charitable purposes used? If 'yes,' provide an attachment listing the name, address, and telephone number of the service rovider. 6 During this reporting period, did the organization receive any governmental funding? If so, provide an attachment listing the name of the a enc ,mailin address, contact erson, and tele hone number. 7 During this reporting period, did the organization hold a raffle for charitable purposes? If 'yes,' provide an attachment indicating the number of raffles and the date(s) the occurred. 8 Does the organization conduct a vehicle donation program? If 'yes,' provide an attachment indicating whether the program is operated by the charity or whether the organization contracts with a commercial fundraiser for charitable ur oses. 9 Did your organization. have prepared an audited financial statement in accordance with generally accepted accounting principles for this re orting eriod? Organization's area code and telephone number (925) 449-0100 Organization's e-mail address that I have examined this report, including accompanying documents, and to the best of my knowledge omplete. M. WELDON MORELAND CFO Printed Name Title Date CA V A980 1 L 08/16/05 RRF- 1 (3-05) Form 990 OMS No. 1545-0047 Return of Organization Exempt From Income Tax Under section 501 (c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation) Department of the Treasury Internal Revenue Service ~ The organization may have to use a copy of this return to satisfy state reporting requirements. A For the 2006 calendar ear, or tax ear be innin ,2006, and endin 8 Check if applicable; C Address change ~'~si~~~e TRI -VALLEY BUS CNCL EDUC. COLLABORATIVE or print 1424 CONCANNON BLVD Name change or type Se~' LIVERMORE r CA 94550 specIfic instruc- tions. 2006 Open to Public Inspection o Employer Identification Number 94-3227787 E Telephone number Initial return (925) 449-0100 F ~~l~~~}ing X Cash Other (specify) ~ H and I are not applicable to section 527 organizations. H (a) Is this a group return for affiliates? . .. 0 Yes H (b) If 'Yes,' enter number of affiliates ~ H (C) Are all affiliates included? . . . . . . . .. 0 Yes (If 'No,' attach a list. See instructions.) H (d) Is this a separate return filed by an organization covered by a group ruling? No Accrual Final return Amended return Application pending . Section 501 (cX3) organizations and 4947(a)(1) nonexempt charitable trusts must attach a completed Schedule A (Form 990 or 990-EZ). lID No ONO G Web site: ~ N/A Organization type (check only one). . .. . . . .. ~ X 501 (c) 3'" (insert no.) 4947(a)(1) or 5Z1 K Check here ~ if the organization is not a 509(a)(3) supporting organization and its gross receipts are normally not more than $25,000. A return is not required, but if the organization chooses to file a return, be sure to file a complete return. J I M R E V E N U E Revenue Ex enses and Chan es in Net Assets or Fund Balances See the instructions. 1 Contributions, gifts, grants, and similar amounts received: a Contributions to donor advised funds. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 a b Direct public support (not included on line 1 a). . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 b c Indirect public support (not included on line 1 a) . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 c d Government contributions (grants) (not included on line 1 a). . . . . . . . . . . . . . . . 1 d 384 505. e Tg~r~~~~ 1~~5s(cash $ 3 94, 750. noncash $ ).. . .. .. . .. .. .. .. . .. .. . .. 2 Program service revenue including government fees and contracts (from Part VII, line 93). ., . . .. .. . ... . 3 Membership dues and assessments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 Interest on savings and temporary cash investments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 Dividends and interest from securities. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 a Gross rents. . . . . .. . . .. . . . .. . .. .. . .. .. .. . .. . . . . . .. . . . . .. .. .. . .. .. . . .. .. . . 6 a b Less: rental expenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . 6b c Net rental income or (loss). Subtract line 6b from line 6a . . . . . . . . . . . . . . . . . .. . . . . . . . . . . .. . . . . . . . . .. .. . . 7 Other investment income (describe. . . . . .. ~ 337. 10 245. 394r750. le 2 3 4 5 (A) Securities (8) Other -338,131. 8a Gross amount from sales of assets other than inventory. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . .. 8a b Less: cost or other basis and sales expenses. . . . . . . 8b c Gain or (loss) (attach schedule} . . . . . . . . . . . . . . . . . . . . . . . . . . 8c d Net gain or (loss). Combine line 8c, columns (A) and (8) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .' . .'. . . 9 Special events and activities (attach schedule). If any amount is from gaming, check here... ~O a Gross revenue (not including $ 394,750. of contributions reported on line 1 b) . .. .. . .. .. .. . . .. .. . .. .. . . .. . .. . . . .. . . .. .. . . .. .. .. .. . . 9a 391. b Less: direct expenses other than fundraising expenses. .. ... . .. ..... ... . . . 9b 338,522. c Net income or (loss) from special events. Subtract line 9b from line 9a..... .. ..... .. . .STATEMENT..1 lOa Gross sales of inventory, less returns and allowances... . .. . . . . .. ... .... ., lOa b Less: cost of goods sold. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . .. lOb c Gross profit or (loss) from sales of inventory (attach schedule). Subtract line lOb from line lOa. . . . . . . . . . . . . . . . . . . . . . . . . . . .. 10c 11 Other revenue (from Part VII, line 103).............................................................. 11 12 Total revenue. Add lines 1 e, 2, 3, 4, 5, 6c, 7, 8d, 9c, 10c, and 11. . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 12 E 13 Program services (from line 44, column (8)). . . . . . .. . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 13 ~ 14 Management and general (from line 44, column (C)). . . . .. . .. .. . .. ... .. .. . . .. . . .. ... . ... . . . . . . . . .. .... 14 ~ 15 Fundraising (from line 44, column (0))... . ... .. ., . ... .. . . . .. . . . . . . .. .... . .. . .. . . . . .. ., . . . . .. . .. . . .. .. 15 ~ 16 Payments to affiliates (attach schedule) ... . . ... .. ... .. . . . . . . .. .. .. . .. .. .... ., .. .... .. .. . . . . . . . . . .... 16 s 17 Total ex enses. Add lines 16 and 44, column (A).................................................... 17 A 18 Excess or (deficit) for the year. Subtract line 17 from line 12. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 18 ~ ~ 19 Net assets or fund balances at beginning of year (from line 73, column (A)). . . . . . . . . . . . . . . . . . . . . . . . . . .. 19 T ~ 20 Other changes in net assets or fund balances (attach explanation) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 20 S 21 Net assets or fund balances at end of ear. Combine lines 18, 19, and 20. . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 21 BAA For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions. TEEA0109L 01/22/07 20. 56,976. 4,393. 4,393. 52,583. -91,976. -39,393. Form 990 (2006) Form 990 (2006) TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 Pae2 Statement of Functional EXp'enses All organizations must complete column (A). Columns (B), (C), and (D) are required for section 501 (c) (3) and (4) organizations and section 4947(a)(1) nonexempt cnaritable trusts but optional for others. Do not include amounts reported on line 6b, Bb, 9b, 1 Db, or 16 of Part I. 22a Grants paid from donor advised funds (attach sch) (cash $ non-cash $ If this amount includes foreign grants, check here.. ~ 0 .. . . 22 b Other grants and allocations (att sch) (cash $ non-cash $ If this amount includes foreign grants, check here. . ) ~D.... 23 Specific assistance to individuals (attach schedule). . . . . . . . . . . . . . . . . . . . . 23 24 Benefits paid to or for members (attach schedule). . . . . . . . . . . . . . . . . . . . . 24 25 a Compensation of current officers, directors, key employees, etc listed in Part V -A (attach sch). . . . . . . . . . . . . . . . . 25 a b Compensation of former officers, directors, key employees, etc listed in Part V -B (attach sch). .. .. .. . . . .. . .. . . 25 b c Compensation and other distributions, not included above, to disqualified persons (as defined under section 4958(fXl)) and persons described in section 4958(c)(3XB) (attach schedule)........................ 25c 26 Salaries and wages of employees not included on lines 25a, b, and c ....... 26 27 Pension plan contributions not included on lines 25a, b, and c. . . . . . . . 27 28 Employee benefits not included on lines 25a - 27.. . . .. . . .. . .. . .. .. .. . .. . 29 Payroll taxes. . . . . . . . . . . . . . . . . . . . . . . . . 30 Professional fundraising fees. . . . . . . . . . 31 Accounting fees. . . . . . . . . . . .. . .. . . . . . . 32 Legal fees. . . . . . . . . . . . . . . . . . . . . . . . . . . 33 Supplies............................. 34 Telephone........................... 35 Postage and shipping. . . . . . . . . . . . . . . . . 36 Occupancy........................... 37 Equipment rental and maintenance. . . . 38 Printing and publications. . . . . . . . . . . . . . 39 Travel............................... 40 Conferences, conventions, and meetings. . . . . . . . 41 Interest.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 Depreciation, depletion, etc (attach schedule). . . . 43 Other expenses not covered above (itemize): a BANK FEES ------------------- b FILING FEES ------------------ c d e f 9 (A) Total (B) Program services 22a 22b o. o. o. o. o. o. o. o. o. o. o. o. 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 4,195. 4,195. -37. 39. -37. 39. 43a 43b 43c 43d 43e 43f 43 65. 10. 65. 10. 44 Total functional expenses. Add lines 22a through 43g. (Organizations completing columns 4 393 (B) . (D), carry these totals to lines 13 . 15) .. .. 44 4 393. 0 . ,. Joint Costs. Check. ~ if you are following SOP 98-2. Are any joint costs from a combined educational campaign and fundraising solicitation reported in (B) Program services? .. N/A ~D Yes D No If 'Yes,' enter (i) the aggregate amount of these joint costs $ ; (ii) the amount allocated to Program services $ ; (iii) the amount allocated to Management and general $ ; and (iv) the amount allocated to Fundraising $ BAA o. TEEAO 1 02L 01/23/07 Form 990 (2006) Form 990 (2006) TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 Pa e 3 Statement of Pro ram Service Accom Iishments N/A Form 990 is available for public inspection and, for some people, serves as the primary or sole source of information about a particular organization. How the public perceives an organization in such cases may be determined by the information presented on its return. Therefore '. please make sure the return IS complete and accurate and fully describes, in Part III, the organization's programs and accomplishments. ' What is the organization's primary exempt purpose? ~ Program Service Expenses Ail organizations must describe their exempt purpose achievements Tn-a ciear and concise manner. State the numberof (Re(l)i~~~~~k~?i~~~~~J'nd chel)ts served, !;lublications issued, etc. Discuss achievements that are not measurable. (Section 501 (c)C3) an.d (4) organ- 4947(a)(1) trusts; but Izatlons and 4947(a)(1 ) nonexem t chantable trusts must also enter the amount of rants ana allocations to others.) optional for others.) a (Grants and allocations $ b ) If this amount includes forei n rants, check here. .. ~ ------------------------~----------------------------- ------------------------------------------------------ ------------------------------------------------------ (Grants and allocations $ c ) If this amount includes forei n rants, check here. .. ~ ----------------------~-----------------------------_. ------------------------------------------------------ ---------------------------------------------------- (Grants and allocations $ d ) If this amount includes forei n rants, check here. .. ~ ------------------------------------------------------ -----------------------------------------------------. ------------------------------------------------------ ------------------------------------------------------ ------------------------------------------------------ (Grants and allocations $ ) If this amount includes forei n rants, check here. .. ~ e Other program services. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (Grants and allocations $ If this amount includes forei n rants, check here. .. ~ f Total of Program Service Expenses (should equal line 44, column (8), Program services)..... . .. ...... .... . .. ~ BAA Form 990 (2006) TEEA0103L 01/18/07 Form 990 (2006) TRI -VALLEY BUS CNCL EDUC. COLLABORATIVE Balance Sheets See the instructions. Note: Where required, attached schedules and amounts within the description column should be tor end-ot-year amounts only. 45 Cash - non-interest-bearing.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . 46 Savings and temporary cash investments. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . 47 a Accounts receivable. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b Less: allowance for doubtful accounts. . . . . . . . . . . . . . 48a Pledges receivable. . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . b Less: allowance for doubtful accounts. . .. . . . . . . . .,~ 48b 49 Grants receivable. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 a Receivables from current and former officers, directors, trustees, and key employees (attach schedule). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b Receivables from other disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) (attach schedule} . . . . . . . . . . . . . . . A ~ 51 a Other notes and loans receivable ~ (attach schedule). . . . .. .. . .. .. . .. . .. .. . .. . . .. .. . ... 51a s b Less: allowance for doubtful accounts. . . . . . . . . . . . .. 51 b 52 Inventories for sale or use. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 Prepaid expenses and deferred charges. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54a Investments - publicly-traded securities................. ~ DCost DFMV b Investments - other securities (attach sch) . . . . . . . . . . . . .. ~ D Cost D FMV 55a Investments - land, buildings, & equipment: basis.. 55a b Less: accumulated depreciation (attach schedule). . .. .. .. . ........ .... . .. ., .. . .. . .. 55b 56 Investments - other (attach schedule). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57a Land, buildings, and equipment: basis. ... . . ... ..... 57a b Less: accumulated depreciation (attach schedule). . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . 57b 58 Other assets, including program-related investments (describe ~ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _). . 59 Total assets (must equal line 74). Add lines 45 through 58. . . . . . . . . . . . . . . . . . . . . . 60 Accounts payable and accrued expenses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 Grants payable. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ 62 Deferred revenue. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A B I L I T I E S 13,171. 63 Loans from officers, directors, trustees, and key employees (attach schedule). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64a Tax-exempt bond liabilities (attach schedule). . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . b Mortgages and other notes payable (attach schedule). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 Other liabilities (describe ~.. _S~;. j)1'~'t.E!1;.N_T_ ~ _ _ _ _ _ _ _ _ _ _ j . 66 Total liabilities. Add lines 60 through 65. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Organizations that follow SFAS 117, check here ~ D and complete lines 67 through 69 and lines 73 and 74. 67 Unrestricted............... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68 Temporarily restricted. . . . . .. . . . . . . . . .. .. . . . . . . .. .. . . . . . . . . . . . . . . . . . . . . . . . . .. . 69 Permanently restricted. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Organizations that do not follow SFAS 117, check here ~ [R] and complete lines 70 through 74. 70 Capital stock, trust principal, or current funds. . . .. .. . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 Paid-in or capital surplus, or land, building, and equipment fund. . . . . . . . . . . . . . . . 72 Retained earnings, endowment, accumulated income, or other funds. . . . . . . . . . . . ~ T A S S E T S o R F ~ o B A L A ~ 73 Total net assets or fund balances. Add lines 67 through 69 or lines 70 through ~ 72. (Column (A) must equal line 19 and column (B) must equal line 21). . . . . . . . . 74 Total liabilities and net assets/fund balances. Add lines 66 and 73. . . . . . . . . .'. . . . BAA TEEA0104L 01/18/07 94-3227787 (A) Beginning of year, 15,831. 45 21,818. 46 48c 49 50a SOb 51 c 52 53 54a 54b 57c 58 37,649. 59 60 61 62 63 64a 64b 129,625. 65 129,625. 66 -91,976. -91,976. 37,649. Page 4 (B) End of year 61,085. 15,976. 13,171. 90,232. 129,625. 129,625. -39,393. -39,393. 90,232. Form 990 (2006) Form 990 (2006) TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 PageS _Reconciliation of Revenue per Audited Financial Statements with Revenue per Return (See the instructions.) a Total revenue, gains, and other support per audited financial statements... . ....... .. . ... ..... .. . . . .. . .... . . b Amounts included on line a but not on Part I, line 12: 1 Net unrealized gains on investments. . . .. ... ... . ., . . . . . .... . .. .. . . . . .. . .. ... .. . bl 2Donated services and use of facilities. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . b2 3Recoveries of prior year grants. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b3 40ther (specify): _ _ _ _ _ _ _ _ __ __ __ _ _ ___ ____ _ _ _ __ __ ______________________________________ b4 Add lines bl through b4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c Subtract line b from line a. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . d Amounts included on Part I, line 12, but not on line a: 1 Investment expenses not included on Part I, line 6b. .. .. ... .. .. ..... ... . .. ... ... dl 20ther (specify): _ __ _ _ _ _ _ __ __ _ _ _ _ ___ _ ____ _ ___ __ e a Total expenses and losses per audited financial statements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b Amounts included on line a but not on Part I, line 17: 1 Donated services and use of facilities. .. . ... . ... .. .. ....... ... ..... . .. . .. ... ... bl 2Prior year adjustments reported on Part I, line 20. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b2 3Losses reported on Part I, line 20.............................................. b3 40ther (specify): ______________________________________ b4 Add lines bl through b4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c Subtract line b from line a. . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .. . ., . . . . . . . . . . .. . . . . . . . . . . . . . . d Amounts included on Part I, line 17, but not on line a: 1 Investment expenses not included on Part I, line 6b. . . . . . . . . . . . . . . . . . . . . . . .. . .. . dl 20ther (specify): 56,976. 56,976. 56,976. 4,393. 4,393. ______________________________________ d2 Add lines dl and d2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ,Total ex enses (Part I, line 17). Add lines c and d....................................................... ~ e 4,393. Current Officers, Directors, Trustees, and Key Employees (list each person who was an officer, director, trustee, or key employee at any time during the year even if they were not compensated.) (See the instructions.) (B) Title and average hours (C) Compensation (0) Contributions to (E) Expense (A) Name and address per week devoted (if not paid, employee benefit account and other to position enter -0-) plans and deferred allowances compensation plans yQ~~~~~~------------- o. o. o. _61 ~ 5_ ~'!'.~N,g;~I"pg;. ..PB-!.~ L _ *_1 ~ 0 0 PLEASANTON, CA 94588 LINDA TODD SECRETARY O. o. O. --------------------- 5000 HOPYARD ROAD 0 ---------------------- PLEASANTON, CA 94588 _M ~ _ ~b120_N _ ~~R,g;yg;I,I) _ _ _ _ _ _ _ CFO O. o. O. Jj~~~Q~C~O~_~LYQ______ 0 LIVERMORE, CA 94550 - -------------------- --------------------- .' --------------------- --------------------- --------------------- --------------------- BAA TEEA0105L 01118/07 Form 990 (2006) Form 990 (2006) TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 Current Officers Directors Trustees and Ke Em 10 ees continued 75 a Enter the total number of officers, directors, and trustees permitted to vote on organization business as board meetings.. ~ _3_ _ _ _ _ _ _ _ _ _ b Are any officers, directors, trustees, or key employees listed in Form 990, Part V-A, or highest compensated employees listed in Schedule A, Part I, or highest compensated professional and other independent contractors listed in Schedule [\, Part II-A or II-B, related to each other through family or business relationships? If 'Yes,' attach a statement that Identifies the individuals and explains the relatlonship(s). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c Do any officers, directors, trustees, or key employees listed in form 990, Part V-A, or highest compensated employees listed in Schedule A, Part I, or highest compensated professional and other independent contractors listed in Schedule A, Part II.A or II-B, receive compensation from any other organizations, whether tax exempt or taxable, that are related to the organization? See the instructions for the definition of 'related organization' . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . If 'Yes,' attach a statement that includes the information described in the instructions. d Does the or anization have a written conflict of interest poliCY? . . . . ., . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . .. 75d X .-, Former Officers, Directors, Trustees, and Key Employees That Received Compensation or Other Benefits (If any former officer, director, trustee, or key employee received compensation or other benefits (described below) during the year, list that person below and enter the amount of compensation or other benefits in the appropriate column. See the instructions.) (A) Name and address (8) Loans and Advances (C) Compensation (if not paid, enter -0-) (0) Contributions to employee benefit plans and deferred compensation plans (E) Expense account and other allowances NONE Other Information See the instructions. 76 Did the organization make a change in its activities or methods of conducting activities? If 'Yes,' attach a detailed statement of each change. ... . . .. ...... .... ..... . .... . ... . . .. .. . .... . ,... . ... ... ... . . .... . 77 Were any changes made in the organizing or governing documents but not reported to the IRS? . ., .. .. .,.. ..... . . .. . . . If 'Yes,' attach a conformed copy of the changes. 78a Did the organization have unrelated business gross income of $1,000 or more during the year covered by this return? . . b If 'Yes,' has it filed a tax return on Form 990-T for this year? . . . . . .. . . . . . . . . ., . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79 Was there a liquidation, dissolution, termination, or substantial contraction during the year? If 'Yes,' attach a statement. . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . .. . . .. . . . . .. . . . . . . . . ., . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 80a Is the organization related (other than by association with a statewide or nationwide organization) through common membership, governing bodies, trustees, officers, etc, to any other exempt or nonexempt organization? . . . . . . . . . . . . . . . b If 'Yes,' enter the name of the organization ~ ~LA_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ - - - - -- _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ and check whether it is 0 exempt or 0 nonexempt. 81 a Enter direct and indirect political expenditures. (See line 81 instructions.).................. 81 a 0 . b Did the or anization file Form 1120-POL for this ear?.............................................................. BAA TEEA0106L 01/18/07 COLLABORATIVE 94-3227787 Page 7 Yes No 9 For supporting organizations and sponsoring organizations maintaining donor advised funds. Did the supporting. organization, or a fund maintained by a sponsoring organization, have excess business holdings at any time dUring the year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 a List the states with which a copy of this return is filed .. ]JQ~E_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ - - - - - - - - - - - - - - - b ~s:bi~~~~~t~~I~.)~~~ .~~.~I~:.~~ .i~. ~~~ .~~~ .~~~i~~. ~~~~ .i~~~~~~~. ~.~r~.~ ~~, . ~~~~. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . ~ 91 a The books are in care of" M. WELDON MORELAND Telephone number .. (~~5J _14J.:Q.l_0.Q - ~ - - -- Located at .. J. j ~ 4_ ~QliC~N~~ ~)].~.~ = ~I~fM~g:,= f~,= = = = _ _ _ _ _ _ _ _ _ _ _ _ zip + 4 .. Yj~5_0 - - - - - - - - No X 82 a ~~~~r:n~~91~nl~;~i?~a~e~:i:~e~?~la~;~U~~~~i~~~. ~~ .t~~. ~~.e. ~:. ~.~t~~~al~., . ~~~~~~~~~'. ~~ .f~~~I.i~i~~.~: ~.~.c.~~r~~ .~r ~~ . . . . . . . . b If 'Yes,' you may indicate the value of these items here. Do not include this amount as revenue in Part I or as an expense in Part II. (See instructions in Part 111.). .... ...... . . . . .. 82b 83a Did the organization comply with the public inspection requirements for returns and exemption applications? . . . . ... . . . . b Did the organization comply with the disclosure requirements relating to quid pro quo contributions? . . . . . . . . . . . . . . . . . . . 84a Did the organization solicit any contributions or gifts that were not tax deductible? . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b If 'Yes,' did the or~anization include with every solicitation an express statement that such contributions or gifts were not tax deductible.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85 507 (c)(4), (5), or (6) organizations. a Were substantially all dues nondeductible by members? . . . . . . . . . . . . . . . . .. . .. .. . . b Did the organization make only in-house lobbying expenditures of $2,000 or less? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . If 'Yes' was answered to either 85a or 85b, do not complete 85c through 85h below unless the organization received a waiver for proxy tax owed for the prior year. e Dues, assessments, and similar amounts from members. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 85e d Section 162(e) lobbying and political expenditures. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . .. .. . . . ... 85d e Aggregate nondeductible amount of section 6033(e)(1)(A) dues notices.. .. .,. ..... .. ...... SSe f Taxable amount of lobbying and political expenditures (line 85d less 85e) . . . . . . . . . ., . . . . .. 85f 9 Does the organization elect to pay the section 6033(e) tax on the amount on line 85f? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . h If section 6033(e)(1)(A) dues notices were sent, does the organization agree to add the amount on line 85f to its reasonable estimate of dues allocable to nondeductible lobbying and political expenditures for the following tax year? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 507 (c)(7) organizations. Enter: a Initiation fees and capital contributions included on line 12................................................................................ 86a b Gross receipts, included on line 12, for public use of club facilities. .. . ....... . ., . . .. . .. ... 86b 87 507(c)(72) organizations. Enter: a Gross income from members or shareholders.......... 87a b Gross income from other sources. (Do not net amounts due or paid to other sources against amounts due or received from them.). . . . . .. . . . . . . . . . .. . . . . . . . . . . . .. . . . . . .. . . . . .. 87b 88 a At any time during the year, did the organization own a 50% or greater interest in a taxable corporation or partnership, or an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If 'Yes,' complete Part IX.......................................................................................... b At any time during the year, did the organization, directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)? If 'Yes,' complete Part XI. ... . .. .. .. .. .... .. .. .. . .. ... ... .. .. .. .. ... . . .. .. ..... ..... ..... . .... ~ 89a 50 7 (c) (3) organizations. Enter: Amount of tax imposed on the organization during the year under: section 4911 .. _ _ _ _ _ _ _ _ _ ..Q:.... ; section 4912" _ _ _ _ _ _ _ _ _ .9 ~ ; section 4955"_ _ _ _ _ _ _ _ _ .9 ~ b 507 (c)(3) and 507 (c)(4) organizations. Did the organization engage in any section 4958 excess benefit transaction during ~he year or did it become aware of an excess benefit transaction from a prior year? If 'Yes,' attach a statement explaining each transaction. . . . . . . . . . . .. . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. e Enter: Amount of tax imposed on the organization managers or disqualified persons during the year under sections 4912,4955, and 4958.... . .. . . .. . .. . .. . . ... .. .. . . . . .... . .. .. . ... . .. .... ~ O. d Enter: Amount of tax on line 89c, above, reimbursed by the organization. . . . . . . . . . . . . . . . . . . .. ~ 0 . e All organizations. At any time during the tax year, was the organization a party to a prohibited tax shelter transaction? . f All organizations. Did the organization acquire a direct or indirect interest in any applicable insurance contract? . . . . . . . . b At any time during the calendar year, did the organization have an. interest in or a signature or other authority over a financial account In a foreign country (such as a bank account, securities account, or other financial account)? . . . .. . . . . If 'Yes,' enter the name of the foreign country. .. ~ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ - - - - - - - See the instructions for exceptions and filing requirements for Form TO F 90-22.1, Report of Foreign Bank and Financial Accounts. BAA Form 990 (2006) TEEA0107L 01118/07 Form 990 (2006) TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 , Other Information (continued) c At any time during the calendar year, did the organization maintain an office outside of the United States? . . . . . .. . . . . . . If 'Yes,' enter the name of the foreign country. .. ~ 92 Section 4947(a)(7 ) nonexempt charitable trusts filing ~~ -990In-';; of Fo-;';; 1041 -=- Che~k-h;r;.~.~.~.~.~. ~. ~. ~. ~. :-. :-. :-N/.A ~ - ~ 0 and enter the amount of tax-exem t interest received or accrued during the tax ear..................... ~ 92 N/A ." Anal sis of Income-Producin Activities See the instructions. Unrelated business income Excluded b section 512,513, or 514 Note: Enter gross amounts unless otherwise indicated. 93 Program service revenue: a b (A) Business code (8) Amount (C) Exclusion code (D) Amount (E) Related or exempt function income c d e f Medicare/Medicaid payments. . . . . . . . 9 Fees & contracts from government agencies. . . 94 Membership dues and assessment~. 95 Interest on savings & temporary cash invmnts. 96 Dividends & interest from securities. 97 Net rental income or (loss) from real estate: a debt-financed property. . . . . . . . . . . . . . b not debt-financed property.. .. .. . .. . 98 Net rental income or (loss) from pers prop. . . 99 Other investment income. . . . . . . . . . . lOa Gain or (loss) from sales of assets other than inventory. . . . . . . . . . . . . . . . 101 Net income or (loss) from special events. . . . . 102 Gross profit or (loss) from sales of inventory. . . . 103 Other revenue: a b 3 337. -338,131. c d -338,111. -337,774. e 104 Subtotal (add columns (B), (D), and (E))..... 337. 105 Total (add line 104, columns (8), (D), and (E)). .. ..... ......... . ..... . . ... ... .... .... . ... . ... . .., .... .. ~ Note: Line 105 plus line Ie, Part I, should equal the amount on line 12, Part I. Relationshi of Activities to the Accom Iishment of Exem t Pur oses See the instructions. Line No. Explain how each activity for which income is reported in column (E) of Part VII contributed import~ntly to the accomplishment ..,. of the organization's exempt purposes (other than by providing funds for such purposes). N/A Information Re ardin Taxable Subsidiaries and Disre arded Entities See the instructions. (A) (8) (C) (0) (E) Name, address, and EIN of corporation, partnership, or disregarded entity N/A Percentage of owners hi p interest % Nature of activities Total income End-of-year assets % Information Re ardin Transfers Associated with Personal Benefit Contracts See the instructions. a Did the organization, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? . . . . . . . . . . . . . . . . Yes X No b Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . . . . . . . . . Yes X No Note: If 'Yes' to (b), file Form 8870 and Form 4720 (see instructions). BAA TEEA0108L 04/04/07 Form 990 (2006) % % Form 990 (2006) TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 _ Information Regarding Transfers To and From Controlled Entities. Complete orily if the organization is a controlling organization as defined in section 57 2(b) (7 3). Page 9 Yes No 106 Did the reporting organization make any transfers to a controlled entity as defined in section 512(b)(13) of the Code? If 'Yes,' com lete the schedule below for each controlled entity. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . , . . X W ~ ~ Name, address, of each Employer Identification Description of (D) controlled entity Number transfer Amount of transfer a b c Totals Yes No 107 Did the reporting organization receive any transfers from a controlled entity as defined in section 512(b)(13) of the Code? If 'Yes,' complete the schedule below for each controlled entit . . . .. . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . .. . . . . . . .. . X (A) (8) (C) Name, address, of each Employer Identification Description of (D) controlled entity Number transfer Amount of transfer a b c Totals Yes No 108 ~~dn~tTe~r~~~~~i~~dni~av~e~t~~~i8~ ~b~~~? ~~.~t~~~~ .i~. ~~~.c:. ~~. ~~.~~~t.~:: .~~~~: .c.~~~~i~~. ~~~. i~.t:~~~~,.' ~~~~~'. ~~:~~t.i~S: .a.~~ x Signature of officer tlJ.rn, including accompanying schedultlS and statements, and to the best of my knowledge and belief, it is officer) IS based on all Information of wnlch preparer has any knowledge. ~~g~~g~g~l~ii~c?fcg~~ Please Sign Here ~ Date ~ M. WELDON MORELAND, CFO Type or print name and title. Date Check if self. employed ~ Preparer's SSN or PTIN (See General Instruction W) N/A Paid Pre- parer's Use Only BAA Pre parer's signature ~ M. WELDON MORELAND Firm's name (or MORELAND & BOLOGNA ACCOUNTANTS yours if self. ~~Jr~l:~;'d ~ 1424 CONCANNON BLVD, BLDG G ZIP+4 LIVERMORE, CA 94550 & CONSULTANTS EIN ~ N/A Phone no. ~ (925) 449-0100 Form 990 (2006) TEEA0110L 01/19/07 Department of the Treasury Internal Revenue Service Name of the organization Organization Exempt Under Section 501 (cX3) (Except Private Foundation) and Section 501(e), 501(f), 501(k), 501(n), or 4947(a)(1) Nonexempt Charitable Trust Supplementary Information -(See separate instructions.) ~ MUST be completed by the above organizations and attached to their Form 990 or 990-EZ. Employer identification number OMS No. 1545-0047 SCHEDULE A (Form 990 or 990-EZ) 2006 TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 Compensation of the Five Highest Paid Employees Other Than Officers, Directors, and Trustees (See instructions. List each one. If there are none, enter 'None.') (a) Name and address of each (b) Title and average (c) Compensation employee paid more hours per week than $50,000 devoted to position (d) Contributions to employee benefit plans and deferred compensation (e) Expense account and other allowances NONE Total number of other employees paid over $50,000. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. ~ 0 . Compensation of the Five Highest Paid Independent Contractors for Professional Services (See instructions. List each one (whether individuals or firms). If there are none, enter 'None.') (a) Name and address of each independent contractor paid more than $50,000 (b) Type of service (c) Compensation NONE ------------------------------------- ---------------------------------------- ---------------------------------------- ---------------------------------------- ---------------------------------------- Total number of others receiving over $50,000 for professional services. . . . . . . .. ~ 0 Compensation of the Five Highest Paid Independent Contractors for Other Services . (List each contractor who performed services other than professional services, whether individuals or firms. If there are none, enter 'None.' See instructions.) (a) Name and address of each independent contractor paid more than $50,000 (b) Type of service (c) Compensation ---------------------------------------- NONE ---------------------------------------- ---------------------------------------- ---------------------------------------- ----------------------------------- Total number of other contractors receiving over $50,000 for other services. . . . . . . . . .. ~ 0 BAA For Paperwork Reduction Act Notice, see the Instructions for Form 990 and Form 990-EZ. Schedule A (Form 990 or 990-EZ) 2006 TEEA0401L 01/19/07 Schedule A (Form 990 or 990-EZ) 2006 TRI -VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 Page 2 ItiBlJIII Statements About Activities (See instructions.) Yes No 1 During the year, has the organization attempted to influence national, state, or local legislation, including any attempt to influence public opinion on a legislative matter or referendum? If 'Yes,' enter the total expenses paid or incurred in connection with the lobbying activities. . .. ~ $ N/A (Must equal amounts on line 38, Part VI-A, or line i of Part VI-B.). ....... . . .. . . .. ... .. ....... . . .. .. . .. .... . ... . ...... 1 X Organizations that made an election under section 501 (h) by filing Form 5768 must complete Part VI-A. Other organizations checking 'Yes' must complete Part VI-B AND attach a statement giving a detailed description of the lobbying activities. 2 During the year, has the organization, either directly or indirectly, engaged in any of the following acts with any substantial contributors, trustees, directors, officers, creators, key employees, or members of their families, or with any taxable organization with which any such person is affiliated as an officer, director, trustee, majority owner, or principal beneficiary? (If the answer to any question is 'Yes,' attach a detailed statement explaining the transactions.) a Sale, exchange, or leasing of property? . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . b Lending of money or other extension of credit? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c Furnishing of goods, services, or facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . d Payment of compensation (or payment or reimbursement of expenses if more than $1,OOO)? .. . . . . . . . . .. . . . . . . . . . . . . . . e Transfer of any part of its income or assets? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . 3a Did the organization make grants for scholarships, fellowships, student loans, etc? (If 'Yes,' attach an explanation of how the organization determines that recipients qualify to receive payments.). . . . . . . . . . . . . . . . . . . . . . . . . . . b Did the organization have a section 403(b) annuity plan for its employees? . .. . . . . . . . .. .. . . . .. . . . . . . . . . . . . . . . . . . .. . . . . c Did the organization receive or hold an easement for conservation purposes, including easements to preserve open space, the environment, historic land areas or histone structures? If 'Yes,' attach a detailed statement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . d Did the organization provide credit counseling, debt management, credit repair, or debt negotiation services? . . . . . . . . . . 4a Did the organization maintain any donor advised funds? If 'Yes,' complete lines 4b through 4g. If 'No,' complete lines 4f and 4g. . .. .. .... .... .. . . ... . .. .. .. .... ...... .. . . . .. ... . . .. .... .. .. .. . ........ .. ..... .......... ... ...... . ..... .., b Did the organization make any taxable distributions under section 4966? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c Did the organization make a distribution to a donor, donor advisor, or related person?...... ... . . .... ., . ...... .. ...... d Enter the total number of donor advised funds owned atthe end of the tax year........................;...... ~ e Enter the aggregate value of assets held in all donor advised funds owned at the end of the tax year. . . . . . . . . .. ~ f Enter the total number of sepa.rate funds or accounts owned at the end of the tax year (excluding donor advised funds included on line 4<1) where donors have the right to provide advice on the distribution or investment of amounts In such funds or accounts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. ~ 9 Enter the aggregate value of assets held in all funds or accounts included on line 4f at the end of the tax year.. ~ 2a X 2b X 2c X 2d X 2e X 3a X 3b X 3c X 3d X 4a X 4b NA 4c NA N/A N/A 0 o. BAA TEEA0402l 04/04107 Schedule A (Form 990 or Form 990-EZ) 2006 Schedule A (Form 990 or 990-EZ) 2006 . TRI-VALLEY BUS CNCL EDUC. COLLABORA __ Reason for Non-Private Foundation Status (See instructions.) I certify that the organization is not a private foundation because it is: (Please check only ONE applicable box.) 94-3227787 Page 3 5 D A church, convention of churches, or association of churches. Section 170(b)(1)(A)(i). 6 D A school. Section 170(b)(1 )(A)(ii). (Also complete Part V.) 7 D A hospital or a cooperative hospital service organization. Section 170(b)(1 )(A)(iii). 8 D A federal, state, or local government or governmental unit Section 170(b)(1)(A)(v). 9 D A medical research organization operated in conjunction with a hospital. Section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state ~ J_____________________________________________________-- 10 D An organization operated for the benefit of a college or university owned or operated by a governmental unit. Section 170(b)(1 )(A)(iv). (Also complete the Support Schedule in Part IV-A.) 11 a [RJ An organization that normally receives a substantial part of its support from a governmental unit or from the general public. Section 170(b)(1)(A)(vi). (Also complete the Support Schedule in Part IV-A.) 11 b D A community trust Section 170(b)(1)(A)(vi). (Also complete the Support Schedule in Part IV-A.) 12 D An organization that normally receives: (1) more than 33-1/3% of its support from contributions, membership fees, and gross receipts from acttvities related to its charitable, etc, functions - subject to certain exceptions, and (2) no more than 33-1/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Also complete the Support Schedule in Part IV-A.) 13 D' . An organization that is not controlled by any disqualified persons (other than foundation managers) and otherwise meets the requirements of section 509(a)(3). Check the box that describes the type of supporting organization: ~ DType I o Type II o Type III-Functionally Integrated DType III-Other Provide the following information about the supported organizations. (See instructions.) (a) (b) (c) (d) (e) Name(s) of supported Employer identification Type of Is the supported Amount of organization(s) number (EIN) organization (described organization listed in support in lines 5 through 12 the supporting above or IRe section) orgaOlza~ion's governing documents? Yes No . Total......................................................................................................... . ~ O. ~ An organization organized and operated to test for public safety. Section 509(a)(4). (See instructions.) BAA Schedule A (Form 990 or 990-EZ) 2006 TEEA0407L 01/22/07 Schedule A (Form 990 or 990-EZ) 2006 TRI-VALLEY BUS CNCL EDUC. COLLABORATI 94-3227787 '..tMSupport Schedule (Complete only if you checked a box on line 10, 11, or 12.) Use cash method of accounting. Note: You ma use the worksheet in the instructions for convertin from the accrual to the cash method of accountin . Calendar year (or fiscal year (a) (b) (c) (d) beginning in). . .. . . .. . . .. .. .. . ... ~ 2005 2004 2003 2002 15 Gifts, grants, and contributions received. (Do not include unusual rants. See line 28.)... 231,207. 139,810. 16 Membership fees received. .. . . . 17 Gross receipts from admissions, merchandise sold or services performed, or furnishing of facilities in any activity that is related to the organization's charitable, etc, pur ose. . . . . . . . . . . . . . 18 Gross income from interest, dividends, amounts received from payments on securities loans (section 512(a)(5)), rents, royalties, and unrelated business taxable income (less section 511 taxes) from businesses acquired by the organ- ization after June 30, 1975 . . . . . . . . . . . Page 4 (e) Total 371,017 . O. -187,626. -161,641. -349,267. 956. 1 199. 2 155. 19 Net income from unrelated business activities not included in line 18 . . . . . . . 20 Tax revenues levied for the organization's benefit and either paid to it or expended on its behalf. . . . . . . . . . . . . . . . . . . 21 The value of services or facilities furnished to the organization by a governmental unit without charge. Do not include the value of services or facilities generally furnished to the ublic without charge. . . . . . . 22 Other income. Attach a schedule. Do not include gain or (loss) from sale of ca ital assets. . . . . . . . . . . . . . . . . . 23 Total of lines 15 through 22. . . . . 44, 537. 24 Line 23 minus line 17........... 232,163. 25 Enter 1 % of line 23 . .... .. ... . . 445. 26 Organizations described on lines 10 or11: a Enter 2% of amount in column (e), line 24............... ~ b Prepare a list for your records to show the name of and amount contributed by each person (other than a governmental unit or pUblicly supported organization) whose total gifts for 2002 through 2005 exceeded the amount shown in line 26a. Do not file this list with your return. Enter the total of all these excess amounts. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. ~ c Total support for section 509(a)(1) test: Enter line 24, column (e)...... .. .. ........ . . .. . . . .. .... .,. .... ... ~ d Add: Amounts from column (e) for lines: 18 2,155. 19 22 26b 26d e Public support (line 26c minus line 26d total) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. .. ~ 26e f Public su ort ercenta e line 26e numerator divided b line 26c denominator)....................... ~ 261 27 Organizations described on line 12: N/A a For amounts included in lines 15, 16, and 17 that were received from a 'disqualified person,' prepare a list for your records to show the name of, and total amounts received in each year from, each 'disqualified person.' Do not file this list with your return. Enter the sum of such amounts for each year: . (2005) _ _ _ _ _ _ _ _ _ _ _ _ (2004) _ _ _ _ _ _ _ _ _ _ _ _ (2003) _ _ _ _ _ _ _ _ _ _ _ _ (2002) _ _ _ _ _ _ _ _ _ _ _ - - bFor any amount included in line 17 that was received from each person (other than 'disqualified persons'), prepare a list for your records to show the name of, and amount received for each year, that was more than the larger of (1) the amount on line 25 for the year or (2) $5,000. (Include in the list organizations described in lines 5 through 11 b, as well as Individuals.) Do not file this list with your return. After computing the difference between the amount received and the larger amount described in (1) or (2), enter the sum of these differences (the excess amounts) for each year: (2005) _ _ _ _ _ _ _ _ _ _ _ _ (2004) _ _ _ _ _ _ _ _ _ _ _ _ (2003) _ _ _ _ _ _ _ _ _ __ _ (2002) _ _ _ _ _ _ _ _ _ _ - -- c Add: Amounts from column (e) for lines: 15 16 17 20 21 d Add: Line 27a total. . . . . and line 27b total. . . . . . . . . . . . e Public support (line 27c total minus line 27d total). . . . .. . . .. . . . . . . . . . . . .. . . . . . . . . .'. . . .. . . . .. . . . . . . . . . . . . .. ~ 1 Total support for section 509(a)(2) test: Enter amount from line 23, column (e) .. ~ 271 g Public support percentage (line 27e (numerator) divided by line 271 (denominator)) . . . . . . . . . . . . . . . . . . . . . ., ~ h Investment income ercenta e line 1S, column e numerator divided b line 27f denominator ......... ... % 28 Unusual Grants: For an organization described in line 10, 11, or 12 that received any unusual grants during 2002 through 2005, prepare a list for your records to show, for each year, the name of the contributor, the date and amount of the grant, and a bnef descnptlon of the nature of the grant. Do not file this list with your return. Do not include these grants in line 15. BAA TEEA0403L 01/19/07 Schedule A (Form 990 or 990-EZ) 2006 o. o. o. O. 23,905. 373,172. 2,155. 371,017. 99.42 % Schedule A (Form 990 or 990-EZ) 2006 TRI -VALLEY BUS CNCL EDUC. COLLABORA _ Private School Questionnaire (See instructions.) (To be completed ONLY by schools that checked the box on line 6 in Part IV) 94-3227787 Page 5 N/A Yes No --------------------------------------------------------- 29 Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws, other governing instrument, or in a resolution of its governing body? . . .., . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 Does the organization include a statement of its racially nondiscriminatory policy toward students in all its brochures, catalogues, and other written communications with the public dealing with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . .. . .. . .. . . . .. . . . . . . . . . . . . . . . .. . . . . . . . 31 Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during the period of solicitation for students, or during the registration period if it has no solicitation program, in a way that makes the policy known to all parts of the general community it serves? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . If 'Yes,' please describe; if 'No,' please explain. (If you need more space, attach a separate statement.) --------------------------------------------------------- -------------------------------------------------------- -------------------------------------------------------- 32 Does the organization maintain the following: a Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . . . . . . . . . . . . . . .. 32 a b Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory basis? . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 32 b c Co~ies of all catalogues, brochures, announcements, and other written communications to the public dealing wit student admissions, programs, and scholarships? . .. ... . . .. .. . .. .. . . . . .. . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . ... . . . . .. 32c d Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . . . . . . . . . . . .. . . . . .. . .. 32d If you answered 'No' to any of the above, please explain. (If you need more space, attach a separate statement.) -------------------------------------------------------- -------------------------------------------------------- 33 Does the organization discriminate by race in any way with respect to: a Students' rights or privileges? . . . . . . . . . . . . . . . . . . . .. . . . .. . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . ... . . .. . .. 33a b Admissions policies? .. ... .. ... .. .... .. . .. ... ..... . .. .. .... ... .. .. ...... ... .... . .. ......... . .., . ... . ....... .... ... 33b c Employment of faculty or administrative staff? . . . . . . . . . . : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 33c d Scholarships or other financial assistance? . . . . . .. . .. .. .. .. . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . ., 33 d e Educational policies? . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . .. . . . . . . . . . . . . . . . . . . . . .'. . . . . . . . . . . . .. 33e f Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . .. . . . . . . . . . . . . . . . . . . . . .. . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 33f If you answered 'Yes' to any of the above, please explain. (If you need more space, attach a separate statement.) 9 Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . h Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . --------------------------------------------------------- -----~-------------------------------------------------- -------------------------------------------------------- 34a Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . . . . . . . . . . . . . . . . . . . b Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . If you answered 'Yes' to either 34a or b, please explain using an attached statement. 35 Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05 of Rev Proc 75-50, 1975.2 C.B. 587, covering racial nondiscrimination? If 'No,' attach an ex lanation.................................................................... 35 BAA TEEA0404L 01/19/07 Schedule A (Form 990 or 990-EZ) 2006 Schedule A (Form 990 or 990-EZ) 2006 TRI -VALLEY BUS CNCL EDUC. COLLABORAT _ Lobbying Expenditures by Electing Public Charities (See instructions.) (To be completed ONLY by an eligible organization that filed Form 5768) Check ~ a if the organization belongs to an affiliated rou. Check ~ b if 94-3227787 Page 6 N/A Limits on Lobbying Expenditures ou checked 'a' and 'limited control' rovisions ap (a) (b) Affiliated group To be completed totals for all electing or anizations (The term 'expenditures' means amounts paid or incurred.) 36 Total lobbying expenditures to influence public opinion (grass roots lobbying). . . . . . . . . 37 Total lobbying expenditures to influence a legislative body (direct lobbying).... .... .. 38 Total lobbying expenditures (add lines 36 and 37). .... . .. .. . .. ., . . .. ..... . ... .. .. .. 39 Other exempt purpose expenditures. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 40 Total exempt purpose expenditures (add lines 38 and 39) . . . . . . . . . . . . . . . . . . . . . . . . . . 41 Lobbying nontaxable amount. Enter the amount from the following table - If the amount on line 40 is - The lobbying nontaxable amount is - Not over $500,00Q . . . . . . . . . . . . . . . . . . . .. 20% of the amount on line 4Q . . . . . ~ Over $500,000 but not over $1,000,000. . . . . . . . . .. $100,000 pi us 15 % of the excess over $500,000 Over $1,000,000 but not over $1,500,000 . . . . . . . .. $175,000 plus 10% of the excess over $1,000,000 Over $1,500,000 but not over $17,000,000 . . . . . . .. $225,000 plus 5% of the excess over $1,500,000 Over $17,000,000. . . . . .. . . . . . . . .. . . .... $1,000,000....................... 42 Grassroots nontaxable amount (enter 25% of line 41). ... ..... .. ........... .. .. .. .. 43 Subtract line 42 from line 36. Enter -0- if line 42 is more than line 36. . . . . . . . . . . . . . . . 44 Subtract line 41 from line 38. Enter -0- if line 41 is more than line 38. ......:.. ... . .. Caution: If there is an amount on either line 43 or line 44, ou must file Form 4720. 4 -Year Averaging Period Under Section SOl(h) (Some organizations that made a section 501 (h) election do not have to complete all of the five columns below. See the instructions for lines 45 through 50.) 36 37 38 39 40 Lobbying Expenditures During 4 -Year Averaging Period Calendar year (a) (or fiscal year 2006 beginning in) ~ 45 Lobbying nontaxable amount. . . . . . . . . . . . . . 46 Lobbying ceiling amount (150% of line 45(e)) . . . . . . 47 Total lobbying expenditures. . . . . . . . . . 48 Grassroots non- taxable amount. . . . . . . 49 Grassroots ceiling amount (150% of line 48(e))...... (b) 2005 (c) 2004 (d) 2003 (e) Total 50 Grassroots lobbying expenditures. . . . . . . . . . Lobbying Activity by Nonelecting Public Charities . (For reporting only by organizations that aid not complete Part VI-A) (See instructions.) During the year, did the organization attempt to influence national, state or local legislation, including any attempt to Influence public opinion on a legislative matter or referendum, through the use of: a Volunteers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . b Paid staff or management (Include compensation in expenses reported on lines c through h.) . . . . . . . . . c Media advertisements. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . d Mailings to members, legislators, or the public... . . ... . . ..... .. . . .. .... .. .... ... . ... . . .. . .. . . . . . . . . . e Publications, or published or broadcast statements. .. .. . .. . .... . .. ... . .... ... . .. . ... . .... ... .., . . ... f Grants to other organizations for lobbying purposes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . g Direct contact with legislators, their staffs, government officials, or a legislative body. . . . . . . . . . . . . . . . . . h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any other means. . . . . . . . . . . . . . i Total lobbying expenditures (add lines c through h.). . . . . .. . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . - If 'Yes' to any of the above, also attach a statement giving a detailed description of the lobbying activities. BAA Schedule A (Form 990 or 990-EZ) 2006 Yes No TEEA0405L 01/19/07 Schedule A (Form 990 or 990-EZ) 2006 TRI-VALLEY BUS CNCL EDUC. COLLABORA 94-3227787 __Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations (See instructions) S1 Did the reporting organization directly or indirectly engage in any of the following with any other organization described in section 501 (c) of the Code (other than section 501 (c) (3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting organization to a noncharitable exempt organization of: Yes No (i) Cash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . X (ii)Other assets. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X b Other transactions: (i)Sales or exchanges of assets with a noncharitable exempt organization. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X (ii)Purchases of assets from a noncharitable exempt organization. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . X (iii)Rental of facilities, equipment, or other assets. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X (iv)Reimbursement arrangements... . .. .. . .. . . . . . . ... ... .. . . . .. .. . ....... ..... .. ... .. ... .. . .. .. .. ... . . .. .... . . X (v)Loans or loan guarantees. . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X (vi)Performance of services or membership or fundraising solicitations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . X c Sharing of facilities, equipment, mailing lists, other assets, or paid employees. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . c X d If the answer to any of the above is 'Yes,' complete the following schedule. Column (b) should always show the fair market value of the ~oOdS, o~her assets, or services given by the re~ortin~ or~nization. If the organization received less than fair market value in Page 7 anv ransaction or sharina arrangement. show in co umn d) e value of the gooos, other assets, or services received: (a) (b) ~c) (d) Line no. Amount involved Name of noncharitab e exempt organization Description of transfers, transactions, and sharing arrangements N/ll . / . 52a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501 (c) of the Code (other than section 501 (c) (3)) or in section 5277. . . . . . . . . . . . . . . . . . . . . . . . . . . b If 'Yes,' complete the followin schedule: (a) Name of organization ~ DYes [R] No (b) Type of organization , (c) Description of relationship N/A BAA Schedule A (Form 990 or 990-EZ) 2006 TEEA0406L 01/19/07 2006 FEDERAL STATEMENTS PAGE' TRI-VALLEY BUS CNCL EDUC. COLLABORATIVE 94-3227787 STATEMENT 1 FORM 990, PART I, LINE 9 \ NET INCOME (LOSS) FROM SPECIAL EVENTS LESS LESS NET GROSS CONTRI- GROSS DIRECT INCOME SPECIAL EVENTS RECEIPTS BUTIONS REVENUE EXPENSES (LOSS) TRI VALLEY HOUSING OPPORTUNITY 244,750. 244,750. o. 198,672. -198,672. VISION PROJECT 150,000. 150,000. o. 137,091. -137,091. TTEC 391. o. 391. 2,575. -2,184. SCIENCE FAIR o. o. o. 184. -184. TOTAL $ 395,141. $ 394,750. $ 391. $ 338,522. $ -338,131. STATEMENT 2 FORM 990, PART IV, LINE 65 OTHER LIABILITIES ....................,....... ............. ....... ...... .............. ,. ... ....... ...... ,. ... ..... ..... .... $ 129,625. TOTAL $ 129,625. .