Loading...
HomeMy WebLinkAbout4.11 Agreement with Matrix Consulting Group for Staffing Analysis and Optimization Planning Services for the Public Works DepartmentSTAFF REPORT CITY COUNCIL Page 1 of 2 Agenda Item 4.11 DATE:December 7, 2021 TO:Honorable Mayor and City Councilmembers FROM:Linda Smith, City Manager SUBJECT:Agreement with Matrix Consulting Group for Staffing Analysis and Optimization Planning Services for the Public Works DepartmentPrepared by:Jordan Foss, Management Analyst II EXECUTIVE SUMMARY:The City Council will consider an agreement with Matrix Consulting Group for staffing analysis and optimization planning for the Public Works Department. STAFF RECOMMENDATION:Adopt the Resolution Approving an Agreement with Matrix Consulting Group for Staffing Analysis and Optimization Planning Services for the Public Works Department. FINANCIAL IMPACT:The agreement cost is not to exceed $51,500 through June 2022, which includes $47,100 for staffing analysis and optimization planning services, plus additional funds of $4,400 for reimbursable expenses as needed. There is sufficient funding in the Fiscal Year 2021-22 Budget tocover these costs. DESCRIPTION:On July 16, 2021, the City issued a Request for Proposals (RFQ) for staffing analysis and optimization planning for the Public Works Department. Through the RFQ, the Public Works Department sought consultant services to perform an in-depth analysis of current staffing and operations and to create a staffing optimization plan. The RFQ specified that selection would be based on quality and completeness of submissions, as well as a firm's experience with engagements of similar scope and complexity. The RFQ was sent to a list of potential consultantsand posted on the City's website.In response to the RFQ, Staff received proposals from Matrix Consulting Group, Citygate Associates, Koff & Associates, Raftelis (The Novak Consulting Group), Regional Government Services, and Transformance Consulting. After reviewing the proposals, Staff determined Matrix 241 Page 2 of 2 Consulting Group was the most responsive in terms of experience and best meets the requirements of the RFQ. Matrix Consulting Group has provided similar services to an extensive client list including San Mateo County, the cities of Menlo Park, Milpitas, Palo Alto, San Mateo, Sunnyvale, and Tiburon, as well as many other cities nationwide.The services provided by Matrix Consulting Group in the agreement will include a holistic review and analysis of the Public Works Department current staffing and operations. Matrix Consulting Group will then create a detailed staffing optimization plan with both near-term and build-out implementation strategies. In providing these services, Matrix Consulting Group will review operating and capital improvement budgets. They will also utilize City plans and initiatives, such as the Capital Improvement Program; Climate Action Plan; Bike and Ped Master Plan; Downtown Dublin Vision, Downtown Specific Plan, and Downtown Streetscape Master Plan; ADA Transition Plan; and other plans and initiatives referenced in the Request for Qualifications to ensure comprehension of the Department’s purpose and direction. Additionally, City Staff has confirmed the revised schedule provided by Matrix Consulting Group, as shown in the Agreement (Attachment 2), is correct and that Matrix Consulting Group staff is available and will be appropriately allocated to the project for the entirety of the agreement, including during the holidays. STRATEGIC PLAN INITIATIVE:None. NOTICING REQUIREMENTS/PUBLIC OUTREACH:The City Council Agenda was posted. ATTACHMENTS:1) Resolution Approving an Agreement with Matrix Consulting Group for Staffing Analysis and Optimization Planning Services for the Public Works Department2) Exhibit A to the Resolution –Agreement with Matrix Consulting Group for Staffing Analysis and Optimization Planning Services 3) Request for Qualifications for Staffing Analysis and Optimization Planning4) Proposal from Matrix Consulting Group 242 Attachment 1 Reso. No. XX-21, Item X.X, Adopted 12/07/21 Page 1 of 1 RESOLUTION NO. XX – 21 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF DUBLIN APPROVING AN AGREEMENT WITH MATRIX CONSULTING GROUP FOR STAFFING ANALYSIS AND OPTIMIZATION PLANNING SERVICES FOR THE PUBLIC WORKS DEPARTMENT WHEREAS,Staff issued a Request for Qualifications (RFQ) for staffing analysis and optimization planning services for the Public Works Department; and WHEREAS,the City received six responses to the RFQ; and WHEREAS,Staff reviewed and evaluated the proposals in accordance with the RFQ rating criteria and determined that Matrix Consulting Group best met the City desired scope of services, based on quality, completeness of the submission, and the firm’s experience with engagements of similar scope and complexity; and WHEREAS, the City desires to enter into an agreement with Matrix Consulting Group for a not-to-exceed amount of $51,500 over a seven month term for staffing analysis and optimization planning services for the Public Works Department. NOW, THEREFORE, BE IT RESOLVED that the City Council of the City of Dublin does hereby approve the Agreement with Matrix Consulting Group attached hereto as Exhibit A. BE IT FURTHER RESOLVED that the City Manager is authorized to execute the Agreement and make any necessary, non-substantive changes to carry out the intent of this Resolution. PASSED, APPROVED AND ADOPTED this 7th day of December 2021, by the following vote: AYES: NOES: ABSENT: ABSTAIN: ______________________________ Mayor ATTEST: _________________________________ City Clerk 243 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 1 of 14 CONSULTING SERVICES AGREEMENT BETWEEN THE CITY OF DUBLIN AND MATRIX CONSULTING GROUP FOR STAFFING ANALYSIS AND OPTIMIZATION PLANNING SERVICES THIS AGREEMENT for consulting services is made by and between the City of Dublin (“City”) and Matrix Consulting Group (“Consultant”) (together sometimes referred to as the “Parties”) as of December 7, 2021 (the “Effective Date”). Section 1. SERVICES. Subject to the terms and conditions set forth in this Agreement, Consultant shall provide to City the services described in the Scope of Work attached as Exhibit A at the time and place and in the manner specified therein. In the event of a conflict in or inconsistency between the terms of this Agreement and Exhibit A, the Agreement shall prevail. 1.1 Term of Services. The term of this Agreement shall begin on the Effective Date and shall end on June 30, 2022, the date of completion specified in Exhibit A, and Consultant shall complete the work described in Exhibit A on or before that date, unless the term of the Agreement is otherwise terminated or extended, as provided for in Section 8. The time provided to Consultant to complete the services required by this Agreement shall not affect the City’s right to terminate the Agreement, as referenced in Section 8. Notwithstanding the foregoing this Agreement may be extended on a month-to-month basis for up to 6 months upon the written consent of the Consultant and the City Manager, provided that: a) sufficient funds have been appropriated for such purchase, b) the price charged by the Consultant for the provision of the serves described in Exhibit A does not increase. None of the foregoing shall affect the City’s right to terminate the Agreement as provided for in Section 8. 1.2 Standard of Performance. Consultant shall perform all services required pursuant to this Agreement in the manner and according to the standards observed by a competent practitioner of the profession in which Consultant is engaged. 1.3 Assignment of Personnel. Consultant shall assign only competent personnel to perform services pursuant to this Agreement. In the event that City, in its sole discretion, at any time during the term of this Agreement, desires the reassignment of any such persons, Consultant shall, immediately upon receiving notice from City of such desire of City, reassign such person or persons. 1.4 Time. Consultant shall devote such time to the performance of services pursuant to this Agreement as may be reasonably necessary to meet the standard of performance provided in Subsection 1.2 above and to satisfy Consultant’s obligations hereunder. Section 2. COMPENSATION. City hereby agrees to pay Consultant a sum not to exceed $51,500.00, notwithstanding any contrary indications that may be contained in Consultant’s proposal, for Attachment 2 244 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 2 of 14 services to be performed and reimbursable costs incurred under this Agreement. In the event of a conflict between this Agreement and Consultant’s proposal, attached as Exhibit A, regarding the amount of compensation, the Agreement shall prevail. City shall pay Consultant for services rendered pursuant to this Agreement at the time and in the manner set forth herein. The payments specified below shall be the only payments from City to Consultant for services rendered pursuant to this Agreement. Consultant shall submit all invoices to City in the manner specified herein. Except as specifically authorized by City in writing, Consultant shall not bill City for duplicate services performed by more than one person. Consultant and City acknowledge and agree that compensation paid by City to Consultant under this Agreement is based upon Consultant’s estimated costs of providing the services required hereunder, including salaries and benefits of employees and subcontractors of Consultant. Consequently, the Parties further agree that compensation hereunder is intended to include the costs of contributions to any pensions and/or annuities to which Consultant and its employees, agents, and subcontractors may be eligible. City therefore has no responsibility for such contributions beyond compensation required under this Agreement. 2.1 Invoices. Consultant shall submit invoices, not more often than once a month during the term of this Agreement, based on the cost for services performed and reimbursable costs incurred prior to the invoice date. No individual performing work under this Agreement shall bill more than 2,000 hours in a fiscal year unless approved, in writing, by the City Manager or his/her designee. Invoices shall contain the following information:  Serial identifications of progress bills; i.e., Progress Bill No. 1 for the first invoice, etc.;  The beginning and ending dates of the billing period;  A Task Summary containing the original contract amount, the amount of prior billings, the total due this period, the balance available under the Agreement, and the percentage of completion;  A copy of the applicable time entries or time sheets shall be submitted showing the following: o Daily logs of total hours worked by each individual performing work under this Agreement o Hours must be logged in increments of tenths of an hour or quarter hour o If this Agreement covers multiple projects, all hours must also be logged by project assignment o A brief description of the work, and each reimbursable expense  The total number of hours of work performed under the Agreement by Consultant and each employee, agent, and subcontractor of Consultant performing services hereunder;  The Consultant’s signature;  Consultant shall give separate notice to the City when the total number of hours worked by Consultant and any individual employee, agent, or subcontractor of 245 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 3 of 14 Consultant reaches or exceeds 800 hours within a 12-month period under this Agreement and any other agreement between Consultant and City. Such notice shall include an estimate of the time necessary to complete work described in Exhibit A and the estimate of time necessary to complete work under any other agreement between Consultant and City, if applicable. 2.2 Monthly Payment. City shall make monthly payments, based on invoices received, for services satisfactorily performed, and for authorized reimbursable costs incurred. City shall have 30 days from the receipt of an invoice that complies with all of the requirements above to pay Consultant. 2.3 Final Payment. City shall pay the last 10% of the total sum due pursuant to this Agreement within 60 days after completion of the services and submittal to City of a final invoice, if all services required have been satisfactorily performed. 2.4 Total Payment. City shall pay for the services to be rendered by Consultant pursuant to this Agreement. City shall not pay any additional sum for any expense or cost whatsoever incurred by Consultant in rendering services pursuant to this Agreement. City shall make no payment for any extra, further, or additional service pursuant to this Agreement. In no event shall Consultant submit any invoice for an amount in excess of the maximum amount of compensation provided above either for a task or for the entire Agreement, unless the Agreement is modified prior to the submission of such an invoice by a properly executed change order or amendment. 2.5 Hourly Fees. Fees for work performed by Consultant on an hourly basis shall not exceed the amounts shown on the compensation schedule attached hereto as Exhibit B. 2.6 Reimbursable Expenses. Reimbursable expenses are specified in Exhibit B, and shall not exceed $4,400. Expenses not listed in Exhibit B are not chargeable to City. Reimbursable expenses are included in the total amount of compensation provided under this Agreement that shall not be exceeded. 2.7 Payment of Taxes. Consultant is solely responsible for the payment of employment taxes incurred under this Agreement and any similar federal or state taxes. 2.8 Payment upon Termination. In the event that the City or Consultant terminates this Agreement pursuant to Section 8, the City shall compensate the Consultant for all outstanding costs and reimbursable expenses incurred for work satisfactorily completed as of the date of written notice of termination. Consultant shall maintain adequate logs and timesheets to verify costs incurred to that date. 2.9 Authorization to Perform Services. The Consultant is not authorized to perform any services or incur any costs whatsoever under the terms of this Agreement until receipt of authorization from the Contract Administrator. 246 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 4 of 14 Section 3. FACILITIES AND EQUIPMENT. Except as set forth herein, Consultant shall, at its sole cost and expense, provide all facilities and equipment that may be necessary to perform the services required by this Agreement. City shall make available to Consultant only the facilities and equipment listed in this section, and only under the terms and conditions set forth herein. City shall furnish physical facilities such as desks, filing cabinets, and conference space, as may be reasonably necessary for Consultant’s use while consulting with City employees and reviewing records and the information in possession of the City. The location, quantity, and time of furnishing those facilities shall be in the sole discretion of City. In no event shall City be obligated to furnish any facility that may involve incurring any direct expense, including but not limited to computer, long-distance telephone or other communication charges, vehicles, and reproduction facilities. Section 4. INSURANCE REQUIREMENTS. Before fully executing this Agreement, Consultant, at its own cost and expense, unless otherwise specified below, shall procure the types and amounts of insurance listed below against claims for injuries to persons or damages to property that may arise from or in connection with the performance of the work hereunder by the Consultant and its agents, representatives, employees, and subcontractors. Consistent with the following provisions, Consultant shall provide proof satisfactory to City of such insurance that meets the requirements of this section and under forms of insurance satisfactory in all respects, and that such insurance is in effect prior to beginning work. Consultant shall maintain the insurance policies required by this section throughout the term of this Agreement. The cost of such insurance shall be included in the Consultant's bid or proposal. Consultant shall not allow any subcontractor to commence work on any subcontract until Consultant has obtained all insurance required herein for the subcontractor(s) and provided evidence to City that such insurance is in effect. VERIFICATION OF THE REQUIRED INSURANCE SHALL BE SUBMITTED AND MADE PART OF THIS AGREEMENT PRIOR TO EXECUTION. Consultant shall maintain all required insurance listed herein for the duration of this Agreement. 4.1 Workers’ Compensation. 4.1.1 General Requirements. Consultant shall, at its sole cost and expense, maintain Statutory Workers’ Compensation Insurance and Employer’s Liability Insurance for any and all persons employed directly or indirectly by Consultant. The Statutory Workers’ Compensation Insurance and Employer’s Liability Insurance shall be provided with limits of not less than $1,000,000 per accident. In the alternative, Consultant may rely on a self-insurance program to meet these requirements, but only if the program of self-insurance complies fully with the provisions of the California Labor Code. Determination of whether a self-insurance program meets the standards of the California Labor Code shall be solely in the discretion of the Contract Administrator. The Workers’ Compensation policy shall be endorsed with a waiver of subrogation in favor of the entity for all work performed by the Consultant, its employees, agents, and subcontractors. 4.1.2 Submittal Requirements. To comply with Subsection 4.1, Consultant shall submit the following: 247 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 5 of 14 a. Certificate of Liability Insurance in the amounts specified in the section; and b. Waiver of Subrogation Endorsement as required by the section. 4.2 Commercial General and Automobile Liability Insurance. 4.2.1 General Requirements. Consultant, at its own cost and expense, shall maintain commercial general liability insurance for the term of this Agreement in an amount not less than $1,000,000 and automobile liability insurance for the term of this Agreement in an amount not less than $1,000,000 per occurrence, combined single limit coverage for risks associated with the work contemplated by this Agreement. If a Commercial General Liability Insurance or an Automobile Liability form or other form with a general aggregate limit is used, either the general aggregate limit shall apply separately to the work to be performed under this Agreement or the general aggregate limit shall be at least twice the required occurrence limit. Such coverage shall include but shall not be limited to, protection against claims arising from bodily and personal injury, including death resulting therefrom, and damage to property resulting from activities contemplated under this Agreement, including without limitation, blanket contractual liability and the use of owned and non-owned automobiles. 4.2.2 Minimum Scope of Coverage. Commercial general coverage shall be at least as broad as Insurance Services Office Commercial General Liability occurrence form CG 0001 (most recent edition) covering comprehensive General Liability on an “occurrence” basis. Automobile coverage shall be at least as broad as Insurance Services Office Automobile Liability form CA 0001, Code 1 (any auto). No endorsement shall be attached limiting the coverage. 4.2.3 Additional Requirements. Each of the following shall be included in the insurance coverage or added as a certified endorsement to the policy: a. The Insurance shall cover on an occurrence or an accident basis, and not on a claims-made basis. b. City, its officers, officials, employees, and volunteers are to be covered as additional insureds as respects: liability arising out of work or operations performed by or on behalf of the Consultant; or automobiles owned, leased, hired, or borrowed by the Consultant. c. Consultant hereby agrees to waive subrogation which any insurer or contractor may require from vendor by virtue of the payment of any loss. Consultant agrees to obtain any endorsements that may be necessary to effect this waiver of subrogation. 248 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 6 of 14 d. For any claims related to this Agreement or the work hereunder, the Consultant’s insurance coverage shall be primary insurance as respects the City, its officers, officials, employees, and volunteers. Any insurance or self-insurance maintained by the City, its officers, officials, employees, or volunteers shall be excess of the Consultant’s insurance and shall not contribute with it. 4.2.4 Submittal Requirements. To comply with Subsection 4.2, Consultant shall submit the following: a. Certificate of Liability Insurance in the amounts specified in the section; b. Additional Insured Endorsement as required by the section; c. Waiver of Subrogation Endorsement as required by the section; and d. Primary Insurance Endorsement as required by the section. 4.3 Professional Liability Insurance. 4.3.1 General Requirements. Consultant, at its own cost and expense, shall maintain for the period covered by this Agreement professional liability insurance for licensed professionals performing work pursuant to this Agreement in an amount not less than $2,000,000 covering the licensed professionals’ errors and omissions. Any deductible or self-insured retention shall not exceed $150,000 per claim. 4.3.2 Claims-Made Limitations. The following provisions shall apply if the professional liability coverage is written on a claims-made form: a. The retroactive date of the policy must be shown and must be before the date of the Agreement. b. Insurance must be maintained and evidence of insurance must be provided for at least 3 years after completion of the Agreement or the work, so long as commercially available at reasonable rates. c. If coverage is canceled or not renewed and it is not replaced with another claims-made policy form with a retroactive date that precedes the date of this Agreement, Consultant shall purchase an extended period coverage for a minimum of 3 years after completion of work under this Agreement. d. A copy of the claim reporting requirements must be submitted to the City for review prior to the commencement of any work under this Agreement. 249 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 7 of 14 4.3.3 Submittal Requirements. To comply with Subsection 4.3, Consultant shall submit the Certificate of Liability Insurance in the amounts specified in the section. 4.4 All Policies Requirements. 4.4.1 Acceptability of Insurers. All insurance required by this section is to be placed with insurers with a Bests' rating of no less than A:VII. 4.4.2 Verification of Coverage. Prior to beginning any work under this Agreement, Consultant shall furnish City with complete copies of all Certificates of Liability Insurance delivered to Consultant by the insurer, including complete copies of all endorsements attached to the policies. All copies of Certificates of Liability Insurance and certified endorsements shall show the signature of a person authorized by that insurer to bind coverage on its behalf. If the City does not receive the required insurance documents prior to the Consultant beginning work, it shall not waive the Consultant’s obligation to provide them. The City reserves the right to require complete copies of all required insurance policies at any time. 4.4.3 Deductibles and Self-Insured Retentions. Consultant shall disclose to and obtain the written approval of City for the self-insured retentions and deductibles before beginning any of the services or work called for by any term of this Agreement. At the option of the City, either: the insurer shall reduce or eliminate such deductibles or self-insured retentions as respects the City, its officers, employees, and volunteers; or the Consultant shall provide a financial guarantee satisfactory to the City guaranteeing payment of losses and related investigations, claim administration and defense expenses. 4.4.4 Wasting Policies. No policy required by this Section 4 shall include a “wasting” policy limit (i.e. limit that is eroded by the cost of defense). 4.4.5 Endorsement Requirements. Each insurance policy required by Section 4 shall be endorsed to state that coverage shall not be canceled by either party, except after 30 days’ prior written notice has been provided to the City. 4.4.6 Subcontractors. Consultant shall include all subcontractors as insureds under its policies or shall furnish separate certificates and certified endorsements for each subcontractor. All coverages for subcontractors shall be subject to all of the requirements stated herein. 4.5 Remedies. In addition to any other remedies City may have if Consultant fails to provide or maintain any insurance policies or policy endorsements to the extent and within the time herein required, City may, at its sole option exercise any of the following remedies, which are alternatives to other remedies City may have and are not the exclusive remedy for Consultant’s breach: 250 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 8 of 14  Obtain such insurance and deduct and retain the amount of the premiums for such insurance from any sums due under the Agreement;  Order Consultant to stop work under this Agreement or withhold any payment that becomes due to Consultant hereunder, or both stop work and withhold any payment, until Consultant demonstrates compliance with the requirements hereof; and/or  Terminate this Agreement. Section 5. INDEMNIFICATION AND CONSULTANT’S RESPONSIBILITIES. Refer to the attached Exhibit C, which is incorporated herein and made a part of this Agreement. Section 6. STATUS OF CONSULTANT. 6.1 Independent Contractor. At all times during the term of this Agreement, Consultant shall be an independent contractor and shall not be an employee of City. This Agreement shall not be construed as an agreement for employment. City shall have the right to control Consultant only insofar as the results of Consultant's services rendered pursuant to this Agreement and assignment of personnel pursuant to Subsection 1.3; however, otherwise City shall not have the right to control the means by which Consultant accomplishes services rendered pursuant to this Agreement. Consultant further acknowledges that Consultant performs Services outside the usual course of the City’s business; and is customarily engaged in an independently established trade, occupation, or business of the same nature as the Consultant performs for the City and has the option to perform such work for other entities. Notwithstanding any other City, state, or federal policy, rule, regulation, law, or ordinance to the contrary, Consultant and any of its employees, agents, and subcontractors providing services under this Agreement shall not qualify for or become entitled to, and hereby agree to waive any and all claims to, any compensation, benefit, or any incident of employment by City, including but not limited to eligibility to enroll in the California Public Employees Retirement System (PERS) as an employee of City and entitlement to any contribution to be paid by City for employer contributions and/or employee contributions for PERS benefits. 6.2 Consultant Not an Agent. Except as City may specify in writing, Consultant shall have no authority, express or implied, to act on behalf of City in any capacity whatsoever as an agent. Consultant shall have no authority, express or implied, pursuant to this Agreement to bind City to any obligation whatsoever. Section 7. LEGAL REQUIREMENTS. 7.1 Governing Law. The laws of the State of California shall govern this Agreement. 7.2 Compliance with Applicable Laws. Consultant and any subcontractors shall comply with all laws and regulations applicable to the performance of the work hereunder, including but not limited to, the California Building Code, the Americans with Disabilities Act, and any copyright, patent or trademark law. Consultant’s failure to comply with any law(s) or 251 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 9 of 14 regulation(s) applicable to the performance of the work hereunder shall constitute a breach of contract. 7.3 Other Governmental Regulations. To the extent that this Agreement may be funded by fiscal assistance from another governmental entity, Consultant and any subcontractors shall comply with all applicable rules and regulations to which City is bound by the terms of such fiscal assistance program. 7.4 Licenses and Permits. Consultant represents and warrants to City that Consultant and its employees, agents, and any subcontractors have all licenses, permits, qualifications, and approvals of whatsoever nature that are legally required to practice their respective professions. Consultant represents and warrants to City that Consultant and its employees, agents, any subcontractors shall, at their sole cost and expense, keep in effect at all times during the term of this Agreement any licenses, permits, and approvals that are legally required to practice their respective professions. In addition to the foregoing, Consultant and any subcontractors shall obtain and maintain during the term of this Agreement valid Business Licenses from City. 7.5 Nondiscrimination and Equal Opportunity. Consultant shall not discriminate, on the basis of a person’s race, sex, gender, religion (including religious dress and grooming practices), national origin, ancestry, physical or mental disability, medical condition (including cancer and genetic characteristics), marital status, age, sexual orientation, color, creed, pregnancy, genetic information, gender identity or expression, political affiliation or belief, military/veteran status, or any other classification protected by applicable local, state, or federal laws (each a “Protected Characteristic”), against any employee, applicant for employment, subcontractor, bidder for a subcontract, or participant in, recipient of, or applicant for any services or programs provided by Consultant under this Agreement. Consultant shall include the provisions of this Subsection in any subcontract approved by the Contract Administrator or this Agreement. Section 8. TERMINATION AND MODIFICATION. 8.1 Termination. City may cancel this Agreement at any time and without cause upon written notification to Consultant. Consultant may cancel this Agreement upon 30 days’ written notice to City and shall include in such notice the reasons for cancellation. In the event of termination, Consultant shall be entitled to compensation for services performed to the effective date of termination; City, however, may condition payment of such compensation upon Consultant delivering to City any or all documents, photographs, computer software, video and audio tapes, and other materials provided to Consultant or prepared by or for Consultant or the City in connection with this Agreement. 252 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 10 of 14 8.2 Extension. City may, in its sole and exclusive discretion, extend the end date of this Agreement beyond that provided for in Subsection 1.1. Any such extension shall require a written amendment to this Agreement, as provided for herein. Consultant understands and agrees that, if City grants such an extension, City shall have no obligation to provide Consultant with compensation beyond the maximum amount provided for in this Agreement. Similarly, unless authorized by the Contract Administrator, City shall have no obligation to reimburse Consultant for any otherwise reimbursable expenses incurred during the extension period. 8.3 Amendments. The Parties may amend this Agreement only by a writing signed by all the Parties. 8.4 Assignment and Subcontracting. City and Consultant recognize and agree that this Agreement contemplates personal performance by Consultant and is based upon a determination of Consultant’s unique personal competence, experience, and specialized personal knowledge. Moreover, a substantial inducement to City for entering into this Agreement was and is the professional reputation and competence of Consultant. Consultant may not assign this Agreement or any interest therein without the prior written approval of the Contract Administrator. Consultant shall not subcontract any portion of the performance contemplated and provided for herein, other than to the subcontractors noted in the proposal, without prior written approval of the Contract Administrator. 8.5 Survival. All obligations arising prior to the termination of this Agreement and all provisions of this Agreement allocating liability between City and Consultant shall survive the termination of this Agreement. 8.6 Options upon Breach by Consultant. If Consultant materially breaches any of the terms of this Agreement, City’s remedies shall include, but are not limited to, the following: 8.6.1 Immediately terminate the Agreement; 8.6.2 Retain the plans, specifications, drawings, reports, design documents, and any other work product prepared by Consultant pursuant to this Agreement; 8.6.3 Retain a different consultant to complete the work described in Exhibit A not finished by Consultant; or 8.6.4 Charge Consultant the difference between the cost to complete the work described in Exhibit A that is unfinished at the time of breach and the amount that City would have paid Consultant pursuant to Section 2 if Consultant had completed the work. Section 9. KEEPING AND STATUS OF RECORDS. 9.1 Records Created as Part of Consultant’s Performance. All reports, data, maps, models, charts, studies, surveys, photographs, memoranda, plans, studies, specifications, 253 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 11 of 14 records, files, or any other documents or materials, in electronic or any other form, that Consultant prepares or obtains pursuant to this Agreement and that relate to the matters covered hereunder shall be the property of the City. Consultant hereby agrees to deliver those documents to the City upon termination of the Agreement. It is understood and agreed that the documents and other materials, including but not limited to those described above, prepared pursuant to this Agreement are prepared specifically for the City and are not necessarily suitable for any future or other use. City and Consultant agree that, until final approval by City, all data, plans, specifications, reports and other documents are confidential and will not be released to third parties without prior written consent of both Parties. 9.2 Consultant’s Books and Records. Consultant shall maintain any and all ledgers, books of account, invoices, vouchers, canceled checks, and other records or documents evidencing or relating to charges for services or expenditures and disbursements charged to the City under this Agreement for a minimum of 3 years, or for any longer period required by law, from the date of final payment to the Consultant to this Agreement. 9.3 Inspection and Audit of Records. Any records or documents that Subsection 9.2 of this Agreement requires Consultant to maintain shall be made available for inspection, audit, and/or copying at any time during regular business hours, upon oral or written request of the City. Under California Government Code Section 8546.7, if the amount of public funds expended under this Agreement exceeds $10,000.00, the Agreement shall be subject to the examination and audit of the State Auditor, at the request of City or as part of any audit of the City, for a period of 3 years after final payment under the Agreement. Section 10. MISCELLANEOUS PROVISIONS. 10.1 Attorneys’ Fees. If a party to this Agreement brings any action, including an action for declaratory relief, to enforce or interpret the provision of this Agreement, the prevailing party shall be entitled to reasonable attorneys’ fees in addition to any other relief to which that party may be entitled. The court may set such fees in the same action or in a separate action brought for that purpose. 10.2 Venue. In the event that either party brings any action against the other under this Agreement, the Parties agree that trial of such action shall be vested exclusively in the state courts of California in the County of Alameda or in the United States District Court for the Northern District of California. 10.3 Severability. If a court of competent jurisdiction finds or rules that any provision of this Agreement is invalid, void, or unenforceable, the provisions of this Agreement not so adjudged shall remain in full force and effect. The invalidity in whole or in part of any provision of this Agreement shall not void or affect the validity of any other provision of this Agreement. 254 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 12 of 14 10.4 No Implied Waiver of Breach. The waiver of any breach of a specific provision of this Agreement does not constitute a waiver of any other breach of that term or any other term of this Agreement. 10.5 Successors and Assigns. The provisions of this Agreement shall inure to the benefit of and shall apply to and bind the successors and assigns of the Parties. 10.6 Use of Recycled Products. Consultant shall prepare and submit all reports, written studies and other printed material on recycled paper to the extent it is available at equal or less cost than virgin paper. 10.7 Conflict of Interest. Consultant may serve other clients, but none whose activities within the corporate limits of City or whose business, regardless of location, would place Consultant in a “conflict of interest,” as that term is defined in the Political Reform Act, codified at California Government Code Section 81000 et seq. Consultant shall not employ any City official in the work performed pursuant to this Agreement. No officer or employee of City shall have any financial interest in this Agreement that would violate California Government Code Section 1090 et seq. Consultant hereby warrants that it is not now, nor has it been in the previous 12 months, an employee, agent, appointee, or official of the City. If Consultant was an employee, agent, appointee, or official of the City in the previous 12 months, Consultant warrants that it did not participate in any manner in the forming of this Agreement. Consultant understands that, if this Agreement is made in violation of California Government Code Section 1090 et seq., the entire Agreement is void and Consultant will not be entitled to any compensation for services performed pursuant to this Agreement, including reimbursement of expenses, and Consultant will be required to reimburse the City for any sums paid to the Consultant. Consultant understands that, in addition to the foregoing, it may be subject to criminal prosecution for a violation of California Government Code Section 1090 et seq., and, if applicable, will be disqualified from holding public office in the State of California. At City’s sole discretion, Consultant may be required to file with the City a Form 700 to identify and document Consultant’s economic interests, as defined and regulated by the California Fair Political Practices Commission. If Consultant is required to file a Form 700, Consultant is hereby advised to contact the Dublin City Clerk for the Form 700 and directions on how to prepare it. 10.8 Solicitation. Consultant agrees not to solicit business at any meeting, focus group, or interview related to this Agreement, either orally or through any written materials. 10.9 Contract Administration. This Agreement shall be administered by the City Manager ("Contract Administrator"). All correspondence shall be directed to or through the Contract Administrator or his or her designee. 255 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 13 of 14 10.10 Notices. Any written notice to Consultant shall be sent to: Matrix Consulting Group Attn: Richard Brady 1650 S. Amphlett Blvd. Suite 213 San Mateo, CA 94402 Any written notice to City shall be sent to: City of Dublin Attn: Jordan Foss 100 Civic Plaza Dublin, CA 94568 10.11 Integration. This Agreement, including the scope of work attached hereto and incorporated herein as Exhibits A, B, and C represents the entire and integrated agreement between City and Consultant and supersedes all prior negotiations, representations, or agreements, either written or oral. Exhibit A Scope of Services Exhibit B Compensation Schedule & Reimbursable Expenses Exhibit C Indemnification 10.12 Counterparts and Electronic Signatures. This Agreement may be executed in multiple counterparts, each of which shall be an original and all of which together shall constitute one agreement. Counterparts delivered and/or signatures executed by City-approved electronic or digital means shall have the same force and effect as the use of a manual signature. Both Parties desire this Agreement to be electronically signed in accordance with applicable federal and California law. Either Party may revoke its agreement to use electronic signatures at any time by giving notice to the other Party. 10.13 Certification per Iran Contracting Act of 2010. In the event that this contract is for one million dollars ($1,000,000.00) or more, by Consultant’s signature below Consultant certifies that Consultant, and any parent entities, subsidiaries, successors or subunits of Consultant are not identified on a list created pursuant to subdivision (b) of Section 2203 of the California Public Contract Code as a person engaging in investment activities in Iran as described in subdivision (a) of Section 2202.5, or as a person described in subdivision (b) of Section 2202.5 of the California Public Contract Code, as applicable. SIGNATURES ON FOLLOWING PAGE 256 Consulting Services Agreement between City of Dublin and 12/07/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Page 14 of 14 The Parties have executed this Agreement as of the Effective Date. The persons whose signatures appear below certify that they are authorized to sign on behalf of the respective Party. CITY OF DUBLIN MATRIX CONSULTING GROUP Linda Smith, City Manager Richard Brady, President Attest: Marsha Moore, City Clerk Approved as to Form: City Attorney 3070368.1 257 Consulting Services Agreement between City of Dublin and 12/08/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Exhibit A – Page 1 of 7 EXHIBIT A SCOPE OF SERVICES 1 Scope of Services and Project Schedule The following section provides a revised scope that excludes the compensation analysis requested in the RFP. 1. Project Task Plan Task 1 Develop an Understanding of Current Public Works Issues and Develop a Current State Assessment of Existing Operations To fully provide services to the City, we need to quickly develop an understanding of the key issues impacting and shaping service requirements for the community and the current organizational structures, staffing allocations, and service delivery approaches currently in place. To accomplish this, the project team will interview all full-time staff in the Public Works Department, selected managers and staff of the contract companies, the City Manager, and any additional department heads or division managers the department works closely with to understand the overall operations of the department. Our interviews will focus on exploring issues and attitudes in the following areas: • Adequacy of service levels, and perceived gaps in existing levels of service. • Organizational changes which have been made in the past several years and perceptions of the impacts of these changes. • Staffing changes in the past several years due to the economic environment or other causes. • Goals and objectives with regard to the delivery of services in the City and in each of the public works functions and discussion of available workload data for each public works service area. • Adequacy of management systems and technology, and the extent to which the managers in the Department utilize this information to make meaningful managerial, operational, scheduling and staff allocation decisions. • Outsourcing philosophy of the Department; the services that are currently outsourced and additional candidates. • The understanding and use of best practices in the public works industry, both in terms of incorporating of local practices employed by neighboring communities, and formal best practices promulgated by the American Public Works Association. 258 Consulting Services Agreement between City of Dublin and 12/08/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Exhibit A – Page 2 of 7 • The methods by which Department leadership discerns management trends and implements these to address the City’s needs. Next, we will develop a current state assessment of the Public Works Department. Our focus will be on how services are delivered, staffed, and managed, as well as the costs associated with the delivery of those services. The development of this document will be based on interviews with staff as well as collection of departmental operating information and data, including the following: • The current organization of services provided by the Department, including: – The structure and functions of each unit, – The staffing levels of each function and division, – The basic job responsibilities for staff in these functions, and – The budgets for the current and three prior fiscal years at a level of detail showing the authorized budget for each division. • Documentation of all key operations, including: – Service scope and content, – Standard operating procedures in effect, – Record-keeping procedures, – How staff are scheduled and deployed, – How overtime is justified, used and approved, – How the call-back system operates, and the frequency of call-backs, – Workload data, – Basic service levels, and – The extent of contracted services by type, size, cost, and methods utilized to administer and manage the contract. • Documentation of the current technology in use in the Department, including: – Geographical systems, – Use of hand-held devices for reporting work and locations, and – Computerized maintenance management/asset management systems • Documentation of management systems available, including: – Financial reporting and budgeting systems, – Organizational business processes and procedures, and – Performance monitoring systems. • Documentation of the infrastructure maintained and repaired by the Department. For example, we would review the City’s CIP, and obtain its latest Pavement Condition Assessment report, any structural assessments for facilities, replacement of equipment, and any available condition assessments for infrastructure Public Works is responsible for maintaining or overseeing. • Documentation of all administrative systems, including procurement, customer requests for service, approval of overtime, employee performance appraisal, budget development, and others. 259 Consulting Services Agreement between City of Dublin and 12/08/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Exhibit A – Page 3 of 7 • Conduct interviews with identified stakeholders and customers of the Public Works Department to assess the levels of service provided, any gaps in operational or administrative services as well as customer service, and their perceptions of the technical skills and knowledge of management and staff. Once these initial data collection activities have been completed, the project team will prepare a summary current state assessment that presents our understanding of the current organization, staffing, operations and costs of the services provided by the Public Works Department. This will be reviewed with the department for input and comment to ensure we have a strong understanding of the unique operating environment of the City of Dublin Public Works operation. TASK RESULT This task will result in the development of a current state assessment of operational, organizational, and staffing allocations in the Department. Task 2 Conduct a "Best Management Practices" Assessment and Comparative Survey. In this task, our project team will utilize “best management practices” and a comparative survey to evaluate staffing, productivity, processes, use of technology, management planning, as well as many other dimensions of organizational performance for the functions under review. To accomplish this, we would undertake the following activities: • Best Practices Comparative Assessment – The project team will develop a detailed list of "best management practices" for use in a diagnostic appraisal of staffing and service delivery for each service function (streets, traffic signals, streetlights, parks, facilities, etc.). This diagnostic appraisal would additionally utilize recognized industry staffing benchmarks to assess current staffing allocations based on service levels, operational practices and staffing levels. • Comparative Survey – Additionally, we would compare organizational structure, staffing levels, key operational practices and management performance indicators with six to eight comparative communities. The comparative survey would provide insight regarding how the City compares to other comparable municipal organizations in the Bay Area or elsewhere in California and identify areas for further inquiry for potential modification to enhance efficiency, effectiveness of service delivery and staffing utilization. The comparative survey will be conducted against communities that have size, service portfolio and demographic similarities to those of Dublin. A summary of the findings from these two efforts would be developed as an interim delivery and shared with department leadership and project steering committee. The results of this task will provide a strong understanding of current strengths of the organization and a listing of potential improvement opportunities for further evaluation in later tasks. The best practices assessment will utilize both industry-promulgated practices such as in APWA, IFMA, NAFA, AWWA and others, as well as those of other well-managed public works operations with which the project team has experience. Further, we will assess the degree to which staff are implementing these best practices in the Dublin Public Works Department. 260 Consulting Services Agreement between City of Dublin and 12/08/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Exhibit A – Page 4 of 7 TASK RESULT The product of this task will be an assessment outlining how the City’s current staffing, service delivery, organization and staffing compare to best practices and to comparable municipalities and a summary of issues identified from this analysis. Task 3 Evaluate the Staffing, Management and Operations of the Public Works Department. In this work task, the project team will analyze all aspects of the staffing, work practices, service levels organization and management within the Department, including: • Evaluate department job titles and specifications. This analysis would build upon the data collected in the comparative survey and additional analysis to evaluate the department’s positions specifically regarding job titles and class specifications. This analysis will develop recommendations for modifications necessary to meet the needs of the City to recruit and retain qualified staff necessary for providing and overseeing service delivery. This analysis will require additional discussion with representatives of the City’s Human Resources Department to ensure approaches utilized are consistent with other policies and practices within the City. • Evaluate the adequacy of work practices utilized by the Department. This analysis would focus on the identification of opportunities to streamline internal processes and assignments as well as work practices to increase productivity and/or enhance their effectiveness. We will focus on identifying any redundancies or barriers to efficiencies in workflow process and provide recommendations to ensuring accountability and efficient delivery of service. Within this task, we would evaluate whether sufficient time and resources are not only allocated to core maintenance and service areas, but also if there is sufficient capacity to handle other required functions such as safety training and safety programs, community outreach, MUTCD, NPDES training, etc. • Evaluate the management of the Department. Effective managers not only look inward in their delegation of duties and responsibilities and their monitoring of the effectiveness of these assignments, but they also look outwardly as well. This includes the attendance of industry trade groups, the monitoring of best practices being implemented in other forward-looking public works organizations, the awareness and implementation of management trends, and other facets of effective team building in order to adapt these to the needs of the City of Dublin. Our project team will evaluate the extent to which managers are implementing effective asset management techniques and operational practices, identifying needed training for employees, and monitoring the external environment. • Evaluate the levels of maintenance service delivered by the Department. This analysis would focus on profiling the levels of service and assessing their adequacy and respective cost implications. We will provide recommended service level targets for each core service provided by the department (including maintenance contracts) that fit the needs of the community and are based upon national industry standards. • Evaluate work planning and scheduling. This analysis would focus on systems and processes used to plan and schedule maintenance activities in the Department. This would also include an analysis of how maintenance management systems are utilized and reported out. This subtask will also include an analysis of overtime usage to determine the impacts on operations. 261 Consulting Services Agreement between City of Dublin and 12/08/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Exhibit A – Page 5 of 7 • Evaluate the implementation of results-driven procurement principles. Many government agencies relegate procurement to an ancillary function that requires compliance with necessary controls in order to obtain required goods and services. In this way, the procurement function exists in isolation from core operations rather than as a meaningful partner in achieving overall organizational objectives. Our consultants will assess the degree to which current managers both understand and implement results- driven procurement strategies that incorporate overall City objectives with critical and objective analysis of contractor performance, as well as continuously search for innovative ways to improve its procurement process to achieve better performance. • Evaluate outsourcing and insourcing opportunities. The services provided by the Department would be evaluated for outsourcing and insourcing, recognizing that this choice has multi-faceted dimensions including cost, responsiveness, level of service guarantees, contract oversight, availability of competitors, etc. • Evaluate the adequacy of asset management by the Department. Approaches to renewing and replacing infrastructure will be examined by our project team. The Department is responsible for the maintenance of a significant and expensive infrastructure system. As part of this evaluate the development and management of the City’s Capital Improvement Program. • Evaluate the performance measures used in the Department. Performance measurement and management are topical in local government and have become critical elements of assessing the efficacy of programs. Further, they are ways of communicating successes to City management and to the general public. However, performance measures should not simply be reflections of the amount of work accomplished by an organization but rather a statement of the efficiency with which resources were used in the accomplishment of work, and the effectiveness of the outcomes. A performance management program should be a component of an overall asset management program that defines service levels, assigns resources to their accomplishment, and holds the Department accountable to its stakeholders for efficient and effective service delivery. Our project team will evaluate the current performance measurement and management program and make recommendation on refinements to move Dublin to a higher state of accomplishment and accountability. • Evaluate the use of technology in the Department. The degree to which automated systems are implemented and used in the Department will be evaluated, including the use of GIS, tablet devices and maintenance management systems. Cost-saving technologies will be identified and recommended. • Evaluate the adequacy of administrative systems and procedures. The project team will evaluate the Department’s systems for capturing and reporting labor, materials, equipment and contractual costs in a real-time and accurate manner. Further, we will evaluate the steps in the processes to gather these data in terms of the degree of automation, any duplication of efforts, unnecessary signoffs and approvals, etc. • Evaluate customer service, including internal and external customers. For example, in analyzing the service request response system, we would evaluate the system for responding to and tracking customer service calls and requests and evaluate the use of technology to facilitate customer service. During this task, we will also evaluate the response times to service calls, and the backlog of work 262 Consulting Services Agreement between City of Dublin and 12/08/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Exhibit A – Page 6 of 7 and complaints. We will assess the communication both within the department as well as the means and effectiveness of communications with residents and with other departmental staff of the City to assess credibility and reputation. At the conclusion of this task, we will have evaluated Public Works in the areas of work and operational practices, service levels, technology implementation, workflows and work activities to identify strengths, weaknesses, improvement opportunities and problem-solving techniques. In conjunction with interviews, data collection and observations, the project team will, at this juncture, be able to evaluate the efficiency of performance of current tasks, and where modifications to current systems, processes and staffing levels are required. In assimilating all of the above findings, our project team will make recommendations related to needed training for the leadership team, as well as line staff. TASK RESULT The product of this task will be improvement opportunities and proposed adjustments in staffing, workflow practices, service levels, outsourcing / insourcing services, customer service, training needs and operations of the Department. Task 4 Evaluate How the Department Is Organized. In this task, the project team will evaluate the plan of organization for the Public Works Department by using several principles in the evaluation of organizational structure, including: • Does the current organizational structure of Public Works foster accountability? • Is the current organizational structure appropriate for service delivery and what alternatives to enhance or improve service delivery efficiency or effectiveness? • Are the plans of management organization for maintenance and engineering services in the Department providing adequate communication and coordination where needed? Does the current structure enhance shared knowledge and understanding? • Do the plans of organization enhance career development opportunities, training, recruitment and retention? • Do the plans of organization enable staff to provide better service to the public in terms of cycle times, user friendliness, performance management, quality control, and consistency? Where appropriate, and as noted in the previous task, we would also compare the overall organizational structure to that seen in other comparable public works operations in other communities to identify potential alternative organizational structures for consideration. TASK RESULT The product of this task will be an organizational staffing optimization plan that promotes accountability, communication and efficient workflow in Public Works functions. 263 Consulting Services Agreement between City of Dublin and 12/08/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Exhibit A – Page 7 of 7 Task 5 Prepare a Draft and Final Report and Provide Plans for Implementing Improvement Opportunities. Once the work tasks noted above have been completed, we will discuss our analysis, findings, and conclusions with the Department and develop a draft and final report. The draft report will be reviewed with the City for input and comment. The draft and final reports will contain the following elements: • An executive summary that provides all recommendations, associated costs and cost savings, and priority of implementation. • A detailed organizational staffing optimization plan. • A detailed analysis of each identified improvement opportunity. • A near-term and build-out transition plan and strategy for implementing the optimization plan including an implementation plan for each improvement opportunity recommended. Once staff and the Project Steering Committee have reviewed the draft final report and implementation plan, and provided input, we would develop the final report. We would be pleased to present our findings to the City Council at a scheduled meeting or workshop. TASK RESULT The product of this task would be the draft and final reports which would be reviewed with the City and presented in whatever forum is desired. 2. Project Schedule The following revised schedule is based upon our discussion and provides for the engagement to be completed over a fourteen (14) week period. Week # 1 2 3 4 5 6 7 8 9 10 11 12 13 14 1. Current State Assessment 2. Best Practices/Comparative 3. Operational/Staffing Assessment 4. Organizational Structure 5. Draft Report We are available to begin immediately following Council approval and receipt of a notice to proceed. 264 Consulting Services Agreement between City of Dublin and 12/08/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Exhibit B – Page 1 of 1 EXHIBIT B COMPENSATION SCHEDULE & REIMBURSABLE EXPENSES The proposed total fixed price budget for this engagement, excluding the compensation comparison, is $51,500, as show below. Project Manager Lead / Sr Analyst Analyst Data/GIS Analyst Totals 1. Current State Assessment 8 24 24 8 64 2. Comparisons 8 24 20 4 56 3. Operations / Staffing 4 28 20 20 72 4. Organizational Structure 8 16 16 0 40 5. Draft/Final Report 12 24 24 0 60 Total Hours 40 116 104 32 292 Hourly Rate $ 200 $ 175 $ 150 $ 100 Total Professional Fees $ 8,000 $ 20,300 $ 15,600 $ 3,200 $ 47,100 Project Expenses $ 4,400 Total Project Cost $ 51,500 We bill monthly for actual time and expense incurred in providing services. 265 Consulting Services Agreement between City of Dublin and 12/08/2021 Matrix Consulting Group for Staffing Analysis and Optimization Planning Services Exhibit C – Page 1 of 1 EXHIBIT C INDEMNIFICATION Consultant shall indemnify, defend with counsel acceptable to City, and hold harmless City and its officers, elected officials, employees, agents and volunteers from and against any and all liability, loss, damage, claims, expenses, and costs (including without limitation, attorney’s fees and costs and fees of litigation) (collectively, “Liability”) of every nature arising out of or in connection with Consultant’s performance of the services called for or its failure to comply with any of its obligations contained in this Agreement, except such Liability caused by the sole negligence or willful misconduct of City. Notwithstanding the forgoing, to the extent this Agreement is a “construction contract” as defined by California Civil Code Section 2782, as may be amended from time to time, such duties of Consultant to indemnify shall not apply when to do so would be prohibited by California Civil Code Section 2782. The Consultant’s obligation to defend and indemnify shall not be excused because of the Consultant’s inability to evaluate Liability or because the Consultant evaluates Liability and determines that the Consultant is not liable to the claimant. The Consultant must respond within 30 days to the tender of any claim for defense and indemnity by the City. If the Consultant fails to accept or reject a tender of defense and indemnity within 30 days, in addition to any other remedy authorized by law, so much of the money due the Consultant under and by virtue of this Agreement as shall reasonably be considered necessary by the City, may be retained by the City until disposition has been made of the claim or suit for damages, or until the Consultant accepts or rejects the tender of defense, whichever occurs first. 266 REQUEST FOR QUALIFICATIONS1 STAFFING ANALYSIS AND OPTIMIZATION PLANNING FOR THE PUBLIC WORKS DEPARTMENT City of Dublin Qualifications must be received by: August 12, 2021 Jordan Foss, Management Analyst 2 100 Civic Plaza City of Dublin, CA 94568 1 Qualifications will be evaluated on the following: a) responsiveness to the Request for Qualifications questions, b) experien ce of the firm, c) experience and qualifications of the assigned individuals and d) Satisfaction of previous clients. Attachment 3 267 Contents STAFFING ANALYSIS AND OPTIMIZATION PLANNING ......................................................................1 Introduction .......................................................................................................................................................1 Overview of Process ..........................................................................................................................................3 Schedule for RFQ Process ................................................................................................................................4 Project Description/Scope of Services: ...........................................................................................................4 RFQ Submittal Requirements..........................................................................................................................5 Standard Consulting Services Agreement: ......................................................................................................6 Conflict of Interest ............................................................................................................................................6 Equal Employment Opportunity .....................................................................................................................7 Governing Law ..................................................................................................................................................7 References .........................................................................................................................................................7 Review and Selection Process ..........................................................................................................................7 Selection of Consultant .....................................................................................................................................8 Attachment A .....................................................................................................................................................9 Standard Consulting Services Agreement .......................................................................................................9 Attachment B.................................................................................................................................................. 27 City of Dublin Forced Ranking Rating Sheet .............................................................................................. 27 Attachment C.................................................................................................................................................. 28 Conflict of Interest Statement ....................................................................................................................... 28 268 Consulting Services Agreement for 07/16/2021 Staffing Analysis and Optimization Planning Page 1 of 26 Request for Qualifications For STAFFING ANALYSIS AND OPTIMIZATION PLANNING Introduction The City of Dublin was incorporated in 1982 and is currently approximately 14.59 square miles in area. In 2011, Dublin was named an “All-American City” by the National Civic League, one of the nation’s oldest and most prestigious civic organizations. In 2018, Dublin was ranked No. 7 on the list of Best Places to Live in America, and No. 1 in California, by Money Magazine. The Metropolitan Transportation Commission has ranked Dublin as having the Bay Area’s Best Roads for several years and Dublin takes pride in the quality of its many neighborhood parks, community parks, sports fields, and The Wave, a state-of-the-art aquatics facility. Dublin has been one of the fastest growing cities in California for the past few decades, with 60% population growth between 2000 and 2010 and 43% growth between 2010 and 2020. The current population of the City is approximately 64,700 and the build-out population is projected to be 75,000. Along with the population growth there has also been growth in the acreage of parks, miles of streets, and number of City buildings to support the growing and diverse Dublin community. The City’ Public Works Department currently manages 289 acres of parks, 125 acres of open space, 151 miles of streets, 150 acres of street landscaping, 4,736 streetlights, 98 traffic signals, and 11 buildings and facilities, including City Hall, a Corp Yard, multiple Fire Stations, a Public Safety Complex, a historical site, a Waterpark, a Senior Center, and a Community Center. Purpose The City of Dublin is seeking qualified firms to provide Staffing Analysis and Optimization Planning services for the Public Works Department. The Public Works Department has 6 Divisions and 18 City employees. The City is a contract city and the Department utilizes contract services for day-to- day maintenance operations, staff augmentation, and on-call professional services. The largest contractor is for maintenance (buildings, parks, and streets), which employs approximately 37 full- time employees. The Department maintains approximately 85 annual contracts, including 50 on- call, as-needed professional services contracts. The following is a list of the City Department positions and the approximate number of regular positions in each department: 269 Consulting Services Agreement for 07/16/2021 Staffing Analysis and Optimization Planning Page 2 of 26 • Public Works Director – 1 • Assistant Director/City Engineer – 1 • Public Works Managers – 5 • Management Analyst II - 1 • Assistant Civil Engineer – 1 • Associate Civil Engineer – 3 • Senior Public Works Inspector – 1 • Park & Development Coordinator – 1 • Administrative Aide – 1 • Environmental Technician – 1 • Permit Technician – 1 • Office Assistant – 1 The Department also sponsors a Civic Spark Fellowship, which employees one full-time fellow between mid-September to mid-August each year. The Department also regularly has one paid college intern during summer months. Public Works Department Budget and Dublin Capital Improvement Program The Public Works Department has a $17.7 million operating budget, which is comprised mostly of contract services expenditures. Department personnel expenditures make up approximately $3.2 million of the Department budget. The Department also manages the City’s Capital Improvement Program (CIP). The five-year (2020-2025) CIP totals approximately $162.4 million. Comprehensive financial reports for the City and Department can be found here: • https://dublin.ca.gov/265/Finance-Reports-Budgets-CIP-CAFR Public Works Department Plans, Initiatives, and Other Reference Information Below are links and references to current City of Dublin plans, projects, and software implementations that involve the Public Works Department. • Climate Action Plan: https://dublin.ca.gov/2244/Climate-Action-Plan • Bike and Ped Master Plan: https://www.dublin.ca.gov/DocumentCenter/View/7738/Bike- and-Ped-Plan-and-Guidelines-1?bidId= • Downtown Dublin Vision, Downtown Specific Plan, and Downtown Streetscape Master Plan: https://www.dublin.ca.gov/2106/Downtown-Dublin-Preferred-Vision https://dublin.ca.gov/DocumentCenter/View/18529/Amended_DDSP_Oct_2014 https://www.dublin.ca.gov/DocumentCenter/View/23568/Downtown-Dublin- Streetscape-Plan • ADA Transition Plan: https://dublin.ca.gov/300/ADA-Transition-Plan • DSI Asset Essentials: https://www.dudesolutions.com/professional-services 270 Consulting Services Agreement for 07/16/2021 Staffing Analysis and Optimization Planning Page 3 of 26 o DSI Asset Essentials is the City’s recently deployed asset management, preventative maintenance, and capital replacement forecasting software. The Department’s Maintenance and Administration Divisions manages the software. • Munis ERP Software: https://www.tylertech.com/products/munis o The City of Dublin will be transitioning to Tyler Technologies Munis, a new Enterprise Resource Planning (ERP) software, in 2022. The Finance and Administrative Services Department is leading the project and Public Works staff is responsible for supporting Department implementation. o The City of Dublin will be transitioning the land management and permitting software to EnerGov after the transition to Munis. The Administrative Services Department is leading this portion of the project, as well, with Public Works staff providing support for the implementation. • Maintenance Contracts o The City is under a multi-year agreement with MCE Corporation to provide maintenance services for the City. The contract and relationship are managed by the Maintenance Superintendent within the Public Works Department. o The City is under a multi-year agreement with Alameda County Public Works Agency to provide maintenance services for traffic signals and streetlights. The contract and relationship are managed by the Maintenance Superintendent and the Transportation and Operations Manager within the Public Works Department. Overview of Process 1. Proposers shall submit one electronic copy to: Jordan Foss Management Analyst II jordan.foss@dublin.ca.gov cc: public.works@dublin.ca.gov Electronic copies shall be submitted, via e-mail as PDF, with a maximum file size of fifty megabytes (50 MB). 2. Deadline for submitting the statement of qualifications is August 12, 2021, by 4:00 p.m. to Jordan Foss (jordan.foss@dublin.ca.gov). 3. The City will not pay for any costs incurred in preparation and submission of the statement of qualifications or in anticipation of a contract. The format of submittals is at the discretion of the Proposer. Each statement of qualifications shall be limited to a maximum of 30 pages, single-sided, using minimum 12 point font size. Page limit excludes a table of contents, tabbed dividers, and resumes for Consultant’s team. 271 Consulting Services Agreement for 07/16/2021 Staffing Analysis and Optimization Planning Page 4 of 26 Schedule for RFQ Process July 16, 2021 Request for Qualifications emailed to consultants and posted on the City website. August 6, 2021 Deadline to submit questions to City of Dublin August 9, 2021 Addendum posted, if required August 12, 2021 Statement of Qualifications are due no later than 4:00 PM on August 12, 2021 via e-mail to Jordan Foss at jordan.foss@dublin.ca.gov. Late submittals will not be accepted. Late-August 2021 Interview firms (tentative) Early-September 2021 Receive Final Proposal from selected firm Mid-September 2021 Approval of Consulting Services Agreement and Issuance of Notice to Proceed. (Tentative dates, subject to change) Project Description/Scope of Services: The selected Consultant shall be required to conduct an in-depth analysis of the City of Dublin’s Public Works Department current staffing and operations, and create a detailed organizational staffing optimization plan, which should incorporate the following components, at a minimum: • Review of all Department job titles, specifications, salaries and compensation packages and compare with current industry standards and evaluate based on industry trends. • Interview all Department staff individually and with select staff from other Departments or contractors (up to 4) regarding areas of responsibility and work plans. • Review the Department’s staffing and overtime history. • Assess staffing needs and optimal staffing levels based on the current service levels, as we ll as the various work plans for each of the Department’s Divisions. • Compare and analyze the Department’s current operational needs to industry standards and best practices of other cities or municipalities of similar size and scope of work. • Identify any redundancies or barriers to efficiencies in workflow processes, suggest any beneficial adjustments to staffing or classifications, and recommend any opportunities as they relate to staffing decisions. • Provide an optimization plan, which streamlines business processes with the goal to gain efficiencies, reduce redundancies, recommend appropriate staffing structure and levels, and improve overall operations. Consider organizational, logistical, operational, and other 272 Consulting Services Agreement for 07/16/2021 Staffing Analysis and Optimization Planning Page 5 of 26 constraints, and discuss options to address or work within these constraints to achieve optimization. • Provide a near-term and build-out transition plan and strategy for implementing the optimization plan. RFQ Submittal Requirements Please prepare and organize your submittal based on the requirements provided below. Any other information you would like to include should be placed in a separated section at the back of your Statement of Qualifications (SOQ). Please note however that the RFQ submittal is limited to 30 pages maximum single sided (excluding resumes), and should be submitted on 8 ½ x 11 sized paper, in 12-point font. Please keep the electronic submissions below 20MB. Interested firms are requested to submit electronic copy of their SOQ as follows: 1. Enclose a cover letter not to exceed one page, describing the firm's interest and commitment to perform work necessary to provide consulting services for Staffing Analysis and Optimization Planning. The person authorized by the firm to negotiate a contract with the City of Dublin shall sign the cover letter. Please include this cover letter within document and not as a separate page. 2. State the qualifications and experience of the firm/individual(s). Please emphasize the specific qualifications and experience with engagements of similar scope and complexity. 3. Provide at least three references (names and current phone numbers) from recent work (previous five years) similar to the services outlined in this request for qualifications. Please include a brief description of the work performed and the role your firm performed. 4. List key staff members, including identification of the Principal-in-Charge and Project Manager/primary point-of-contact. Include each team member’s availability, including all existing committed hours, and the ability of being able to complete the project in time and budget. 5. Provide a schedule and an approach to completing this project, showing the flow of various tasks of the work and demonstrating the clear understanding of the requested work. 6. Proposed Fee and Rate Schedule: Propose and describe in detail the fee structure corresponding to the related professional services, with a total all-inclusive maximum price, including all direct, indirect, and out-of-pocket expenses. Include an hourly rate schedule for the firm staff members and subconsultants. 7. Provide confirmation of your firm’s ability to meet the City’s Standard Consulting Agreement and insurance requirements. Exceptions to the Agreement and insurance requirements shall be specifically noted in the Statement of Qualifications. 273 Consulting Services Agreement for 07/16/2021 Staffing Analysis and Optimization Planning Page 6 of 26 Please provide your Statement of Qualifications electronically to Jordan Foss no later than August 12, 2021 by 4:00 p.m. The entire SOQ (excluding resumes) should be a maximum of 30 pages. Submittals shall be submitted by electronic mail to jordan.foss@dublin.ca.gov with “RFQ Staffing Analysis” in the subject line. Please keep the electronic submissions below 20MB. Any Statements of Qualifications submitted after the stated deadline will not be accepted for consideration. Standard Consulting Services Agreement: It is anticipated that the services covered by the Agreement resulting from this solicitation will be performed on a time and materials fee basis for a specified scope of work. The term of the agreement will begin October 1, 2021. A sample of the City’s Standard Consulting Services Agreement (Agreement), including insurance requirements, is provided as Attachment A. If the interested firm desires to take exception to the Agreement and/or insurance requirements, the interested firm shall clearly identify proposed changes to the Agreement and furnish the reason for these changes, which shall be included in the qualification. Exceptions will be taken into consideration in evaluating Qualifications. Otherwise, the interested firm is to state in the qualifications that the Agreement and insurance requirements are acceptable. Consideration for exceptions will not be considered if not included in the submitted proposal. Conflict of Interest Proposer agrees that, for the term of this contract, no member, officer or employee of the City of Dublin, or of a public body within Alameda County or member or delegate to the Congress of the United States, during his/her tenure or for one year thereafter, shall have any direct interest in the contracts or any direct or material benefit arising therefrom. Proposers must provide a list of any potential conflicts of interest in working for the City of Dublin. This must include, but is not limited to, a list of your firm’s clients who are the following: Private clients located or operating within the City of Dublin limits, Dublin San Ramon Services District, US Army Camp Parks and/or the County of Alameda, and a brief description of work for these clients. Proposers must also identify any other clients (including public entities), that may pose a potential conflict of interest, as well as a brief description of work you provide to these clients. This list must include all potential conflicts of interest within the year prior to the release of this RFQ as well as current and future commitments to other projects. Principals and those performing work for City of Dublin may be required to submit a California Fair Political Practices Commission (FPPC) Form 700: Statement of Economic Interests documenting potential financial conflicts of interest. For additional information, proposers should refer to the FPPC website at http://www.fppc.ca.gov/Form700.html. 274 Consulting Services Agreement for 07/16/2021 Staffing Analysis and Optimization Planning Page 7 of 26 Equal Employment Opportunity Proposer shall not, on the grounds of race, color, sex, age, religion, national origin, ancestry, physical handicap, medical condition, or marital status either discriminate or permit discrimination against any employee or applicant for employment in any manner prohibited by Federal, State or local laws. In the event of Proposer non-compliance, the City of Dublin may cancel, terminate or suspend the Contract in whole or in part. Proposer may also be declared ineligible for further contracts with the City of Dublin. Proposer shall take affirmative action to ensure that applicants are employed, and that employees are treated during their employment, without regard to their race, religion, color, sex, or national origin. Such action shall include, but not be limited to the following: employment, upgrading, demotion or transfer; recruitment or recruitment advertising; layoff or termination; rates of pay or other forms of compensation; and selection for training, including apprenticeship. Proposer and its sub-consultants shall post in conspicuous places, available to all employees and applicants for employment, a notice setting forth the following provisions [29 U.S.C. § 623, 42 U.S.C. § 2000, 42 U.S.C. § 6102, 42 U.S.C. § 12112, 42 U.S.C. § 12132, 49 U.S.C. § 5332, 29 CFR Part 1630, 41 CFR Parts 60 et seq.]. Governing Law This RFQ summarizes the applicable laws and governance; when in conflict applicable State/Federal guidelines shall apply. The contract and legal relations between the parties hereto shall be governed and construed in accordance with the laws of the State of California. Insurance Requirements The Contractor shall provide insurance coverage as follows in conformance with the City of Dublin’s requirements: General Liability Insurance $1,000,000 Automobile Liability Insurance $1,000,000 Professional Liability Insurance $2,000,000 Workers’ Compensation Insurance $1,000,000 References Contractor must include three (3) references for which the company has provided services similar to those described in this RFQ. Reference information shall include: Name, Address, Contact, Title, Phone Number, and Term of the Contract. Review and Selection Process The City reserves the right to make the selection based on its sole discretion. A committee selected by City Staff will evaluate SOQs provided in response to this RFQ. The committee will use a forced ranking process (please see Attachment B, Forced Ranking Rating Sheet, for further detail). Informal interviews will be conducted by City staff. 275 Consulting Services Agreement for 07/16/2021 Staffing Analysis and Optimization Planning Page 8 of 26 The City reserves the right to award a contract to the firm(s) that the City feels best meets the requirements of the RFQ. The City reserves the right to reject any and all SOQs prior to execution of the Agreement, with no penalty to the City. Selection of Consultant Submitted SOQs will be evaluated and rated using the following criteria: • Qualifications and specific experience of key project team members. • Quality and completeness of the SOQ. • Experience with engagement of similar scope and complexity. • Satisfaction of previous clients. • Project cost. 276 Attachment A Standard Consulting Services Agreement Attachment removed for purposes of December 7, 2021 Agenda Packet 277 Consulting Services Agreement for 07/16/2021 Staffing Analysis and Optimization Planning Attachment B – Page 1 of 1 Attachment B City of Dublin Forced Ranking Rating Sheet [STAFF MAY INSERT A RANKING SHEET USED PREVIOUSLY OR CREATE ONE AS NECESSARY AND IF APPLICABLE] Instructions: After each review, write the name of the candidates in the boxes in ranked order of 1 through 5, with the number 1 candidate in the left column being the most qualified candidate. For example, candidate Smith’s name would be in the Rank 1 box after the first revi ew, since that firm would be the only candidate so far. After candidate Jones is reviewed in the second review, then decide which of the two candidates – Smith or Jones – should be ranked #1 and #2. As reviews continue, re-rank the applicants as appropriate. Rank 1 Firm 1 Rank 2 Firm 2 Rank 3 Firm 3 Rank 4 Firm 4 Rank 5 Firm 5 Rater Name: __________________________ Date:_____________ Proposal Name: Public Works Staffing Analysis & Optimization Planning 278 Consulting Services Agreement for 07/16/2021 Staffing Analysis and Optimization Planning Attachment C – Page 1 of 1 Attachment C Conflict of Interest Statement For the term of this contract, no member, officer or employee of the City of Dublin, or of a public body within Alameda County or member or delegate to the Congress of the United States, during his/her tenure or for one year thereafter, shall have any direct interest in the contracts or any direct or material benefit arising therefrom. Consultant must provide a list of any potential conflicts of interest in working for the City of Dublin. This must include, but is not limited to, a list Consultant’s clients who are the following: Private clients located or operating within the City of Dublin limits, Dublin San Ramon Service District, US Army Camp Parks and/or the County of Alameda, and a brief description of work for these clients. Proposers must also identify any other clients (including public entities), that may pose a potential conflict of interest, as well as a brief description of work you provide to these clients. This list must include all potential conflicts of interest within the year prior to the release of this RFQ as well as current and future commitments to other projects. Principals and those performing work for City of Dublin may be required to submit a California Fair Political Practices Commission (FPPC) Form 700: Statement of Economic Interests documenting potential financial conflicts of interest. For additional information, proposers should refer to the FPPC website at http://www.fppc.ca.gov/Form700.html. ______________________________ SIGNATORY NAME, TITLE FIRM 279 Proposal to Conduct a Staffing Analysis and Optimization Planning for the Public Works Department D UBLIN, CA LIFORNIA August 11, 2021 Attachment 4 280 Table of Contents Letter of Interest i 1 Qualifications and Experience 1 2 References 8 3 Project Understanding, Approach and Schedule 11 4 Proposed Fee and Rate Schedule 23 5 Submittal Requirements and Statements 24 Appendix A: Resumes of Project Staff 25 Appendix B: Conflict of Interest Form 31 281 1650 S. Amphlett Blvd., Suite 213 • San Mateo, CA 94402 • 650.858.0507 SF Bay Area (Headquarters), Boston, Charlotte, Dallas, Irvine, Portland, St. Louis August 11, 2021 Jordan Foss, Management Analyst 2 Public Works Department City of Dublin 100 Civic Plaza Dublin, CA 94568 Dear Mr. Foss: The Matrix Consulting Group is pleased to present our proposal to the City of Dublin to conduct Staffing Analysis and Optimization Planning for the Public Works Department. Our proposal is based on our review of the City’s Request for Qualifications, the issued addendum, and our prior experience conducting similar evaluations in California and throughout the country. The Matrix Consulting Group is a national firm based in San Mateo, California with regional offices around the country and in Canada. For over 18 years, our firm and proposed project team have conducted management, staffing, consolidation and operations studies of more than 200 public works departments throughout the United States. Our experience has included the following clients: Amherst, NH Lake County, IL Oklahoma City, OK Anderson County, SC Littleton, CO Palo Alto, CA Beverly Hills, CA Los Angeles County, CA Pittsburgh, PA Brockton, MA Los Angeles, CA Port Everglades, FL Brookline, MA Lowell, MA San Mateo, CA Cedar Hill, TX Menlo Park, CA San Mateo County, CA Cedar Rapids, IA Milpitas, CA Sunnyvale, CA DeKalb County, GA Milwaukee, WI Tiburon, CA Everett, WA Niles, IL Torrington, CT Haverhill, MA Northampton, MA White Plains, NY Joliet, IL Ogden City, UT Windsor, CT We are currently conducting public works studies for the cities of Vacaville, CA and mat rix consulting group 282 Fayetteville, NC. We also have significant experience evaluating Public Works operations as part of organization-wide studies. The Matrix Consulting Group has prior consulting experience working with the City of Dublin specifically the completion of a Police Services Study conducted in 2016. In prior organizations (e.g., Hughes-Heiss and Associates and Maximus), the leadership of firm have worked with Dublin going back to its incorporation. The Matrix Consulting Group has a unique place in the consulting industry as a fact-based firm. We pride ourselves on the development of well-written findings and recommendations based on intensive input from staff and other stakeholders, extensive data collection of workloads, service levels and costs, and extensive interaction with the City as the project progresses. The senior members of our proposed project team have decades of experience serving local government in the analysis of public works and utilities operations. Our proposed Project Manager, Alan Pennington, has over 14 years of consulting experience supplemented by 13 years of local government experience. We commit to the availability of all key project staff included in this proposal for the entire period of the project, and further commit to dedicating sufficient time, personnel and resources to complete the project on time and at the level of service outlined in the following pages of the proposal. As President, I am authorized to negotiate and contractually obligate our firm. If you have any questions or require additional information, please contact me at 650- 858-0507 or by email at rbrady@matrixcg.net. Richard P. Brady Matrix Consulting Group Richard Brady President 283 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 1 1 Qualifications and Experience This section of the proposal introduces the firm, experience working with local governments in California and elsewhere around the country, and our proposed project team members. 1. Introduction to the Matrix Consulting Group The Matrix Consulting Group’s only business focus is the provision of organization, staffing and management analytical services to the public sector. We are a leader in local government consulting. The following points provide specific information regarding the firm’s background, focus and composition: • Our only market and service focus is management, staffing and operations analysis of local government. • The firm is incorporated in California with our headquarters in San Mateo and a satellite office in Irvine. We also have regional offices in Illinois, Massachusetts, North Carolina, Texas, Oregon, and Florida. We are also incorporated in Canada and have an office in Nova Scotia. • We were founded in 2002 and are an independent organization with eighteen full- time and four per-diem staff employed with the firm. Our place in the government consulting industry is based on our experience and our approach. While more fully explained in later sections of the proposal, these strengths can be summarized as follows: • Matrix Consulting Group has conducted over 200 studies of public works agencies throughout the country. The firm has also conducted over 90 organization-wide staffing and organizational studies for local government and over 1,300 studies of individual departments. • We are specialists, not generalists. Each staff member of our proposed team has experience conducting scores of studies in public works and other service areas. • Our approach to providing consulting services is in depth and client centered, recognizing that each client environment is unique. These approaches include: 284 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 2 – Extensive interviews with staff and other stakeholders. – Intensive fact-based analysis of workloads, service levels and costs. – Reports that provide this analysis in addition to an implementation plan. – Collaboration with the client as the study proceeds. • We have developed a strong relationship with our clients and have many communities that have utilized us on multiple projects over the years due to the quality and impact of our reports and recommendations. We are known for the depth and insight of our analysis and our client responsiveness. 2. Firm Experience Conducting Dedicated Public Works Assessments. The Matrix Consulting Group has conducted management, staffing, consolidation, and operations studies of more than 200 public works departments throughout the United States. Each of these studies were comprehensive assessments of Public Works operations and collectively cover virtually every facet of public works operations. Our experience has included the following clients: Amherst, NH Lake County, IL Oklahoma City, OK Anderson County, SC Littleton, CO Palo Alto, CA Beverly Hills, CA Los Angeles County, CA Pittsburgh, PA Brockton, MA Los Angeles, CA Port Everglades, FL Brookline, MA Lowell, MA San Mateo, CA Cedar Hill, TX Menlo Park, CA San Mateo County, CA Cedar Rapids, IA Milpitas, CA Sunnyvale, CA DeKalb County, GA Milwaukee, WI Tiburon, CA Everett, WA Niles, IL Torrington, CT Haverhill, MA Northampton, MA White Plains, NY Joliet, IL Ogden City, UT Windsor, CT We are currently conducting public works studies for Vacaville, CA and Fayetteville, NC. 3. Firm Experience Conducting Public Works Assessments as Part of Organization- wide studies. In addition to our dedicated public works studies, we have conducted over 80 organizational-wide studies that included as part of the scope of work the assessment of 285 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 3 staffing and service impact analysis for Public Works operations. Recent clients include: Albuquerque, New Mexico Augusta, Georgia Avon, Connecticut Barstow, California Brattleboro, Vermont Carroll County, NH DeKalb County, Georgia Deltona, Florida Goodyear, Arizona Greenbelt, Maryland Gulf Shores, Alabama Half Moon Bay, California Johnson County, Kansas Monroe County, Michigan Monrovia, California Montpelier, Vermont Orland Park, Illinois Orleans, Massachusetts Orting, Washington Palos Verdes Estates, CA Rancho Mirage, CA Rancho Palos Verdes, CA Raymore, Missouri Roseville, California Salt Lake County, Utah Schertz, Texas St. Cloud, Florida Sunnyvale, California Tigard, Oregon Waxhaw, North Carolina 4. Project Team We have proposed a very qualified and experienced project team for this engagement including our most senior consultants and individuals with significant experience conducting similar public works engagements. Each of our proposed team members are technical experts in assigned functional areas. The project team and their assigned role on the project are shown in the following project organizational chart. All members of our project team are available for work on this engagement, and we commit to maintaining the project team for the duration of the project. As soon as we are awarded a project, we allocate each team member to the project to ensure hours are Alan Pennington Project Manager Jen Winter, P.E. Asst. PM / Lead Analyst Robin Haley Senior Analyst Aaron Baggarly Analyst David Branch Analyst Ryan Peterson GIS / Data Analyst 286 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 4 committed to this engagement. Additionally, we typically target staff utilization at 70% to provide sufficient capacity to address any unexpected work obligations on projects. 5. Project Team Summary Biographies. The following table provides biographical summaries for the proposed project team followed by detailed resumes. ALAN PENNINGTON is a Vice President with the Matrix Consulting Group with over 25 years of practitioner and consulting experience. Mr. Pennington served for over 13 years in various public sector positions in Illinois before joining Matrix. The positions included Assistant City Manager, Asst. Human Resources Director, and Labor Relations Manager. Mr. Pennington has served as Project Manager (or principal analyst) on the following organizational assessment studies which included public works functions: Alexandria (VA), Charleston (SC), Everett (WA), Franklin (TN), Johnson County (KS), Menlo Park (CA), Montpelier (VT), Orland Park (IL); Peoria County (IL), Rancho Mirage (CA), Rancho Palos Verdes (CA), Raymore (MO), Roseville (CA), Schertz (TX), South Coast Water District (CA), St. Cloud (FL), State of Missouri Dept. of Conservation (MO), Washington County (NY) and White Plains (NY). Mr. Pennington has a BA (Public Management) and MPA from the University of Maine and is a member of the following professional associations: The International City/County Management Association (ICMA), Government Finance Officers Association (GFOA), and the Association of Local Government Auditors (ALGA). Mr. Pennington will serve as Project Manager for this engagement, providing technical and administrative oversight. JEN WINTER, P.E. is a Senior Manager with the Matrix Consulting Group. Ms. Winter recently jointed our firm to lead our Public Works and Infrastructure Practice area. She leads all public works studies including asset management, engineering, streets, public utilities, and related services. Prior to joining Matrix Jen served within local government as the Public Works Director for the City of Cedar Rapids, Iowa. She has also previously served as the Regional Director for an engineering consulting firm. Ms. Winter has 25 years of experience in public works management and engineering. Ms. Winter has a B.S (Engineering) from Iowa State University. She is a member of the American Public Works Association (APWA) where she has served as Chair of the Center for Sustainability and Regional Director on the Iowa Chapter Executive Board. 287 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 5 Ms. Winter will serve as Assistant Project Manager and Senior Analyst on the project. ROBIN HALEY is a Senior Manager with the Matrix Consulting Group and has over 30 years of consulting experience in the public sector specializing in public works. Mr. Haley’s career has included assignments as consultant and project manager on over 200 operational, organizational and management improvement studies nation-wide. Mr. Haley has conducted over 150 analyses of utilities, public works and consolidation feasibility projects across the country. Some of Mr. Haley’s municipal clients include Milpitas (CA), Menlo Park (CA), San Mateo County (CA), Beverly Hills (CA), Anderson County (SC), Amherst (NH), Northampton (MA), Torrington (CT), Rock County (WI), DeKalb County (GA), Oconomowoc (WI), White Plains (NY), Salt Lake County (UT), Maricopa County (AZ), Haverhill (MA), West Springfield (MA), White Plains (NY), Gulf Shores (FL), Nashville-Davidson County (TN), and Aurora (CO). Mr. Haley received his B.S. from Georgia Institute of Technology and his MBA from Georgia State University. He is a member of the American Water Works Association (AWWA) and the American Public Works Association (APWA). Mr. Haley will serve as a Senior Analyst for this engagement. AARON BAGGARLY is a Senior Manager with the Matrix Consulting Group and has been with the firm for five years. Mr. Baggarly has over ten years of experience in the private and public sector conducting planning, organizational, operational, and community engagement studies for local, state, and national agencies. Mr. Baggarly most recently worked for the City of Stillwater, OK as Planning Manager, and another consulting firm prior to coming to Matrix Consulting Group. Mr. Baggarly has a performed a wide array of analysis for public sector clients. Recent clients include Milpitas (CA), Downey (CA), Napa County (CA), Blacksburg (VA), Boston (MA), Burlington (VT), East Point (GA), Ft. Worth (TX), Kyle (TX), Mamaroneck (NY), Grand County (UT), Waukesha (WI), Orland Park (IL), ToHo Water Authority (FL), Tinley Park (IL). Mr. Baggarly has a B.S. (Community and Regional Planning) from Appalachian State University and is a member of the American Institute of Certified Planners, earning this designation in 2012. Mr. Baggarly will serve as a Project Analyst on this assignment. 288 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 6 DAVID BRANCH – Mr. Branch is a Manager with the Matrix Consulting Group and based Prior to joining the Matrix Consulting Group, he completed internships with the City of Riverside, CA Planning Division and the public policy department of the Los Angeles Chamber of Commerce. During his time with the firm, he has worked in a supporting role to senior project analysts on numerous projects, including public works studies for Salt Lake City (UT), Rock County (WI) and Anderson County (SC). Mr. Branch’s experience in projects evaluating functional staffing allocations includes the following clients: Carroll County (NH), Cedar Rapids (IA), DeKalb County (GA), Montgomery College (MD), Niles (IL), Niles Library District (IL), Peoria County (IL), Riverside (CA), Rockingham County (NH), Salt Lake County (UT), Seattle City Light (WA), St. Cloud (FL) and Tigard (OR). Mr. Branch received his BS in Public Policy, Management, and Planning from USC and his Master of Education from University of Missouri St. Louis. Mr. Branch will serve as a Project Analyst on this engagement. assignment. RYAN PETERSON is a is a Consultant with the Matrix Consulting Group, specializing in GIS and data analytics. He has over five years of experience in conducting geospatial analysis for local and regional governments, having previously worked for the City of Portland and City of Beaverton, as well as the Tri-County Metropolitan Transportation District of Oregon (TriMet). Mr. Peterson leads our GIS and Analytics unit and supports our senior staff with detailed analysis of workload data, spatial analysis and data analytics in support of our staffing and operational efficiency evaluations. During his time with the firm, selected clients where these skills were utilized for staffing and operational studies include: Aurora (CO), Boston (MA), Boulder (CO), Buckeye (AZ), Clayton (MO), Columbus (OH), Davenport (IA), Denton (TX), Dodge County (WI), Fort Worth (TX), Grand County (UT), Gulf Shores (AL), Hennepin County (MN), Littleton (CO), Los Angeles (CA), New Rochelle (NY), Orange County (FL), Pittsburgh (PA), Raleigh (NC), Rowan County (NC), San Francisco (CA), and Yarmouth (MA). He received his BS from the University of Oregon in Geography, a Graduate Certificate in GIS from Portland State University, and holds a Certificate in Programming from Epicodus. Mr. Peterson will serve as a Data Analyst on this engagement. Resumes for each of our project team members are provided in Appendix A. 289 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 7 6. Staff Availability. As requested, we have outlined the current allocation of staff time over the next four months based upon existing contracts. Several projects that these project team members are allocated to will be substantially completed in September and October providing sufficient time available to be allocated to this engagement upon selection. September October November December Staff Member Hours Committed Hours Committed Hours Committed Hours Committed Alan Pennington 60% 55% 50% 35% Jen Winter 30% 25% 25% 20% Robin Haley 60% 50% 50% 40% Aaron Baggarly 65% 50% 40% 30% David Branch 60% 60% 50% 40% Ryan Peterson 40% 30% 20% 20% Our normal approach to project engagement is to allocate project team members at approximately 70% utilization and commit them to the project upon notice of selection to ensure they have sufficient capacity to complete all engagements on which they are allocated. No change in our project team would occur without prior notice and approval of the City of Dublin. 290 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 8 2 References The following table provides recent illustrative references for our firm and project team. Client Project Summary Menlo Park, California Operational and Organizational Assessment of Public Works Justin Murphy Deputy City Manager 701 Laurel Street Menlo Park, CA 94025 JICMurphy@menlopark.org 650.330.6725 This study evaluated all divisions of the Public Works Department, which includes Engineering, Fleet Maintenance, Facilities Maintenance, Parks Maintenance, Water Resources, Street Maintenance and Tree Maintenance. The City’s location presents challenges in transportation and related travel times, and these are further complicated by the Department’s historically high turnover rate. Our project team assimilated these, and other, factors into the analysis of the Department. Key recommendations included the transfer of land development-related staff from DPW to Community Development; an update of engineering standards; the addition of a mechanic for the fleet maintenance division, a maintenance worker for the Trees Division, and a maintenance worker for the Streets Division; a stronger definition of targeted service levels. 291 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 9 Client Project Summary Everett, Washington Organizational, Efficiency and Effectiveness Study Ryan Sass Public Works Director 3200 Cedar Street Everett, WA 98201 rsass@everettwa.gov 425.257.8942 The project team analyzed operations of this full- service Public Works Department that included engineering services, development review services, information technology, street maintenance, fleet maintenance, parks and ground maintenance, distribution and collection system maintenance, water and wastewater treatment, and the maintenance of their peripheral pump and lift statement assets. Recent management changes provided the City with an opportunity to fully assess the management, operations and organizational structure of the Department, and our project team made recommendations in each of these topical areas. Key recommendations included the organizational relocation of engineering clerical functions, the consolidation of fragmented utility locate functions, revision of the capital improvement budgeting process, increased staffing for the maintenance of the City’s sidewalks as well as paved surfaces, and a more focused approach to asset management. 292 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 10 Client Project Summary Milpitas, California Operational and Organizational Assessment of the Public Works Departments Tony Ndah Public Works Director 1265 N. Milpitas Boulevard Milpitas, CA 95035 tndah@ci.milpitas.ca.gov 408.586.2602 In this study, the project team conducted an analysis of the operations and organizational structure of the Public Works Department, with particular focus on staffing and organizational structure. The Department had undergone severe staffing reductions during the recession and was in the process of strategically re-staffing to meet current needs. Recommendations included adding maintenance staff in the storm sewer, water, streets maintenance and parks maintenance sections. The project team also recommended the procurement and installation of a computerized maintenance management system for work data collection and reporting. North Texas Emergency Communications Center Market Compensation Study Terry Goswick Executive Director 1649 W Frankford Road #150 Carrollton, TX 75007 terry.goswick@ntecc.org 469.289.3200 Because the scope of work for this project includes employee classification and compensation we wanted to provide a specific recent reference for that work: The Matrix Consulting Group completed a market compensation survey for this emergency 9-1-1 and dispatch center which serves four cities in the Dallas/Fort Worth Metropolitan Area. The project involved surveying more than 20 peer organizations for compensation practices and comparable salary ranges over 15 position titles. Position characteristics were compared to determine comparability and a market rate established for each position, after which recommended salary ranges were developed to position the agency competitively with the local labor market. We would be pleased to provide additional references upon request. 293 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 11 3 Project Understanding, Approach, and Schedule This section of the proposal provides a summary of Matrix Consulting Group’s understanding of the project and presents a proposed work plan to complete a successful organizational staffing analysis and optimization plan for the City of Dublin. 1. Project Understanding We understand that the City of Dublin is seeking an in-depth analysis of the Public Works Department staffing and operations in order to create a detailed organizational staffing optimization plan to meet the current and future needs of the community. This review will identify an appropriate staffing plan that enables the City to be proactive on service delivery and ensure high levels of customer service while fully utilizing each position in a cost-effective manner. Dublin is a contract city, which can create unique opportunities and challenges compared to more traditional cities that are staffed to handle much of their maintenance in-house. Currently the department consists of six divisions and employs 18 City staff plus contract services for day-to-day maintenance operations, staff augmentation, and on-call professional services. The department maintains approximately 85 annual contracts. In addition to standard roadway maintenance, the Public Works Department is also responsible for almost 300 acres of parks, 125 acres of open space and 11 buildings and facilities. The operating budget of the department is $17.7 million, much of which is spent on contract services. The Public Works Department is also responsible for managing the City’s CIP program planned at $162.4 million over the next five years. 2. Overview of Approach to Providing Services In addition to utilizing the information provided in the request for qualifications, our approach to providing the requested services includes close cooperation with our client including extensive interviewing, evaluation of City and Public Works Department documents (budgets, organizational charts, work processes), data collection; and evaluation of policies, procedures, and technology utilization to fully understand the current service delivery approaches, challenges, and opportunities. We work closely with our clients to meet all schedule and scope of work elements for our projects. 294 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 12 Our firm’s reputation is based on providing detailed analysis through extensive data collection, input and interaction with our clients. The cornerstone of our philosophy in conducting organization and management studies is summarized in the following points: • A principal of the firm is always involved on each project. For this project, we would commit the Vice President of the company, who leads our general consulting practice. He has over 15 years of local government consulting experience and 14 years of local government work experience. • We approach our projects with a firm grounding in formal analytical methodologies. All impacts are identified and analyzed in detail to ensure that recommendations are implemented and our clients (and the public they serve) can understand the reasons for recommended changes. This is achieved by: – Use of proven project management techniques. – Input from staff members through interviews and surveys; extensive input from other stakeholders (e.g., elected officials, community representatives). – Detailed data collection and analysis derived from primary sources. – Extensive internal reviews of facts, findings, conclusions and recommendations as studies proceed. – Detailed implementation plans. • We have routine project update meetings with our clients. To keep them informed of progress and discuss issues, findings and alternatives throughout the engagement. For this project, we would suggest bi-weekly progress calls be conducted. This philosophy and approach have provided our clients with valuable assistance and advice in dealing with important public policy issues. 3. Project Management and Controls We believe very strongly in the science of our craft. As a result, we utilize formal project management techniques in our studies. These techniques include: • All project work activities are defined in advance and tied to each project team member, the deliverables, the schedule and the budget. 295 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 13 • The project manager and lead analysts develop general and project specific data collection plans and interview guides for all of our staff. • Project team and client expectations and results are managed on a weekly basis by developing and utilizing formal project schedules and reporting tools and frequent review meetings are conducted with clients to review interim deliverables. • The project manager designs and personally reviews all interim and final products before they are delivered to the client. These project management approaches have resulted in all of our projects being delivered at a high level of quality, on time and on budget. We are known for the depth and insight of our analysis and our client responsiveness. 4. Detailed Project Approach. In the following task plan, we provide a summary of the proposed approach to providing services to the City of Dublin on this engagement and a proposed project schedule. Following the description of each task is a defined deliverable for the task. Due to the uncertainty of the current pandemic, we want to affirm our commitment to the proposed schedule and can start and even entirely conduct this project remotely, if necessary. In the past twelve months we have significant experience utilizing video conferencing for interviews and interim deliverable reviews. Data collection can easily be accomplished via email or file sharing. Task 1 Develop an Understanding of Current Public Works Issues and Develop a Current State Assessment of Existing Operations To fully provide services to the City, we need to quickly develop an understanding of the key issues impacting and shaping service requirements for the community and the current organizational structures, staffing allocations, and service delivery approaches currently in place. To accomplish this, the project team will interview all full-time staff in the Public Works Department, selected managers and staff of the contract companies, the City Manager, and any additional department heads or division managers the department works closely with to understand the overall operations of the department. Our interviews will focus on exploring issues and attitudes in the following areas: 296 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 14 • Adequacy of service levels, and perceived gaps in existing levels of service. • Organizational changes which have been made in the past several years and perceptions of the impacts of these changes. • Staffing changes in the past several years due to the economic environment or other causes. • Goals and objectives with regard to the delivery of services in the City and in each of the public works functions and discussion of available workload data for each public works service area. • Adequacy of management systems and technology, and the extent to which the managers in the Department utilize this information to make meaningful managerial, operational, scheduling and staff allocation decisions. • Outsourcing philosophy of the Department; the services that are currently outsourced and additional candidates. • The understanding and use of best practices in the public works industry, both in terms of incorporating of local practices employed by neighboring communities, and formal best practices promulgated by the American Public Works Association. • The methods by which Department leadership discerns management trends and implements these to address the City’s needs. Next, we will develop a current state assessment of the Public Works Department. Our focus will be on how services are delivered, staffed, and managed, as well as the costs associated with the delivery of those services. The development of this document will be based on interviews with staff as well as collection of departmental operating information and data, including the following: • The current organization of services provided by the Department, including: – The structure and functions of each unit, – The staffing levels of each function and division, – The basic job responsibilities for staff in these functions, and – The budgets for the current and three prior fiscal years at a level of detail showing the authorized budget for each division. • Documentation of all key operations, including: 297 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 15 – Service scope and content, – Standard operating procedures in effect, – Record-keeping procedures, – How staff are scheduled and deployed, – How overtime is justified, used and approved, – How the call-back system operates, and the frequency of call-backs, – Workload data, – Basic service levels, and – The extent of contracted services by type, size, cost, and methods utilized to administer and manage the contract. • Documentation of the current technology in use in the Department, including: – Geographical systems, – Use of hand-held devices for reporting work and locations, and – Computerized maintenance management/asset management systems • Documentation of management systems available, including: – Financial reporting and budgeting systems, – Organizational business processes and procedures, and – Performance monitoring systems. • Documentation of the infrastructure maintained and repaired by the Department. For example, we would review the City’s CIP, and obtain its latest Pavement Condition Assessment report, any structural assessments for facilities, replacement of equipment, and any available condition assessments for infrastructure Public Works is responsible for maintaining or overseeing. • Documentation of all administrative systems, including procurement, customer requests for service, approval of overtime, employee performance appraisal, budget development, and others. • Conduct interviews with identified stakeholders and customers of the Public Works Department to assess the levels of service provided, any gaps in operational or administrative services as well as customer service, and their perceptions of the technical skills and knowledge of management and staff. Once these initial data collection activities have been completed, the project team will prepare a summary current state assessment that presents our understanding of the current organization, staffing, operations and costs of the services provided by the Public 298 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 16 Works Department. This will be reviewed with the department for input and comment to ensure we have a strong understanding of the unique operating environment of the City of Dublin Public Works operation. TASK RESULT This task will result in the development of a current state assessment of operational, organizational, and staffing allocations in the Department. Task 2 Conduct a "Best Management Practices" Assessment and Comparative Survey. In this task, our project team will utilize “best management practices” and a comparative survey to evaluate staffing, productivity, processes, use of technology, management planning, as well as many other dimensions of organizational performance for the functions under review. To accomplish this, we would undertake the following activities: • Best Practices Comparative Assessment – The project team will develop a detailed list of "best management practices" for use in a diagnostic appraisal of staffing and service delivery for each service function (streets, traffic signals, streetlights, parks, facilities, etc.). This diagnostic appraisal would additionally utilize recognized industry staffing benchmarks to assess current staffing allocations based upon service levels, operational practices and staffing levels appropriate for the City. • Comparative Survey – Additionally, we would compare organizational structure, staffing levels, key operational practices and management performance indicators with six to eight comparative communities. The comparative survey would provide insight regarding how the City compares to other comparable municipal organizations in the Bay Area or elsewhere in California and identify areas for further inquiry for potential modification to enhance efficiency, effectiveness of service delivery and staffing utilization. The comparative survey will be conducted against communities that have size, service portfolio and demographic similarities to those of Dublin. A summary of the findings from these two efforts would be developed as an interim delivery and shared with department leadership and project steering committee. The results of this task will provide a strong understanding of current strengths of the organization and a listing of potential improvement opportunities for further evaluation in later tasks. The best practices assessment will utilize both industry-promulgated practices such as 299 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 17 in APWA, IFMA, NAFA, AWWA and others, as well as those of other well-managed public works operations with which the project team has experience. Further, we will assess the degree to which staff are implementing these best practices in the Dublin Public Works Department. TASK RESULT The product of this task will be an assessment outlining how the City’s current staffing, service delivery, organization and staffing compare to best practices and to comparable municipalities and a summary of issues identified from this analysis. Task 3 Evaluate the Staffing, Management and Operations of the Public Works Department. In this work task, the project team will analyze all aspects of the staffing, work practices, service levels organization and management within the Department, including: • Evaluate department job titles, specifications, salaries, and compensation packages. This analysis would build upon the data collected in the comparative survey and additional analysis to evaluate the department’s positions specifically regarding class specifications, salaries, and overall compensation package. This analysis will develop recommendations for modifications necessary to class specifications and compensation elements to meet the needs of the City to recruit and retain qualified staff necessary for providing and overseeing service delivery. This analysis will require additional discussion with representatives of the City’s Human Resources Department to ensure approaches utilized are consistent with other compensation policies and practices within the City. Additionally, we will evaluate the jobs and compensation approaches against industry standards. We will provide recommendations on adjustments to staffing descriptions, classifications, and compensation. • Evaluate the adequacy of work practices utilized by the Department. This analysis would focus on the identification of opportunities to streamline internal processes and assignments as well as work practices to increase productivity and/or enhance their effectiveness. We will focus on identifying any redundancies or barriers to efficiencies in workflow process and provide recommendations to ensuring accountability and efficient delivery of service. Within this task, we would evaluate whether sufficient time and resources are not only allocated to core maintenance and service areas, but also if there is sufficient capacity to handle 300 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 18 other required functions such as safety training and safety programs, community outreach, MUTCD, NPDES training, etc. • Evaluate the management of the Department. Effective managers not only look inward in their delegation of duties and responsibilities and their monitoring of the effectiveness of these assignments, but they also look outwardly as well. This includes the attendance of industry trade groups, the monitoring of best practices being implemented in other forward-looking public works organizations, the awareness and implementation of management trends, and other facets of effective team building in order to adapt these to the needs of the City of Dublin. Our project team will evaluate the extent to which managers are implementing effective asset management techniques and operational practices, identifying needed training for employees, and monitoring the external environment. • Evaluate the levels of maintenance service delivered by the Department. This analysis would focus on profiling the levels of service and assessing their adequacy and respective cost implications. We will provide recommended service level targets for each core service provided by the department (including maintenance contracts) that fit the needs of the community and are based upon national industry standards. • Evaluate work planning and scheduling. This analysis would focus on systems and processes used to plan and schedule maintenance activities in the Department. This would also include an analysis of how maintenance management systems are utilized and reported out. This subtask will also include an analysis of overtime usage to determine the impacts on operations. • Evaluate the implementation of results-driven procurement principles. Many government agencies relegate procurement to an ancillary function that requires compliance with necessary controls in order to obtain required goods and services. In this way, the procurement function exists in isolation from core operations rather than as a meaningful partner in achieving overall organizational objectives. Our consultants will assess the degree to which current managers both understand and implement results-driven procurement strategies that incorporate overall City objectives with critical and objective analysis of contractor performance, as well as continuously search for innovative ways to improve its procurement process to achieve better performance. • Evaluate outsourcing and insourcing opportunities. The services provided by the Department would be evaluated for outsourcing and insourcing, recognizing that 301 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 19 this choice has multi-faceted dimensions including cost, responsiveness, level of service guarantees, contract oversight, availability of competitors, etc. • Evaluate the adequacy of asset management by the Department. Approaches to renewing and replacing infrastructure will be examined by our project team. The Department is responsible for the maintenance of a significant and expensive infrastructure system. As part of this evaluate the development and management of the City’s Capital Improvement Program. • Evaluate the performance measures used in the Department. Performance measurement and management are topical in local government and have become critical elements of assessing the efficacy of programs. Further, they are ways of communicating successes to City management and to the general public. However, performance measures should not simply be reflections of the amount of work accomplished by an organization but rather a statement of the efficiency with which resources were used in the accomplishment of work, and the effectiveness of the outcomes. A performance management program should be a component of an overall asset management program that defines service levels, assigns resources to their accomplishment, and holds the Department accountable to its stakeholders for efficient and effective service delivery. Our project team will evaluate the current performance measurement and management program and make recommendation on refinements to move Dublin to a higher state of accomplishment and accountability. • Evaluate the use of technology in the Department. The degree to which automated systems are implemented and used in the Department will be evaluated, including the use of GIS, tablet devices and maintenance management systems. Cost-saving technologies will be identified and recommended. • Evaluate the adequacy of administrative systems and procedures. The project team will evaluate the Department’s systems for capturing and reporting labor, materials, equipment and contractual costs in a real-time and accurate manner. Further, we will evaluate the steps in the processes to gather these data in terms of the degree of automation, any duplication of efforts, unnecessary signoffs and approvals, etc. • Evaluate customer service, including internal and external customers. For example, in analyzing the service request response system, we would evaluate the system for responding to and tracking customer service calls and requests and evaluate the use of technology to facilitate customer service. During this task, we 302 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 20 will also evaluate the response times to service calls, and the backlog of work and complaints. We will assess the communication both within the department as well as the means and effectiveness of communications with residents and with other departmental staff of the City to assess credibility and reputation. At the conclusion of this task, we will have evaluated Public Works in the areas of work and operational practices, service levels, technology implementation, workflows and work activities to identify strengths, weaknesses, improvement opportunities and problem-solving techniques. In conjunction with interviews, data collection and observations, the project team will, at this juncture, be able to evaluate the efficiency of performance of current tasks, and where modifications to current systems, processes and staffing levels are required. In assimilating all of the above findings, our project team will make recommendations related to needed training for the leadership team, as well as line staff. TASK RESULT The product of this task will be improvement opportunities and proposed adjustments in staffing, workflow practices, service levels, outsourcing / insourcing services, customer service, training needs and operations of the Department. Task 4 Evaluate How the Department Is Organized. In this task, the project team will evaluate the plan of organization for the Public Works Department by using several principles in the evaluation of organizational structure, including: • Does the current organizational structure of Public Works foster accountability? • Is the current organizational structure appropriate for service delivery and what alternatives to enhance or improve service delivery efficiency or effectiveness? • Are the plans of management organization for maintenance and engineering services in the Department providing adequate communication and coordination where needed? Does the current structure enhance shared knowledge and understanding? • Do the plans of organization enhance career development opportunities, training, recruitment and retention? 303 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 21 • Do the plans of organization enable staff to provide better service to the public in terms of cycle times, user friendliness, performance management, quality control, and consistency? Where appropriate, and as noted in the previous task, we would also compare the overall organizational structure to that seen in other comparable public works operations in other communities to identify potential alternative organizational structures for consideration. TASK RESULT The product of this task will be an organizational staffing optimization plan that promotes accountability, communication and efficient workflow in Public Works functions. Task 5 Prepare a Draft and Final Report and Provide Plans for Implementing Improvement Opportunities. Once the work tasks noted above have been completed, we will discuss our analysis, findings, and conclusions with the Department and develop a draft and final report. The draft report will be reviewed with the City for input and comment. The draft and final reports will contain the following elements: • An executive summary that provides all recommendations, associated costs and cost savings, and priority of implementation. • A detailed organizational staffing optimization plan. • A detailed analysis of each identified improvement opportunity. • A near-term and build-out transition plan and strategy for implementing the optimization plan including an implementation plan for each improvement opportunity recommended. Once staff and the Project Steering Committee have reviewed the draft final report and implementation plan, and provided input, we would develop the final report. We would be pleased to present our findings to the City Council at a scheduled meeting or workshop. TASK RESULT The product of this task would be the draft and final reports which would be reviewed with the City and presented in whatever forum is desired. 304 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 22 5. Project Schedule As shown in the following table, we are proposing a 12-week project schedule for the scope of work proposed as shown below. Week 1 2 3 4 5 6 7 8 9 10 11 12 1. Current State Assessment 2. Best Practices/Comparative 3. Operational/Staffing Assessment 4. Organizational Structure 5. Draft Report This schedule provides a comprehensive review of Public Works operations within the scope of this study over a three-month period. We are available to begin work immediately upon receipt of a notice to proceed. 305 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 23 4 Proposed Fee and Rate Schedule The following table provides the hourly rate for each of the consultants in our proposal. Please note that all consultants are employees of the Matrix Consulting Group. Consultant Position Hourly Rate Alan Pennington Jen Winter Vice President Senior Manager $200 $175 Robin Haley Senior Manager $175 Aaron Baggarly Senior Manager $150 David Branch Manager $150 Ryan Peterson Data Analyst $100 We are proposing to conduct this engagement for a total not-to-exceed fixed price of $55,000 at the level of detail outlined in our proposed task plan. PM Lead/Sr Analyst Analyst Data Analyst Totals 1. Current State Assessment 8 24 24 8 64 2. Comparisons 8 24 24 8 64 3. Operational Assessment 8 32 24 24 88 4. Organizational Structure 8 16 16 0 40 5. Draft/Final Report 12 24 24 0 60 Total Hours 44 120 112 40 316 Hourly Rate $200 $175 $150 $100 Total Professional Fees $8,800 $21,000 $16,800 $4,000 $50,600 Project Expenses $4,400 Total Project Cost $55,000 Note that if the project is conducted remotely in whole or in part the travel expenses would not be charged if unused. 306 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 24 5 Additional Requirements 1. Conflict of Interest Statement The Matrix Consulting Group has no financial, business or other relationship with the City that would have an impact upon the outcome of this project. 2. Requested Changes to Contract The Matrix Consulting Group requests no changes to the proposed contract for services as outlined in Attachment A of the City’s Request for Proposals. 3. Confirmation of Firm’s Ability to Meet Agreement and Insurance Requirements The Matrix Consulting Group confirms it can meet the City’s Standard Consulting Agreement and insurance requirements. 307 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 25 APPENDIX A – Resumes of Project Staff ALAN PENNINGTON VICE PRESIDENT, MATRIX CONSULTING GROUP Alan Pennington leads our General Consulting Practice which includes Public Works and Engineering assessments. Alan has extensive experience conducting organizational, operational, and staffing assessments for public works operations including evaluation of the sufficiency of contracted services. He has been employed by the firm since 2005. Prior to that time, he served for over 13 years in local government positions including Assistant City Manager, Assistant HR Director, and Labor Relations Manager. He has significant experience assessing and implementing compensation and classification studies. Experience Highlights Everett, WA: Alan was the Project Manager on this comprehensive study of the City’s Public Works Department which included utilities, engineering, streets, stormwater, public information, grants, and building permitting / inspection operations. Menlo Park, CA: Alan was the Project Manager on this engagement evaluating both the Community Development and Public Work Departments. This study included assessments of staffing and organizational structure. Role on This Engagement: Alan will serve as the project manager for this assignment. Relevant Clients: CA CA CA CA MO NY PA SC TN VA WA WA WI Downey Menlo Park Rancho Mirage South Coast Water Raymore White Plains Pittsburgh Charleston County Franklin Alexandria Everett Orting Milwaukee Years of Consulting Experience: 16 Years of Government Experience: 13 Education: BA, University of Maine, Public Management. MPA, University of Maine, Professional Association: ALGA, GFOA, ICMA 308 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 26 JEN WINTER, P.E. SENIOR MANAGER, MATRIX CONSULTING GROUP Jen Winter, who just joined our firm to lead our Public Works and Infrastructure Practice area. She leads all public works studies including asset management, engineering, streets, public utilities, and related services. Prior to joining Matrix Jen served within local government as the Public Works Director for the City of Cedar Rapids, Iowa. She has also previously served as the Regional Director for an engineering consulting firm. Experience Highlights Cedar Rapids, IA: Jen led the implementation of the organizational and operational review for the City of Cedar Rapids Public Works Department which included engineering, streets, traffic, stormwater, sanitary sewer, real estate, and right of way management. • Authored the departments first Strategic Plan to align the department goals with those of the City Council. • Reorganized the department to create divisions with better aligned teams and opportunities for career development and succession planning. • Outlined process improvements for a more predictable and efficient work process. • Implemented and participated in emergency response training and development. Experience with federally declared disasters. • Developed and implemented an asset management system. • Introduced and led formal project management training. Role on This Engagement: Jen will serve as a senior analyst and assistant project manager on this engagement. Relevant Clients: CA NC Vacaville Fayetteville Years of Experience: 24 Education: BS, Iowa State University, Civil Engineering Professional Association: American Public Works Association (APWA) APWA Center for Sustainability (Past Chair) APWA Iowa Chapter Board Member 309 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 27 ROBIN G. HALEY SENIOR MANAGER, MATRIX CONSULTING GROUP Robin Haley is the lead analyst on public works engagements for the firm, including streets, facilities, engineering, solid waste/recycling, parks, urban forestry, public utilities and related services. Prior to his work as a consultant for local government, Robin worked for eight years as a financial and management analyst, with responsibility for budget development and monitoring, as well as cost modeling for a large government contractor. His local government consulting experience includes the following: Experience Highlights Everett, WA: Robin was the lead analyst for the firm’s efforts in the evaluation of the Public Works Department’s maintenance functions and public utilities operations: • Recommended cross-training of maintenance workers in streets and sidewalk crews to minimize the impact of daily staff shortages. • Made recommendations to reorganize the Department’s Watershed Protection Group. • Recommended cross-training of employees in the Technical Services Group to ensure continuity of knowledge of maintenance and programming of the system’s programmable logic controllers. • Recommended reclassification of specific Wastewater Treatment Plant Operators. Role on This Engagement: Robin will serve as a Project Analyst. Relevant Clients: CA CA CA CA CT CT GA IL IL MA MA NH OK PA SC TX UT UT VT WA WI Beverly Hills Menlo Park Milpitas San Mateo County Torrington Windsor DeKalb County Lake County Joliet Brookline Haverhill Amherst Oklahoma City Pittsburgh Anderson County Cedar Hill Ogden City Salt Lake City Montpelier Everett Rock County Years of Experience: 32 Education: BS, Georgia Institute of Technology MBA, Georgia State University Professional Associations: American Public Works Association American Water Works Association 310 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 28 AARON BAGGARLY, AICP SENIOR MANAGER, MATRIX CONSULTING GROUP Aaron Baggarly has served as an analyst on a wide variety of local government studies. Aaron has extensive experience conducting organizational, operational, and staffing assessments for local government operations including traditional public works services over his 13 years of experience. Experience Highlights Everett, WA: Aaron was an analyst on this engagement that reviewed the City’s Public Works Department which included utilities, engineering, streets, stormwater, public information, grants, and building permitting/inspection operations. Key recommendations: • Reorganization of the administrative, grants, and public information functions under one manager. • Consolidate utility locate teams and report to one supervisor. • Provided staffing analysis and identified the need for additional Engineers and Engineering Technician positions. Menlo Park, CA: Aaron was an analyst on this engagement of both the Community Development and Public Work Departments. Key recommendations included: • Outlined process improvements for a more predictable and efficient work process. • Move the land development function from Public Works to Community Development. • Identified short- and long-term staffing needs. Role on This Engagement: Aaron will serve as an analyst. Relevant Clients: AL CA CA CA FL FL IL IL MA NC NY TX TX UT VT WA WI Gulf Shores Menlo Park Milpitas Ventura Toho Water Auth. Pasco County Orland Park Tinley Park Boston Rowan County Mamaroneck Flower Mound Fort Worth Grand County Burlington Everett Waukesha County Years of Experience: 13 Education: BS, Appalachian State University, Community and Regional Planning, Minor in GIS. Professional Association: American Institute of Certified Planners (AICP) American Planning Association 311 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 29 DAVID BRANCH MANAGER, MATRIX CONSULTING GROUP David Branch has served as an analyst and project lead on a wide range of government studies covering a variety of city and county functions such as human resources, finance, public works and utilities, fleet and facilities, parks and recreation, and community development. David has been with the firm for 8 years. Experience Highlights Watsonville, CA: David was the lead analyst for this operations review of the fleet division, which studied operational practices, staffing and organizational structure, the City’s fleet replacement and disposal plan, and the rates charged to customer departments. • Analyzed each vehicle in the City’s fleet and recommended disposal or the adoption of a replacement schedule. • Evaluated the division’s PM and reactive workload, and recommended adoption of a new fleet management software. • Recommended the addition of a Fleet Manager, additional mechanics, and a reduction of outsourcing for routine work. Gallup, NM: David was the lead analyst on this study of the City’s Public Works Department. • Analyzed work order data, reviewed roadway asset volume, and developed a quantitative staffing model of workload. • Recommended implementation of a CMMS. • Recommended overhaul of the City’s approach to pavement management. Role on This Engagement: David will serve as an analyst. Relevant Clients: CA CA CO CO GA IL IL IL IL MA NH OR SC UT WI WI Riverside Watsonville Aurora Pueblo County Forsyth County Niles Tinley Park Lake County Chatham Haverhill Carroll County Tigard Anderson County Ogden Rock County Waukesha County Years of Experience: 8 Education: BS, University of Southern California; Policy, Management, and Planning. Professional Association: American Public Works Association (APWA) Association of Public Safety Communications Officials (APCO) 312 Proposal to Provide Public Works Staffing Analysis and Optimization Planning Dublin, California Matrix Consulting Group Page 30 RYAN PETERSON DATA/GIS ANALYST, MATRIX CONSULTING GROUP Ryan Peterson is a Consultant with the Matrix Consulting Group, specializing in GIS and data analytics. He has over nine years of experience in conducting geospatial analysis for local and regional governments, having previously worked for the City of Portland and City of Beaverton, as well as the Tri- County Metropolitan Transportation District of Oregon (TriMet). Relevant experience highlights include: • Data Collection and analysis. • Analysis and redistricting of operation boundaries. • Current staffing analysis and future staffing projections. Experience Highlights Pittsburgh, PA: Ryan was a data analyst on this engagement that mapped out 311 calls by districts in order to find which divisions were overloaded and which had to few 311 calls: • Redrew the division in order to balance the workload. • Provided multiple solutions that gave each district a relatively similar workload in responding to 311 calls. Role on This Engagement: Ryan will serve as an analyst. Relevant Clients: MA PA CO OR TX UT CO CO CA OH NC FL WA IA WI MA MN TX TX Boston Pittsburgh Aurora Forest Grove Fort Worth Grand County Littleton Boulder Los Angeles Columbus Raleigh Orange County Puyallup Davenport Dodge County Yarmouth Hennepin County Lewisville Years of Experience: 9 Education: BS, University of Oregon, Geography. Graduate Certificate, Portland State University, GIS. Certificate of Programming, Epicodus Vocational School 313 Consulting Services Agreement for 07/16/2021 Staffing Analysis and Optimization Planning Attachment C – Page 1 of 1 Attachment C Conflict of Interest Statement For the term of this contract, no member, officer or employee of the City of Dublin, or of a public body within Alameda County or member or delegate to the Congress of the United States, during his/her tenure or for one year thereafter, shall have any direct interest in the contracts or any direct or material benefit arising therefrom. Consultant must provide a list of any potential conflicts of interest in working for the City of Dublin. This must include, but is not limited to, a list Consultant’s clients who are the following: Private clients located or operating within the City of Dublin limits, Dublin San Ramon Service District, US Army Camp Parks and/or the County of Alameda, and a brief description of work for these clients. Proposers must also identify any other clients (including public entities), that may pose a potential conflict of interest, as well as a brief description of work you provide to these clients. This list must include all potential conflicts of interest within the year prior to the release of this RFQ as well as current and future commitments to other projects. Principals and those performing work for City of Dublin may be required to submit a California Fair Political Practices Commission (FPPC) Form 700: Statement of Economic Interests documenting potential financial conflicts of interest. For additional information, proposers should refer to the FPPC website at http://www.fppc.ca.gov/Form700.html. ______________________________ SIGNATORY NAME, TITLE FIRM Richard Brady, President Matrix Consulting Group 8-11-21 314