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HomeMy WebLinkAbout4.6 City Treasurer's Informational Report of Investments for the Quarter Ending March 31, 2023r DUBLIN CALIFORNIA STAFF REPORT CITY COUNCIL DATE: May 16, 2023 TO: Honorable Mayor and City Councilmembers FROM: Linda Smith, City Manager Agenda Item 4.6 SU B.ECT : City Treasurer's Informational Report of Investments for the Quarter Ending March 31, 2023 Prepared by: Chris Rhoades, Financial Analyst EXECUTIVE SUMMARY: The City Council will receive an informational report of the City's investments through the quarter ending March 31, 2023 including a monthly transaction ledger. The City's investment portfolio for this period totaled $388,037,166 (market value) with an average market yield of 4.39%. As required by the Policy, the City Treasurer (Administrative Services Director) affirms that the City is able to meet its expenditure requirements for the next six months. STAFF RECOMMENDATION: Receive the City Treasurer's Informational Report of Investments for the Quarter Ending March 31, 2023. FINANCIAL IMPACT: There is no financial impact resulting from this report. Investments are made in accordance with the City Investment Policy and State Law. Interest earned is apportioned between funds (i.e., General Fund, Gas Tax Fund, etc.) based upon their proportionate share of the total cash balance. Based on the financial needs of the City including the timing of revenues and expenditures, the quarterly cash balance can vary from quarter to quarter. DESCRIPTION: The total investment portfolio (market value) consists of $281,327,249 managed by Chandler Asset Management (Chandler), and $106,709,917 invested by the City in local government pools, the Local Agency Investment Fund (LAIF) and the California Asset Management Program (CAMP). The average market yield of the Chandler portfolio and the local pools was 4.37% and 4.42% respectively. Page 1 of 4 68 The total investment portfolio balance fluctuates throughout the year due to normal cash flow needs and includes both discretionary and restricted funds. Economic Update Highlights The following are some highlights from the Economic Update included in the Investment Report prepared by Chandler (Attachment 1). Economic trends have been decelerating along with tighter financial conditions and restrictive monetary policy. Recent data suggests positive but below -trend growth this year. Although the pace of job growth is slowing, labor markets remain solid, and the U.S. consumer has demonstrated resiliency. Market participants and the Federal Reserve are maintaining very divergent views regarding the future trajectory of monetary policy. Given the cumulative effects of tighter monetary policy and stress in the banking sector, Chandler believes the Federal Reserve is likely near a pause in their rate hiking campaign. If moderate growth continues, Chandler believes the Fed will likely maintain the Federal Funds rate in restrictive territory until inflationary pressures subside. City of Dublin Portfolio The City's aggregate portfolio has maintained a healthy balance of investment types with minimal change from the prior quarter as shown below in Chart 1, except for CAMP due to additional funds have been deposited with the receipt of property taxes. Supranational 4.4% Money Market Fund 0.2% Local Gov Investment Pool 20.8% Chart 1: Investments by Type March 31, 2023 and December 31, 2022 March 31, 2023 LAIF 6.7% ABS 7.8% December 31, 2022 Commercial Paper 1.4% LAIF 7.2% ABS 8.7% Agency 16.4% Corporate 18.4% CMO The market value of the City's portfolio increased by $29,227,114 from the December 31, 2022 quarter. The quarterly change results from the normal fluctuations in the timing of incoming revenue, predominantly the receipt of property tax allocations and sales tax revenue, and expenditures on Capital Projects and payments to Alameda County for Police and Fire Services. The City's portfolio increased by $17.1 million from the same quarter the prior year (see Table 1 below). Overall market yield -to -maturity has remained consistent at 4.39%, (shown in Table 2) Page 2 of 4 69 due to the factors discussed in the Economic Update Highlights. For detailed monthly transactions, see Attachment 2. Holdings Managed by City LAI F CAMP SUBTOTAL' Accrued Interest Managed by Chandler ABS Agency CM0 Commercial paper Money Market Negotiable CD Supranational Corporate US Treasury SUBTOTAL Accrued Interest TOTAL PORTFOLIO Table 1: Portfolio Values and Yield to Maturity March 31, 2022 Market Value 50,424,445 79,661,872 130,086,317 I 36,519 130,122,836 22,814,841 57,293,846 4,052,552 632,736 4,978,673 19,609,525 66,644,264 63,976,891 240,003,327 779,938 240,783,265 370,906,101 December 31, 2022 Market Value 25,730,693 56,195, 257 81,925,950 I 169,795 82,095,744 31,285,896 58,714,486 3,843,615 4,982,197 4,923,898 16,569,068 65,378,464 89,783,810 275,481,435 1,232,872 276,714,308 358,810,052 March 31, 2023 Par Value Book Value Market Value 25,917,596 80,625,562 106,543,157 30,889,890 62,450,000 4,000,000 25,917,596 80,625,562 106,543,157 30,887,455 62,672,955 4,135,139 25,917,596 80,625,562 106,543,157 166,760 106,709,917 30,171,153 60,517,635 3,874,342 760,481 760,481 760,481 18,240,000 74,375,000 100,250,000 290,965,371 18,218,617 74,472,985 99,932,489 291,080,120 16,860,396 71,092,672 96,639,811 279,916,489 1,410,760 281,327,249 397,508,528 397,623,277 Change from Prior Year Change from Prior Quarter 388,037,166 17,131,065 29,227,114 of Subtotal % of Total Book Market Portfolio Yield Yield 24.3% 6.5% 2.88% 2.88% 75.7% 20.3% 4.92% 4.92% 100.00% 26.80% 4.42% 4.42% 10.8% 7.8% 2.21% 21.6% 15.7% 2.08% 1.4% 1.0% 1.35% 0.0% 0.0% 0.00% 0.3% 0.2% 4.32% 0.0% 0.0% 0.00% 6.0% 4.6% 0.67% 25.4% 18.7% 2.38% 34.5% 25.2% 2.47% 100.00% 73.20% 2.21% 5.23% 4.38% 4.57% 0.00% 4.32% 0.00% 4.05% 4.75% 3.87% 4.37% 100.00% 4.39% Table 2: Quarterly Holdings (Market Value) by Type, and YTM, 5 Quarters Holdings (Market Value) LAI F/CAMP ABS Agency CMO Commercial Paper Money Market Negotiable CD Supranational Corporate US Treasury Accrued Interest TOTAL YIELD TO MATURITY 3/31/22 6/30/22 9/30/22 12/31/22 3/31/23 130,086,317 139,704,489 129,243,283 81,925,950 106,543,157 22,814,841 26,693,153 27,760,436 31,285,896 30,171,153 57, 293, 846 56, 641, 842 53, 062, 995 58, 714,486 60, 517, 635 4,052,552 3,966,300 3,839,610 3,843,615 3,874,342 4,982,197 - 632,736 3,039,481 286,323 4,923,898 760,481 4,978,673 2,486,275 2,497,243 - - 19, 609, 525 19, 403, 787 16, 428, 894 16, 569, 068 16, 860, 396 66, 644, 264 62, 892, 216 63, 373,439 65, 378, 464 71, 092, 672 63,976,891 62,468,441 65,877,816 89,783,810 96,639,811 816,458 1,012,868 1,069,574 1,402,667 1,577,520 370,906,101 378,308,853 363,439,614 358,810,052 I 388,037,166 1.62% 2.48% 3.66% 4.39% 4.39% Funds Managed by the City The City participates in two local agency investment pools managed by government finance professionals and treasurers: the Local Agency Investment Fund (LAIF) and the California Asset Management Program (CAMP). Below is the recent yield of the local pools compared to that of Chandler. Page 3 of 4 70 Table 3: Quarterly Portfolio Yields, Recent 8 Quarters Market Yield LAIF CAMP Chandler 6/30/21 0.25% 0.05% 0.49% 9/30/21 0.21% 0.05% 0.56% 12/31/21 0.22% 0.05% 0.91% 3/31/22 0.42 % 0.07 % 2.38% 6/30/22 0.94% 1.40% 3.20% 9/30/22 1.60% 2.61% 4.47% 12/31/22 2.23% 4.50% 4.57% 3/31/23 2.88% 4.92% 4.37% STRATEGIC PLAN INITIATIVE: None. NOTICING REQUIREMENTS/PUBLIC OUTREACH: The City Council Agenda was posted. ATTACHMENTS: 1) City of Dublin Investment Report for Period Ending March 31, 2023 2) Transaction Ledger - January through March 2023 Page 4 of 4 71 Attachment I INVESTMENT REPORT City of Dublin Period Ending March 31, 2023 CiitER CHANDLASSET MANAGEMENT CHANDLER ASSET MANAGEMENT, INC. 1800.317.4747 I www.chandlerasset.com ITable of Contents SECTION 1 Economic Update SECTION 2 Account Profile SECTION 3 Consolidated Information SECTION 4 Portfolio Holdings SECTION 5 Transactions As of March 31, 2023 1 CA% 73 Section 1 I Economic Update Economic Update • Economic trends have been decelerating along with tighter financial conditions and restrictive monetary policy. Recent data suggests positive but below trend growth this year. Although the pace of job growth is moderating, labor markets remain solid, and the U.S. consumer has demonstrated resiliency. Market participants and the Federal Reserve are maintaining very divergent views regarding the future trajectory of monetary policy. Given the cumulative effects of tighter monetary policy and stress in the banking sector, we believe the Federal Reserve is likely near a pause in their rate hiking campaign. If moderate growth continues, we believe the Fed will likely maintain the Federal Funds rate in restrictive territory until inflationary pressures subside. • At the March meeting, the Federal Open Market Committee voted unanimously to raise the target federal funds rate by 0.25% to a range of 4.75 — 5.00%. Fed Chair Powell reiterated the committee's focus on bringing down inflation to their 2% target; however, the committee softened language about "ongoing increases" in rates in the prior statement to "some additional policy firming may be appropriate". The statement also emphasized that the U.S. banking system is "sound and resilient" and acknowledged the tightening of financial conditions. The Chandler team believes the FOMC is likely near a pause in their rate hiking cycle. • In March, the yield curve inversion narrowed. The 2-year Treasury yield plummeted 79 basis points to 4.03%, the 5-year Treasury yield plunged 61 basis points to 3.58%, and the 10-year Treasury yield fell 45 basis points to 3.47%. The inversion between the 2-year Treasury yield and 10-year Treasury yield declined to -56 basis points at March month -end versus -90 basis points at February month -end. There was no spread between the 2-year Treasury and 10-year Treasury yield one year ago — the yields were approximately equal. The inversion between 3-month and 10-year Treasuries widened to -128 in March from -89 basis points in February. The shape of the yield curve indicates that the probability of recession is increasing. MOM Change In (000's) Employment 1,000 900 800 700 600 500 400 300 200 100 0 Nonfarm Payroll (000's) Non -farm Payroll (000's) 3 month average (000's) ✓ S O ✓ S O dr.,)7 4hc1 Ppc) ccc1 drc)� �'�c) Pac) Pcc� drsc)S Source: US Department of Labor 12.0% 10.0% 8.0% 0 ' ▪ 6.0% co re 4.0% 2.0% 0.0% Unemployment Rate Underemployment Rate (U6) Unemployment Rate (U3) ✓4� S% Ooc� 47 ✓4/ So:� Ooc� dr. 1 1 7 S Source: US Department of Labor The U.S. economy added 236,000jobs in March, and the prior two months were revised downward by 17,000. Although the pace of job growth is moderating, employment remains strong, with the three-month moving average payrolls at 345,000 and the six-month moving average at 315,000. The private sector reported broad gains, led by leisure and hospitality. The unemployment rate fell to 3.5% due to a sharp rise in the number of people employed, and the participation rate increased to 62.6% from 62.5% in February. The U-6 underemployment rate, which includes those who are marginally attached to the labor force and employed part time for economic reasons, declined to 6.7% from the prior month at 6.8%. Average hourly earnings rose 4.2% year -over -year in March, down from a 4.6% increase in February. Job Openings dipped to 9.9 million, the first drop below 10 million since May of 2021. While the overall pace of hiring is slowing, levels remain consistent with a solid labor market. 4 CM 76 YOY( %) Change Inflation 10.0% 9.0% 8.0% 7.0% 6.0% 5.0% 4.0% 3.0% 2.0% 1.0% 0.0% 14) 1 Consumer Price Index (CPI) CPI YOY % Change Core CPI YOY % Change J 0,0 Ooc �ar ✓4, Sok Ooc "-7 ot �1 c1 c)c) ,,) ,),) ,) c)0) Source: US Department of Labor YOY( %) Change Personal Consumption Expenditures (PCE) 10.0% 9.0% 8.0% 7.0% 6.0% 5.0% 4.0% 3.0% 2.0% 1.0% 0.0% Source: US Department of Commerce PCE Price Deflator YOY % Change PCE Core Deflator YOY % Change The Consumer Price Index (CPI) increased in March 0.1% month -over -month and 5.0% year -over -year, down from 6.0% in February. The Core CPI, which excludes volatile food and energy components, rose 0.4% month -over -month and 5.6% year -over -year, accelerating from 5.5% in February. Housing remained the largest factor in headline CPI representing 60% of the increase. The Personal Consumption Expenditures (PCE) index rose 5.0% year -over -year in February, improving from a 5.3% year -over -year gain in January. Core PCE, the Federal Reserve's preferred inflation gauge, increased 4.6% year -over -year in February, the smallest increase since October 2021. Inflationary trends are declining but remain above the Fed's 2% target. 5 CM 77 YOY (%) Change Consumer 60.0% 50.0% 40.0% 30.0% 20.0% 10.0% 0.0% Retail Sales YOY % Change Ihiliildillgilludo. Source: US Department of Commerce 140 130 120 90 80 1 Source: The Conference Board Consumer Confidence SPa` OPc, /�dr, ✓e,� sib 0�'C • /�°'r, ? '1 �� c� ,)� � ,),) Advance Retail Sales fell more than expected month -over -month at -1.0% in March, which translated to a year -over -year deceleration to 2.9% from 5.9% in February. The report indicated a broad -based cooling in discretionary spending as consumers are becoming more cautious about the outlook for the US economy. The Conference Board's Consumer Confidence Index unexpectedly increased to 104.2 in March from 103.4 in February. While high inflation and recession concerns remain top of mind for many consumers, the strong labor market and low unemployment continue to support the strength in Consumer Confidence. 6 CA% 78 IEconomic Activity MOM (%) Change 1.5% 1.0% 0.5% 0.0% - 0.5% - 1.0% - 1.5% 44 1 Leading Economic Indicators (LEI) ✓0/2 i, 6Pc �dr 'le,jPo 6Pc dr `1 c)1 c1 �,) `� c)� �c) �,)) Source: The Conference Board 3 Month Average 1.00 0.75 0.50 0.25 0.00 - 0.25 - 0.50 / Chicago Fed National Activity Index (CFNAI) I Source: Federal Reserve Bank of Chicago The Conference Board's Leading Economic Index (LEI) remained in negative territory for the twelfth consecutive month at —1.2% in March, falling considerably from a downwardly revised -0.5% in February. The LEI was down 7.8% year -over -year in March versus down 6.5% year -over - year in February. The consistent decline month -over -month continues to signal future contraction in the economy. The Chicago Fed National Activity Index (CFNAI) declined to -0.19 in February from +0.23 in January. On a 3-month moving average basis, the CFNAI increased to -0.13 in February from -0.27 in January, indicating a rate of growth below the historical average trend. 7 CA% 79 MOM Change (In Thousands of Units) Housing 2000 1800 1600 1400 1200 1000 800 600 400 200 0 Housing Starts S&P/Case-Shiller 20 City Composite Home Price Index 24.0% 21.0% Mu.ti Family Housing Starts • Single Family Housing Starts ✓ S 0 ✓ S 0 dr�1 �7 �1 ��1 �°c,1 dr,)� v7 cp�� c��� dr�,3) YOY( %) Change 18.0% 15.0% 12.0% 9.0% 6.0% 3.0% 0.0% Source: US Department of Commerce Source: S&P 1 1sc)t 1 •0' Total housing starts fell 0.8% month -over -month in March to 1,420,000 units and were down 17.2% compared to March 2022. The decline was primarily driven by a drop in multifamily construction while single-family construction increased. The 30-year fixed rate mortgage averaged approximately 6.52% in March according to Freddie Mac, down from a peak of 7.08% in October, but up from 4.67% a year ago. According to the Case-Shiller 20-City Home Price Index, the year -over -year increase continued its declining rate of gain to +2.55% in January from +4.62% in December, clearly displaying the impact of higher mortgage rates year -over -year, which have reduced demand for homebuying as affordability has declined. This is the lowest rate of annual appreciation since December 2019. 8 CA% 80 Manufacturing Institute of Supply Management Purchasing Manager Index 66 64 62 60 \,................‘ 58 56 54 52 50 48 46 44 42 40 EXPANDING CONTRACTING So OPc 1 Source: Institute for Supply Management 410, o 410 20.0% 15.0% a 10.0% c zg 7 5.0% 0 } 0.0% -5.0% -10.0% Industrial Production ✓ S d/: ,2 1 Pa�1 1 Source: Federal Reserve ✓ J PC di. ��• 0p O PC dr �1 �� ,� ,)� „� ,,,o) The Institute for Supply Management (ISM) manufacturing index fell to 46.3 in March from 47.7 in February. This is the fifth consecutive month of readings below 50.0, which is indicative of contraction in the manufacturing sector. All components weakened, including the headline, new orders, employment, and prices. Industrial production rose 0.4% in March due to an 8.4% increase in utilities production, as demand increased for heating. This equates to a +0.5% increase in industrial production from the prior year. Capacity utilization increased to 79.8% in March from an upwardly revised 79.6% in February, inching above its 1972-2021 average of 79.6%. 9 CM 81 Gross Domestic Product (GDP) Components of GDP 3/22 6/22 9/22 12/22 Personal Consumption Expenditures 0.9% 1.4% 1.5% 0.7% Gross Private Domestic Investment 1.0% -2.8% -1.8% 0.8% Net Exports and Imports -3.1% 1.2% 2.9% 0.4% Federal Government Expenditures -0.4% -0.2% 0.2% 0.4% State and Local (Consumption and Gross Investment) 0.0% -0.1% 0.4% 0.3% Total 40.0% 35.0% 30.0% 25.0% 20.0% 15.0% 10.0% 5.0% 0.0% -5.0% - 10.0% - 15.0% - 20.0% - 25.0% - 30.0% - 35.0% Gross Domestic Product (GDP) - M • IThw.....Ahrt:%%:--F-a GDP Q0Q % Change -GDP YOY % Change -1.6% -0.6% 3.3% 2.6% hoc, ✓�'/2. hoc, ✓�'/2. hoc, ✓<'/i. hoc, ✓�'.). does ✓�/i. hoc 1) 4 1� 19 19 c)O �o cl .1 c� c� Source: US Department of Commerce Source: US Department of Commerce According to the third estimate, fourth quarter 2022 GDP growth was revised downward to 2.6% from 2.7%. The revision lower was primarily due to weaker growth in personal consumption expenditures and a wider trade gap in net exports. The consensus estimate calls for 1.8% growth in the first quarter and 1.1% growth for the full year 2023. 10 C►" 82 Federal Reserve 10, 000,000 9,000,000 8,000,000 7,000,000 6,000,000 5,000,000 4,000,000 3,000,000 Federal Reserve Balance Sheet Assets 2,000,000 Oe 0 0 Oe O� 0 0 Oe 0 0 O� Oe 0 1 c1 c1 c1 c1 c1 c1 c1 c1 c1 c� c� c\ O 1 � �' St S 6 � 8 9 O 1 ) Source: Federal Reserve 5.00% 4.50% 4.00% 3.50% 3.00% w 2.50% } 2.00% 1.50% 1.00% 0.50% 0.00% Effective Federal Funds Rate 00O� 0 0 0 Oo Oo Oo Oo OP O0 Oo O� c1 c1 C. C. c1 c1 C. c1 c1 c1 C. C. c. O 1 � �' st •S 6 � 8 9 O 1 � Source: Bloomberg At the March meeting, the Federal Open Market Committee voted unanimously to raise the target federal funds rate by 0.25% to a range of 4.75 — 5.00%. Fed Chair Powell reiterated the committee's focus on bringing down inflation to their 2% target; however, the committee softened language about "ongoing increases" in rates in the prior statement to "some additional policy firming may be appropriate". The statement also emphasized that the U.S. banking system is "sound and resilient" and acknowledged the tightening in financial conditions. Powell indicated that the extent of these effects is uncertain but speculated that tighter credit conditions could be equivalent to a rate hike or more. The Summary of Economic Projections was little changed, with the consensus target federal funds rate rising to 5.1% by the end of 2023 (implying one more quarter point hike), falling to 4.3% in 2024 (up from 4.1% previously), and declining to 3.1% by the end of 2025. No rate cuts were in the Fed's base case for this year, contrary to the market consensus. Although projections imply policymakers are winding down interest rate hikes, the statement clearly reflected optionality for the Fed to remain data dependent. The Chandler team believes the Fed is likely near a pause in their rate hiking cycle. 11 CM 83 Bond Yields 5.0% 4.5% 4.0% 3.5% • 3.0% -0 2.5% v } 2.0% 1.5% 1.0% 0.5% 0.0% • US Treasury Note Yields US Treasury Yield Curve 6.0% 2-Year 5-Year 10-Year 5.0% 2.0 % Mar-23 Dec-22 • • Mar-22 0.0 % ✓ S 0 ✓ S 0 ) 6 c) S .l '9 dr,1 4) <1 Pb,z Pcc1 dr,), �� <,Pb�� Pcc� dr\0) li o // c, 1, yr yr pyr pyr Source: Bloomberg Source: Bloomberg 1.0% At the end of March, the 2-year Treasury yield was 169 basis points higher, and the 10-Year Treasury yield was about 113 basis points higher, year -over -year. The inversion between the 2-year Treasury yield and 10-year Treasury yield narrowed to -56 basis points at March month -end versus -90 basis points at February month -end. The average historical spread (since 2003) is about +130 basis points. The inversion between 3- month and 10-year Treasuries widened to -128 in March from -89 basis points in February. The shape of the yield curve indicates that the probability of recession is increasing. 12 CM 84 Section 2 I Account Profile Objectives As of March 31, 2023 Investment Objectives The investment objectives of the City of Dublin are first, to provide safety of principal; second, to provide adequate liquidity to meet all requirements which might be reasonably anticipated; third, to attain a market average rate of return on its investments throughout economic cycles; and fourth, to be diversified to avoid incurring unreasonable and avoidable risks regarding specific security types or individual financial institutions. Chandler Asset Management Performance Objective The performance objective of the City of Dublin is to earn a return that equals or exceeds the return on of the ICE BofA 1-5 Year Treasury and Agency Index. Strategy In order to achieve this objective, the portfolio invests in high quality fixed income instruments consistent with the City's investment policy and California Government Code. 14 C,, 86 Compliance City of Dublin Assets managed by Chandler Asset Management are in full compliance with state law and with the City's investment policy. As of March 31, 2023 Category Standard Comment U.S. Treasury Issues Federal Agencies Municipal Securities Supranational Securities Asset -Backed Securities/Mortgage- Ba c ked Securities/ Col l a tera l i zed Mortgage Obligations Corporate Medium Term Notes Negotiable Certificates of Deposit Time Deposits/ Certificates of Deposit Commercial Paper Banker's Acceptances Money Market Mutual Funds and Mutual Funds Local Agency Investment Fund (LAIF) California Asset Management Program (CAMP) Prohibited Securities Max Per Issuer Maximum Maturity No limitations; Full faith and credit of the U.S. are pledged for payment of principal and interest. Complies 35% max per agency issuer; 25% max callables for agency securities; Federal Agencies or U.S. Government Sponsored Enterprises (GSE), participations, or other instruments, including those issued by or fully guaranteed as to principal and interest by federal agencies or U.S. Complies GSEs. "A" rated or higher by a NRSRO; 5% max per issuer; Obligations of the State of California, any of the other 49 states, or any local agency within the state of California; "AA" rating category or better by a Nationally Recognized Statistical Rating Organization ("NRSRO"); 30% maximum; 10% max per issuer; U.S. dollar denominated senior unsecured unsubordinated obligations issued or unconditionally guaranteed by the International Bank for Reconstruction and Development ("IBRD"), the International Finance Corporation ("IFC") or the Inter -American Development Bank ("IADB") "AA" rated or higher by a NRSRO; 20% maximum (combined); 5% max per issuer Complies Complies Complies "A" rated or higher by a NRSRO; 30% maximum; 5% max per issuer; Issued by corporations organized and operati ng within the U.S. or by Complies depository institutions licensed by the U.S. or any state and operating within the U.S. "A" long-term debt rated and/or "A-1" short-term rated or higher by a NRSRO; 30% maximum; 5% max per issuer; 20% max amount invested in NCDs with any one financial institution in combination with any other debt from that financial institution; Issued by a nationally or state -chartered bank, a savings association or a federal association, a state or federal credit union, or by a state -licensed branch of a foreign bank. 10% maximum; Collateralized/FDIC Insured; 1 year max maturity Complies "A-1" rated or higher by a NRSRO; 25% maximum; 5% max per issuer; 10% max of the outstanding commercial paper of an issuing corporation; 20% max amount invested in CP of any one issuer in combination with any other debt from that issuer; 270 days max maturity; Issuer of the commercial paper shall meet all conditions in either A) (1) Organized and operating in the U.S. as a general corp, Complies (2) Has AUM > $500 million, (3) "A" rated issuer debt (if any) or higher by a NRSRO; or B) (1) Organized in the U.S. as a special purpose corp, trust, LLC, (2) Has program wide credit enhancements including, but not limited to, over col Iateralization, LOC, or surety bond, (3) "A- 1" rated or higher by a NRSRO "A-1" short-term rated or higher by a NRSRO; 40% maximum; 5% max per issuer; 20% max amount invested in BA with any one fi na nci a l institution in combination with any other debt from that financial institution; 180 days max maturity Highest rating or "AAA" rated by two NRSROs; SEC registered adviser with AUM >$500 million and experience > 5 years; 20% maximum in Complies Complies Mutual Funds and Money Market Mutual Funds; 20% max in Money Market Mutual Fund; 10% max per one Mutual Fund Complies Maximum permitted by LAIF; Not used by investment adviser Issued by joint powers authority organized pursuant to California Government Code; Not used by investment adviser Inverse floaters; Ranges notes, Mortgage -derived, Interest -only strips; Any investment in a security not specifically listed as an Authorized and Suitable Investment in the policy. 5% max per issuer, except US Government, its Agencies and instrumentalities (including agency backed -mortgage pools), Supranational securities, or Money Market Mutual Funds 5 years, unless otherwise stated in the policy Complies Complies Complies Complies Complies 15 C 87 Portfolio Characteristics City of Dublin As of March 31, 2023 03/31/23 12/31/22 Benchmark* Portfolio Portfolio Average Maturity (yrs) Average Modified Duration Average Purchase Yield Average Market Yield Average Quality** Total Market Value *ICE BofA 1-5 Yr US Treasury & Agency Index **Benchmark is a blended rating of S&P, Moody's, and Fitch. Portfolio is S&P and Moody's respectively. 2.62 2.50 n/a 4.02% AAA 2.67 2.29 2.21% 4.37% AA/Aa1 281,327,249 2.54 2.17 2.11% 4.57% AA+/Aa1 276,714,308 16 CM 88 I Sector Distribution US Treasury 34.6% Supranational 6.0% Money Market Fund 0.3 % March 31, 2023 Corporate 25.4% ABS 10.7 % Agency 21.6% CMO 1.4% City of Dublin December 31, 2022 Commercial Paper 1.8% US Treasury 32.6% Supranational 6.0 % As of March 31, 2023 ABS 11.3% I'M Money Market Fund Corporate 1.8% 23.8% CMO 1.4% Agency 21.3% 17 CM 89 Issuers City of Dublin - Account #10198 As of March 31, 2023 Issue Name Investment Type % Portfolio Government of United States Federal Home Loan Bank Federal National Mortgage Association Federal Farm Credit Bank Inter -American Dev Bank Federal Home Loan Mortgage Corp Intl Bank Recon and Development John Deere ABS Amazon.com Inc Bank of America Corp Deere & Company Hyundai Auto Receivables JP Morgan Chase & Co Federal Home Loan Mortgage Corp Toyota Motor Corp Honda Motor Corporation United Health Group Inc Royal Bank of Canada Toronto Dominion Holdings Toyota Lease Owner Trust Apple Inc Qualcomm Inc Morgan Stanley Mercedes-Benz Metlife Inc GM Financial Automobile Leasing Trust Caterpillar Inc Northwestern Mutual Glbl US Bancorp Chubb Corporation Honda ABS Honeywell Corp Bank of Montreal Chicago Berkshire Hathaway American Express ABS Wal-Mart Stores Hyundai Auto Lease Securitization GM Financial Securitized Term Auto Trust US Treasury Agency Agency Agency Supranational Agency Supranational ABS Corporate Corporate Corporate ABS Corporate CMO Corporate Corporate Corporate Corporate Corporate ABS Corporate Corporate Corporate ABS Corporate ABS Corporate Corporate Corporate Corporate ABS Corporate Corporate Corporate ABS Corporate ABS ABS 34.55% 8.14% 6.39% 4.25% 3.30% 2.86% 2.71% 1.76% 1.61% 1.44% 1.43% 1.43% 1.39% 1.38% 1.34% 1.21% 1.21% 1.19% 1.12% 1.07% 1.06% 1.06% 1.03% 1.00% 1.00% 0.94% 0.89% 0.88% 0.88% 0.87% 0.85% 0.84% 0.79% 0.77% 0.77% 0.72% 0.66% 0.64% 18 CM 90 Issuers City of Dublin — Account #10198 As of March 31, 2023 Issue Name Investment Type % Portfolio Charles Schwab Corp/The BMW Vehicle Lease Trust Target Corp PNC Financial Services Group Bank of New York Mercedes-Benz Auto Lease Trust Dominion Resources Inc Verizon Master Trust BMW ABS First American Govt Oblig Fund Guardian Life Global Funding Salesforce.com Inc Toyota ABS Nissan ABS TOTAL Corporate ABS Corporate Corporate Corporate ABS Corporate ABS ABS Money Market Fund Corporate Corporate ABS ABS 0.62% 0.54% 0.44% 0.43% 0.43% 0.36% 0.35% 0.32% 0.30% 0.27% 0.26% 0.16% 0.09% 0.01% 100.00% 19 CM 91 Quality Distribution 70.0% 60.0 % 50.0 % 40.0 % 30.0% 20.0 % 10.0% 0.0% 1 AAA City of Dublin March 31, 2023 vs. December 31, 2022 AA ■ 03/31/23 A <A ■ 12/31/22 NR As of March 31, 2023 AAA AA A <A NR 03/31/23 12/31/22 Source: S&P Ratings 15.2% 18.2% 63.4% 61.5% 17.9% 16.6% 0.3% 0.3% 3.1% 3.3% 20 CA% 92 I Duration Distribution 40.0% 35.0% 30.0% 25.0% 20.0% 15.0% 10.0% 5.0% 0.0% 0 - 0.25 City of Dublin Portfolio Compared to the Benchmark 0.25 - 0.50 0.50 - 1 ■ City of Dublin 1-2 2-3 3-4 4-5 5+ ICE BofA 1-5 Yr US Treasury & Agency Index As of March 31, 2023 0-0.25 0.25-0.50 0.50-1 1-2 2-3 3-4 4-5 5+ Portfolio Benchmark* 1.2% 0.0% *ICE BofA 1-5 Yr US Treasury & Agency Index 5.5% 0.0% 7.4% 1.7% 29.6% 35.8% 27.5% 27.9% 18.1% 20.2% 10.5% 14.4% 0.0% 0.0% 21 CM 93 Investment Performance 1.50% 1.00% 0.50% 0.00% - 0.50% - 1.00% - 1.50% -2.00% -2.50% City of Dublin Total Rate of Return Annualized Since Inception October 31, 2013 12 months 2 years 3 years 5 years As of March 31, 2023 10 years Since Inception • City of Dublin ICE BofA 1-5 Yr US Treasury & Agency Index* Annualized TOTAL RATE OF RETURN 3 months 12 months 2 years 3 years 5 years 10 years Since Inception City of Dublin 1.67% -0.16% -1.78% -0.80% 1.30% N/A 1.08% ICE BofA 1-5 Yr US Treasury & Agency Index* 1.82% -0.38% -2.06% -1.40% 1.09% N/A 0.89% *ICE BofA 1-3 Yr US Treasury & Agency Index to 12/31/14 Total rate of return: A measure of a portfolio's performance over time. It is the internal rate of return, which equates the beginning value of the portfolio with the ending value; it includes interest earnings, realized and unrealized gains and losses in the portfolio. 22 CM 94 Portfolio Characteristics City of Dublin Reporting Account As of March 31, 2023 03/31/23 Portfolio 12/31/22 Portfolio Average Maturity (yrs) Modified Duration Average Purchase Yield Average Market Yield Average Quality* Total Market Value *Portfolio is S&P and Moody's, respectively. 0.00 0.00 4.42% 4.42% AAA/NR 106,709,917 0.00 0.00 3.79% 3.78% AAA/NR 82,095,744 23 CM 95 I Sector Distribution City of Dublin Reporting Account March 31, 2023 December 31, 2022 LAIF 24.4% Local Gov Investment Pool 75.6% Local Gov Investment Pool 68.5% As of March 31, 2023 LAI F 31.6% 24 CM 96 Issuers City of Dublin Reporting Account — Account #10219 As of March 31, 2023 Issue Name Investment Type % Portfolio CAM P Local Agency Investment Fund TOTAL Local Gov Investment Pool LAI F 75.56% 24.44% 100.00% 25 CM 97 Section 3 I Consolidated Information 26 a 98 Portfolio Characteristics City of Dublin Consolidated As of March 31, 2023 03/31/23 Portfolio 12/31/22 Portfolio Average Maturity (yrs) Modified Duration Average Purchase Yield Average Market Yield Average Quality* Total Market Value * Portfolio is S&P and Moody's respectively. 1.94 1.66 2.80% 4.39% AA+/Aa 1 388,037,166 1.96 1.67 2.48% 4.39% AA+/Aa 1 358,810,052 I Sector Distribution US Treasury 25.1% Supranational 4.4% Money Market Fund 0.2 Local Gov Investment Pool 20.8% March 31, 2023 LAIF 6.7% ABS 7.8% City of Dublin Consolidated Agency 15.7% CMO 1.0 Corporate 18.4% December 31, 2022 Commercial Paper 1.4% US Treasury 25.2% Supranational 4.6% Money Market Fund 1.4% ABS 8.7% As of March 31, 2023 Agency 16.4% Local Gov Corporate Investment Pool 18.4% 15.7% LAIF 7.2% CMO 28 CM 100 Section 4 I Portfolio Holdings Holdings Report City of Dublin - Account #10198 As of March 31, 2023 CUSIP Security Description Par Value/Units Purchase Date Cost Value Mkt Price Market Value % of Port. Moody/S&P Maturity Book Yield Book Value Mkt YTM Accrued Int. Gain/Loss Fitch Duration ABS 44891VAC5 Hyundai Auto Lease Trust 2021-BA3 0.330% Due 06/17/2024 65479JAD5 Nissan Auto Receivables Owner 2019-CA3 1.930% Due 07/15/2024 89237VAB5 Toyota Auto Receivables Trust 2020-C A3 0.440% Due 10/15/2024 43813KAC6 Honda Auto Receivables Trust 2020-3A3 0.370% Due 10/18/2024 89239CAC3 Toyota Lease Owner Trust 2021-B A3 0.420% Due 10/21/2024 47787NAC3 John Deere Owner Trust 2020-B A3 0.510% Due 11/15/2024 58769KAD6 Mercedes-Benz Auto Lease Trust 2021-BA3 0.400% Due 11/15/2024 09690AAC7 BMW Vehicle Lease Trust 2021-2 A3 0.330% Due 12/26/2024 44891WAC3 Hyundai Auto Lease Trust 2022-AA3 1.160% Due 01/15/2025 89238LAC4 Toyota Lease Owner Trust 2022-AA3 1.960% Due 02/20/2025 36265MAC9 GM Financial Auto Lease Trust 2022-1 A3 1.900% Due 03/20/2025 05601XAC3 BMW Vehicle Lease Trust 2022-1 A3 1.100% Due 03/25/2025 36266FAC3 GM Financial Auto Lease Trust 2022-2 A3 3.420% Due 06/20/2025 47788UAC6 John Deere Owner Trust 2021-AA3 0.360% Due 09/15/2025 44933LAC7 Hyundai Auto Receivables Trust 2021-AA3 0.380% Due 09/15/2025 05593AAC3 BMW Vehicle Lease Trust 2023-1 A3 5.160% Due 11/25/2025 44934KAC8 Hyundai Auto Receivables Trust 2021-B A3 0.380% Due 01/15/2026 972,648.83 06/08/2021 972,502.94 0.34% 972,619.15 38,785.52 10/16/2019 38,783.48 1.94% 38,784.96 246,671.21 07/21/2020 246,652.21 0.44% 246,664.27 401,487.43 09/22/2020 401,428.44 0.38% 401,475.53 1,056,014.38 07/27/2021 1,056,000.12 0.39% 1,056,009.73 117,562.96 07/14/2020 117,545.04 0.52% 117,558.89 1,035,805.56 06/22/2021 1,035,727.36 0.40% 1,035,781.26 507,504.04 09/08/2021 507,451.67 0.34% 507,487.15 910,000.00 01/11/2022 909,979.89 1.16% 909,990.65 2,045,000.00 02/23/2022 2,044,678.12 1.98% 2,044,829.71 1,680,000.00 02/15/2022 1,679,985.55 1.91% 1,679,992.93 755,000.00 01/11/2022 754,887.13 1.05% 754,949.10 1,020,000.00 05/03/2022 1,019,893.61 3.45% 1,019,936.78 565, 545.51 03/02/2021 565,436.82 0.37% 565,498.98 552,243.47 04/20/2021 552,185.36 0.20% 552,222.06 295,000.00 02/07/2023 294,992.98 5.22% 294,993.39 1,995, 620.91 07/20/2021 1,995,180.47 0.16% 1,995,415.88 98.80 5.96% 99.86 6.61% 98.86 5.36% 98.22 5.37% 98.17 5.51% 99.01 4.91% 97.75 5.76% 98.01 5.83% 97.25 5.60% 97.04 5.54% 97.34 5.41% 97.50 5.66% 98.23 5.24% 96.78 5.63% 97.24 5.26% 100.29 5.02% 96.57 5.48% 960,978.02 142.66 38,731.30 33.27 243,869.82 48.24 394,339.34 53.64 1,036,661.86 135.52 116,393.33 26.65 1,012,493.72 184.14 497,392.03 27.91 884,959.53 469.16 1,984,394.38 1,224.73 1,635,325.44 975.33 736,149.92 138.42 1,001,943.96 1,065.90 547,333.82 90.49 537,003.76 93.27 295,859.93 253.70 1,927,262.91 337.04 0.34% Aaa / AAA (11,641.13) NR 0.01% Aaa / AAA (53.66) NR 0.09% Aaa / AAA (2,794.45) NR 0.14% NR/AAA (7,136.19) AAA 0.37% Aaa / NR (19,347.87) AAA 0.04% Aaa / NR (1,165.56) AAA 0.36% NR/AAA (23,287.54) AAA 0.18% Aaa / NR (10,095.12) AAA 0.31% Aaa / AAA (25,031.12) NR 0.71% NR/AAA (60,435.33) AAA 0.58% Aaa / NR (44,667.49) AAA 0.26% NR/AAA (18,799.18) AAA 0.36% NR / AAA (17,992.82) AAA 0.19% Aaa / NR (18,165.16) AAA 0.19% NR/AAA (15,218.30) AAA 0.11% Aaa / AAA 866.54 NR 0.69% NR/AAA (68,152.97) AAA 1.22 0.21 1.29 0.03 1.55 0.23 1.55 0.35 1.56 0.36 1.63 0.22 1.63 0.42 1.74 0.36 1.80 0.62 1.90 0.83 1.97 0.76 1.99 0.55 2.22 0.99 2.46 0.61 2.46 0.56 2.66 1.51 2.80 0.67 30 CM 102 Holdings Report City of Dublin - Account #10198 As of March 31, 2023 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Moody/S&P Maturity Gain/Loss Fitch Duration 43815GAC3 47789QAC4 44935FAD6 43815BAC4 05602RAD3 362554AC1 47787JAC2 448977AD0 380146AC4 362585AC5 47800AAC4 02582JJT8 47800BAC2 92348KAV5 58768PAC8 TOTAL ABS Honda Auto Receivables Trust 2021-4A3 0.880% Due 01/21/2026 John Deere Owner Trust 2021-B A3 0.520% Due 03/16/2026 Hyundai Auto Receivables Trust 2021-CA3 0.740% Due 05/15/2026 Honda Auto Receivables Trust 2022-1 A3 1.880% Due 05/15/2026 BMW Vehicle Owner Trust 2022-A A3 3.210% Due 08/25/2026 GM Financial Securitized Term 2021-4A3 0.680% Due 09/16/2026 John Deere Owner Trust 2022-AA3 2.320% Due 09/16/2026 Hyundai Auto Receivables Trust 2022-AA3 2.220% Due 10/15/2026 GM Financial Auto Receivables 2022-1 A3 1.260% Due 11/16/2026 GM Financial Securitized ART 2022-2 A3 3.100% Due 02/16/2027 John Deere Owner Trust 2022-B A3 3.740% Due 02/16/2027 American Express Credit Trust 2022-2 A 3.390% Due 05/17/2027 John Deere Owner Trust 2022-C A3 5.090% Due 06/15/2027 Verizon Master Trust 2022-5 A1A 3.720% Due 07/20/2027 Mercedes-Benz Auto Receivables 2022-1 A3 5.210% Due 08/16/2027 765,000.00 965,000.00 545,000.00 1,315,000.00 850,000.00 585,000.00 1,005,000.00 1,080,000.00 500,000.00 780, 000.00 1,045,000.00 2,205,000.00 1,350,000.00 915, 000.00 2,790,000.00 30,889,889.82 11/16/2021 0.89% 07/13/2021 0.52% 11/09/2021 0.75% 02/15/2022 1.89% 05/10/2022 3.23% 10/13/2021 0.66% 03/10/2022 2.34% 03/09/2022 2.23% 01/11/2022 1.23% 04/05/2022 3.13% 07/12/2022 3.77% 05/17/2022 3.42% 10/12/2022 5.15% 08/02/2022 3.75% 11/15/2022 5.28% 2.21% 764,838.74 764,905.83 964,913.92 964,953.89 544,878.36 544,931.02 1,314,802.22 1,314,869.77 849,955.80 849,968.19 584,985.08 584,991.41 1,004,777.69 1,004,843.91 1,079,958.42 1,079,971.77 499,956.55 499,972.20 779,836.98 779,882.94 1,044,900.20 1,044,919.69 2,204,512.25 2,204,652.25 1,349,895.24 1,349,908.11 914,959.74 914,969.00 2,789,448.14 2,789,504.63 30,885,930.52 30,887,455.03 95.51 5.26% 95.67 5.59% 95.40 5.49% 95.88 4.95% 97.71 4.90% 94.86 5.77% 96.65 5.05% 96.14 5.00% 95.01 5.68% 96.84 5.16% 98.07 4.89% 97.66 4.60% 100.81 4.74% 98.64 5.10% 101.01 4.73% 5.23% 730,649.97 187.00 923,181.73 223.02 519,940.36 179.24 1,260,772.03 1,098.76 830,571.55 454.75 554,955.57 165.75 971,363.66 1,036.27 1,038,268.80 1,065.60 475,065.00 262.50 755,324.70 1,007.50 1,024,860.76 1,737.02 2,153, 336.85 3,322.20 1,360,957.95 3,054.00 902,512.08 1,040.05 2,818,298.97 6,460.40 30,171,153.05 26,594.13 0.26% (34,255.86) 0.33% (41,772.16) 0.18% (24,990.66) 0.45% (54,097.74) 0.30% (19,396.64) 0.20% (30,035.84) 0.35% (33,480.25) 0.37% (41,702.97) 0.17% (24,907.20) 0.27% (24,558.24) 0.36% (20,058.93) 0.77% (51,315.40) 0.48% 11,049.84 0.32% (12,456.92) 1.00% 28,794.34 10.73% (716,301.98) Aaa / NR AAA Aaa / NR AAA NR / AAA AM Aaa / AAA NR Aaa / AAA NR Aaa / AAA NR Aaa / NR AAA NR/AAA AAA NR/AAA AAA Aaa / AAA NR Aaa / NR AAA NR/AAA AAA Aaa / NR AAA NR / AAA AM Aaa / AAA NR Aaa / AAA AAA 2.81 1.03 2.96 0.86 3.13 0.97 3.13 1.36 3.41 1.38 3.47 1.02 3.47 1.24 3.55 1.41 3.63 1.14 3.88 1.56 3.88 1.72 4.13 1.99 4.21 1.98 4.31 1.32 4.38 1.86 2.96 1.12 Agency 3133EKZK5 FFCB Note 1.600% Due 08/14/2023 4,000,000.00 08/26/2019 4,009,000.00 1.54% 4,000,839.09 98.83 3,953,208.00 1.41% Aaa / AA+ 0.37 4.81% 8,355.56 (47,631.09) AAA 0.36 31 CM 103 Holdings Report City of Dublin - Account #10198 As of March 31, 2023 CUSIP Security Description Par Value/Units Purchase Date Cost Value Mkt Price Market Value % of Port. Moody/S&P Maturity Book Yield Book Value Mkt YTM Accrued Int. Gain/Loss Fitch Duration 313383YJ4 3130A0F70 3135G0V34 3130A1XJ2 3133EKWV4 3130A2 U W 4 3135G0W66 3133ENZ94 3135G0X24 3137EAEPO 3135G03U5 3135G04Z3 3137EAEU9 3135G05X7 3137EAEX3 3135G06G3 3130ATUC9 FHLB Note 3.375% Due 09/08/2023 FHLB Note 3.375% Due 12/08/2023 FNMA Note 2.500% Due 02/05/2024 FHLB Note 2.875% Due 06/14/2024 FFCB Note 1.850% Due 07/26/2024 FHLB Note 2.875% Due 09/13/2024 FNMA Note 1.625% Due 10/15/2024 FFCB Note 4.500% Due 11/18/2024 FNMA Note 1.625% Due 01/07/2025 FHLMC Note 1.500% Due 02/12/2025 FNMA Note 0.625% Due 04/22/2025 FNMA Note 0.500% Due 06/17/2025 FHLMC Note 0.375% Due 07/21/2025 FNMA Note 0.375% Due 08/25/2025 FHLMC Note 0.375% Due 09/23/2025 FNMA Note 0.500% Due 11/07/2025 FHLB Note 4.500% Due 12/12/2025 5,000,000.00 5,000,000.00 2,000,000.00 3, 795, 000.00 2, 500, 000.00 2,000,000.00 2,000,000.00 5,480,000.00 4,200,000.00 4,200,000.00 1,825,000.00 3,435,000.00 1,745,000.00 2,755,000.00 2,655,000.00 2,860,000.00 4,000,000.00 Various 2.90% Various 2.73% 02/27/2019 2.58% Various 1.96% 08/13/2019 1.65% 10/10/2019 1.58% 11/08/2019 1.80% 11/15/2022 4.56% Various 1.18% Various 1.23% 04/22/2020 0.67% 06/17/2020 0.54% 07/21/2020 0.48 % 08/25/2020 0.47% 09/23/2020 0.44% 11/09/2020 0.57% 02/09/2023 4.22% 5,102,615.00 5,009,568.35 5,147,870.00 5,020,662.70 1,992,340.00 1,998,682.97 3,958,639.85 3,834,496.22 2,524,140.00 2,506,435.55 2,122,020.00 2,036,015.91 1,983,400.00 1,994,805.00 5,474,191.20 5,475,256.01 4,287,898.80 4,232,203.29 4,254,786.30 4,220,738.17 1,821,240.50 1,823,450.03 3,427,889.55 3,431,850.20 1,736,309.90 1,740,988.45 2,742,106.60 2,748,800.71 2,647,008.45 2,651,030.51 2,849,761.20 2,854,652.88 4,029,238.40 4,027,827.28 99.37 4.83% 99.01 4.85% 98.10 4.82% 98.11 4.50% 96.28 4.79% 98.07 4.26% 96.09 4.28% 100.20 4.37% 95.59 4.24% 95.19 4.21% 92.98 4.22% 92.41 4.13% 92.00 4.04% 91.55 4.11% 91.36 4.08% 91.49 3.98% 100.75 4.20% 4,968,690.00 10,781.25 4,950,545.00 52,968.75 1,961,968.00 7,777.78 3,723,301.07 32,428.80 2,407,077.50 8,350.69 1,961,428.00 2,875.00 1,921,794.00 14,986.11 5,490,724.36 91,105.00 4,014,922.80 15,925.00 3,997,967.41 8,575.00 1,696,808.35 5,037.76 3,174, 321.29 4,961.67 1,605,452.35 1,272.40 2,522,298.93 1,033.13 2,425,621.28 221.25 2,616,639.74 5,720.00 4,029,944.00 74,000.00 1.77% (40,878.35) 1.78% (70,117.70) 0.70% (36,714.97) 1.34% (111,195.15) 0.86% (99,358.05) 0.70% (74,587.91) 0.69% (73,011.00) 1.98% 15,468.35 1.43% (217,280.49) 1.42% (222,770.76) 0.60% (126,641.68) 1.13% (257,528.91) 0.57% (135,536.10) 0.90% (226,501.78) 0.86% (225,409.23) 0.93% (238,013.14) 1.46% 2,116.72 Aaa / AA+ NR Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ NR Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ NR 0.44 0.43 0.69 0.66 0.85 0.82 1.21 1.16 1.32 1.27 1.46 1.40 1.55 1.48 1.64 1.53 1.78 1.71 1.87 1.80 2.06 2.00 2.22 2.15 2.31 2.25 2.41 2.34 2.48 2.42 2.61 2.53 2.70 2.47 32 CM 104 Holdings Report City of Dublin - Account #10198 As of March 31, 2023 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Moody/S&P Maturity Gain/Loss Fitch Duration 3130ATS57 TOTAL Agency FHLB Note 4.500% Due 03/10/2028 CMO 3137BFE98 FHLMC K041 A2 3.171% Due 10/25/2024 3137BSRE5 FHLMC K059 A2 3.120% Due 09/25/2026 TOTAL CMO 3,000,000.00 62,450,000.00 2,000,000.00 2,000,000.00 4,000,000.00 03/21/2023 4.01% 2.08% 07/01/2021 0.72% 02/18/2022 1.98% 1.35% 3,065,010.00 3,064,651.82 63,175,465.75 62,672,955.14 2,151,406.25 2,070,323.21 2,085,625.00 2,064,815.53 4,237,031.25 4,135,138.74 103.16 3,094,923.00 1.10% 3.79% 7,875.00 30,271.18 60,517,635.08 21.64% 4.38% 354,250.15 (2,155,320.06) 97.50 4.85% 96.22 4.30% 4.57% 1,949,936.00 5,285.00 1,924,406.00 5,200.00 3,874,342.00 10,485.00 0.69% (120,387.21) 0.69% (140,409.53) 1.38% (260,796.74) Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AAA AAA NR/AAA AAA Aaa / AAA AAA 4.95 4.40 1.74 1.65 1.57 1.40 3.49 3.14 2.53 2.26 Corporate 69353RFL7 06406RAJ6 89114QCB2 037833CU2 023135BW5 24422ETT6 02665 W CZ2 79466LAG9 78013XZU5 PNC Bank Callable Note Cont 5/9/2023 3.500% Due 06/08/2023 Bank of NY Mellon Corp Note 3.450% Due 08/11/2023 Toronto Dominion Bank Note 3.250% Due 03/11/2024 Apple Inc Callable Note Cont 3/11/2024 2.850% Due 05/11/2024 Amazon.com Inc Note 0.450% Due 05/12/2024 John Deere Capital Corp Note 2.650% Due 06/24/2024 American Honda Finance Note 2.400% Due 06/27/2024 Salesforce.com Inc Callable Note Cont 7/15/2022 0.625% Due 07/15/2024 Royal Bank of Canada Note 2.550% Due 07/16/2024 1,210,000.00 1,200,000.00 2,300,000.00 3,000,000.00 1,865,000.00 2,000,000.00 1,500,000.00 465,000.00 2,500,000.00 Various 3.53% 08/24/2018 3.42% 03/26/2019 2.95% Various 2.56% 05/10/2021 0.50% Various 1.32% 07/10/2019 2.49% 06/29/2021 0.64% 09/10/2019 2.28% 1,208,333.27 1,209,937.82 1,201,836.00 1,200,133.97 2,331,234.00 2,305,953.44 3,038,334.00 3,007,814.66 1,862,277.10 1,863,988.85 2,093,680.00 2,031,863.33 1,493,742.00 1,498,435.50 464,762.85 464,898.36 2,531,325.00 2,508,358.06 99.53 6.01% 99.32 5.35% 97.92 5.54% 98.31 4.43% 95.84 4.31% 97.48 4.78% 97.03 4.90% 94.98 4.68% 96.74 5.18% 1,204,256.13 13,293.20 1,191, 801.60 5,750.00 2,252,208.30 4,152.78 2,949,162.00 33,250.00 1,787,449.57 3,240.44 1,949,620.00 14,280.56 1,455,471.00 9,400.00 441,651.42 613.54 2,418,620.00 13,281.25 0.43% (5,681.69) 0.43% (8,332.37) 0.80% (53,745.14) 1.06% (58,652.66) 0.64% (76,539.28) 0.70% (82,243.33) 0.52% (42,964.50) 0.16% (23,246.94) 0.86% (89,738.06) A2 / A A+ Al/A AA- A1/A AA- Aaa / AA+ NR Al/AA AA- A2 / A A+ A3/A- A A2/A+ NR Al/A AA- 0.19 0.18 0.36 0.35 0.95 0.91 1.12 1.07 1.12 1.09 1.24 1.18 1.24 1.19 1.29 1.25 1.30 1.24 33 CM 105 Holdings Report City of Dublin - Account #10198 As of March 31, 2023 CUSIP Security Description Par Value/Units Purchase Date Cost Value Mkt Price Market Value % of Port. Moody/S&P Maturity Book Yield Book Value Mkt YTM Accrued Int. Gain/Loss Fitch Duration 46647PAU0 02665 W EA5 90331HPL1 00440EAS6 14913R2V8 747525AF0 61747YEA9 438516CB0 78015K7H1 66815L2J7 02665 W D L2 89114QCK2 06051GHY8 46647PBH8 808513BR5 JP Morgan Chase & Co Callable Note 1X 7/23/2023 3.797% Due 07/23/2024 American Honda Finance Note 1.500% Due 01/13/2025 US Bank NA Callable Note Cont 12/21/2024 2.050% Due 01/21/2025 Chubb INA Holdings Inc Note 3.150% Due 03/15/2025 Caterpillar Financial Service Note 3.400% Due 05/13/2025 Qualcomm Inc Callable Note Cont 2/20/2025 3.450% Due 05/20/2025 Morgan Stanley Callable Note Cont 5/30/2024 0.790% Due 05/30/2025 Honeywell Intl Callable Note Cont 5/1/2025 1.350% Due 06/01/2025 Royal Bank of Canada Note 1.150% Due 06/10/2025 Northwestern Mutual Gib! Note 4.000% Due 07/01/2025 American Honda Finance Note 1.200% Due 07/08/2025 Toronto Dominion Bank Note 0.750% Due 09/11/2025 Bank of America Corp Callable Note Cont 2/13/2025 2.015% Due 02/13/2026 JP Morgan Chase & Co Callable Note Mthly 3/13/2025 2.005% Due 03/13/2026 Charles Schwab Corp Callable Note Cont 4/13/2026 1.150% Due 05/13/2026 2,500,000.00 1,075,000.00 2,610,000.00 2,500,000.00 1,165,000.00 3,000,000.00 3,040,000.00 2,500,000.00 1,000,000.00 2,500,000.00 1,000,000.00 1,000,000.00 1,250,000.00 1,000,000.00 1,370,000.00 09/12/2019 2.35% 01/11/2022 1.53% 01/16/2020 2.10% Various 0.76% 05/10/2022 3.44% Various 1.78% 05/26/2021 0.77% 06/23/2020 0.85% 02/22/2021 0.86% 06/27/2022 4.01% 08/10/2021 1.00% 02/16/2021 0.81% 03/04/2021 1.14% 04/29/2021 1.20% 05/11/2021 1.20% 2,632,175.00 2,510,622.88 1,074,150.75 1,074,494.01 2,604,440.70 2,607,988.67 2,753,600.00 2,614,728.57 1,163, 520.45 1,163,956.49 3,159,848.58 3,103, 218.14 3, 041, 611.70 3,040,626.12 2,559,500.00 2,525,567.19 1, 012, 240.00 1,006,256.69 2,499,150.00 2,499,362.50 1, 007, 640.00 1,004,441.49 997,230.00 998,513.58 1,291,725.00 1,269,846.94 1,030,270.00 1,015,252.82 1,366,821.60 1,368,019.16 99.48 5.43% 94.60 4.69% 94.19 5.47% 97.55 4.47% 97.96 4.42% 98.15 4.36% 94.66 5.40% 93.83 4.37% 92.01 5.04% 98.53 4.69% 92.66 4.64% 90.15 5.09% 93.69 5.61% 94.24 5.14% 87.79 5.46% 2,487,032.50 17,930.28 1,016,953.23 3,493.75 2,458,411.20 10,403.75 2,438,827.50 3,500.00 1,141, 224.68 15,183.83 2,944,641.00 37,662.50 2,877,572.80 8,072.05 2,345,677.50 11,250.00 920,140.00 3,545.83 2,463,367.50 25,000.00 926,648.00 2,766.67 901,517.00 416.67 1,171,126.25 3,358.33 942,449.00 1,002.50 1,202,705.19 6,039.42 0.89% (23,590.38) 0.36% (57,540.78) 0.88% (149,577.47) 0.87% (175,901.07) 0.41% (22,731.81) 1.06% (158,577.14) 1.03% (163,053.32) 0.84% (179,889.69) 0.33% (86,116.69) 0.88% (35,995.00) 0.33% (77,793.49) 0.32% (96,996.58) 0.42% (98,720.69) 0.34% (72,803.82) 0.43% (165,313.97) Al/A- AA- A3/A- A Al / AA- AA- A3 / A A A2 / A A A2 / A NR Al/A- A+ A2 / A A Al/A AA- Aaa / AA+ AAA A3/A- A Al/A AA- A2/A- AA- A1/A- AA- A2 / A A 1.32 0.31 1.79 1.72 1.81 1.73 1.96 1.87 2.12 1.99 2.14 2.01 2.17 2.07 2.17 2.09 2.20 2.11 2.25 2.10 2.27 2.19 2.45 2.36 2.88 1.79 2.95 1.87 3.12 2.97 34 CM 106 Holdings Report City of Dublin - Account #10198 As of March 31, 2023 CUSIP Security Description Par Value/Units Purchase Date Cost Value Mkt Price Market Value % of Port. Moody/S&P Maturity Book Yield Book Value Mkt YTM Accrued Int. Gain/Loss Fitch Duration 91324PEC2 89236TJK2 58989V2D5 06368FAC3 931142ER0 59217GER6 87612EBM7 808513BY0 084664CZ2 40139LBF9 023135CF1 46647PCB0 927804GH1 United Health Group Inc Callable Note Cont 4/15/2026 1.150% Due 05/15/2026 Toyota Motor Credit Corp Note 1.125% Due 06/18/2026 Met Tower Global Funding Note 1.250% Due 09/14/2026 Bank of Montreal Note 1.250% Due 09/15/2026 Wal-Mart Stores Callable Note Cont 08/17/2026 1.050% Due 09/17/2026 Metlife Note 1.875% Due 01/11/2027 Target Corp Callable Note Cont 12/15/2026 1.950% Due 01/15/2027 Charles Schwab Corp Callable Note Cont 2/3/2027 2.450% Due 03/03/2027 Berkshire Hathaway Callable Note Cont 2/15/2027 2.300% Due 03/15/2027 Guardian Life Glob Fun Note 3.246% Due 03/29/2027 Amazon.com Inc Callable Note Cont 3/13/2027 3.300% Due 04/13/2027 JP Morgan Chase & Co Callable Note Cont 4/22/2026 1.578% Due 04/22/2027 Virginia Electric Power Corp Callable Note Cont. 4/15/2027 3.750% Due 05/15/2027 14913R3A3 Caterpillar Financial Service Note 3.600% Due 08/12/2027 931142EX7 Wal-Mart Stores Callable Note Cont 09/09/2027 3.950% Due 09/09/2027 2,000,000.00 2,485,000.00 1,285,000.00 2,500,000.00 585,000.00 1,860,000.00 1,340,000.00 585,000.00 2,295,000.00 765,000.00 1,750,000.00 500,000.00 1,000,000.00 1,375,000.00 1,500,000.00 Various 1.90% 06/15/2021 1.13% 09/07/2021 1.27% Various 1.29% 09/08/2021 1.09% 01/03/2022 1.90% 01/19/2022 1.99% 03/01/2022 2.47% 03/07/2022 2.30% 03/24/2022 3.25% 04/25/2022 3.34% 08/23/2022 4.85% Various 3.75% 1,939,210.15 1,954,872.98 2,483,906.60 2,484,297.01 1,283,817.80 1,284,182.95 2,495,539.50 2,496,914.78 583,894.35 584,234.04 1,857,879.60 1,858,396.35 1,337,722.00 1,338,263.60 584,368.20 584,504.52 2,294,563.95 2,294,655.17 765,000.00 765,000.00 1,746,972.50 1,747,538.90 449, 845.00 456,302.35 999,773.40 999,806.38 90.93 4.29% 90.18 4.44% 88.74 4.83% 88.38 4.95% 90.15 4.13% 89.36 5.00% 92.44 4.13% 89.57 5.44% 94.68 3.76% 94.52 4.77% 96.76 4.18% 89.85 5.21% 97.00 4.56% 1,818,500.00 8,688.89 2,240,871.12 7,998.59 1,140, 293.58 758.51 2,209,412.50 1,388.89 527,356.44 238.88 1,662,049.50 7,750.00 1,238,683.94 5,516.33 523,988.60 1,114.75 2,172, 855.51 2,346.00 723,088.71 137.96 1,693,237.00 26,950.00 449,237.00 3,484.75 969,987.00 14,166.67 0.65% (136,372.98) 0.80% (243,425.89) 0.41% (143,889.37) 0.79% (287,502.28) 0.19% (56,877.60) 0.59% (196,346.85) 0.44% (99,579.66) 0.19% (60,515.92) 0.77% (121,799.66) 0.26% (41,911.29) 0.61% (54,301.90) 0.16% (7,065.35) 0.35% (29,819.38) A3/A+ A Al/A+ A+ Aa3 / AA- AA- A2/A- AA- Aa2 / AA AA Aa3 / AA- AA- A2 / A A A2 / A A Aa2 / AA A+ Aa1 / AA+ NR Al/AA AA- A1/A- AA- A2 / BBB+ A 3.13 2.99 3.22 3.08 3.46 3.30 3.46 3.30 3.47 3.33 3.79 3.55 3.80 3.58 3.93 3.65 3.96 3.72 4.00 3.68 4.04 3.67 4.06 2.90 4.13 3.71 Various 1,357,243.75 97.84 1,345,353.63 0.48% A2 / A 4.37 3.89% 1,359,249.37 4.14% 6,737.50 (13,895.74) A 3.97 Various 1,498,302.30 99.88 1,498,164.00 0.53% Aa2 / AA 4.45 3.98% 1,498,491.97 3.98% 3,620.83 (327.97) AA 3.96 35 CM 107 Holdings Report City of Dublin - Account #10198 As of March 31, 2023 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Moody/S&P Maturity Gain/Loss Fitch Duration 89236TKJ3 023135CP9 24422 E W R6 06051GGFO 91324PEP3 Toyota Motor Credit Corp Note 4.550% Due 09/20/2027 Amazon.com Inc Callable Note Cont 11/1/2027 4.550% Due 12/01/2027 John Deere Capital Corp Note 4.750% Due 01/20/2028 Bank of America Corp Callable Note 1/20/2027 3.824% Due 01/20/2028 United Health Group Inc Callable Note Cont 1/15/2028 5.250% Due 02/15/2028 TOTAL Corporate Money Market Fund I 31846V203 First American Govt Obligation Fund Class Y TOTAL Money Market Fund Supranational 4581XODZ8 Inter -American Dev Bank Note 0.500% Due 09/23/2024 459058JB0 Intl. Bank Recon & Development Note 0.625% Due 04/22/2025 4581X0DN5 Inter -American Dev Bank Note 0.625% Due 07/15/2025 459058JL8 Intl. Bank Recon & Development Note 0.500% Due 10/28/2025 4581X0DV7 Inter -American Dev Bank Note 0.875% Due 04/20/2026 1,500,000.00 1,000,000.00 2,000,000.00 3,000,000.00 1,500,000.00 74,375,000.00 760,480.95 760,480.95 3,680,000.00 2,260,000.00 1,685,000.00 6,000,000.00 4,615,000.00 TOTAL Supranational 18,240,000.00 11/22/2022 4.88% 01/17/2023 4.21% 01/23/2023 4.40% Various 5.80% 02/21/2023 4.90% 2.38% Various 4.32% 4.32% 09/15/2021 0.52% 04/15/2020 0.70% 01/13/2021 0.53% Various 0.55% 04/13/2021 0.97% 0.67% 1,479,060.00 1,480,571.01 1,014,400.00 1,013,806.53 2,030,780.00 2,029,664.42 2,824,349.55 2,825,537.13 1,522,890.00 1,522,416.06 74,968,966.65 74,472,984.76 760,480.95 760,480.95 760,480.95 760,480.95 3,677,276.80 3,678,655.79 2,251,253.80 2,256,398.06 1,692,329.75 1,688,731.83 5,986,632.00 5,992,738.20 4,593,863.30 4,602,093.42 18,201,355.65 18,218,617.30 100.53 4.42% 101.51 4.18% 102.10 4.26% 95.54 5.12% 103.98 4.32% 4.75% 1.00 4.32% 4.32% 1,508,004.00 2,085.42 1,015,102.00 15,166.67 2,042,000.00 21,638.89 2,866,212.00 22,625.34 1,559,742.00 10,062.50 71,092,671.90 409,364.72 760,480.95 0.00 760,480.95 0.00 94.54 3,479,016.80 4.36% 408.89 93.20 2,106,277.06 4.10% 6,238.54 92.65 1,561,194.63 4.02% 2,223.26 91.64 5,498,160.00 3.95% 12,750.00 91.35 4,215,747.12 3.91% 18,059.39 16,860,395.61 4.05% 39,680.08 0.54% 27,432.99 0.37% 1,295.47 0.73% 12,335.58 1.03% 40,674.87 0.56% 37,325.94 25.42% (3,380,312.86) 0.27% 0.00 0.27% 0.00 1.24% (199,638.99) 0.75 % (150,121.00) 0.56% (127,537.20) 1.96% (494,578.20) 1.50% (386,346.30) 6.01% (1,358,221.69) Al/A+ A+ Al/AA AA- A2 / A A+ A2 / A- AA- A3 / A Al / A+ A+ Aaa / AAA AAA Aaa / AAA AAA Aaa / AAA NR Aaa / AAA NR Aaa / AAA NR Aaa / AAA AAA Aaa / AAA AAA Aaa / AAA AAA 4.48 4.00 4.67 4.05 4.81 4.22 4.81 3.46 4.88 4.19 2.69 2.39 0.00 0.00 0.00 0.00 1.48 1.44 2.06 2.00 2.29 2.23 2.58 2.51 3.06 2.95 2.38 2.31 36 a 108 Holdings Report City of Dublin - Account #10198 As of March 31, 2023 Security Description Par Value/Units Purchase Date Cost Value Mkt Price Market Value % of Port. Moody/S&P Maturity Book Yield Book Value Mkt YTM Accrued Int. Gain/Loss Fitch Duration US Treasury 912828V80 US Treasury Note 2.250% Due 01/31/2024 912828WJ5 US Treasury Note 2.500% Due 05/15/2024 9128282N9 US Treasury Note 2.125% Due 07/31/2024 912828YH7 US Treasury Note 1.500% Due 09/30/2024 9128283J7 US Treasury Note 2.125% Due 11/30/2024 91282CDZ1 US Treasury Note 1.500% Due 02/15/2025 912828ZC7 US Treasury Note 1.125% Due 02/28/2025 91282CED9 US Treasury Note 1.750% Due 03/15/2025 912828ZL7 US Treasury Note 0.375% Due 04/30/2025 91282CFE6 US Treasury Note 3.125% Due 08/15/2025 91282CAM3 US Treasury Note 0.250% Due 09/30/2025 91282CFP1 US Treasury Note 4.250% Due 10/15/2025 91282CBC4 US Treasury Note 0.375% Due 12/31/2025 91282CBH3 US Treasury Note 0.375% Due 01/31/2026 91282CBQ3 US Treasury Note 0.500% Due 02/28/2026 91282CBT7 US Treasury Note 0.750% Due 03/31/2026 91282CCF6 US Treasury Note 0.750% Due 05/31/2026 1,000,000.00 Various 996,738.29 2.32% 999,434.28 1,750,000.00 06/10/2019 1,798,261.72 1.91% 1,760,992.95 2,000,000.00 08/30/2019 2,064,531.25 1.44% 2,017,488.44 3,500,000.00 Various 3,474,941.41 1.65% 3,492,244.51 3,000,000.00 Various 3,051,650.40 1.76% 3,017,366.58 2,000,000.00 05/06/2022 1,925,156.25 2.92% 1,949,316.08 3,500,000.00 03/24/2020 3,603,222.66 0.52% 3,540,062.54 2,000,000.00 03/15/2022 1,985,312.50 2.00% 1,990,422.95 4,000,000.00 Various 3,998,593.75 0.38% 3,999,399.57 3,000,000.00 Various 2,905,703.13 4.34% 2,919,160.45 2,500,000.00 10/16/2020 2,491,406.25 0.32% 2,495,657.94 10,000,000.00 Various 10,002,724.61 4.24% 10,002,797.04 1,000,000.00 12/29/2020 999,921.88 0.38% 999,957.00 4,000,000.00 02/23/2021 3,960,625.00 0.58% 3,977,362.65 2,500,000.00 03/26/2021 2,459,960.94 0.83% 2,476,292.96 5,000,000.00 Various 4,974,804.69 0.85% 4,984,840.38 2,000,000.00 06/18/2021 1,985,000.00 0.91% 1,990,393.35 97.96 979,570.00 0.35% Aaa /AA+ 4.77% 3,729.28 (19,864.28) AAA 97.80 1,711,445.75 0.61% Aaa / AA+ 4.53% 16,557.32 (49,547.20) AAA 97.06 1,941,250.00 0.69% Aaa / AA+ 4.41% 7,044.20 (76,238.44) AAA 95.95 3,358,222.00 1.19% Aaa / AA+ 4.32% 143.45 (134,022.51) AAA 96.64 2,899,335.00 1.04% Aaa / AA+ 4.23% 21,366.76 (118,031.58) AAA 95.27 1,905,312.00 0.68% Aaa / AA+ 4.14% 3,729.28 (44,004.08) AAA 94.55 3,309,414.50 1.18% Aaa / AA+ 4.11% 3,423.91 (230,648.04) AAA 95.65 1,912,968.00 0.68% Aaa / AA+ 4.09% 1,616.85 (77,454.95) AAA 92.75 3,710,000.00 1.32% Aaa / AA+ 4.04% 6,298.34 (289,399.57) AAA 98.12 2,943,633.00 1.05% Aaa / AA+ 3.96% 11,654.01 24,472.55 AAA 91.51 2, 287, 792.50 0.81% Aaa / AA+ 3.84% 17.08 (207,865.44) AAA 100.77 10, 077, 340.00 3.65% Aaa / AA+ 3.93% 196,153.84 74,542.96 AAA 91.15 911,484.00 0.32% Aaa/AA+ 3.79% 942.68 (88,473.00) AAA 90.78 3, 631, 092.00 1.29% Aaa / AA+ 3.84% 2,486.19 (346,270.65) AAA 90.89 2,272,167.50 0.81% Aaa /AA+ 3.83% 1,086.96 (204,125.46) AAA 91.49 4,574,415.00 1.63% Aaa / AA+ 3.78% 102.46 (410,425.38) AAA 90.96 1,819,218.00 0.65% Aaa / AA+ 3.81% 5,027.47 (171,175.35) AAA 0.84 0.81 1.13 1.08 1.34 1.29 1.50 1.46 1.67 1.60 1.88 1.82 1.92 1.86 1.96 1.89 2.08 2.03 2.38 2.26 2.50 2.45 2.55 2.34 2.76 2.69 2.84 2.77 2.92 2.84 3.00 2.92 3.17 3.07 37 CM 109 Holdings Report City of Dublin - Account #10198 As of March 31, 2023 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Moody/S&P Maturity Gain/Loss Fitch Duration 91282CCW9 91282CDG3 912828Z78 91282CEN7 91282CEW7 91282CFM8 91282CGC9 US Treasury Note 0.750% Due 08/31/2026 US Treasury Note 1.125% Due 10/31/2026 US Treasury Note 1.500% Due 01/31/2027 US Treasury Note 2.750% Due 04/30/2027 US Treasury Note 3.250% Due 06/30/2027 US Treasury Note 4.125% Due 09/30/2027 US Treasury Note 3.875% Due 12/31/2027 TOTAL US Treasury TOTAL PORTFOLIO TOTAL MARKET VALUE PLUS ACCRUALS 2,000,000.00 5,000,000.00 4,500,000.00 7,000,000.00 9,000,000.00 10,000,000.00 10,000,000.00 100,250,000.00 290,965,370.77 08/30/2021 0.77% Various 1.25% Various 2.15% Various 3.55% Various 3.21% Various 3.95% Various 3.70% 2.47% 1,998,515.63 1,998,985.49 4,970,498.06 4,978,404.58 4,367,285.16 4,393,721.22 6,761,484.38 6,790,627.16 9,018,066.41 9,011,919.19 10,074,062.50 10,069,656.59 10,078,828.13 10,075,984.60 99,947,295.00 99,932,488.50 292,176,525.77 2.21% 291,080,120.42 90.38 3.78% 91.21 3.77% 92.06 3.74% 96.38 3.71% 98.27 3.69% 101.88 3.67% 101.05 3.63% 3.87% 4.37% 1,807,500.00 1,304.35 4,560,350.00 23,618.78 4,142, 812.50 11,187.85 6,746,523.00 80,828.72 8,844,606.00 73,529.00 10,188, 280.00 1,127.04 10,105, 080.00 97,410.22 96,639,810.75 570,386.04 279,916,489.34 1,410,760.12 281,327,249.46 0.64% (191,485.49) 1.63% (418,054.58) 1.48% (250,908.72) 2.43% (44,104.16) 3.17% (167, 313.19 ) 3.62% 118,623.41 3.63% 29,095.40 34.55% (3,292,677.75) Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA Aaa / AA+ AAA 100.00% Aa1 / AA (11,163,631.08 AAA 3.42 3.31 3.59 3.44 3.84 3.66 4.08 3.77 4.25 3.90 4.50 4.08 4.76 4.27 3.22 3.01 2.67 2.29 38 CM 110 Holdings Report City of Dublin Reporting Account - Account #10219 As of March 31, 2023 CUSIP Security Description Par Value/Units Purchase Date Book Yield Cost Value Book Value Mkt Price Mkt YTM Market Value Accrued Int. % of Port. Moody/S&P Maturity Gain/Loss Fitch Duration LAIF 90LAIF$00 Local Agency Investment Fund State Pool TOTAL LAIF Local Gov Investment Pool 90CAMP$00 California Asset Mgmt Program CAMP TOTAL Local Gov Investment Pool TOTAL PORTFOLIO TOTAL MARKET VALUE PLUS ACCRUALS 25,917,595.50 25,917,595.50 80,625,561.52 80,625,561.52 106,543,157.02 Various 25,917,595.50 2.88% 25,917,595.50 25,917,595.50 2.88% 25,917,595.50 1.00 2.88% 2.88% 25,917,595.50 166,759.99 25,917,595.50 166,759.99 24.44% NR / NR 0.00 NR 24.44% NR / NR 0.00 NR 0.00 0.00 0.00 0.00 Various 80,625,561.52 4.92% 80,625,561.52 80,625,561.52 4.92% 80,625,561.52 106,543,157.02 4.42% 106,543,157.02 1.00 4.92% 4.92% 80,625,561.52 0.00 80,625,561.52 0.00 106,543,157.02 4.42% 166,759.99 106,709,917.01 75.56% NR/AAA 0.00 NR 75.56% NR / AAA 0.00 NR 100.00% NR / AAA 0.00 NR 0.00 0.00 0.00 0.00 0.00 0.00 39 CM 111 Section 5 I Transactions 40 a 112 Transaction Ledger City of Dublin - Account #10198 December 31, 2022 through March 31, 2023 As of March 31, 2023 Transaction Settlement Type Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Total Amount Gain/Loss Pur/Sold ACQUISITIONS Purchase 01/19/2023 023135CP9 1,000,000.00 Amazon.com Inc Callable Note Cont 11/1/2027 101.440 4.21% 1,014,400.00 6,066.67 1,020,466.67 0.00 4.55% Due: 12/01/2027 Purchase 01/25/2023 24422EWR6 2,000,000.00 John Deere Capital Corp Note 101.539 4.40% 2,030,780.00 4,222.22 2,035,002.22 0.00 4.75% Due: 01/20/2028 Purchase 01/27/2023 91282CGC9 5,000,000.00 US Treasury Note 101.148 3.62% 5,057,421.88 14,450.97 5,071,872.85 0.00 3.875% Due: 12/31/2027 Purchase 01/31/2023 91282CGC9 4,000,000.00 US Treasury Note 100.766 3.70% 4,030,625.00 13,273.48 4,043,898.48 0.00 3.875% Due: 12/31/2027 Purchase 02/10/2023 3130ATUC9 2,240,000.00 FHLB Note 100.738 4.22% 2,256,531.20 27,160.00 2,283,691.20 0.00 4.5% Due: 12/12/2025 Purchase 02/10/2023 3130ATUC9 1,760,000.00 FHLB Note 100.722 4.22% 1,772,707.20 21,340.00 1,794,047.20 0.00 4.5% Due: 12/12/2025 Purchase 02/15/2023 05593AAC3 295,000.00 BMW Vehicle Lease Trust 2023-1 A3 99.998 5.22% 294,992.98 0.00 294,992.98 0.00 5.16% Due: 11/25/2025 Purchase 02/17/2023 91282CEW7 1,000,000.00 US Treasury Note 96.410 4.16% 964,101.56 4,309.39 968,410.95 0.00 3.25% Due: 06/30/2027 Purchase 02/17/2023 91282CGC9 1,000,000.00 US Treasury Note 99.078 4.08% 990,781.25 5,138.12 995,919.37 0.00 3.875% Due: 12/31/2027 Purchase 02/23/2023 91324PEP3 1,500,000.00 United Health Group Inc Callable Note Cont 101.526 4.90% 1,522,890.00 1,750.00 1,524,640.00 0.00 1/15/2028 5.25% Due: 02/15/2028 Purchase 03/13/2023 06051GGFO 1,595,000.00 Bank of America Corp Callable Note 1/20/2027 93.531 5.94% 1,491,819.45 8,979.50 1,500,798.95 0.00 3.824% Due: 01/20/2028 Purchase 03/22/2023 3130ATS57 3,000,000.00 FHLB Note 102.167 4.01% 3,065,010.00 4,500.00 3,069,510.00 0.00 4.5% Due: 03/10/2028 41 113 Transaction Ledger December 31, 2022 through March 31, 2023 City of Dublin - Account #10198 As of March 31, 2023 Transaction Type Settlement Date CUSIP Quantity Security Description Acq/Disp Price Yield Amount Interest Pur/Sold Total Amount Gain/Loss Purchase Subtotal 03/30/2023 TOTAL ACQUISITIONS 06051GGF0 1,405,000.00 Bank of America Corp Callable Note 1/20/2027 3.824% Due: 01/20/2028 25,795,000.00 25,795,000.00 94.842 5.64% 1,332,530.10 10,446.96 1,342,977.06 25,824,590.62 121, 637.31 25,946, 227.93 25,824, 590.62 121, 637.31 25,946, 227.93 0.00 0.00 0.00 DISPOSITIONS Sale Sale Sale Sale Sale Subtotal Call Subtotal 01/25/2023 313383QR5 01/27/2023 912828V80 01/31/2023 912796Z85 02/10/2023 3137EAEN5 03/22/2023 3135G05G4 1, 500, 000.00 2,500,000.00 3,000,000.00 2,000,000.00 2,350,000.00 11,350,000.00 03/05/2023 06051GHF9 2,400,000.00 2,400,000.00 FHLB Note 3.25% Due: 06/09/2023 US Treasury Note 2.25% Due: 01/31/2024 US Treasury Bill 4.381% Due: 03/28/2023 FHLMC Note 2.75% Due: 06/19/2023 FNMA Note 0.25% Due: 07/10/2023 Bank of America Corp Callable Note 1X 3/5/2023 Due: 03/05/2024 99.396 2.87% 97.574 2.32% 99.299 4.51% 99.258 2.88% 98.600 0.32% 100.000 3.17% 1,490,940.00 2,439,355.47 2,978,962.67 1,985,160.00 2,317,100.00 6,229.17 1,497,169.17 -10,994.48 27,513.59 2,466,869.06 -58,933.47 0.00 2,978,962.67 -594.53 7,791.67 1,992,951.67 -14,004.87 1,175.00 2,318,275.00 -32,392.44 11,211,518.14 42,709.43 11,254,227.57 -116,919.79 2,400,000.00 0.00 2,400,000.00 0.00 2,400,000.00 0.00 2,400,000.00 0.00 42 CM 114 Transaction Ledger City of Dublin - Account #10198 December 31, 2022 through March 31, 2023 As of March 31, 2023 Transaction Settlement Type Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Total Amount Gain/Loss Pur/Sold Maturity Subtotal 01/30/2023 TOTAL DISPOSITIONS 62479 M N W 9 5,000,000.00 MUFG Bank Ltd/NY Discount CP 4.42% Due: 01/30/2023 5,000,000.00 18,750,000.00 99.227 5,000,000.00 0.00 5,000,000.00 0.00 5,000,000.00 0.00 5,000,000.00 0.00 18,611,518.14 42,709.43 18,654,227.57 -116,919.79 43 CM 115 Transaction Ledger City of Dublin Reporting Account - Account #10219 December 31, 2022 through March 31, 2023 As of March 31, 2023 Transaction Settlement Type Date CUSIP Quantity Security Description c Price Aq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss ACQUISITIONS Purchase 01/15/2023 90LAIF$00 186,902.43 Local Agency Investment Fund State Pool Purchase 01/31/2023 90CAMP$00 312,588.18 California Asset Mgmt Program CAMP Purchase 02/28/2023 90CAMP$00 290,529.41 California Asset Mgmt Program CAMP Purchase 03/31/2023 90CAMP$00 327,187.30 California Asset Mgmt Program CAMP Subtotal 1,117,207.32 Security 01/03/2023 90CAMP$00 33,000,000.00 California Asset Mgmt Program CAMP Contribution Subtotal 33,000,000.00 TOTAL ACQUISITIONS 34,117,207.32 1.000 2.23% 1.000 4.56% 1.000 4.75% 1.000 4.92% 1.000 186,902.43 312,588.18 290,529.41 327,187.30 1,117,207.32 33,000,000.00 33,000,000.00 34,117,207.32 0.00 0.00 0.00 0.00 0.00 0.00 186,902.43 312,588.18 290,529.41 327,187.30 1,117,207.32 33,000,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 33,000,000.00 0.00 0.00 34,117,207.32 0.00 DISPOSITIONS Security 01/13/2023 90CAMP$00 9,500,000.00 California Asset Mgmt Program CAMP Withdrawal Subtotal 9,500,000.00 TOTAL DISPOSITIONS 9,500,000.00 1.000 9,500,000.00 0.00 9,500,000.00 0.00 9,500,000.00 0.00 9,500,000.00 0.00 9,500,000.00 0.00 9,500,000.00 0.00 44 CM 116 Important Disclosures 2023 Chandler Asset Management, Inc, An Independent Registered Investment Adviser. As of March 31, 2023 Information contained herein is confidential. Prices are provided by ICE Data Services Inc ("IDS"), an independent pricing source. In the event IDS does not provide a price or if the price provided is not reflective of fair market value, Chandler will obtain pricing from an alternative approved third party pricing source in accordance with our written valuation policy and procedures. Our valuation procedures are also disclosed in Item 5 of our Form ADV Part 2A. Performance results are presented gross -of -advisory fees and represent the client's Total Return. The deduction of advisory fees lowers performance results. These results include the reinvestment of dividends and other earnings. Past performance may not be indicative of future results. Therefore, clients should not assume that future performance of any specific investment or investment strategy will be profitable or equal to past performance levels. All investment strategies have the potential for profit or loss. Economic factors, market conditions or changes in investment strategies, contributions or withdrawals may materially alter the performance and results of your portfolio. Index returns assume reinvestment of all distributions. Historical performance results for investment indexes generally do not reflect the deduction of transaction and/or custodial charges or the deduction of an investment management fee, the incurrence of which would have the effect of decreasing historical performance results. It is not possible to invest directly in an index. Source ICE Data Indices, LLC ("ICE"), used with permission. ICE permits use of the ICE indices and related data on an "as is" basis; ICE, its affiliates and their respective third party suppliers disclaim any and all warranties and representations, express and/or implied, including any warranties of merchantability or fitness for a particular purpose or use, including the indices, index data and any data included in, related to, or derived therefrom. Neither ICE data, its affiliates or their respective third party providers guarantee the quality, adequacy, accuracy, timeliness or completeness of the indices or the index data or any component thereof, and the indices and index data and all components thereof are provided on an "as is" basis and licensee's use it at licensee's own risk. ICE data, its affiliates and their respective third party do not sponsor, endorse, or recommend chandler asset management, or any of its products or services. This report is provided for informational purposes only and should not be construed as a specific investment or legal advice. The information contained herein was obtained from sources believed to be reliable as of the date of publication, but may become outdated or superseded at any time without notice. Any opinions or views expressed are based on current market conditions and are subject to change. This report may contain forecasts and forward -looking statements which are inherently limited and should not be relied upon as indicator of future results. Past performance is not indicative of future results. This report is not intended to constitute an offer, solicitation, recommendation or advice regarding any securities or investment strategy and should not be regarded by recipients as a substitute for the exercise of their own judgment. Fixed income investments are subject to interest, credit and market risk. Interest rate risk: the value of fixed income investments will decline as interest rates rise. Credit risk: the possibility that the borrower may not be able to repay interest and principal. Low rated bonds generally have to pay higher interest rates to attract investors willing to take on greater risk. Market risk: the bond market in general could decline due to economic conditions, especially during periods of rising interest rates. Ratings information have been provided by Moody's, S&P and Fitch through data feeds we believe to be reliable as of the date of this statement, however we cannot guarantee its accuracy. Security level ratings for U.S. Agency issued mortgage -backed securities ("MBS") reflect the issuer rating because the securities themselves are not rated. The issuing U.S. Agency guarantees the full and timely payment of both principal and interest and carries a AA+/Aaa/AAA by S&P, Moody's and Fitch respectively. Your qualified custodian bank maintains control of all assets reflected in this statement and we urge you to compare this statement to the one you receive from your qualified custodian. Chandler does not have any authority to withdraw or deposit funds from/to the custodian account. 45 CM 117 Benchmark Disclosures As of March 31, 2023 ICE BofA 1-5 Yr US Treasury & Agency Index* The ICE BofA 1-5 Year US Treasury & Agency Index tracks the performance of US dollar denominated US Treasury and nonsubordinated US agency debt issued in the US domestic market. Qualifying securities must have an investment grade rating (based on an average of Moody's, S&P and Fitch). Qualifying securities must have at least one year remaining term to final maturity and less than five years remaining term to final maturity, at least 18 months to maturity at time of issuance, a fixed coupon schedule, and a minimum amount outstanding of $1 billion for sovereigns and $250 million for agencies. The ICE BofA 1-3 Year US Treasury & Agency Index tracks the performance of US dollar denominated US Treasury and nonsubordinated US agency debt issued in the US domestic market. Qualifying securities must have an investment grade rating (based on an average of Moody's, S&P and Fitch). Qualifying securities must have at least one year remaining term to final maturity and less than three years remaining term to final maturity, at least 18 months to maturity at time of issuance, a fixed coupon schedule, and a minimum amount outstanding of $1 billion for sovereigns and $250 million for agencies. 46 CA 118 Attachment 2 Transaction Ledger City of Dublin - Account #10198 December 31, 2022 through March 31, 2023 As of March 31, 2023 Transaction Settlement Type Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Total Amount Gain/Loss Pur/Sold ACQUISITIONS Purchase 01/19/2023 023135CP9 1,000,000.00 Amazon.com Inc Callable Note Cont 11/1/2027 101.440 4.21% 1,014,400.00 6,066.67 1,020,466.67 0.00 4.55% Due: 12/01/2027 Purchase 01/25/2023 24422EWR6 2,000,000.00 John Deere Capital Corp Note 101.539 4.40% 2,030,780.00 4,222.22 2,035,002.22 0.00 4.75% Due: 01/20/2028 Purchase 01/27/2023 91282CGC9 5,000,000.00 US Treasury Note 101.148 3.62% 5,057,421.88 14,450.97 5,071,872.85 0.00 3.875% Due: 12/31/2027 Purchase 01/31/2023 91282CGC9 4,000,000.00 US Treasury Note 100.766 3.70% 4,030,625.00 13,273.48 4,043,898.48 0.00 3.875% Due: 12/31/2027 Purchase 02/10/2023 3130ATUC9 2,240,000.00 FHLB Note 100.738 4.22% 2,256,531.20 27,160.00 2,283,691.20 0.00 4.5% Due: 12/12/2025 Purchase 02/10/2023 3130ATUC9 1,760,000.00 FHLB Note 100.722 4.22% 1,772,707.20 21,340.00 1,794,047.20 0.00 4.5% Due: 12/12/2025 Purchase 02/15/2023 05593AAC3 295,000.00 BMW Vehicle Lease Trust 2023-1 A3 99.998 5.22% 294,992.98 0.00 294,992.98 0.00 5.16% Due: 11/25/2025 Purchase 02/17/2023 91282CEW7 1,000,000.00 US Treasury Note 96.410 4.16% 964,101.56 4,309.39 968,410.95 0.00 3.25% Due: 06/30/2027 Purchase 02/17/2023 91282CGC9 1,000,000.00 US Treasury Note 99.078 4.08% 990,781.25 5,138.12 995,919.37 0.00 3.875% Due: 12/31/2027 Purchase 02/23/2023 91324PEP3 1,500,000.00 United Health Group Inc Callable Note Cont 101.526 4.90% 1,522,890.00 1,750.00 1,524,640.00 0.00 1/15/2028 5.25% Due: 02/15/2028 Purchase 03/13/2023 06051GGFO 1,595,000.00 Bank of America Corp Callable Note 1/20/2027 93.531 5.94% 1,491,819.45 8,979.50 1,500,798.95 0.00 3.824% Due: 01/20/2028 Purchase 03/22/2023 3130ATS57 3,000,000.00 FHLB Note 102.167 4.01% 3,065,010.00 4,500.00 3,069,510.00 0.00 4.5% Due: 03/10/2028 41 119 Transaction Ledger December 31, 2022 through March 31, 2023 City of Dublin - Account #10198 As of March 31, 2023 Transaction Type Settlement Date CUSIP Quantity Security Description Acq/Disp Price Yield Amount Interest Pur/Sold Total Amount Gain/Loss Purchase Subtotal 03/30/2023 TOTAL ACQUISITIONS 06051GGFO 1,405,000.00 Bank of America Corp Callable Note 1/20/2027 3.824% Due: 01/20/2028 25,795,000.00 25,795,000.00 94.842 5.64% 1,332,530.10 10,446.96 1,342,977.06 25,824,590.62 121, 637.31 25,946, 227.93 25,824, 590.62 121, 637.31 25,946, 227.93 0.00 0.00 0.00 DISPOSITIONS Sale Sale Sale Sale Sale Subtotal Call Subtotal 01/25/2023 313383QR5 01/27/2023 912828V80 01/31/2023 912796Z85 02/10/2023 3137EAEN5 03/22/2023 3135G05G4 1, 500, 000.00 2,500,000.00 3,000,000.00 2,000,000.00 2,350,000.00 11,350,000.00 03/05/2023 06051GHF9 2,400,000.00 2,400,000.00 FHLB Note 3.25% Due: 06/09/2023 US Treasury Note 2.25% Due: 01/31/2024 US Treasury Bill 4.381% Due: 03/28/2023 FHLMC Note 2.75% Due: 06/19/2023 FNMA Note 0.25% Due: 07/10/2023 Bank of America Corp Callable Note 1X 3/5/2023 Due: 03/05/2024 99.396 2.87% 97.574 2.32% 99.299 4.51% 99.258 2.88% 98.600 0.32% 100.000 3.17% 1,490,940.00 2,439,355.47 2,978,962.67 1,985,160.00 2,317,100.00 6,229.17 1,497,169.17 -10,994.48 27,513.59 2,466,869.06 -58,933.47 0.00 2,978,962.67 -594.53 7,791.67 1,992,951.67 -14,004.87 1,175.00 2,318,275.00 -32,392.44 11,211,518.14 42,709.43 11,254,227.57 -116,919.79 2,400,000.00 0.00 2,400,000.00 0.00 2,400,000.00 0.00 2,400,000.00 0.00 42 CM 120 Transaction Ledger City of Dublin - Account #10198 December 31, 2022 through March 31, 2023 As of March 31, 2023 Transaction Settlement Type Date CUSIP Quantity Security Description Price Acq/Disp Yield Amount Interest Total Amount Gain/Loss Pur/Sold Maturity Subtotal 01/30/2023 TOTAL DISPOSITIONS 62479 M N W 9 5,000,000.00 MUFG Bank Ltd/NY Discount CP 4.42% Due: 01/30/2023 5,000,000.00 18,750,000.00 99.227 5,000,000.00 0.00 5,000,000.00 0.00 5,000,000.00 0.00 5,000,000.00 0.00 18,611,518.14 42,709.43 18,654,227.57 -116,919.79 43 CM 121 Transaction Ledger City of Dublin Reporting Account - Account #10219 December 31, 2022 through March 31, 2023 As of March 31, 2023 Transaction Settlement Type Date CUSIP Quantity Security Description c Price Aq/Disp Yield Amount Interest Pur/Sold Total Amount Gain/Loss ACQUISITIONS Purchase 01/15/2023 90LAIF$00 186,902.43 Local Agency Investment Fund State Pool Purchase 01/31/2023 90CAMP$00 312,588.18 California Asset Mgmt Program CAMP Purchase 02/28/2023 90CAMP$00 290,529.41 California Asset Mgmt Program CAMP Purchase 03/31/2023 90CAMP$00 327,187.30 California Asset Mgmt Program CAMP Subtotal 1,117,207.32 Security 01/03/2023 90CAMP$00 33,000,000.00 California Asset Mgmt Program CAMP Contribution Subtotal 33,000,000.00 TOTAL ACQUISITIONS 34,117,207.32 1.000 2.23% 1.000 4.56% 1.000 4.75% 1.000 4.92% 1.000 186,902.43 312,588.18 290,529.41 327,187.30 1,117,207.32 33,000,000.00 33,000,000.00 34,117,207.32 0.00 0.00 0.00 0.00 0.00 0.00 186,902.43 312,588.18 290,529.41 327,187.30 1,117,207.32 33,000,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 33,000,000.00 0.00 0.00 34,117,207.32 0.00 DISPOSITIONS Security 01/13/2023 90CAMP$00 9,500,000.00 California Asset Mgmt Program CAMP Withdrawal Subtotal 9,500,000.00 TOTAL DISPOSITIONS 9,500,000.00 1.000 9,500,000.00 0.00 9,500,000.00 0.00 9,500,000.00 0.00 9,500,000.00 0.00 9,500,000.00 0.00 9,500,000.00 0.00 44 CM 122